Orthogonal frequency division multiplexing (OFDM) has become a very popular method for high-data-rate communication. However, it is well known that OFDM is plagued by a large peak-to-average power ratio (PAPR) problem. This high PAPR results in overdesigned power amplifiers, which amongst other things leads to inefficient amplifier usage, which is undesirable. Various methods have been recommended to reduce the PAPR of an OFDM transmission; however, all these methods result in a number of drawbacks. In this thesis, a novel method called offset modulation (OM-OFDM) is proposed to control the PAPR of an OFDM signal. The proposed OM-OFDM method does not result in a number of the drawbacks being experienced by current methods in the field. The theoretical bandwidth occupancy and theoretical bit error rate (BER) expression for an OM-OFDM transmission is derived. A newly applied power performance decision metric is also introduced, which can be utilised throughout the PAPR field, in order to compare various methods. The proposed OM-OFDM method appears to be similar to a well-known constant envelope OFDM (CE-OFDM) transmission. The modulation, structural and performance differences between an OM-OFDM and a CE-OFDM method are discussed. By applying the power performance decision metric, the OM-OFDM method is shown to offer significant performance gains when compared to CE-OFDM and traditional OFDM transmissions. In addition, the OM-OFDM method is able to accurately control the PAPR of a transmission for a targeted BER. By applying the power performance decision metric and complementary cumulative distribution function (CCDF), the proposed OM-OFDM method is shown to offer further performance gains when compared to existing PAPR methods, under frequency selective fading conditions. In this thesis, the OM-OFDM method has been combined with an existing active constellation extended (ACE) PAPR reduction method. To introduce a novel method called offset modulation with active constellation extension (OM-ACE), to control the PAPR of an OFDM signal. The theoretical BER expression for an OM-ACE transmission is presented and validated. Thereafter, by applying the decision metric and CCDF, the OM-ACE method is shown to offer performance improvements when compared to various PAPR methods. The use of OM-OFDM for cognitive radio applications is also investigated. Cognitive radio applications require transmissions that are easily detectable. The detection characteristics of an OM-OFDM and OFDM transmission are studied by using receiver operating characteristic curves. A derivation of a simplified theoretical closed-form expression, which relates the probability of a missed detection to the probability of a false alarm, for an unknown deterministic signal, at various signal-to-noise ratio (SNR) values is derived and validated. Previous expressions have been derived, which relate the probability of a missed detection to the probability of a false alarm. However, they have not been presented in such a generic closed-form expression that can be used for any unknown deterministic signal (for instance OFDM and OM-OFDM). Thereafter, an examination of the spectrum characteristics of an OM-OFDM transmission indicates its attractive detection characteristics. The proposed OM-OFDM method is further shown to operate at a significantly lower SNR value than an OFDM transmission, while still offering better detection characteristics than that of an OFDM transmission under Rician, Rayleigh and frequency selective fading channel conditions. In addition to its attractive PAPR properties, OM-OFDM also offers good detection characteristics for cognitive radio applications. These aspects make OM-OFDM a promising candidate for future deployment. / Thesis (PhD)--University of Pretoria, 2012. / Electrical, Electronic and Computer Engineering / unrestricted

