Since their discovery in 1991, carbon nanotubes, and especially single walled carbon nanotubes (SWNTs), have attracted significant attention due to their unique structural, mechanical, and electronic characteristics. Although many potential applications for carbon nanotubes have been suggested, several key obstacles currently preclude their practical commercial applications. One of these is their lack of solubility and processability. In order to address this issue, a number of covalent and non-covalent nanotube functionalization techniques have recently been reported in the literature. These methods allow for the manipulation of nanotube properties, such as their solubility, through the attachment of various chemical moieties. Although most of these methods involve covalent attachment of structures to either the ends or sidewalls of SWNTs, several examples of non- covalent functionalization have also been reported. Pyrene, with its flat and aromatic structure, has been shown to form strong pi-pi stacking interactions with the surface of SWNTs. With this in mind, we explored several methods towards SWNT solubilization with diblock copolymers through non-covalent polymer- nanotube interactions. Living free radical polymerizations (SFRP, ATRP) were employed to produce diblock copolymers with narrow polydispersity. Commercial and synthetic monomers with different functionalities could be utilized to produce polymers with varying properties. Specifically, we used polymers such as polystyrene, poly(methyl methacrylate), poly(t-butyl acrylate) and poly(acrylic acid) as one block of our diblock copolymers. The second block was composed of synthetic pyrene-functionalized monomers mixed with different amounts of monomers that match the composition of the first block. It was found that, upon mixing these diblock copolymers with insoluble nanotubes in various solvents, the nanotubes were partially solubilized through pi-pi stacking with the pyrene- containing blocks. / Thesis / Master of Science (MS)

Single-w ailed carbon nanotubes (SWNTs) were oxidatively shortened and functionalized with ruthenium-based olefin metathesis catalysts. These catalyst-functionalized nanotubes were shown to be effective in the ring-opening metathesis polymerization of norbornene, resulting in rapid polymerization from the catalyst sites on the nanotube. It was found that high polymer molecular weights could be reached, and the molecular weight increased linearly with polymerization time. The resulting polynorbomene-functionalized nanotubes were found to exhibit solubility in organic solvents, while the starting materials and catalyst-functionalized nanotubes were completely insoluble. The polymerized materials were characterized by NMR, IR, DSC, AFM and TEM. Polystyrene and poly[(t-butyl acrylate)-b-styrene] with well-defined molecular weights and polydispersities were prepared by nitroxide-mediated free-radical polymerization. The homo- and block-copolymers were used to functionalize shortened single-walled carbon nanotubes (SWNTs) through a radical coupling reaction involving polymer-centered radicals generated at 125°C via loss of the stable free-radical nitroxide capping agent. The resulting polymer-SWNT composites were fully characterized and were found to be highly soluble in a variety of organic solvents. This solubility could also be altered through chemical modification of the appended polymers. The t-butyl groups of appended PtBA-b-PS could be removed to produce poly[(acrylic acid)-b-styrene]- functionalized carbon nanotubes. The resulting composite was found to form aggregates in a mixture of chloroform/methanol (v/v: 1/1), as determined by dynamic light scattering (DLS). / Thesis / Master of Science (MS)

The use of supercritical carbon dioxide (scCO₂) as a processing aid to help exfoliate nano-clays and improve their dispersion during melt blending in polymer matrices has been reported in the literature. One of the best processes in terms of improving the degree of nano-clay dispersion and composite mechanical properties was developed in our laboratory. This process allows the clay to be in direct contact with scCO₂ and expanding the clay-CO₂ mixture via rapid depressurization into a two-stage screw extruder to mix with the polymer pellets. However, composites with clay loading higher than 6.6 wt % were not reported. In addition, the scCO₂ aided processing method has not been applied to carbon nanotube (CNT) based composites. This dissertation initially focused on applying the scCO₂ aided processing technique to the field of CNT expansion and CNT/polymer composite preparation. The relationship with the expanded CNT morphology and the experimental conditions of the expansion procedure (including pressures, temperatures, exposure time, and depressurization rates) was studied. Microscopy results showed improved CNT dispersion in the polymer matrix and more uniform networks formed with the use of scCO₂, which indicated that CO₂ expanded CNTs are easier to disperse into the polymer matrix during the blending procedure. The CNT/ poly(phenylsulfone) (PPSF) composites prepared with scCO₂ aided method provided continuous improvements in Young's modulus up to the addition of 7 wt % CNTs. However, the Young's modulus of the composite prepared by means of conventional direct melt blending failed to increase beyond the addition of 1 wt % CNT. The second part of this work is concerned with the development of a semi-continuous process using scCO₂ to process polymer-clay composites with clay loading higher than 6.6 wt % (i.e. 10 wt %). Two major modifications are involved in the new procedure: exfoliating the nano-clay directly into the hopper filled with pellets followed by processing the composite immediately and sequentially mixing the clay into the melt. Transmission electron microscopy (TEM) and wide angle X-ray diffraction (WAXD) results show that this modified procedure help to reduce the clay collapse when processing the composites with high clay loadings. Surface modified montmorillonite (MMT) nano-clay/polypropylene (PP) composite at 10 wt % nano-clay with improved clay dispersion was obtained with increased modulus and tensile strength of 63 % and 16%, respectively, compared to the pure PP matrix. Additional mechanical property improvements for nano-clay based composites are then obtained with the use of high crystallinity polypropylene (HCPP) and polypropylene grafted with maleic anhydride (PP-g-MA). HCPP has higher crystallinity and stiffness than conventional PP and, therefore, composites made from HCPP have better mechanical properties to start with. PP-g-MA has polar groups grafted on the PP chains that promote the intercalation of PP with clay. By using the newly developed procedure, the HCPP nanocomposite at 10 wt % of nano-clay has a Young's modulus as high as 3.236 GPa, and the modulus of the 10% MMT/PP-g-MA sample is found to be 2.595 GPa, both higher than that of the composite prepared by the direct blending method and that of a composite based on a conventional PP matrix. / Ph. D.

