The research presented has been focused on understanding the surface effects on the optical and electronic properties of some metallic and semiconductor nanomaterials. When the particle sizes are on the nanometer length scale, a large fraction of atoms in the particles are on the surface. The bonding of the surface atoms being unsaturated could cause trapping and introduce defects that interact with the excited electrons. The effect of the surface on the optical and electronic properties of some semiconductor and metallic nanoparticles is investigated. When the size and shape of nanomaterials change, both the electron density of the excited electrons on the surface and the electronic structure change. Therefore, it becomes important to understand how these changes affect the electronic motion in the particles in order to exploit their full potential in a variety of applications. Semiconductor nanoparticles studied include cadmium selenide (CdSe) and cadmium sulfide (CdS). Effect of changing CdSe shape and size on optical and electronic properties has been investigated and the ability for the CdS nanoparticles to show optical gain (stimulated emission) in solution at room temperature is reported. Effect of surface phonon contribution on the exited electron relaxation in copper nanoparticles is investigated. For the particles size smaller than the mean free path of the electrons in the metal, electron-surface phonon coupling becomes an important factor (contribution) for hot electron relaxation. In the thesis presented, it is shown for the first time the size depended electronic relaxation in copper nanoparticles. Fluorescence due to surface plasmon field enhancement is observed for copper nanoparticles to be million times stronger than the fluorescence observed from bulk copper.

This research focuses on generating, isolating, and characterizing nanophase gold clusters with diameters below two nanometers. In this size regime, the metal cores exhibit electronic and optical properties very different from those of colloidal and bulk gold, arising from quantum size confinement. The unoccupied molecular orbitals of the cores are known to accept electrons, analogous to a capacitor, but with discrete electrochemical potentials. This work describes the novel production of gold clusters with structurally rigid benzenethiolate bound to the surface, rather than typically used alkanethiolates. The Aux(benzenethiolate)y clusters are anionic and charged balanced by tetraoctylammonium cations. They are enriched in ~1.5 nm diameter cores, compared to a dominance of 1.7 nm cores when alkanethiols are used during synthesis. The Aux(benzenethiolate)y clusters are more likely to form bulk crystals and possess enhanced electrochemistry relative to Aux(alkylthiolate)y clusters. They are characterized by x-ray diffraction, carbon and proton NMR, FTIR, optical spectroscopy, mass spectrometry, elemental analysis, and thermogravimetric analysis. The etching of clusters in the presence of hydrogen peroxide and excess benzenethiol to yield smaller 1.1 nm clusters is reported for the first time in this work. These 1.1 nm clusters have a rich optical spectrum with clear electronic transitions at room temperature and orient spontaneously when deposited from solution. This oxidative etching process was applied to alkanethiolate clusters, converting ~2.0 nm polydisperse clusters into smaller clusters. This offers the potential to produce smaller gold clusters with more available charge states and may allow increase the types of thiols that can be bound to the surface of gold monolayer protected clusters (MPCs), known also as quantum dots. The use of the bulky thiol, tert-butylmercaptan to produce 1.5 nm core gold clusters is also reported, indicating sterically hindered alkanethiols can play a role in limiting the size of Aux(alkylthiolate)y clusters. These clusters were characterized by x-ray diffraction, proton NMR, FTIR, optical spectroscopy, and mass spectrometry. The clusters are potentially useful for thiolate exchange reactions to produce new types of Aux(thiolate)y clusters.

Despite significant developments in imaging modalities and therapeutics, cancer mortality rates remain unchanged. Detecting cancer before it has spread to other organs improves patient outcome dramatically. Therefore, greater emphasis must be placed on developing novel technology for early cancer detection and disease monitoring. Nanometer-sized materials have unique optoelectronic and magnetic properties. In particular, semiconductor quantum dots (QD) are a new class of fluorophores that are bright, photostable, and can be simultaneously excited to emit different wavelengths of light. Magnetic iron oxide nanoparticles are another class of unique nanomaterials that exhibit superparamagnetism and are strongly magnetized only in the presence of a magnetic field. In this dissertation, we describe the integration of semiconductor QDs and magnetic iron oxide nanoparticles and potential applications for (i) early detection of cancer biomarkers through routine screening, and (ii) disease monitoring through the capture and analysis of rare circulating tumor cells. First, we describe the development of integrated magneto-optical beads that can be optically encoded and magnetically separable for isolating low amounts of biomolecules from solution. Second, we demonstrate improved detection sensitivity by combining immunomagnetic beads and highly luminescent nanoparticles in a sandwich assay. Next, we describe integration of magnetic and QD nanotechnology for the selective capture and molecular profiling of rare cells. We demonstrate the ability to spectroscopically determine relative molecular levels of markers to identify invasive cells. As disease monitoring requires the analysis of patient blood samples, we have also studied nanoparticle-cell interactions using QDs to determine nanoparticle behavior in whole blood as a function of surface coatings. We observed that anionic nanoparticles with carboxylic acid groups (-COOH) were strongly associated with leukocytes, but interestingly this association was cell specific. Hydroxyl-modified QDs (QD-OH) suppressed binding and uptake by leukocytes as efficiently as PEG-modified QDs. The integration of nanotechnologies represents a new and exciting approach that has the potential to push the limits of detection sensitivity and permit isolation and profiling of multiple biomarkers from large sample volumes.

