The Creighton Mine is a structurally complex and seismically active mining environment. Microseismic activity occurs daily and increases with depth, complicating downward mine expansion. Larger magnitude events occur less frequently but can damage mine infrastructure, interrupt operations and threaten worker safety. This thesis explores the relationships between geological structure and mining-induced seismicity through geological, seismological and numerical modelling investigations in an area known as the Creighton Deep, with concentration on the 7400 Level (2255 m). Geological features within the Creighton Deep have a reported association with seismic activity. Four families of shear zones were identified during field investigations, the most prominent striking SW and steeply dipping NW. Seismicity from 2006-2007 is analyzed. Spatial and temporal trends and seismic event parameters show little correlation to shear zone geometry. Instead, seismic event parameters correlate to spatial clusters of events. A remote cluster of events to the southwest of the excavation exhibits anomalously high seismic parameter values. This area of the mine continues to be a source of elevated seismicity. Fault plane solutions are utilized to compare shear zone geometry with active slip surfaces. Solutions for macroseismic events are inconsistent, while microseismic event focal mechanisms have similar pressure, tension and null axes. The resulting solutions do not align with shear-zone orientations. A stress inversion using microseismic focal mechanism information yields a stress tensor that is comparable to the regional stress tensor. Universal Distinct Element Code numerical models demonstrate that a yield zone exists immediately surrounding the excavation. SW-striking shear zones modify the stress field, resulting in increased stress to the southeast of the excavation. These high-stress zones are areas of preferred seismic activity. Slip is induced on select SW-striking shear zones to the south of the excavation as well as localized yielding. The characteristics of mining-induced seismicity do not correlate to shear zones. Seismicity does compare to modelled stress: the yielded rock mass adjacent to the excavation has little seismicity; areas of high stress are areas of rock mass damage and dense seismic activity. It is thus proposed that seismicity in the Creighton Deep results from stress-induced rock mass degradation rather than fault-slip. / Thesis (Master, Geological Sciences & Geological Engineering) -- Queen's University, 2009-09-11 10:35:17.525

Comprehensive and reliable seismic analysis techniques can aid in achieving successful inference of rockmass behaviour in different stages of the caving process. This case study is based on field data from Telfer sublevel caving mine in Western Australia. A seismic monitoring database was collected during cave progression and breaking into an open pit 550 m above the first caving lift. Five seismic analyses were used for interpreting the seismic events. Interpretation of the seismic data identifies the main effects of the geological features on the rockmass behaviour and the cave evolution. Three spatial zones and four important time periods are defined through seismic data analysis. This thesis also investigates correlations between the seismic event rate, the rate of the seismogenic zone migration, mucking rate, Apparent Stress History, Cumulative Apparent Volume rate and cave behaviour, in order to determine failure mechanisms that control cave evolution at Telfer Gold mine.

This study involves seismic monitoring of a deep coal mine. The purpose is to examine the processes responsible for induced seismicity. A seismic network consisting of five three-component short-period seismometers located above the mine recorded the seismic data. The events discussed here occurred from March 1, 2009 until April 7, 2011 during the mining of three longwall panels and the data was telemetered to Blacksburg, Virginia. A correlation equation was developed to relate local magnitude estimated by automatic data processing software in near real-time to seismic moment for well-recorded events. Local magnitude is a relative measure of relative size for a suite of earthquakes, while seismic moment is an objective measure of the actual physical size. Using the calculated seismic moments, we calculated "moment magnitudes" (Mw) for all events, which allowed us to do further studies in terms of their absolute size as a function of both time and space. The results indicate that there are two distinct classes of seismic events at the mine. The first class consists of small (M<=0) earthquakes recorded near the moving mine face. The second class of seismicity occurs in the mined-out "gob" area of the longwall panel at a greater distance behind the moving face. Their occurrence and relation to the mining history, depth of overburden and geology of the roof rocks is a significant interest. Results show that thick overburden due to elevated topography has a positive correlation with the number of seismic events but is not the only controlling factor; other factors include gob size and geological variability. Another important observation is the high seismic attenuation of the rock mass above the mine. This appears to be the result of the fracturing and caving processes associated with the creation of the gob and the resulting subsidence of the ground surface. / Master of Science