[ES] La estandarización de la Quinta Generación de redes móviles o 5G, ha concluido este año 2020. No obstante, en el año 2014 cuando la ITU empezó el proceso de estandarización IMT-2020, una de las principales interrogantes era cuál sería la forma de onda sobre la cual se construiría la capa física de esta nueva generación de tecnologías. El 3GPP se comprometió a entregar una tecnología candidata al proceso IMT-2020, y es así como dentro de este proceso de deliberación se presentaron varias formas de onda candidatas, las cuales fueron evaluadas en varios aspectos hasta que en el año 2016 el 3GPP tomó una decisión, continuar con CP-OFDM (utilizada en 4G) con numerología flexible. Una vez decidida la forma de onda, el proceso de estandarización continuó afinando la estructura de la trama, y todos los aspectos intrínsecos de la misma. Esta tesis acompañó y participó de todo este proceso. Para empezar, en esta disertación se evaluaron las principales formas de onda candidatas al 5G. Es así que se realizó un análisis teórico de cada forma de onda, destacando sus fortalezas y debilidades, tanto a nivel de implementación como de rendimiento. Posteriormente, se llevó a cabo una implementación real en una plataforma Software Defined Radio de tres de las formas de onda más prometedoras (CP-OFDM, UFMC y OQAM-FBMC), lo que permitió evaluar su rendimiento en términos de la tasa de error por bit, así como la complejidad de su implementación. Esta tesis ha propuesto también el uso de una solución armonizada como forma de onda para el 5G y sostiene que sigue siendo una opción viable para sistemas beyond 5G. Dado que ninguna de las forma de onda candidatas era capaz de cumplir por sí misma con todos los requisitos del 5G, en lugar de elegir una única forma de onda se propuso construir un transceptor que fuese capaz de construir todas las principales formas de onda candidatas (CP-OFDM, P-OFDM, UFMC, QAM-FBMC, OQAM-FBMC). Esto se consiguió identificando los bloques comunes entre las formas de onda, para luego integrarlos junto con el resto de bloques indispensables para cada forma de onda. La motivación para esta solución era tener una capa física que fuese capaz de cumplir con todos los aspectos del 5G, seleccionando siempre la mejor forma de onda según el escenario. Esta propuesta fue evaluada en términos de complejidad, y los resultados se compararon con la complejidad de cada forma de onda. La decisión de continuar con CP-OFDM con numerología flexible como forma de onda para el 5G se puede considerar también como una solución armonizada, ya que al cambiar el prefijo cíclico y el número de subportadoras, cambian también las prestaciones del sistema. En esta tesis se evaluaron todas las numerologías propuestas por el 3GPP sobre cada uno de los modelos de canal descritos para el 5G (y considerados válidos para sistemas beyond 5G), teniendo en cuenta factores como la movilidad de los equipos de usuario y la frecuencia de operación; para esto se utilizó un simulador de capa física del 3GPP, al que se hicieron las debidas adaptaciones con el fin de evaluar el rendimiento de las numerologías en términos de la tasa de error por bloque. Finalmente, se presenta un bosquejo de lo que podría llegar a ser la Sexta Generación de redes móviles o 6G, con el objetivo de entender las nuevas aplicaciones que podrían ser utilizadas en un futuro, así como sus necesidades. Completado el estudio llevado a cabo en esta tesis, se puede afirmar que como se propuso desde un principio la solución, tanto para el 5G como para beyond 5G, la solución es la armonización de las formas de onda. De los resultados obtenidos se puede corroborar que una solución armonizada permite alcanzar un ahorro computacional entre el 25-40% para el transmisor y del 15-25% para el receptor. Además, fue posible identificar qué numerología CP-OFDM es la más adecuada para cada escenario, lo que permitiría optimizar el diseño y despliegue de las redes 5G. Esto abriría la puerta a hacer lo mismo con el 6G, ya que en esta tesis se considera que será necesario abrir nuevamente el debate sobre cuál es la forma de onda adecuada para esta nueva generación de tecnologías, y se plantea que el camino a seguir es optar por una solución armonizada con distintas formas de onda, en lugar de solo una como sucede con el 5G. / [CA] L'estandardització de la Quinta Generació de xarxes mòbils o 5G, ha conclòs enguany 2020. No obstant això, l'any 2014 quan la ITU va començar el procés d'estandardització IMT-2020, uns dels principals interrogants era quina seria la forma d'onda sobre la qual es construiria la capa física d'esta nova generació de tecnologies. El 3GPP es va comprometre a entregar una tecnologia candidata al procés IMT-2020, i és així com dins d'este procés de deliberació es van presentar diverses formes d'onda candidates, les quals van ser avaluades en diversos aspectes fins que l'any 2016 el 3GPP va prendre una decisió, continuar amb CP-OFDM (utilitzada en 4G) amb numerología flexible. Una vegada decidida la forma d'onda, el procés d'estandardització va continuar afinant la frame structure (no se m'ocorre nom en espanyol), i