DC and RF magnetron co-sputtering techniques are one of the most suitable techniques in fabrication of thin films with different compositions. In this work, Al2O3 and Si/Al2O3 thin films were fabricated by using magnetron co-sputtering technique. For Al2O3 films, the stoichiometric, optical and crystallographic analyses were performed. For Si contained Al2O3 films, the formation conditions of Si nanocrystals were investigated. To do so, these thin films were sputtered on Si (100) substrates. Post annealing was done in order to clarify the evolution of Al2O3 matrix and Si nanocrystals at different temperatures. Crystallographic properties and size of the nanocrystals were investigated by X-ray diffraction (XRD) method. The variation of the atomic concentrations and bond formations were investigated with X-ray photoelectron spectroscopy (XPS). The luminescent behaviors of Si nanocrystals and Al2O3 matrix were investigated with photoluminescence (PL) spectroscopy. Finally, the characteristic emissions from the matrix and the nanocrystals were separately identified.

In this work we have prepared Si and SI(1-X)GE(X) nanocrystals by rf magnetron cosputtering method. The eect of annealing parameters and Ge content of x on the structural and optical properties sandwiched SiO2/SiO2: Si: Ge/SiO2 nanostructures have been investigated. For characterization we have used cross-sectional high resolution electron microscope (HREM), X-ray diraction (XRD), Raman spectroscopy (RS), Fourier transform infrared (FTIR), photoluminescence (PL), and temperature dependent PL (TDPL) techniques. It was shown that Ge content of x, annealing temperature, and annealing time are important parameters aecting the structural and optical properties of the nanocrystals. We have observed a uniform SI(1-X)GE(X) nanocrystal formation upon annealing at relatively low temperatures and short annealing time. However, Ge-rich SI(1-X)GE(X) nanocrystals do not hold their compositional uniformity when annealed at high temperatures for enough long time. A segregation process leads to the separation of Ge and Si atoms from each other and formation of Si-rich core covered by a Ge-rich shell. Related to the optical properties of Si and SI(1-X)GE(X) nanocrystals, influence of annealing treatments and Ge content of x on the simultaneous observation and relative contribution of quantum confined and interface related radiative emission to PL spectra are investigated. On the other hand, temperature dependent photoluminescence (TDPL) measurements have been applied to investigate in detail the involving PL mechanisms and the competing thermally activated emission process and the thermally activated escape process of carriers into nonradiative recombination centers and/or tunneling of the excitons into the interface or to larger nanocrystals.

Aim of this work is to construct dye sensitized solar cells employing core shell type nanocrystalline FTO/TiO2 photoanodes. Fluorine doped tin dioxide (FTO) nanoparticles were synthesized under hydrothermal conditions. Homogeneously precipitated SnO2 nanoparticles were dispersed in aqueous solutions containing NH4F as fluorine source and heat treated at 180oC for 24 hours. X-Ray analysis revealed that particles show rutile type cassiterite structure. Particles had 50 m2/g specific surface area measured by BET. Particle size was around 15-20 nm verified by XRD, BET and SEM analysis. Electrical resistivity of the powders measured with four point probe technique was around 770 ohm.cm for an F/Sn atomic ratio of 5, which showed no further decrease upon increasing the fluorine content of solutions. Thick films were deposited by screen printing technique and SEM studies revealed that agglomeration was present in the films which decreased the visible light transmission measured by UV-Visible spectrophotometry. TiO2 shell coating was deposited by hydrolysis of ammonium hexafluorotitanate and TiCl4 aqueous solutions. Efficiency of FTO nanoparticles was enhanced upon surface treatment where best result was 4.61 % for cells treated with TiCl4. Obtained photocurrent of 22.8 mA/cm2 was considered to be very promising for the future work. Enhancement v in efficiency was mostly attributed to suppressed recombination of photoelectrons and it is concluded that improved efficiencies can be obtained after successful synthesis of FTO nanoparticles having lower resistivity values and deposition of homogeneous shell coatings.

