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Within the framework of the present work, an aerosol typing methodology applicable to both ground-based and spaceborne lidar systems has been developed. The novel aerosol typing scheme was developed based on the optimal estimation method (OEM) and allows the identification of up to four different aerosol components present in an aerosol mixture as well as the quantification of their contribution to the aerosol mixture in terms of relative volume. The four aerosol components considered in this typing scheme represent the most commonly observed aerosol particles in nature and are assumed to be physically separated from each other and, therefore, can create external mixtures. Two components represent fine-mode particles, absorbing (FSA) and less absorbing (FSNA), and the remaining two aerosol components represent coarse-mode particles, spherical (CS) and non-spherical (CNS). These components can adequately represent the most frequently observed aerosol types in the atmosphere: combustion- and pollution-related aerosol, sea salt and desert dust, respectively. The lidar-derived optical parameters used in this typing scheme are the lidar ratio and the particle linear depolarization ratio at two distinctive wavelengths (355 and 532 nm), the backscatter-related color ratio (for the wavelength pair of 532/1064 nm) and the extinction-related Ångström exponent (for the wavelength pair of 355/532 nm). These intensive optical properties can be combined in different ways making the methodology flexible, allowing thus its application to lidar systems with different configurations (e.g., single wavelength or multiwavelength). The functionality of the typing scheme was demonstrated by its application to case studies of known aerosol conditions as well as to cases of non-characterized aerosol load. The algorithm was also applied to a long-term dataset to provide a seasonal characterization of the aerosol situation over Haifa, Israel. It was shown that the OEM is an effective methodology that can be also applied for aerosol typing purposes, and that it can be used to support the ground-based validation efforts of EarthCARE's products and algorithms.

<p>In this thesis, we present the results for the finite frequency response of a variety of materials. These materials all share the common theme that their low energy excitations are Dirac-like. This coincidence was not by design, and highlights the now-ubiquitous nature of Dirac-quasiparticles in condensed matter physics. We present results for graphene, the high temperature superconducting cuprates, and Weyl semi metals. For graphene, our calculations revolve around a new experimental technique: Near field infrared spectroscopy. Conventionally it is ok to use the $\vec{q}\rightarrow 0$ limit when calculating the low energy optical response. This new technique is able to directly probe the finite $\vec{q}$ response by using an atomic force microscope tip as an antenna. We computed the optical conductivity of graphene at finite wavevector and studied how the quasiparticle peak is altered by disorder and the electron-phonon interaction. The calculations on the high $T_c$ cuprates use a model of the pseudogap phase known as the Yang, Rice and Zhang (YRZ) model. We employed the model to study the resistivity in the pseudogap regime, both in-plane and along the c-axis. We used a coherent tunneling matrix element to describe transport along the c-axis. We found that the model was able to reproduce the metaliclike behavior in the plane while being resistive out of plane. We then extended the model to the finite frequency response, as well as the superconducting phase. We found a pseduogap feature at finite frequency that was previously explained through an interlayer collective mode. We also found that microwave spectroscopy puts strong limits on the form of the scattering rate. Finally, we computed the optical response of Weyl semimetals subjected to an applied magnetic field. Weyl semimetals are a topological phase of matter that have yet to be observed. The form of the conductivity contains a series of asymmetric peaks, whose spacing is a signature of the underlying relativistic dispersion. These peaks remain robust, even with moderate disorder.</p> / Doctor of Philosophy (PhD)

This study investigates the possibility of using a time-resolved Fluorescence and Diffuse Reflectance Spectroscopy (tr-FRS) system to define tumour surgical margins of invasive ducal carcinoma of breast. UV excitation light was used for the fluorescence component and data was collected from the 370-550 nm range. A broadband source was used for diffuse reflectance collection and the emitted response was in the 400-800 nm range. 40 matched pair cases were collected from patients undergoing breast conservation surgeries. Histological analysis was performed on each sample to determine the fat and tumour content within each normal and tumour sample respectively. Statistical analysis was performed on the optical data to reveal biochemical changes in the endogenous fluorophores collagen, reduced nicotinamide adenine dinucleotide (NADH), and flavin adenine dinucleotide (FAD) as well as changes in absorption and scattering properties attributed to variances in absorber concentrations and cell density respectively. Statistical significant differences in collagen, NADH, and FAD lifetimes, collagen, NADH, FAD and NADH/FAD intensity, diffuse reflectance and reduced scatter coefficient were observed between tumour and normal breast samples. These significant factors were used in Principle Component Analysis model construction and a binary classification scheme using Soft Independent Modeling of Class Analogy (SIMCA) was used as a classification tool to predict unknown breast samples as either normal or tumour with specificity of 60% and sensitivity slightly over 50%. / Thesis / Master of Science (MSc)