Mining engineers are tasked with ensuring that underground mining operations be both safe and efficiently productive. Induced stress in deep mines has a significant role in the stability of the underground mines and hence the safety of the mining workplace because the behavior of the rock mass associated with mining-induced seismicity is poorly-understood. Passive seismic tomography is a tool with which the performance of a rock mass can be monitored in a timely manner. Using the tool of passive seismic tomography, the advance rate of operation and mining designs can be updated considering the induced stress level in the abutting rock. Most of our current understanding of rock mass behavior associated with mining-induced seismicity comes from numerical modeling and a limited set of case studies. Therefore, it is critical to continuously monitor the rock mass performance under induced stress. Underground stress changes directly influence the seismic wave velocity of the rock mass, which can be measured by passive seismic tomography. The precise rock mass seismicity can be modeled based on the data recorded by seismic sensors such as geophones of an in-mine microseismic system. The seismic velocity of rock mass, which refers to the propagated P-wave velocity, varies associated with the occurrence of major seismic events (defined as having a local moment magnitude between 2 to 4). Seismic velocity changes in affected areas can be measured before and after a major seismic event in order to determine the highly stressed zones. This study evaluates the seismic velocity trends associated with five major seismic events with moment magnitude of 1.4 at a deep narrow-vein mine in order to recognize reasonable patterns correlated to induced stress redistribution. This pattern may allow recognizing areas and times which are prone to occurrence of a major seismic event and helpful in taking appropriate actions in order to mitigate the risk such as evacuation of the area in abrupt cases and changing the aggressive mine plans in gradual cases. In other words, the high stress zones can be distinguished at their early stage and correspondingly optimizing the mining practices to prevent progression of high stress zones which can be ended to a rock failure. For this purpose a block cave mine was synthetically modeled and numerically analyzed in order to evaluate the capability of the passive seismic tomography in determining the induced stress changes through seismic velocity measurement in block cave mines. Next the same method is used for a narrow vein mine as a case study to determine the velocity patterns corresponding to each major seismic event. / Doctor of Philosophy / Mining activities unbalance the stress distribution underground, which is called mining induced stress. The stability of the underground mines is jeopardized due to accumulation of induced stress thus it is critical for the safety of the miners to prevent excessive induced stress accumulation. Hence it is important to continuously monitor the rock mass performance under the induced stress which can form cracks or slide along the existing discontinuities in rock mass. Cracking or sliding releases energy as the source of the seismic wave propagation in underground rocks, known as a seismic event. The velocity of seismic wave propagation can be recorded and monitored by installing seismic sensors such as geophones underground. The seismic events are similar to earthquakes but on a much smaller scale. The strength of seismic events is measured on a scale of moment magnitude. The strongest earthquakes in the world are around magnitude 9, most destructive earthquakes are magnitude 7 or higher, and earthquakes below magnitude 5 generally do not cause significant damage. The moment magnitude of mining induced seismic events is typically less than 3. In order to monitor mining induced stress variations, the propagated seismic wave velocity in rock mass is measured by a series of mathematical computations on recorded seismic waves called passive seismic tomography, which is similar to the medical CT-scan machine. Seismic wave velocity is like the velocity of the vibrating particles of rock due to the released energy from a seismic event. This study proposes to investigate trends of seismic velocity variations before and after each seismic event. The areas which are highly stressed have higher seismic velocities compared to the average seismic velocity of the entire area. Therefore, early recognition of highly stressed zones, based on the seismic velocity amount prior the occurrence of major seismic events, will be helpful to apply optimization of mining practices to prevent progression of high stress zones which can be ended to rock failures. For this purpose, time-dependent seismic velocity of a synthetic mine was compared to its stress numerically. Then, the seismic data of a narrow vein mine is evaluated to determine the seismic velocity trends prior to the occurrence of at least five major seismic events as the case study.