tots els aspectes intrínsecs de la mateixa. Esta tesi va acompanyar i va participar de tot este procés. Per a començar, en esta dissertació es van avaluar les principals formes d'onda candidates al 5G. És així que es va realitzar una anàlisi teòrica de cada forma d'onda, destacant les seues fortaleses i debilitats, tant a nivell d'implementació com de rendiment. Posteriorment, es va dur a terme una implementació real en una plataforma Software Defined Radio de tres de les formes d'onda més prometedores (CP-OFDM, UFMC i OQAM-FBMC), la qual cosa va permetre avaluar el seu rendiment en termes de la taxa d'error per bit, així com la complexitat de la seua implementació. Esta tesi ha proposat també l'ús d'una solució harmonitzada com a forma d'onda per al 5G i sosté que continua sent una opció viable per a sistemes beyond 5G. Atés que cap de les forma d'onda candidates era capaç de complir per si mateixa amb tots els requeriments del 5G, en compte de triar una única forma d'onda es va proposar construir un transceptor que fóra capaç de construir totes les principals formes d'onda candidates (CP-OFDM, P-OFDM, UFMC, QAM-FBMC, OQAM-FBMC). Açò es va aconseguir identificant els blocs comuns entre les formes d'onda, per a després integrar-los junt amb la resta de blocs indispensables per a cada forma d'onda. La motivació per a esta solució era tindre una capa física que fóra capaç de complir amb tots els aspectes del 5G, seleccionant sempre la millor forma d'onda segons l'escenari. Esta proposta va ser avaluada en termes de complexitat, i els resultats es van comparar amb la complexitat de cada forma d'onda. La decisió de continuar amb CP-OFDM amb numerología flexible com a forma d'onda per al 5G es pot considerar també com una solució harmonitzada, ja que al canviar el prefix cíclic i el número de subportadores, canvien també les prestacions del sistema. En esta tesi es van avaluar totes les numerologías propostes pel 3GPP sobre cada un dels models de canal descrits per al 5G (i considerats vàlids per a sistemes beyond 5G), tenint en compte factors com la mobilitat dels equips d'usuari i la freqüència d'operació; per a açò es va utilitzar un simulador de capa física del 3GPP, a què es van fer les degudes adaptacions a fi d'avaluar el rendiment de les numerologías en termes de la taxa d'error per bloc. Finalment, es presenta un esbós del que podria arribar a ser la Sexta Generació de xarxes mòbils o 6G, amb l'objectiu d'entendre les noves aplicacions que podrien ser utilitzades en un futur, així com les seues necessitats. Completat l'estudi dut a terme en esta tesi, es pot afirmar que com es va proposar des d'un principi la solució, tant per al 5G com per a beyond 5G, la solució és l'harmonització de les formes d'onda. dels resultats obtinguts es pot corroborar que una solució harmonitzada permet aconseguir un estalvi computacional entre el 25-40% per al transmissor i del 15-25% per al receptor. A més, va ser possible identificar què numerología CP-OFDM és la més adequada per a cada escenari, la qual cosa permetria optimitzar el disseny i desplegament de les xarxes 5G. Açò obriria la porta a fer el mateix amb el 6G, ja que en esta tesi es considera que serà necessari obrir novament el debat sobre quina és la forma d’onda adequada per a esta nova generació de tecnologies, i es planteja que el camí que s’ha de seguir és optar per una solució harmonitzada amb distintes formes d’onda, en compte de només una com succeïx amb el 5G. / [EN] The standardization of the Fifth Generation of mobile networks or 5G is still ongoing, although the first releases of the standard were completed two years ago and several 5G networks are up and running in several countries around the globe. However, in 2014 when the ITU began the IMT-2020 standardization process, one of the main questions was which would be the waveform to be used on the physical layer of this new generation of technologies. The 3GPP committed to submit a candidate technology to the IMT-2020 process, and that is how within this deliberation process several candidate waveforms were presented. After a thorough evaluation regarding several aspects, in 2016 the 3GPP decided to continue with CP-OFDM (used in 4G) but including, as a novelty, the use of a flexible numerology. Once the waveform was decided, the standardization process continued to fine-tune the frame structure and all the intrinsic aspects of it. This thesis accompanied and participated in this entire process. To begin with, this dissertation