Polymer nanocomposites have been proposed as lightweight replacements for traditional composite materials in various applications. Montmorillonite (MMT) and carbon nanotubes (CNTs) are two nanofillers which have accrued significant interest in the past 20 years due to their superior mechanical and electrical properties, respectively. However, efficient dispersion of the nanofiller and damage to CNTs prevent widespread utilization of these materials in polymer nanocomposites. Novel methods of nanocomposite generation combining the use of supercritical carbon dioxide (scCO2) with melt compounding have been investigated to overcome these issues. The focus of this work is on developing the scCO2 treatment of nanomaterial for thermoplastic nanocomposite generation. First, the supercritical carbon dioxide aided melt blending method was applied to nanoclay nanocomposites of Nylon 6/ and organoclay where the polymer may interact with the nanoclay surface. Second, the effect of scCO2 processing of CNTs was investigated with special consideration to the processing variables. Finally, a study was carried out to analyze the electrical conductivity of polycarbonate nanocomposites generated using CNTs deagglomerated by scCO2 processing. The initial focus of this dissertation is the use of supercritical carbon dioxide (scCO2) as a processing aid in the generation of nylon 6 nanocomposites in which the nylon 6 may interact with the nanoclay surface. Wide-angle X-ray diffraction, transmission electron microscopy, rheology, and tensile tests were carried out to investigate the effect of processing with scCO2 on the final composite morphology and properties. It was observed that mechanical properties of composites prepared with the scCO2 aided melt blending method were similar to or higher than those reported in the literature for samples prepared with twin screw compounding. At 7.6 wt% nanoclay the modulus value reaches 4.75 +/- 0.194 GPa which is one of the highest increases (1.7 GPa) reported for these materials processed at intermediate concentrations. Beyond 7.6 wt% the improvement due to scCO2 processing matched that of direct blending. The next objective of this work is to develop a method for the deagglomeration of commercially available multi-walled carbon nanotubes (MWCNTs) by manipulating processing variables and observing carbon nanotube aspect ratios after deagglomeration. High levels of deagglomeration of Baytubes C 150 P and Nanocyl NC-7000 MWCNT agglomerates were observed, resulting in 30 fold and 50 fold decreases in bulk density, respectively, with median agglomerate sizes < 8 um in diameter. These results were obtained while retaining the aspect ratio of the as-received nanomaterial, irrespective of the MWCNT agglomerate morphology. It was found that the supercritical temperature and pressure of 40 deg C and 7.86 MPa were the optimal temperature and pressure for maximum deagglomeration without damaging the MWCNTs. The final goal of this work is to apply the scCO2 aided melt blending process to generate polycarbonate/ carbon nanotube (CNT) nanocomposites with enhanced electrical conductivity and improved dispersion while maintaining the aspect ratio of the as-received CNTs. Different degrees of scCO2 processed Baytubes C 150 P CNT were benignly deagglomerated with scCO2 resulting in 5 fold (5X), 10X, and 15X decreases in bulk density from the as-received CNTs. The CNT were melt compounded with polycarbonate using single screw melt extrusion and compression molded into plaques. A surface conductivity of 4.8 x 10-8 +/- 2.0 x 10-9 S was observed for samples prepared with the scCO2 aided melt blending at 15X scCO2 processing. Electrical percolation thresholds as low as 0.83 wt% were observed for composites prepared with 15X CNTs using the scCO2 aided melt blending method, while concentrations as high as 1.5% are required without scCO2 processing. The percolation concentration in nanocomposites prepared with 15X scCO2 processing and single screw extrusion is competitive with values reported for similar nanocomposites generated using twin screw melt compounding in the literature. Optical microscopy, transmission electron microscopy, and rheology were used to investigate the dispersion and mechanical network of CNTs in the nanocomposites. The dispersion of CNTs generally improved with scCO2 processing compared to direct melt blending but was found to be significantly worse than that of twin screw melt compounded nanocomposites from the literature. Because the percolation thresholds are similar with substantially different extents of dispersion, the importance of maintaining longer CNTs during nanocomposite generation is emphasized. / Ph. D.