<p dir="ltr">Since before the Apollo era, the rocket propulsion sector has been a key player in developing standards of cleanliness and compatibility when designing, building, and operating systems with toxic propellants. The advent of hypergols and the widespread use of propellants like N₂O₄, Mixed Oxides of Nitrogen (MON), and hydrazine have forced new standards to be developed to meet the ever-growing need for safety when working with dangerous substances. These systems have only continued to grow more complex and many propellant combinations remain toxic and corrosive to most substances as the industry seeks the optimal methods for deriving the most efficient, highest performing, and generally more capable. ASTM International and other standards organizations carry on documenting standards for cleaning and passivation to ensure safe use today to meet the needs of the ever-expanding propulsion industry.</p><p dir="ltr">This thesis aims to determine the feasibility of using Raman spectroscopy as a method of characterizing interactions between metals and propellants. First, a background of knowledge regarding the spectroscopic method, propellants, and industry practices was researched and current areas of possible application were identified. The passivation and propellant storage phases of system lifecycles were determined to be the scope and target for experimentation. A multilevel passivation study consisting of exposing three metal types to different concentrations of nitric acid for various durations was conducted to begin developing a greater understanding of the applicability of and the techniques required to make Raman spectroscopy work as a complement to the ASTM passivation verification tests. Lessons learned from this and a short-duration compatibility study with MON and similar metal samples were documented and will be used for a larger scale and longer duration compatibility study in conjunction with NASA White Sands Test Facility (WSTF). The buildup of safe and adequate facilities for such a study was undertaken, completed, and documented in this work.</p><p dir="ltr">The results of testing in this thesis suggest the promising and desirable non-destructive and minimally invasive features of Raman spectroscopy have the potential to be used extensively in the propulsion sector. Suggestions for developing key techniques and methods for this application are developed and outlined as they were learned throughout the study's conduction.</p>

The objective of this research is to investigate the use of laser direct writing to micro-pattern low loss passive optical channel waveguide devices using a new hybrid organic/inorganic polymer. Review of literature shows previous methods of optical waveguide device patterning as well as application of other non-polymer materials. System setup and design of the waveguide components are discussed. Results show that laser direct writing of the hybrid polymer produce single mode interconnects with a loss of less 1dB/cm.