evaluates the main 5G candidate waveforms. Therefore, a theoretical analysis of each waveform is carried out, highlighting its strengths and weaknesses, both at the implementation and performance levels. Subsequently, a real implementation on a Software Defined Radio platform of three of the most promising waveforms (CP-OFDM, UFMC, and OQAM-FBMC) is presented, which allows evaluating their performance in terms of bit error rate, as well as the complexity of its implementation. This thesis also proposes the use of a harmonized solution as a waveform for 5G and argues that it remains a viable option for systems beyond 5G. Since none of the candidate waveforms was capable of meeting on its own with all the requirements for 5G, instead of choosing a single waveform, this thesis proposes to build a transceiver capable of building all the main waveforms candidates (CP-OFDM, P-OFDM, UFMC, QAM-FBMC, OQAM-FBMC). This is achieved by identifying the common blocks between the waveforms and then integrating them with the rest of the essential blocks for each waveform. The motivation for this solution is to have a physical layer that is capable of complying with all aspects of beyond 5G technologies, always selecting the best waveform according to the scenario. This proposal is evaluated in terms of complexity, and the results are compared with the complexity of each waveform. The decision to continue with CP-OFDM with flexible numerology as a waveform for 5G can also be considered as a harmonized solution, since changing the cyclic prefix and the number of subcarriers, changes also the performance of the system. In this thesis, all the numerologies proposed by the 3GPP are evaluated on each of the channel models described for 5G (and considered valid for beyond 5G systems), taking into account factors such as the mobility of the user equipment and the operating frequency. For this, a 3GPP physical layer simulator is used, and proper adaptations are made in order to evaluate the performance of the numerologies in terms of the block error rate. Finally, a sketch of what could become the Sixth Generation of mobile networks or 6G is presented, with the aim of understanding the new applications that could be used in the future, as well as their needs. After the completion of the study carried out in this thesis, it can be said that, as stated from the beginning, for both 5G and beyond 5G systems, the solution is the waveform harmonization. From the results obtained, it can be corroborated that a harmonized solution allows achieving computational savings between 25-40% for the transmitter and 15-25% for the receiver. In addition, it is possible to identify which CP-OFDM numerology is the most appropriate for each scenario, which would allow optimizing the design and deployment of 5G networks. This would open the door to doing the same with 6G, i.e., a harmonized solution with different waveforms, instead of just one as in 5G. / Flores De Valgas Torres, FJ. (2020). Study on Air Interface Variants and their Harmonization for Beyond 5G Systems [Tesis doctoral]. Universitat Politècnica de València. https://doi.org/10.4995/Thesis/10251/164442 / TESIS

Recent studies on growth of telecomm sector depict an ever rising demand for high bandwidth applications such as on-line gaming, high definition television and many more. This demand is coupled with increase in internet connected utilities per house hold - each requiring a portion of bandwidth. The fast development of broadband telecommunication services calls for an upgrade of access infrastructure. This challenge could be met by technologies such as Fiber-To-The-Home/Building (FTTH/B) point-to-multipoint (P2MP) optical access networking. Further, FTTH is also widely regarded as a future proof solution for broadband telecommunication services within scientific and industrial sectors. This has encouraged large amount of research and development throughout the globe to find optimal topologies for FTTH. OFDM based optical access network topology abbreviated as OTONES is an ongoing EU FP 7 project under the PIANO+ framework. The OTONES project addresses the next generation optical access networking on the basis of Orthogonal Frequency Division Multiplexing (OFDM) and Orthogonal Frequency Multiple Access (OFDMA), with special provision for reduced complexity and signal processing aspects of the subscriber side terminals (ONUs). This thesis focuses on the theoretical investigation of OFDM based optical access