Demonstration of ultrafast all-optical signal processing (AOSP) using silicon as the active material has been limited by large two-photon absorption loss and long lifetimes of the resulting free carriers. For AOSP at speeds in the terahertz, an order of magnitude faster than that the fastest current electronic counterpart, a class of π-conjugated organic molecules called polymethines provides a promising alternative to silicon as they possess large third-order nonlinearities, and ultrafast polarization response to an incident field. The challenge in the application of polymethines as active nonlinear optical materials for AOSP is in translating their promising molecular properties into bulk material properties. The large linear polarizability and charged nature of the polymethines molecules strongly promote aggregation and phase-separation in solid blends, offsetting their advantageous molecular optical properties. In this work, polymethines’ resistance to deleterious spontaneous symmetry breaking and aggregation was enhanced by substitutions of metal- and chalcogen- containing terminal groups, and rigid steric groups above and below the π-conjugated plane of polymethine chain. The resulting polymethines/amorphous polycarbonate (APC) blend films demonstrated an unprecedentedly high two-photon figure-of-merit, |Re(χ(3))/Im(χ(3))| and low linear loss. The optical quality of the polymethines/APC films was also improved by replacing the commonly-used alkyl ammonium counterions with more polarizable aryl phosphonium counterions with moderate ground state dipole moment. The resulting dye-polymer blend films showed an enhanced near-infrared transparency while its magnitude of the third-order susceptibility, |χ(3)|, showed a good agreement with that extrapolated from the molecular third-order polarizability, γ. For facile integration of these promising organic materials into SOH, the substrate surface was functionalized using silane coupling chemistry for the reduction of surface energy mismatch between the polymer films and the waveguide containing substrates. The optical and SEM micrographs showed vastly improved coverage and infiltration of the microfeatures. Furthermore, to enable the precise engineering of waveguide cross-sectional dimensions for single-mode propagation in the organic cladding, the dispersion curves of the polymethines/polymer blends were generated using prism coupling and ellipsometry. The combined efforts in the development of molecules and materials discussed in the thesis have culminated into a successful identification and optimization of the polymethines dyes and their polymer blends for imminent demonstrations of on-chip AOSP at terahertz speed.

Para a fabricação de filtros ópticos com característica espectral crítica, utiliza-se a tecnologia de filmes finos multicamadas, a qual exige o monitoramento e controle de espessura dos filmes com alta precisão. O sistema tradicional de monitoramento de espessura de filmes, baseado em cristal ressonante, não atende aos requisitos de precisão e repetibilidade do processo exigidos para a fabricação deste tipo de filtro. Já o monitoramento óptico, por sua vez, é um sistema que atende aos requisitos de fabricação destes filtros. Neste trabalho apresenta-se o desenvolvimento de um sistema automático de monitoramento óptico banda larga, para fabricação de filtros com filmes finos multicamadas, que se baseia na utilização de equipamentos ópticos de uso geral disponíveis no mercado. Para realizar análises de desempenho referentes exclusivamente ao algoritmo de automatização, um ambiente de simulação foi preparado, no qual os dados fornecidos pelo equipamento de aquisição de características ópticas durante a deposição efetiva foram substituídos por dados gerados por um algoritmo de simulação de crescimento do filme. Deste modo, o algoritmo de automatização e seus sistemas de segurança puderam ser exercitados. As simulações mostraram que o sistema proposto possui potencial para tornar mais preciso e repetitivo o processo de fabricação de filtros, de modo que atendam aos requisitos das aplicações especiais. / Optical filter manufacturing with critical spectral characteristics uses multilayer thin film technology, which demandas film thickness monitoring and control with high precision. Traditional monitoring systems based on oscillating crystal do not fulfill requirements of accuracy and process repeatability for manufacturing such type of filter. On the other hand, optical broadband monitoring system fulfills the manufacturing requirements to produce these filters. This work presents the development of a broadband optical monitoring system for multilayer thin film filters production, based on general optical equipment commercially available. In order to make the performance analysis related to automation algorithm, a simulation environment has been prepared, where the data supplied by optical data acquisition equipment has been replaced by simulating signals of film growing. Thus the automation algorithm and security systems could be worked. Simulations showed that the system has potential to improve the accuracy and repeatability of the manufacturing process so that the produced filters are able to fulfill the requirements of special applications.