In this study, the effects of proton irradiation on carbon nanotube (CNT)-epoxy composites are investigated for potential applications in radiation shielding for spacecraft. CNT-epoxy composites were prepared using multiwall and single wall CNTs and exposed to proton beams of energies ranging from 6 MeV to 12 MeV. The nanocomposites shielding capabilities against the different energetic proton beams were measured by tracking the beam's energy before and after penetrating the samples. The microstructures of the samples were characterized using scanning electron microscopy (FESEM). The effect of proton irradiation on the electrical resistivity was measured using a high resolution multimeter. Finally the influence of the irradiation on the mechanical properties, such as the elastic modulus and hardness, was probed using instrumented nanoindentation tests. The proton stopping power of the epoxy was shown to be unchanged by the addition of CNTs, which is a promising result since the hardness of the samples was shown to be increased by addition of CNTs. Unfortunately, however, the surface of the samples proved to be too rough for nanoindentation to yield more detailed results. This was due to the use of a diamond saw in cutting the samples to size. The addition of CNTs was shown to reduce the volume electrical resistivity of the neat epoxy by almost five orders of magnitude and the irradiation further reduced it by a factor of 2-16. / Master of Science

Dans le contexte du développement exponentiel des nanotechnologies, les nanomatériaux sont susceptibles de se disséminer dans l'environnement. Les végétaux sont un élément sensible des écosystèmes car ils constituent une interface entre l'eau, le sol et l'air et se situent à la base de la chaine trophique. Cette étude avait pour but d'évaluer l'impact des nanoparticules de TiO2 et des nanotubes de carbone sur les végétaux, et plus particulièrement sur le blé et le colza. L'accent a également était mis sur la caractérisation des nanomatériaux employés. Nous avons mis en évidence l'accumulation racinaire et le transfert vers les feuilles des nanoparticules de TiO2 et des NTC dans le blé et le colza après une exposition en hydroponie. Les nanoparticules de TiO2 sont également accumulées dans les plantes lors d'une exposition racinaire sur sol ou encore lors d'une exposition par voie aérienne. Les nanoparticules de TiO2 s'accumulent dans les végétaux à hauteur de quelques dizaines voire centaines de mg Ti/kg MS, leur phase cristalline n'est pas modifiée et ces nanoparticules ne se dissolvent pas lors de leur transfert dans le végétal. Les NTC s'accumulent en plus faible quantité (centaines de µg NTC/kg MS) et il semble qu'ils soient altérés par le contact avec le végétal. Ces nanomatériaux affectent peu le développement des végétaux. Sur huit tests réalisés, seule l'élongation racinaire s'est révélée être un critère sensible, avec une induction de l'élongation pour les NPs et les NTC présentant le plus faible diamètre nominal. Enfin, une nette influence du diamètre nominal des nanomatériaux a pu être mise en évidence, contrôlant ainsi leur internalisation, leur transfert et leurs effets biologiques sur les végétaux. / The field of the nanotechnology exponentially increased during the last ten years. Intensive production of nanomaterials would lead to their release in the environment. Plants are one of the most sensitive organisms since they are at the interface between soil, water and air. Moreover, they represent a point of entry into the food chain. This study deals with the impact of TiO2 nanoparticle and carbon nanotube on plants, specifically on wheat and rapeseed. The physico-chemistry of nanomaterials has been deeply characterized.We prove that TiO2 nanoparticles and carbon nanotubes are internalized in roots and transferred to shoot of both wheat and rapeseed upon hydroponics exposure. TiO2 nanoparticles can also be internalized upon exposure in soil and even after an aerial contamination. TiO2 nanoparticles are accumulated in plants up to few hundred mg Ti/kg DM, their crystal phase is not modified and they do not dissolve during their transfer inside plants. CNT are less accumulated, up to few hundred µg NTC/kg DM, and seem to be altered by their transfer to and though plants.The nanomaterials we studied have very limited impact on plant development and physiology. One test out of eight has shown modulation after nanomaterial exposure: root elongation was induced when exposed to very small of both nanomaterials. Finally, we show that the nominal diameter of nanomaterials is negatively correlated with their internalization, transfer to shoot and induction of root elongation: the finest the nanomaterial, the highest their accumulation and impact on plant development.