network topology OTONES. The thesis provides an in depth view of the salient aspects of the topology and formulates the key requirements of OTONES topology. The investigation primarily delves on two important aspects of the topology. First, finding the optimal analog circuitry for the optical network unit (ONU). Second, finding the optimal operation regime for the topology and hence optimizing the system level concept. In this thesis, we show that the requirement of an analog circuitry originates from the need of successive up-conversions in OTONES topology which also produces image spectrum. This image spectrum causes a 3 dB loss in power and spectral efficiency in absence of a proper image rejection circuitry. Thus, we discuss the generic SSB generation methods for efficient image rejection. Novel Bedrosian method based on Bedrosian Theorem is established as a promising method for image rejection. We show that this method is an analog implementation of Hilbert Transform Method and does not involve any approximation. Both generic methods for SSB along with the Novel Bedrosian method are evaluated based on the criterion established for OTONES topology. Finally, optical filtering from the set of generic SSB method is proposed for the downstream path and Novel Bedrosian method is proposed for the upstream path. The tolerance limits for Novel Bedrosian method, are also established for its physical implementation. We further discuss the realistic implementation of various components of the OTONES topology. We also establish the optimal operation regime of the full concurrent topology based on parameters such as input optical power, pilot tone separation and many more. Finally as a key feature of the thesis, we optimize the system level concept of the topology with the use of the proposed Novel Bedrosian Method as the optimal analog circuitry for OTONES topology and provide a region of optimal operation of the topology.

This work concentrates on the application of diversity techniques and space time block coding for future high speed mobile wireless communications on multicarrier systems. At first, alternative multicarrier kernels robust for high speed doubly-selective fading channel are sought. They include the comparisons of discrete Fourier transform (DFT), fractional Fourier transform (FrFT) and wavelet transform (WT) multicarrier kernels. Different wavelet types, including the raised-cosine spectrum wavelets are implemented, evaluated and compared. From different wavelet families, orthogonal wavelets are isolated from detailed evaluations and comparisons as suitable for multicarrier applications. The three transforms are compared over a doubly-selective channel with the WT significantly outperforming all for high speed conditions up to 300 km/hr. Then, a new wavelet is constructed from an ideal filter approximation using established wavelet design algorithms to match any signal of interest; in this case under bandlimited criteria. The new wavelet showed better performance than other traditional orthogonal wavelets. To achieve MIMO communication, orthogonal space-time block coding, OSTBC, is evaluated next. First, the OSTBC is extended to assess the performance of the scheme over extended receiver diversity order. Again, with the extended diversity conditions, the OSTBC is implemented for a multicarrier system over a doubly-selective fading channel. The MIMO-OFDM systems (implemented using DFT and WT kernels) are evaluated for different operating frequencies, typical of LTE standard, with Doppler effects. It was found that, during high mobile speed, it is better to transmit OFDM signals using lower operating frequencies. The information theory for the 2-transmit antenna OSTBC does not support higher order implementation of multi-antenna systems, which is required for the future generation wireless communications systems. Instead of the OSTBC, the QO-STBC is usually deployed to support the design of higher order multi-antenna systems other than the 2-transmit antenna scheme. The performances of traditional QO-STBC methods are diminished by some off-diagonal (interference) terms such that the resulting system does not attain full diversity. Some methods for eliminating the interference terms have earlier been discussed. This work follows the construction of cyclic matrices with Hadamard matrix to derive QO-STBC codes construction which are N-times better than interference free QO-STBC, where N is the number of transmit antenna branches.