Ces travaux de thèse sont consacrés à l'étude expérimentale de fonctions de traitement optique de signaux, multiplexés en longueur (WDM) ou en temps (OTDM), à base de composants à cristaux photoniques (CPh) en matériaux semi-conducteurs III-V réalisés dans le cadre du projet européen Copernicus. Les propriétés dispersives singulières qu'il est possible d'obtenir dans ces structures ont été étudiées au travers d'effets non linéaires améliorés dans le régime de lumière lente. Ainsi, une étude sur le mélange à quatre ondes a été réalisée avec des applications de conversion de longueur d'onde à haut débit et de démultiplexage temporel. Par ailleurs, de la génération de seconde harmonique a été démontrée avec une efficacité record pour ce type de structure, et appliquée au monitoring de signaux télécoms à 42,5 Gbit/s. Des nanocavités CPh ont été utilisées en tant que filtres extracteurs de longueurs d'onde pour démontrer le démultiplexage d'un signal WDM à 100 Gbit/s. Par la suite, nous avons travaillé sur une plate-forme photonique hybride. L'intégration hétérogène de nanocavités CPh en semi-conducteurs III-V sur des guides silicium nous a permis de réaliser de la commutation optique très rapide appliquée à des fonctions de conversion de longueur d'onde jusqu'à 20 Gbit/s et de limiteur de puissance à 10 Gbit/s. Tous ces résultats sont très prometteurs pour l'intégration photonique avec la micro-électronique et la technologie CMOS. Par le biais de ces travaux, nous montrons que les cristaux photoniques, de par leurs propriétés de confinement et de ralentissement de la lumière, sont des structures particulièrement intéressantes pour la réalisation de fonctions de traitement du signal sur porteuse optique. / This thesis is devoted to the experimental study of optical processing functions, of wavelength multiplexed (WDM) or time multiplexed (OTDM) signals, based on III-V semiconductors photonic crystals (PhC) devices produced in the European project Copernicus. The unique dispersive properties that is possible to obtain in such a structure were studied through nonlinear effects enhanced in slow light regime. Thus, a study of four-wave mixing was performed with high bit rate wavelength conversion and time demultiplexing applications. Moreover, second harmonic generation has been demonstrated with record efficiency for such a structure, and applied to 42.5 Gbit/s telecom signals monitoring. PhC nanocavities were used as wavelength drop filter to demonstrate 100 Gbit/s WDM signal demultiplexing. Thereafter, we worked on hybrid photonic platform. The heterogeneous integration of III-V PhC nanocavity on silicon waveguide allowed us to perform very fast optical switching, applied to wavelength conversion up to 20 Gbit/s and power limiting function at 10 Gbit/s. All of these results are very promising for future photonic integration with micro-electronics and CMOS technology. Through this work, we show that PhC, owing to their confinement and slow light properties, are structures particularly interesting to perform optical processing functions.

This thesis reports an experimental characterization of the ultrafast gain and refractive index dynamics of a novel InAs/InGaAsP/InP quantum-dot (QD) semiconductor optical amplifier (SOA) operating near 1.55-µm wavelengths, assessing its high-speed performance characteristics for the first time. The thesis also studies the influence of the degree of quantum confinement on the dynamics of SOAs by comparing the zero-dimensional (0-D) QD's dynamics to those in 1-D InAs/InAlGaAs/InP quantum-dash (QDash), and 2-D InGaAsP/InGaAsP/InP quantum-well (QW) SOAs, both of which also operate near 1.55-µm wavelengths, and are made with matching or similar materials and structures. The ultrafast (around 1 ps) and long-lived (up to 2 ns) amplitude and phase dynamics of the SOAs are characterized via advanced heterodyne pump-probe measurements with 150-femtosecond resolution. It is found that the QD SOA has an 80-picosecond amplitude, and 110-picosecond phase recovery lifetime in the gain regime, 4-6 times faster than the QDash and QW recovery lifetimes, as well as reduced ultrafast transients, giving it the best properties for high-speed (> 100 Gb/s) all-optical signal processing in the important telecommunications wavelength bands. An impulse response model is developed and used to analyze the dynamics, facilitating a comparison of the gain compression factors, time-resolved linewidth enhancement factors (alpha-factors), and instantaneous dynamic coefficients (two-photon absorption and nonlinear refractive-index coefficients) amongst the three structures. The quantum-dot device is found to have the lowest effective alpha-factor, 2-10, compared to 8-16 in the QW, as well as time-resolved alpha-factors lower than in the QW—promising for reduced-phase-transient operation at high bitrates. Significant differences in the alpha-factors of lasers with the same structure are found, due to the differences between gain changes that are induced optically or through the electrical bias. The relative contributions of stimulated transitions and free-carrier absorption to the total carrier heating dynamics in SOAs of varying dimensionality are also reported for the first time. Examining the QD electroluminescence and linear gain spectra in combination with the carrier dynamics also brings about conclusions on the nature of the quantum confinement, dot energy-level structure, and density of states—aspects of the material that have not been previously well understood.