L'objectif principal de ce travail est l'étude fondamentale de nanostructures à base de carbone individuelles dans le but d'améliorer la compréhension de leurs propriétés vibrationnelles et optiques intrinsèques ainsi que d'estimer et de quantifier les effets d'environnement. Dans ce but, nous avons synthétisé des nanotubes de carbone mono- et multi-feuillets par décomposition catalytique en phase vapeur sur des substrats dédiés. L'aspect principal du travail est basé sur l'utilisation combinée de plusieurs sondes expérimentales sur la même nanostructure carbonée individuelle. Nous avons effectué une analyse structurale complète par diffraction électronique et microscopie électronique haute résolution et mesuré les spectres Raman de ces nanostructures individuelles. Plusieurs effets environnementaux importants ont été mis en évidence pour la première fois, comme par exemple l'effet d'un couplage mécanique (due à l'interaction de van-der-Waals) entre les parois des nanotubes bi-feuillets conduisant à une modification des modes Raman de basse fréquence et des conditions de résonances optiques. De plus, le comportement des modes de haute fréquence des nanotubes bi-feuillets a été analysé. Suite à ce travail plusieurs critères expérimentaux permettant un diagnostic de la structure des nanotubes multi-feuillets ont été proposés. / The main objective of this work is the fundamental physical study of individual isolated carbon nanostructures in order to address their intrinsic vibrational and optical properties and also to estimate and quantify the environmental effects. For these purposes, we synthesized individual single- and multi-walled carbon nanotubes by chemical vapour deposition method on dedicated substrates. The main aspect of the work involves the combined use of different experimental probes on the same individual nanostructures. We performed a complete structure analysis by electron diffraction and high-resolution electron microscopy and the measurement of the Raman spectra on these individual nanostructures. Several important environmental effects were evidenced for the first time, e.g. the effect of mechanical coupling (van-der-Waals interaction) between the layers of double-walled carbon nanotubes leading to the change in the low-frequency Raman modes and the optical resonance conditions. Moreover the behaviour of high-frequency modes of double-walled tubes was also analysed and described. As a result of this work several experimental criteria for structure diagnostics of multi-walled carbon nanotubes were proposed.

Selon l’ITRS, le transistor à nanotube de carbone est une des alternatives prometteuses au transistor MOS Silicium notamment en termes de taille de composant et d’architectures de circuits innovantes. Cependant, à l’heure actuelle, la maturité des procédés de fabrication de ces technologies ne permet pas de contrôler finement les caractéristiques électriques. C’est pourquoi, nous proposons un modèle compact basé sur les principes physiques qui gouvernent le fonctionnement du transistor à nanotube. Cette modélisation permet de lier les activités technologiques à celles de conception de circuit dans le contexte de prototypage virtuel. Pour peu qu’elle inclut des paramètres reflétant la variation des procédés, il est alors possible d’estimer les performances potentielles des circuits intégrés. Le transistor à nanotube de carbone à modulation de hauteur de barrière (C-CNFET), i.e. « MOS-like », est modélisé analytiquement en supposant le transport balistique des porteurs dans le canal. Le formalisme de Landauer est utilisé pour décrire le courant modulé par le potentiel du canal calculé de façon auto-cohérente avec la charge associée selon le potentiel appliqué sur la grille. Le modèle du transistor à nanotube de carbone double grille, DG-CNFET est basé sur celui du C-CNFET. Ce transistor est de type N ou P selon la polarisation de la grille supplémentaire. Ce transistor est modélisé de manière similaire pour les 3 régions : la partie interne modulée par la grille centrale, et les accès source et drain modulés par la grille arrière. La charge, plus complexe à calculer que celle du C-CNFET, est résolue analytiquement en considérant différentes plages de polarisation et d’énergie. Le modèle du DG-CNFET a été mis en œuvre dans le cadre d’architectures de circuits électroniques innovants : une porte logique à 2 entrées comportant 7 transistors CNFET dont 3 DG-CNFET pouvant, selon la polarisation des 3 entrées de configuration, réaliser 8 fonctions logiques différentes. / According to ITRS, the carbon nanotube transistor is one promising alternative to the silicon MOS transistor particularly in terms of device dimensions and novel circuit architectures. However, today, the fabrication processes maturity of these technologies does not allow controlling accurately their electrical characteristics. That’s why we propose a compact model based on physical principles that govern the nanotube transistor operation. That modelling allows linking the technological activities to the circuit design ones in the virtual prototyping context. As it includes parameters that reflect the processes variation, it is possible to estimate the potential performances of integrated circuits. The barrier-height modulated carbon nanotube transistor (C-CNFET), i.e. MOS-like transistor, is analytically modelled assuming ballistic transport of carriers in the channel. The Landauer’s formalism is used to describe the current modulated by the channel potential which is self-consistently calculated with the associated charge according to the gate potential. The model of the double-gate carbon nanotube transistor, DG-CNFET, is based on the C-CNFET one. That transistor is N or P type depending on the additional gate polarisation. That transistor is modelled in a similar way for the 3 regions: the inner part modulated by the central gate, and the source and drain accesses modulated by the back gate. The charge, more complex to calculate than the C-CNFET one, is analytically solved considering different polarisation and energy ranges. Moreover, the DG-CNFET model has been used into novel electronic circuit architectures: a 2 inputs logic gate, composed of 7 CNFET transistors, 3 of which are DG-CNFET, able to realize 8 different logic functions, according to the polarisation of the 3 configuration inputs.