This work concentrates on the application of diversity techniques and space time block coding for future mobile wireless communications. The initial system analysis employs a space-time coded OFDM transmitter over a multipath Rayleigh channel, and a receiver which uses a selection combining diversity technique. The performance of this combined scenario is characterised in terms of the bit error rate and throughput. A novel four element QOSTBC scheme is introduced, it is created by reforming the detection matrix of the original QOSTBC scheme, for which an orthogonal channel matrix is derived. This results in a computationally less complex linear decoding scheme as compared with the original QOSTBC. Space time coding schemes for three, four and eight transmitters were also derived using a Hadamard matrix. The practical optimization of multi-antenna networks is studied for realistic indoor and mixed propagation scenarios. The starting point is a detailed analysis of the throughput and field strength distributions for a commercial dual band 802.11n MIMO radio operating indoors in a variety of line of sight and non-line of sight scenarios. The physical model of the space is based on architectural schematics, and realistic propagation data for the construction materials. The modelling is then extended and generalized to a multi-storey indoor environment, and a large mixed site for indoor and outdoor channels based on the Bradford University campus. The implications for the physical layer are also explored through the specification of antenna envelope correlation coefficients. Initially this is for an antenna module configuration with two independent antennas in close proximity. An operational method is proposed using the scattering parameters of the system and which incorporates the intrinsic power losses of the radiating elements. The method is extended to estimate the envelope correlation coefficient for any two elements in a general (N,N) MIMO antenna array. Three examples are presented to validate this technique, and very close agreement is shown to exist between this method and the full electromagnetic analysis using the far field antenna radiation patterns.

This thesis is concentrated on the Angle / Direction of Arrival (A/DOA) estimation and Beamforming techniques that can be used in the current and future engineering applications such as tracking of targets, wireless mobile communications, radar systems, etc. This thesis firstly investigates different types of AOA and beamforming techniques. A comprehensive comparison between the common AOA algorithms is performed to evaluate the estimation accuracy and illustrate the computational complexity of each algorithm. The effect of mutual coupling between the radiators and the impact of the position-error of the antenna elements on the estimation accuracy is also studied. Then, several new efficient AOA methods for current wireless localisation systems are proposed. The estimation accuracy and computational complexity are compared with well-known AOA methods over a wide range of scenarios. New methodologies for Covariance Matrix (CM) sampling are proposed to enhance and improve operational performance without increasing the computational burden. A new beamforming algorithm is proposed and implemented on a compact mm-Wave linear and planar antenna arrays to enhance the desired signal and suppress the interference sources in wireless communication systems. The issue of asset tracking in dense environments where the performance of the Global Positioning System (GPS) becomes unavailable or unreliable is addressed in the thesis as well. The proposed solution uses a low-profile array of sensors mounted on a finite conducting ground. A compact-size omnidirectional spiral sensor array of six electrically small dual-band antenna elements was designed to operate in the 402 and 837 MHz spectrum bands. For the lower band, a three-element superposition method is applied to support the estimated AOA whereas six sensors are considered for the higher band. An efficient and low complexity Projection Vector (PV) AOA method is proposed. An Orthogonal Frequency Division Multiplexing (OFDM) modulation is integrated with the PV technique to enhance the estimation resolution. The system was found to be suitable for installation on top of vehicles to localise the position of assets. The proposed system was tested to track non-stationary objectives, and then two scenarios were investigated: outdoor to outdoor and outdoor to indoor environments using Wireless In-Site Software. The results confirm that the proposed tracking system works efficiently with a single snapshot. / Higher Commission for Education Development (HCED) in Iraq Basra Oil Company Ministry of Oil

A wide range of services and applications become possible when accurate position information for a radio terminal is available. These include: location-based services; navigation; safety and security applications. The commercial, industrial and military value of radio-location is such that considerable research effort has been directed towards developing related technologies, using satellite, cellular or local area network infrastructures or stand-alone equipment. This work studies and investigates two location techniques. The first one presents an implementation scheme for a wideband transmission and direction finding system using OFDM multi-carrier communications systems. This approach takes advantage of delay discrimination to improve angle-of-arrival estimation in a multipath channel with high levels of additive white Gaussian noise. A new methodology is interpreted over the multi carrier modulation scheme in which the simulation results of the estimated channel improves the performance of OFDM signal by mitigating the effect of frequency offset synchronization to give error-free data at the receiver, good angle of arrival accuracy and improved SNR performance. The full system simulation to explore optimum values such as channel estimation and AoA including the antenna array model and prove the operational performance of the OFDM system as implemented in MATLAB. The second technique proposes a low cost-effective method of tracking and monitoring objects (examples: patient, device, medicine, document) by employing passive radio frequency identification (RFID) systems. A multi-tag, (totalling fifty-six tags) with known ID values are attached to the whole patient’s body to achieve better tracking and monitoring precision and higher accuracy. Several tests with different positions and movements are implemented on six patients. The aim is to be able to track the patient if he/she is walking or sitting; therefore, the tests considered six possible movements for the patient including walking, standing, sitting, resting, laying on the floor and laying on the bed, these placements are important to monitor the status of the patient like if he collapsed and fall on the ground so that the help will be quick. The collected data from the RFID Reader in terms of Time Stamp, RSS, Tag ID, and a number of channels are processed using the MATLAB code.