This thesis reports an experimental characterization of the ultrafast gain and refractive index dynamics of a novel InAs/InGaAsP/InP quantum-dot (QD) semiconductor optical amplifier (SOA) operating near 1.55-µm wavelengths, assessing its high-speed performance characteristics for the first time. The thesis also studies the influence of the degree of quantum confinement on the dynamics of SOAs by comparing the zero-dimensional (0-D) QD's dynamics to those in 1-D InAs/InAlGaAs/InP quantum-dash (QDash), and 2-D InGaAsP/InGaAsP/InP quantum-well (QW) SOAs, both of which also operate near 1.55-µm wavelengths, and are made with matching or similar materials and structures. The ultrafast (around 1 ps) and long-lived (up to 2 ns) amplitude and phase dynamics of the SOAs are characterized via advanced heterodyne pump-probe measurements with 150-femtosecond resolution. It is found that the QD SOA has an 80-picosecond amplitude, and 110-picosecond phase recovery lifetime in the gain regime, 4-6 times faster than the QDash and QW recovery lifetimes, as well as reduced ultrafast transients, giving it the best properties for high-speed (> 100 Gb/s) all-optical signal processing in the important telecommunications wavelength bands. An impulse response model is developed and used to analyze the dynamics, facilitating a comparison of the gain compression factors, time-resolved linewidth enhancement factors (alpha-factors), and instantaneous dynamic coefficients (two-photon absorption and nonlinear refractive-index coefficients) amongst the three structures. The quantum-dot device is found to have the lowest effective alpha-factor, 2-10, compared to 8-16 in the QW, as well as time-resolved alpha-factors lower than in the QW—promising for reduced-phase-transient operation at high bitrates. Significant differences in the alpha-factors of lasers with the same structure are found, due to the differences between gain changes that are induced optically or through the electrical bias. The relative contributions of stimulated transitions and free-carrier absorption to the total carrier heating dynamics in SOAs of varying dimensionality are also reported for the first time. Examining the QD electroluminescence and linear gain spectra in combination with the carrier dynamics also brings about conclusions on the nature of the quantum confinement, dot energy-level structure, and density of states—aspects of the material that have not been previously well understood.