Modern mines require systems that quickly deliver backfill to support the rock mass surrounding underground openings. Cemented Paste Backfill (CPB) is one such backfilling method, but concerns have been raised about CPB’s liquefaction susceptibility especially when the material has just been placed, and if it is exposed to earthquakes or large mining induced seismic events. Conventional geotechnical earthquake engineering for surface structures is now relatively advanced and well accepted, and so the objective of this thesis is to consider how that framework might be extended to assess the liquefaction potential of CPB. Seismic records were analyzed for earthquakes and for large mining induced events. Important seismological trends were consistent for rockbursts and earthquakes when the signals were recorded at distances as proximate as one kilometre, suggesting that the conventional earthquake engineering approach might plausibly be adapted for such design situations. For production blasts and for more proximate locations to rockbursts, much higher frequencies dominate and therefore new design methods may be required. Monotonic triaxial tests conducted on normally consolidated uncemented mine tailings demonstrated that the material is initially contractive up to a phase transition point, beyond which dilation occurs. Most importantly the material never exhibits unstable strain softening behaviour in compression, and only temporary or limited liquefaction in extension. The addition of 3% binder results in initial sample void ratios that are even higher than their uncemented counterparts, and yet the material friction is slightly enhanced when tested at 4 hours cure. These results suggest that the flow liquefaction phenomenon commonly associate with undrained loose sand fills will not occur with paste backfill. Cyclic triaxial test results analyzed in terms of number of cycles to failure for a given cyclic stress ratio exhibited a trend consistent with previous tests on similar materials. However, the addition of 3% binder and testing at 4 hours cure resulted in an order of magnitude larger number of cycles to failure – a surprising and dramatic increase, suggesting good resistance of the material to cyclic mobility. Future research is recommended to build on these results and develop more robust methods for liquefaction assessment of CPB.

Modern mines require systems that quickly deliver backfill to support the rock mass surrounding underground openings. Cemented Paste Backfill (CPB) is one such backfilling method, but concerns have been raised about CPB’s liquefaction susceptibility especially when the material has just been placed, and if it is exposed to earthquakes or large mining induced seismic events. Conventional geotechnical earthquake engineering for surface structures is now relatively advanced and well accepted, and so the objective of this thesis is to consider how that framework might be extended to assess the liquefaction potential of CPB. Seismic records were analyzed for earthquakes and for large mining induced events. Important seismological trends were consistent for rockbursts and earthquakes when the signals were recorded at distances as proximate as one kilometre, suggesting that the conventional earthquake engineering approach might plausibly be adapted for such design situations. For production blasts and for more proximate locations to rockbursts, much higher frequencies dominate and therefore new design methods may be required. Monotonic triaxial tests conducted on normally consolidated uncemented mine tailings demonstrated that the material is initially contractive up to a phase transition point, beyond which dilation occurs. Most importantly the material never exhibits unstable strain softening behaviour in compression, and only temporary or limited liquefaction in extension. The addition of 3% binder results in initial sample void ratios that are even higher than their uncemented counterparts, and yet the material friction is slightly enhanced when tested at 4 hours cure. These results suggest that the flow liquefaction phenomenon commonly associate with undrained loose sand fills will not occur with paste backfill. Cyclic triaxial test results analyzed in terms of number of cycles to failure for a given cyclic stress ratio exhibited a trend consistent with previous tests on similar materials. However, the addition of 3% binder and testing at 4 hours cure resulted in an order of magnitude larger number of cycles to failure – a surprising and dramatic increase, suggesting good resistance of the material to cyclic mobility. Future research is recommended to build on these results and develop more robust methods for liquefaction assessment of CPB.

Induced seismicity is a common phenomenon that occurs as soon as the stress state in the subsurface is externally altered in a way that faults are destabilized. It is especially problematic in stable tectonic regions where the area is not used to earthquakes; the infrastructure is not built to withstand ground movement and thus when the induced seismicity occurs damage can follow. In this thesis, mining-induced seismicity has been studied at the Dannemora mine, located in central Sweden, with the aim to locate the seismicity and gain understanding of its occurrence and behavior. The mining company, Dannemora Mineral AB, provided with blasting locations and times, as well as maps over the mine's orebodies and stopes. Seismic data acquired between 01 July 2014 - 25 March 2015 from 4 temporary seismic stations, deployed in the summer of 2014 surrounding the mine, along with 8 SNSN stations was analyzed. The project encompassed field work and processing of the data, which involved different methods to investigate the characteristics of the mine's seismicity: Statistics were kept to record the activity rate of the seismicity over time; spectral analysis was used to study the frequency content of the seismicity; particle motion plots were constructed to identify body-phases in the seismicity; Local Earthquake Tomography was used to upgrade the velocity model of the mine and to relocate the induced seismicity with more accuracy; cross-correlation was used to find events originating from similar sources; and finally, magnitude analysis was used to compare the different types of seismicity within the mine. Three main types of induced events were observed in the mine: low-frequency events with clear first arrivals, emergent events with long duration, and high-frequency events that could either have clear first arrivals or emergent-like with long durations. Through the analysis of their characteristics, they were linked to different types of rockbursts. The low-frequency events were linked to both reactivation of fault zones triggered by the mine activity, and rockbursts within the mine directly related to the mining. The emergent and high-frequency events were also linked to rockbursts directly related to the mine activity, e.g. ejection of rock from the tunnel walls or arch collapses in stopes.