No description available.

<p>The fiber-to-the-x (FTTX) has been widely investigated as a leading access technology to meet the ever growing demand for bandwidth in the last mile. The passive optical network (PON) provides a cost-effective and durable solution. In this thesis, we investigate different aspects of the PON, in the search for cost-effective and high-performance designs of link system and devices.</p> <p>In Chapter 2, we propose a novel upstream link scheme for optical orthogonal frequency division multiplexing (OOFDM)-PON. The colorless laser diodes are used at the optical network units (ONUs), and the overlapped channel spectrum of orthogonal subcarrier multiplexing provides high spectral efficiency. At the optical line terminal (OLT), optical switch and all optical fast Fourier transform (OFFT) are adopted for high speed demultiplexing. The deterioration caused by the laser perturbation is also investigated.</p> <p>In Chapter 3, we design a novel polarization beam splitter (PBS), which is one of the most important components in polarization-controlled optical systems, e.g. the next-generation PON utilizing polarization multiplexing. Our PBS is built on a slab waveguide platform where the light is vertically confined. Planar lenses are formed to collimate and refocus light beam by converting the phase front of the beam. A planar subwavelength grating of a wedge shape induces the form birefringence, where the transverse electric (TE) and transverse magnetic (TM) waves have different effective refractive indices, and are steered to distinct directions. This design provides low insertion loss (< 0.9 dB) and low crosstalk (< -30 dB) for a bandwidth of 100 nm in a compact size, and can be realized by different material systems for easy fabrication and/or monolithic integration with other optical components.</p> <p>In Chapter 4, we study the mode partition noise (MPN) characteristics of the Fabry-Perot (FP) laser diode using the time-domain simulation of noise-driven multi-mode laser rate equation. FP laser is cheaper than the widely used distributed feedback (DFB) laser diode in PON, but its MPN is the major limiting factor in an optical transmission system. We calculate the probability density functions for each longitudinal mode. We also investigate the k-factor, which is a simple yet important measure of MPN. The sources of the k-factor are studied with simulation, including the intrinsic source of the laser Langevin noise, and the extrinsic source of the bit pattern.</p> / Doctor of Philosophy (PhD)

Approved for public release, distribution is unlimited / Orthogonal frequency division multiplexing (OFDM) is being successfully used in numerous applications. It was chosen for IEEE 802.11a wireless local area network (WLAN) standard, and it is being considered for the fourthgeneration mobile communication systems. Along with its many attractive features, OFDM has some principal drawbacks. Sensitivity to frequency errors is the most dominant of these drawbacks. In this thesis, the frequency offset and phase noise effects on OFDM based communication systems are investigated under a variety of channel conditions covering both indoor and outdoor environments. The simulation performance results of the OFDM system for these channels are presented. / Lieutenant Junior Grade, Turkish Navy