Es werden die exzitonischen Eigenschaften von Halbleiter-Quantengräben im Magnetfeld theoretisch untersucht. Unter Benutzung der Enveloppen-Näherung wird der Hamilton-Operator des Exzitons aufgestellt. Ein allgemeines Theorem für die diamagnetische Verschiebung (DMV) des exzitonischen Grundzustands wird abgeleitet. Im ersten Teil werden Effekte der Unordnung berücksichtigt. Die numerische Ergebnisse zeigen, daß die DMV ein Maß für die Lokalisierung der Wellenfunktion ist. Einzelne Exzitonzustände, wie sie für optische Nahfeldexperimente relevant sind, zeigen eine breite Verteilung der DMV-Werte, wobei der Mittelwert mit der Energie anwächst (abnehmende Lokalisierung). Die Absorptions- und Photolumineszenz-Spektren im Fernfeld werden mit dem Magnetfeld breiter. Unter Ausnutzung der strukturellen Information über die lokale chemische Zusammensetzung einer gegebenen Probe werden die statistischen Eigenschaften der Unordnung in einem realen Quantengraben analysiert. Das ermöglicht die numerische Erzeugung neuer Unordnungspotentiale, die dann für die Simulation der optischen Eigenschaften wie DMV-Statistik und Photolumineszenzspektren genutzt werden. Der Vergleich mit den experimentellen Daten für verschiedene Temperaturen zeigt eine sehr gute Übereinstimmung. Der zweite Teil dieser Dissertation beschäftigt sich mit Quantenpunkten und Quantenringen, die in einem Quantengraben eingebettet sind, und konzentriert sich auf den exzitonischen Aharonov-Bohm Effekt. Der persistente Strom und die Magnetisierung werden berechnet. Für zirkuläre Symmetrie wird der enge Zusammenhang zwischen der oszillatorischen Komponente der Exziton-Energie und dem persistenten Strom aufgezeigt. Für nichtzirkuläre Ringe sind die Oszillationen ebenfalls beobachtbar, jedoch mit kleinerer Amplitude. Eine Untersuchung der Exzitonenkinetik zeigt die wichtige Rolle nichtradiativer Prozesse auf und setzt Grenzen für die Beobachtbarkeit der Oszillationen und für die Auslöschung der Photolumineszenz. / Excitonic properties of semiconductor quantum wells (QWs) with applied magnetic field are investigated theoretically. Using the envelope function approximation, the exciton Hamiltonian is constructed. A general theorem for the diamagnetic shift (DMS) of the lowest exciton energy is derived. In a first part, disorder is taken into account. The numerical results show that the DMS is a measure of wave function localization. Individual exciton states as relevant for optical near-field experiments show a broad distribution of DMS values while its average value increases with energy (decreasing localization). Far-field absorption and photoluminescence spectra become wider with increasing magnetic field. Using structural information on the local chemical composition of a given sample, the statistical properties of the disorder in a real QW have been analyzed. This allowed to generate new disorder potentials as input for the simulation of DMS statistics and photoluminescence spectra. Their comparison with experimental data at different temperatures shows very good agreement. The second part of the thesis deals with quantum dots and rings embedded in the QW, focusing on the exciton Aharonov-Bohm effect. Persistent current and magnetization are evaluated. For circular symmetry, a close relation between the oscillatory component of the exciton energy and the persistent current is revealed. For non-circular rings, oscillations can be observed too but with lower amplitude. A study of the exciton kinetics points to the important role of non-radiative processes, and sets limits for the experimental observability of energy oscillations and photoluminescence quenching.

Doctor of Philosophy / Department of Physics / Hongxing Jiang / The optical and structural properties of Er-doped GaN/InGaN materials and devices synthesized by metal organic chemical vapor deposition (MOCVD) were investigated. Er-doped GaN via MOCVD emits a strong photoluminescence (PL) emission at 1.54 um using both above and below-bandgap excitation. In contrast to other growth methods, MOCVD-grown Er-doped GaN epilayers exhibit virtually no visible emission lines. A small thermal quenching effect, with only a 20% decrease in the integrated intensity of the 1.54 um PL emission, occurred between 10 and 300 K. The dominant bandedge emission of Er-doped GaN at 3.23 eV was observed at room temperature, which is red-shifted by 0.19 eV from the bandedge emission of undoped GaN. An activation energy of 191 meV was obtained from the thermal quenching of the integrated intensity of the 1.54 um emission line. It was observed that surface morphology and 1.54 um PL emission intensity was strongly dependent upon the Er/NH3 flow rate ratio and the growth temperature. XRD measurements showed that the crystalline ordering of the (002) plane was relatively unperturbed for the changing growth environment. Least-squares fitting of 1.54 um PL measurements from Er-doped GaN of different growth temperatures was utilized to determine a formation energy of 1.82 ± 0.1 eV for the Er-emitting centers. The crystalline quality and surface morphology of Er-doped InGaN (5% In fraction) was nearly identical to that of Er-doped GaN, yet the PL intensity of the 1.54 um emission from Er-doped InGaN (5% In fraction) was 16 x smaller than that of Er-doped GaN. The drop in PL intensity is attributed to the much lower growth temperature in conjunction with the high formation energy of the Er- emitting centers. Er-doped InGaN grown at fixed growth temperature with different growth pressures, NH3 flow rates, and Ga flow rates was also investigated, and showed that increased In fractions also resulted in a smaller 1.54 um PL intensity. Er-doped InGaN p-i-n diodes were synthesized and tested. The electroluminescence (EL) spectra under forward bias shows strong Er based emission in the infrared and visible region. The different emission lines from EL spectra in contrast to PL spectra implies different excitation methods for the Er based emission in the p-i-n diode than in the PL excited epilayer.