The global communications network has become a pervasive and critical item of everyday life, spawning and enabling countless worldwide services that went from nonexistent to must-have in less than a decade. Its implementation makes considerable use of optical transmission systems, which are the physical medium of choice for most non-wireless links, being capable of high data rates over long distances. However, the potential of optics is still underexploited, and can help a smarter network meet the simultaneous challenges of ever-higher data rates, network switching, and the "last-mile" access network. <p> Very high data rates were achieved in optical transmissions in the late 1990s especially through wavelength-division multiplexing (WDM) over the C and later the L spectral bands. For some time, the way to increase data rates was forecast to be higher symbol rates per wavelength, for which optical-to-electronic (O-E) conversions are a speed bottleneck. This required all-optical functionalities, especially to process optical time-domain multiplexed signals. In that line, I contributed to ultrafast clock recovery using opto-electronic phase-locked loops. <p> However, the recent comeback of coherent optical communications points to easier ways to increase the data rate by pushing towards higher spectral efficiencies, closer to the optical channel's Shannon capacity in the presence of certain physical impairments. Notably, some of my recent results suggest that polarization-dependent loss can be handled close to the limit thanks to a combination of space-time codes and more conventional error-correcting codes. <p> Switching is another bottleneck: the Internet's great versatility results in part from its packet-switching paradigm, but current optical networks are essentially circuit-switched using wavelength granularity. Packet-switching functionality is implemented purely in electronics, incurring numerous energy-inefficient O-E conversions and ballooning energy costs. <p> My work on all-optical functionalities included an all-optical label-processing scheme for switching nodes, though this approach would be subject to scaling problems in practice. More recently, my concern has shifted to hybrid switching nodes using electronic buffers to supplement an optical switching matrix. My current studies show great improvements of their sustainable load compared to all-optical switches at a given packet-loss probability. <p> Access network is the last stronghold where optical transmissions are not quite dominant yet. The focus there is on cost effectiveness and resource sharing, especially in passive optical networks (PONs). In order to bring WDM to PONs, I contributed to a pulsed continuum optical source that could have provided optical channels to multiple users simultaneously. More recently, I also oversaw work on reflective semiconductor optical amplifiers designed for colorless optical network units. <p> Finally, the challenge goes on for a better match between network functionalities and the untapped potential of optics. My focus is currently shifting towards cross-layer optical networking, requiring novel network architectures to break free from the electronic-centric layered-network model, and finally meeting the energy consumption problem square-on.

O trabalho tem por objetivo o estudo e o desenvolvimento de interferômetros recuperadores com baixa tensão de meia onda utilizando moduladores eletro-ópticos para serem aplicados em sistemas Interferométricos de luz branca. Ele dá continuidade às pesquisas do autor em seu mestrado, em que foi desenvolvido e testado um sistema de sensoriamento eletro-óptico capaz de medir diretamente tensões de até 69,4 kVRMS. Desta forma aperfeiçoa-se o sistema de processamento de sinais ópticos desenvolvendo um novo interferômetro recuperador, baseado em óptica integrada. Para o desenvolvimento do tema proposto, inicialmente foi feito uma revisão da literatura/bibliografia, baseada em livros, artigos e teses, visando identificar o \"estado da arte\" relacionado aos moduladores eletro-ópticos para definir o tipo de modulador mais adequado à aplicação em vista. O estudo resultou na escolha de um componente em óptica integrada que foi aplicado numa configuração inédita em um protótipo de transformador de potencial óptico para medição de elevados níveis de tensão elétrica. As características de desempenho deste protótipo foram comparadas com as do protótipo previamente construído. Como resultado deste trabalho, amplia-se o conhecimento e fixa-se em âmbito nacional o domínio sobre as técnicas de construção de interferômetros recuperadores baseados em óptica integrada aplicáveis à recuperação de sinais ópticos em sistemas interferométricos para medição de altas tensões. / This work has as objective the study and development of low half-wave voltage recovery interferometers using electro-optical modulators to be applied to white light interferometric systems. This work is a continuation in the research carried out by the author to obtain his master degree, in which it was developed and tested an electro- optic sensing system capable to measure direct voltage to 69.4 kVrms. In the present work the optical signals processing system is improved by developing a new recovery interferometer based on integrated optics. To develop the proposed subject, initially a review of the literature, based on books, articles and thesis, has been done aiming to identify the State of the Art related to electro-optic modulators and helping to define the most suitable type of modulator for the desired application. The study resulted in the selection of an integrated optical device arranged in an unpublished configuration that was applied to a prototype of optical voltage transformer, intended to measure high voltage levels. The performance of this prototype was compared with a previous version. The results of this work increase the knowledge of the construction techniques of recovery interferometers based on integrated optic devices applicable to the recovering of optical signals in interferometric systems for high voltage measurement.