Thesis (Ph. D.)--University of Alabama at Birmingham, 2009. / Title from PDF title page (viewed Feb. 3, 2010). Additional advisors: Renato Camata, Derrick Dean, Chris M. Lawson, Andrei Stanishevsky, Sergey Vyazovkin. Includes bibliographical references (p. 133-140).

Die Raman-Spektroskopie ist eine der nützlichsten optischen Methoden zur Untersuchung der Phononen organischer und anorganischer Materialien. Mit der fortschreitenden Miniaturisierung von elektronischen Bauelementen und der damit einhergehenden Verkleinerung der Strukturen von der Mikrometer- zur Nanometerskala nehmen das Streuvolumen und somit auch das Raman-Signal drastisch ab. Daher werden neue Herangehensweisen benötigt um sie mit optischer Spektroskopie zu untersuchen. Ein häufig genutzter Ansatz um die Signalintensität zu erhöhen ist die Verwendung von Resonanz-Raman-Streuung, das heißt dass die Anregungsenergie an die Energie eines optischen Überganges in der Struktur angepasst wird. In dieser Arbeit wurden InAs/Al(Ga)As-basierte Multilagen mit einer Periodizität unterhalb des Beugungslimits mittels Resonanz-Mikro-Raman-Spektroskopie und Raster-Kraft-Mikroskopie (AFM) den jeweiligen Schichten zugeordnet. Ein effizienterer Weg um die Raman-Sensitivität zu erhöhen ist die Verwendung der oberflächenverstärkten Raman-Streuung (SERS). Sie beruht hauptsächlich auf der Verstärkung der elektromagnetischen Strahlung aufgrund von lokalisierten Oberflächenplasmonenresonanzen in Metallnanostrukturen. Beide oben genannten Signalverstärkungsmethoden wurden in dieser Arbeit zur oberflächenverstärkten Resonanz-Raman-Streuung kombiniert um geringe Mengen organischer und anorganischer Materialien (ultradünne Cobalt-Phthalocyanin-Schichten (CoPc), CuS und CdSe Nanokristalle) zu untersuchen. Damit wurden in beiden Fällen Verstärkungsfaktoren in der Größenordnung 103 bis 104 erreicht, wobei bewiesen werden konnte, dass der dominante Verstärkungsmechanismus die elektromagnetische Verstärkung ist. Spitzenverstärkte Raman-Spektroskopie (TERS) ist ein Spezialfall von SERS, bei dem das Auflösungsvermögen von Licht unterschritten werden kann, was zu einer drastischen Verbesserung der lateralen Auflösung gegenüber der konventionellen Mikro-Raman-Spektroskopie führt. Dies konnte mit Hilfe einer Spitze erreicht werden, die als einzelner plasmonischer Streuer wirkt. Dabei wird die Spitze in einer kontrollierten Weise gegenüber der Probe bewegt. Die Anwendung von TERS erforderte zunächst die Entwicklung und Optimierung eines AFM-basierten TERS-Aufbaus und TERS-aktiver Spitzen, welche Gegenstand dieser Arbeit war. TERS-Bilder mit Auflösungen unter 15 nm konnten auf einer Testprobe mit kohlenstoffhaltigen Verbindungen realisiert werden. Die TERS-Verstärkung und ihre Abhängigkeit vom Substratmaterial, der Substratmorphologie sowie der AFM-Betriebsart wurden anhand der CoPc-Schichten, die auf nanostrukturierten Goldsubstraten abgeschieden wurden, evaluiert. Weiterhin konnte gezeigt werden, dass die hohe örtliche Auflösung der TERS-Verstärkung die selektive Detektion des Signals weniger CdSe-Nanokristalle möglich macht.