In-water biogeochemical constituents and bio-optical properties of the St-Lawrence Gulf and Estuary were monitored during 5 cruises conducted between 1997-2001 accross different seasons. Measured inherent optical properties (IOPs) included vertical profiles of the absorption and attenuation coefficients and the volume scattering function as well as absorption by particles, non-algal particles, phytoplankton and coloured dissolved organic matter (CDOM). Apparent Optical parameters (AOPs) included vertical profiles of the upwelling radiance and downwelling irradiance. The spectral shape of the major IOPs like absorption by phytoplankton, CDOM and non-algal particles as well as the particulate backscattering were parameterized using conventional models and adaptations of conventional models. Descriptive statistics of each variable in the collected dataset were analysed and compared with previous findings in the literature. The optical coherence of the measurements was verified using a radiative transfer closure approach. A complete set of IOP cross-sections for optically significant biogeochemical variables were generated. The magnitude and the spatial, temporal and spectral variation exhibited by the optically significant inwater biogeochemical constituents as well as the bio-optical parameters was consistent with our current knowledge of the ecosystem. The variation of the bio-optical parameters throughout the seasons was also coherent with our expectations. All the measured and derived parameters were found to vary within the ranges reported in the literature. Evidence was presented wherein the Gulf waters, which are usually considered as case I waters could also behave like case II waters. Moreover, spectral signatures exhibited by the IOPs and AOPs were coherent with the variation detected in the concentrations of the measured (optically significant) constituents. The extracted IOP cross-sections were consistent with the results of similar studies previously performed and could eventually be used in the estimation of the biogeochemical constituent concentrations given the related component IOPs. First-order radiative transfer closure was achieved; this underscored the validity of our experimental dataset based on considerations of higher level, integrative, physics. We argue that the current data collection campaign succeeded as a comprehensive framework for describing the behavior of the St-Lawrence bio-optical provinces within the context of remote sensing objectives. This bio-optical dataset should provide the basis for the development of a rigorous, satellite-based, remote sensing algorithm for the retrieval of near surface chlorophyll, fine-tuned to the local characteristics of the St-Lawrence system.

This thesis describes investigations into the photophysical properties of luminescent materials and their application in optoelectronic devices such as light emitting diodes and photodetectors. The materials used were all solution processable because of the interest in low cost processing of organics. I have investigated the photophysics of 1,4,5,8,9,12-hexamethyltriphenylene, a triphenylene derivative which has its luminescence enhanced by the addition of methyl groups. These groups change the planar shape of the triphenylene molecule into a twisted one, changing the symmetry of the molecule and increasing its dipole moment in absorption and emission by ~4 fold. This increased its rate of radiative deexcitation by ~20 times. In addition, the twisted shape of the molecule prevents intermolecular interactions and concentration effects from affecting the luminescence. This results in an efficient solid-state photoluminescence quantum yield of 31%. This thesis also includes an investigation into phosphorescent polymer dendrimers, designed to have suitable viscosities in solution for inkjet printed OLED applications. A photophysical study of the intra-chain aggregation effects on the luminescence was undertaken in both homopolymers and copolymers with high energy gap spacer units. Using double dendrons to increase the steric protection of the luminescent cores, the best homopolymers achieved 12.1% external quantum efficiency (39.3 cd/A) at 100 cd/m² brightness and the best co-polymer achieved 14.7% EQE (48.3 cd/A) at 100 cd/m². This compares favourably with 11.8% EQE for the best phosphorescent polymer and 16% for the best solution processed dendrimer OLED previously reported. Finally I have applied a solution processed enhancement layer to silicon photodiodes to enhance their ultraviolet response. Using a blend of materials to give favourable absorption and emission properties, 61% external quantum efficiency was achieved at 200 nm, which is better than the 20-30% typical for vacuum deposited lumogen enhancement layers used commercially.