Les travaux de cette thèse ont porté sur les micro-bolomètres (détecteurs infrarouges non refroidis) qui fonctionnent selon le principe suivant : le rayonnement infrarouge incident provoque l’échauffement d’une membrane suspendue dont la résistivité électrique dépend de la température. Deux voies ont été explorées pour les améliorer, grâce aux nanotechnologies. D’une part, les propriétés optiques et électroniques (transport et bruit) des films de nanotube de carbone ont été étudiées afin d’évaluer le potentiel de ce nouveau matériau comme thermistor. Pour ce faire des procédés technologiques en salle blanche, des caractérisations et des modèles théoriques ont été mis au point. Après avoir obtenu les figures de mérite adaptées, cette étude a conclu au manque de potentiel de ce matériau pour une application aux micro-bolomètres. D’autre part, nous avons étudié des résonateurs sub-longueur d’onde basés sur des cavités métal-isolant-métal permettant d’obtenir des absorbants totaux, et omnidirectionnels. Un modèle analytique permettant de les décrire et de les concevoir rapidement a été mis au point. La combinaison de ces résonateurs à l’échelle sub-longueur d’onde a permis de mettre en évidence un phénomène de tri de photon et la possibilité de concevoir des absorbants large bande. Nous avons ainsi proposé (et breveté) l’utilisation de ces antennes comme absorbants pour les micro-bolomètres. En effet leur capacité à focaliser le champ dans des volumes sub-longueur d’onde permet d’introduire une rupture conceptuelle pour la conception de bolomètres à hautes performances. / This work was focused on bolometers (uncooled infrared sensors), which are based on the following principle: the incoming infrared radiation is absorbed by a self-standing membrane whose resistivity depends on temperature. In order to improve their design and performances, we explored two solutions based on nanotechnologies. On the one hand, optical and electronic (transport and noise) properties of carbon nanotube films have been investigated in order to evaluate the potential of this new material as a thermistor. Clean room processes, characterization benches and theoretical models have been developed. The obtained figures of merit allow to concluding on the lack of potential for applications in uncooled infrared sensors. On the second hand, subwavelength resonators based on metal-insulator-metal cavities, have been investigated and exhibit perfect, tunable and omni-directional absorption. An analytical model allowing a fast study and design of these resonators has been developed. Photon sorting and wideband absorption have been demonstrated thanks to the combination of these resonators at the sub-wavelength scale. We have thus proposed (and patented) the use of such “antennas” as micro-bolometer’s absorber. Indeed their capacity to focalize the incoming radiation at a subwavelength scale paves the way to the conception of high performance micro-bolometers.

Thesis advisor: Lawrence T. Scott / Carbon nanotubes are theorized to possess many extraordinary properties. To a certain extent, these properties have been demonstrated using the products of current nanotube growth technologies; however, the specific characteristics of distinct nanotube topographies remain untapped on the industrial scale. Carbon vaporization and “flame” methods produce mixtures of various nanotube chiralities and diameters. Although progress has been made, separation techniques are limited. Currently, organic synthesis and subsequent elongation of a select hydrocarbon template is the only approach that promises significant access to specific nanotube topographies without the need for separation. / Thesis (PhD) — Boston College, 2008. / Submitted to: Boston College. Graduate School of Arts and Sciences. / Discipline: Chemistry.