O trabalho tem por objetivo o estudo e o desenvolvimento de interferômetros recuperadores com baixa tensão de meia onda utilizando moduladores eletro-ópticos para serem aplicados em sistemas Interferométricos de luz branca. Ele dá continuidade às pesquisas do autor em seu mestrado, em que foi desenvolvido e testado um sistema de sensoriamento eletro-óptico capaz de medir diretamente tensões de até 69,4 kVRMS. Desta forma aperfeiçoa-se o sistema de processamento de sinais ópticos desenvolvendo um novo interferômetro recuperador, baseado em óptica integrada. Para o desenvolvimento do tema proposto, inicialmente foi feito uma revisão da literatura/bibliografia, baseada em livros, artigos e teses, visando identificar o \"estado da arte\" relacionado aos moduladores eletro-ópticos para definir o tipo de modulador mais adequado à aplicação em vista. O estudo resultou na escolha de um componente em óptica integrada que foi aplicado numa configuração inédita em um protótipo de transformador de potencial óptico para medição de elevados níveis de tensão elétrica. As características de desempenho deste protótipo foram comparadas com as do protótipo previamente construído. Como resultado deste trabalho, amplia-se o conhecimento e fixa-se em âmbito nacional o domínio sobre as técnicas de construção de interferômetros recuperadores baseados em óptica integrada aplicáveis à recuperação de sinais ópticos em sistemas interferométricos para medição de altas tensões. / This work has as objective the study and development of low half-wave voltage recovery interferometers using electro-optical modulators to be applied to white light interferometric systems. This work is a continuation in the research carried out by the author to obtain his master degree, in which it was developed and tested an electro- optic sensing system capable to measure direct voltage to 69.4 kVrms. In the present work the optical signals processing system is improved by developing a new recovery interferometer based on integrated optics. To develop the proposed subject, initially a review of the literature, based on books, articles and thesis, has been done aiming to identify the State of the Art related to electro-optic modulators and helping to define the most suitable type of modulator for the desired application. The study resulted in the selection of an integrated optical device arranged in an unpublished configuration that was applied to a prototype of optical voltage transformer, intended to measure high voltage levels. The performance of this prototype was compared with a previous version. The results of this work increase the knowledge of the construction techniques of recovery interferometers based on integrated optic devices applicable to the recovering of optical signals in interferometric systems for high voltage measurement.

Le mélange à quatre ondes est un effet non linéaire sensible à la phase qui suscite de nombreux intérêts dans le domaine de la génération de peignes de fréquences et du traitement tout optique du signal par exemple. Un peigne de fréquences peut en effet s'obtenir par effet de mélange à quatre ondes 1en cascade. Dans ce cas, un nombre N d'ondes interagissent entre elles via l'effet Kerr et la modélisation d'un tel processus doit tenir compte de tous les couplages possibles entre les ondes. Au cours de mes travaux de thèse, je me suis intéressé, dans un premier temps, à la modélisation du mélange à quatre ondes dit multiple pour lequel un nombre quelconque N d'ondes interagissent entre elles. J'ai proposé une formulation générale permettant d'identifier simplement tous les termes de mélange à quatre ondes issus de toutes les combinaisons possibles de couplage entre les ondes et leur désaccord de phase associé. J'ai validé cette approche en proposant une étude théorique et expérimentale d'un processus de mélange à quatre ondes multiple dans une fibre optique non linéaire. Dans une deuxième partie, j'ai proposé, grâce au modèle élaboré précédemment, une étude théorique du phénomène de conversion de fréquence sensible à la phase, permettant la décomposition des composantes en quadrature d'un signal optique. Dans la littérature, cette expérience fut démontrée initialement avec quatre ondes pompes et dans plusieurs types de composants non linéaires. J'ai pu démontrer, au cours de mes travaux, que trois pompes étaient suffisantes pour réaliser l'expérience et j'ai déterminé des relations analytiques simples permettant de choisir les paramètres expérimentaux (notamment l'amplitude et la phase des pompes) rendant possible la décomposition des composantes en quadrature d'un signal. J'ai validé cette étude par la démonstration expérimentale d'un convertisseur de fréquence sensible à la phase avec uniquement trois pompes et j'ai étudié théoriquement les effets de la dispersion chromatique sur les performances du convertisseur de fréquence. Enfin, dans une dernière partie, j'ai caractérisé des fibres optiques microstructurées en verre de chalcogénure fabriquées dans le cadre d'une collaboration avec Perfos, l'Institut des Sciences Chimiques de Rennes et SelenOptics. Dans ce cadre, j'ai mis en place un banc de mesure de la dispersion chromatique et du coefficient non linéaire des fibres optiques basé sur le