Το αντικείμενο της παρούσας Διδακτορικής Διατριβής είναι η αλληλεπίδραση της ηλεκτρομαγνητικής ακτινοβολίας με νανοδομημένους ημιαγωγούς. Για το σκοπό αυτό σχεδιάστηκε και κατασκευάστηκε μια διάταξη καταγραφής φασμάτων φωτοφωταύγειας, συναρτήσει της θερμοκρασίας. Τα δείγματα που εξετάστηκαν περιέχουν νανοκρυστάλλους του πυριτίου. Ερευνήθηκαν δυο διαφορετικές προσεγγίσεις για την παρασκευή τέτοιων δειγμάτων. Η πρώτη αφορά την θερμική αποσύνθεση του SiO σε θερμοκρασίες άνω των 850 ºC και οδηγεί στην παρασκευή δειγμάτων με νανοκρυστάλλους πυριτίου σε μια μήτρα από οξείδιο του πυριτίου. Η δεύτερη είναι ο σχηματισμός πορώδους πυριτίου μέσω ανοδικής ηλεκτροδιάβρωσης, τόσο σε συνθήκες ανοδικής πόλωσης, όσο και σε συνθήκες ανοιχτού κυκλώματος. Τα δείγματα που προήλθαν από θερμική αποσύνθεση του SiO επιδεικνύουν έντονη φωτοφωταύγεια, σε θερμοκρασία περιβάλλοντος, στο εγγύς υπέρυθρο και σε ενέργειες μεγαλύτερες του ενεργειακού χάσματος του πυριτίου (1.12 eV), ως αποτέλεσμα της εξιτονικής επανασύνδεσης υπό συνθήκες κβαντικού εντοπισμού. Τα φάσματα φωτοφωταύγειας και ο δομικός χαρακτηρισμός, έδωσαν χρήσιμες πληροφορίες σχετικά με την αλληλεπίδραση και προέλευση της εκπεμπόμενης ακτινοβολίας, της δομής και κινητικής του SiO που υπόκειται σε θερμική αποσύνθεση. Με την παρασκευή πορώδους πυριτίου, αναπτύχθηκε μια νέα μεθοδολογία για την ανάπτυξη μικροδομών πορώδους πυριτίου σε συνθήκες ανοιχτού κυκλώματος, με απολύτως ελεγχόμενη γεωμετρία και ιδιότητες φωτοφωταύγειας. Η μεθοδολογία αυτή είναι ενδιαφέρουσα για την ανάπτυξη μιας πληθώρας μικρο-ηλεκτρομηχανικών συστημάτων βασισμένα στο πορώδες πυρίτιο, όπως οπτοηλεκτρονικές διατάξεις και αισθητήρες. / The objective of this Thesis is the study of the interaction of electromagnetic radiation with nanostructured semiconductors. For this purpose we have designed and constructed a photoluminescence setup for the recording of spectra at various temperatures. The samples that have been investigated contain nanocrystals of silicon. We investigated two different approaches for the synthesis of such samples. The first one involves the thermal decomposition of SiO at temperatures above 850 ºC and results in silicon nanocrystals embedded in silicon oxide matrix. The second is the formation of porous silicon using the anodic dissolution of silicon under external anodic bias, as well as under open circuit potential conditions. Samples prepared by thermal decomposition of SiO exhibit strong photoluminescence, at room temperature, in the near infrared and at energies higher than the band gap of bulk silicon (1.12 eV), as a result of excitonic recombination under quantum confinement conditions. The recorded spectra and the structural characterization, gave us valuable information about the interaction, the origin of the emitted radiation, the structure and the kinetics of SiO undergoing thermal decomposition. The investigations concerning the formation of porous silicon, resulted in the development of a novel technique for the formation of porous silicon microstructures under open circuit potential conditions. The microstructure geometry and photoluminescence characteristics can be tuned. This technique is interesting for the fabrication of a variety of micro-electromechanical systems, based on porous silicon, such as optoelectronic devices and sensors.

The dissertation starts from the understanding of dislocation dissipation mechanism due to the image force acting on the dislocation. This work implements a screw dislocation in solids with free surfaces by a novel finite element model, and then image forces of dislocations embedded in various shaped GaN nanorods are calculated. As surface stress could dramatically influence the behavior of nanostructures, this work has developed a novel analytical framework to solve the stress field of solids with dislocations and surface stress. It is successfully implemented in this framework for the case of isotropic circular nanowires (2D) and the analytical result of the image force has been derived afterwards. Based on the finite element analysis and the analytical framework, this work has a semi-analytical solution to the image force of isotropic nanorods (3D) with surface stress. The influences of the geometrical parameter and surface stress are illustrated and compared with the original finite element result. In continuation, this work has extended the semi-analytical approach to the case of anisotropic GaN nanorods. It is used to analyze image forces on different dislocations in GaN nanorods oriented along polar (c-axis) and non-polar (a, m-axis) directions. This work could contribute to a wide range of nanostructure design and fabrication for dislocation-free devices.