L’analyse des risques liés aux objets rocheux (effondrement ou affaissement de terrain, écroulement de falaise, etc.) s’effectue généralement dans un contexte lourd en incertitudes. Malheureusement, les outils dont dispose aujourd’hui l’expert pour réaliser ses études souffrent de ne pouvoir apporter de solutions suffisamment précises pour réellement saisir ce contexte d’incertitude. Ce mémoire effectue d’abord un retour sur la notion d’incertitude dans les études de risques liés au sol et au sous-sol. Une définition et une typologie détaillée en sont proposées et des outils, issus de la littérature ou développés dans le cadre de la thèse, sont fournis pour permettre un traitement pratique de chacune des classes introduites. L’utilisation des probabilités comme outil d’aide à la prise en compte des incertitudes est ensuite examinée. Une discussion, confrontant les approches fréquentiste et épistémique, est proposée pour évaluer la possibilité et les limites d’une interprétation opérationnelle de résultats probabilistes dans une analyse de risque. Ce travail est principalement destiné à l’expert du terrain réalisant une étude de risque. Ainsi, plusieurs exemples réels (analyse de la stabilité d’une mine de charbon, étude de l’aléa fontis au droit d’une carrière souterraine de gypse, réalisation d’un Plan de Prévention des Risques Miniers) sont proposés pour éclairer les propos, illustrer l’adaptabilité des outils introduits aux méthodologies actuelles, et présenter les avantages concrets que le traitement des incertitudes et le calcul probabiliste peuvent apporter en terme d’aide à la démarche d’expertise et à la communication entre les acteurs de la gestion du risque / Analyses of risks related to ground and underground issues (surface collapses, subsidence, rockfalls, etc.) are generally undertaken in a strong context of uncertainty. However, tools that are available for geotechnical expert to carry out his study suffer today from not being able to really seize this context of uncertainty. This work takes firstly stock of the notion of uncertainty in risk analyses. It provides a definition and a typology of uncertainty that can be concretely used by the expert. For each of the defined classes, methods allowing an operational treatment of uncertainties are presented, either extracted from a literature survey or developed in the framework of the Thesis. The use of probabilities as an expertise-help tool is secondly examined. A discussion, which distinguishes between frequentist and epistemic interpretations of probabilities, is proposed to evaluate the benefits and implications that probabilities can have towards the practical elaboration of a risk analysis. This study is mainly dedicated to the field expert in charge of the analysis. Numerous concrete examples (analysis of surface stability above an underground coal mine, sinkhole development analysis over an underground gypsum mine, elaboration of a Mining Risk Prevention Plan) are therefore provided both to present the main results of the work and to illustrate the adaptability of the tools being introduced to the current methodologies of analysis. They also aim at highlighting the fact that the treatment of uncertainties and the use of probabilities in risk analyses can facilitate the process of expertise and allow a better communication between the various actors of risk management

Spatial clustering of seismic events in mines has been widely reported in literature. Despite obvious visual correlations between spatial clusters of seismic events and geomechanical structures in mines (such as pillars, dykes and faults), very limited research has been undertaken to utilise this information to filter seismic data. A linkage between spatial seismic event clusters and discrete rockmass failure mechanisms is tenuous and not well established using current seismic analysis techniques. A seismic event clustering methodology is proposed. The first component of the methodology uses a complete-linkage (CLINK) clustering routine to identify relatively compact clusters of seismic events. The CLINK clusters are then subjected to a singlelink clustering process, which uses spatial location and seismic source parameters as similarity measures. The resultant