mélange à quatre ondes. / Four-wave mixing is a phase-sensitive nonlinear effect that arouses interest, particularly in the fields of frequency comb generation and all-optical signal processing. As an example, frequency combs can be produced thanks to a cascaded four-wave mixing process. In this case, N waves can interact with each other through the optical Kerr effect, and one has to take into account all the possible interactions to be able to adequately model the process. During my PhD thesis, I was interested in modeling the so-called multiple four-wave mixing process, in which any number N of waves can interact with each other. I proposed a general formulation that allows to easily identify all the four-wave mixing terms originating from all the possible combinations of wave coupling and their associated phase-mismatch terms. I validated this approach through the theoretical and experimental study of a multiple four-wave mixing process in a nonlinear optical fiber. Thanks to the developed model, I then proposed a theoretical study of the phase-sensitive frequency conversion process, which permits to demultiplex the quadrature components of an optical signal. In the literature, this process was first experimentally demonstrated in several nonlinear devices using four pump waves. I demonstrated that only three pump waves were required to successfully perform the experiment, and I determined the simple analytical relations from which the adequate experimental parameters (namely, the amplitudes and phases of the pump waves) could be deduced. I finally validated this study by experimentally demonstrating a phase-sensitive frequency conversion process with only three pump waves, and I theoretically studied the influence of chromatic dispersion on the performance of this frequency converter. Finally, I characterized some chalcogenide microstructured optical fibers that were fabricated in the framework of a collaboration with Perfos, the Institut des Sciences Chimiques de Rennes, and SelenOptics. I set up a test bench based on the four-wave mixing process in order to measure the chromatic dispersion and nonlinear coefficient of some optical fibers.

This thesis deals with optical synthesis of unmodulated and modulated microwave signals. Generation of microwave signals based on optical heterodyning is discussed in detail. The effect of phase noise of laser on heterodyned output has been studied for different phase noise profiles. Towards this, we propose a generic algorithm to numerically model the linewidth broadening of a laser due to phase noise. Generation of microwave signals is demonstrated practically by conducting an optical heterodyning experiment. Signals ranging in frequency from 12.5 MHz to 27 GHz have been generated. Limitations of optical heterodyning based approach in terms of phase noise performance and frequency stability are discussed and practically demonstrated. A hardware-efficient Optical Phase Locked Loop (OPLL) is proposed to overcome these issues. Phase noise tracking performance of the proposed OPLL has been experimentally demonstrated. Phase noise values as low as -105 dBc/Hz at 10 KHz offset have been achieved. Optical modulators, owing to their extremely low electro-optic response time, can support high frequency modulating signals. This makes them highly attractive in comparison to their microwave counterparts. In this thesis, we propose techniques to generate microwave signals modulated at very high bit rates by down-converting the corresponding modulated optical signals to microwave domain. Down-conversion required for this process is achieved by optical heterodyning. The proposed concept has been theoretically analyzed, simulated and experimentally validated. Amplitude Modulated and ASK modulated microwave signals have been generated as Proof-of-Concept. Limitations posed by OPLL in generation of angle modulated microwave signals by optical heterodyning have been brought out. Schemes overcoming these limitations have been proposed towards generation of BPSK and QPSK modulated microwave signals. Integrated Optics (IO) technology has been studied as a means of implementation of the proposed concepts. IO components like Sinusoidal bends, Y-branch splitters and Electro-Optic-Modulators (EOMs) have been designed towards optical synthesis of modulated microwave signals. Propagation of modulated optical signal through these IO components has also been studied. An all-optic scheme based on Optical Beam Forming is proposed for transmission of QPSK modulated signal. Limitation of phase-shifting based approach, in terms of beam-squint, has been brought out. True-Time-Delay based approach has been proposed for applications demanding wide instantaneous bandwidth to avoid beam-squint. Algorithms / numerical methods required for analyses and simulations associated with the above-mentioned tasks have been evolved. This study is envisaged to provide useful insight into the realization of high-speed, compact, light-weight data transmitting systems based on Integrated Optics for future onboard spacecraft applications. This work, we believe, is a step towards realization of an Integrated Optic System-on-Chip solution for specific microwave data transmission applications.