The study and applications of surface plasmon polaritons (SP) – also known as plasmonics – has attracted the interest of a wide range of researchers in various fields such as biology, physics, and engineering. Unfortunately, the large propagation losses of the SP severely limit the usefulness of plasmonics for many practical applications. In this dissertation a new wave guiding mechanism is proposed in order to address the large propagation losses of the plasmonic guides. Possible applications of this guiding scheme are also investigated. The proposed hybrid plasmonic waveguide (HPWG) consists of a metal layer separated from a high index slab by a low index spacer. A detailed analysis is carried out to clarify the wave guiding mechanism and it is established that the mode guided by the HPWG results from the coupling of a SP mode and a dielectric waveguide mode. A two dimensional HPWG is proposed and the effects of various parameters on the HPWG performance are analyzed in detail. This structure offers the possibility of integrating plasmonic devices on a silicon platform. The proposed waveguide supports two different modes: a hybrid TM mode and a conventional TE mode. The hybrid TM mode is concentrated in the low index layer, whereas the conventional TE mode is concentrated in the high index region. This polarization diversity is used to design a TM- and a TE-pass polarizer and a polarization independent coupler on a silicon-on-insulator (SOI) platform. Moreover, the performance of a HPWG bend is investigated and is compared with plasmonic waveguide bends. The proposed devices are very compact and outperform previously reported designs. The application of HPWG for biosensing is also explored. By utilizing the polarization diversity, the HPWG biosensor can overcome some of the limitations of plasmonic sensors. For example, unlike plasmonic sensors, the HPWG biosensor can remove the interfering bulk and surface effects.

Terahertz (THz) technology stands to solve a number of problems in everyday life, from next generation wireless communication to spectroscopic identification and imaging. However it is technically challenging to make a high power, compact source for terahertz radiation. The Quantum Cascade Laser (QCL), which produces gain at THz frequencies by exploiting inter-sub-band transitions in quantum wells, offers one solution to this problem. However controlling and detecting the emission from such sources remains a major challenge. This thesis investigates the theory and measurement of emission frequencies from aperiodic lattice THz QCLs. Crucially, realising both frequency control and detection provides a complete system for coherent THz characterisation of devices at precise, user defined frequencies. The author starts by studying the emission frequencies and threshold of discretely tuned aperiodic lattice lasers. This is achieved using a numerical transfer matrix method (TMM), which allows the calculation of the aperiodic lattice threshold spectrum for the first time. Calculations reveal that the low threshold modes of aperiodic lattice lasers form at peaks in the electromagnetic density of modes. This shows that lasing in aperiodic lattices arises from slow light propagation induced by multiple photonic band gaps, leading to both band edge and defect laser modes. Frequency selective lasing is maintained even under the influence of external facet feedback, albeit at the cost of precise knowledge of the mode frequency. Importantly this framework allows the understanding of essentially any aperiodic lattice laser system. Most significantly, the TMM is exploited in order to understand how graphene can be used to control a THz laser. Graphene interacts strongly with THz waves, and can be easily integrated with semiconductor structures such as lasers and waveguides. Here, numerical calculations reveal that graphene can be introduced into the waveguide of a THz QCL, generating electrically tunable THz surface plasmons. Such surface plasmons couple into an aperiodic lattice to change the scattering strength of each individual grating element. The TMM reveals that this change in scattering strength controls the modal selectivity of an aperiodic lattice THz QCL. This hypothesis successfully explains both earlier experiments and those performed by the author. Crucially, this model was central to a publication in the journal Science. Finally, this thesis demonstrates a novel coherent detection system for the characterisation of THz QCL emission. The technique exploits non-linear up-conversion of THz waves to a telecoms frequency side-band, a process shown to be sensitive to THz waveguide dispersion. By mixing the up-converted THz wave with a near infra-red local oscillator laser, coherent detection of QCL emission using all fibre coupled components is demonstrated for the first time. This measurement allows for the characterisation of laser emission with high frequency and temporal resolution. Specifically sub-microsecond pulses of THz emission and transients can be detected. When taken as a whole, the work of this thesis constitutes a major step towards realising cost effective THz characterisation and spectroscopy using QCLs.

abstract: Programmable Metallization Cell (PMC) is a technology platform which utilizes mass transport in solid or liquid electrolyte coupled with electrochemical (redox) reactions to form or remove nanoscale metallic electrodeposits on or in the electrolyte. The ability to redistribute metal mass and form metallic nanostructure in or on a structure in situ, via the application of a bias on laterally placed electrodes, creates a large number of promising applications. A novel PMC-based lateral microwave switch was fabricated and characterized for use in microwave systems. It has demonstrated low insertion loss, high isolation, low voltage operation, low power and low energy consumption, and excellent linearity. Due to its non-volatile nature the switch operates with fewer biases and its simple planar geometry makes possible innovative device structures which can be potentially integrated into microwave power distribution circuits. PMC technology is also used to develop lateral dendritic metal electrodes. A lateral metallic dendritic network can be grown in a solid electrolyte (GeSe) or electrodeposited on SiO2 or Si using a water-mediated method. These dendritic electrodes grown in a solid electrolyte (GeSe) can be used to lower resistances for applications like self-healing interconnects despite its relatively low light transparency; while the dendritic electrodes grown using water-mediated method can be potentially integrated into solar cell applications, like replacing conventional Ag screen-printed top electrodes as they not only reduce resistances but also are highly transparent. This research effort also laid a solid foundation for developing dendritic plasmonic structures. A PMC-based lateral dendritic plasmonic structure is a device that has metallic dendritic networks grown electrochemically on SiO2 with a thin layer of surface metal nanoparticles in liquid electrolyte. These structures increase the distribution of particle sizes by connecting pre-deposited Ag nanoparticles into fractal structures and result in three significant effects, resonance red-shift, resonance broadening and resonance enhancement, on surface plasmon resonance for light trapping simultaneously, which can potentially enhance thin film solar cells' performance at longer wavelengths. / Dissertation/Thesis / Ph.D. Electrical Engineering 2011

Alternative plasmonic materials of Transparent Nitrides and Conductive Oxides (TNCOs) including Indium Tin Oxide (ITO), Al-doped ZnO (AZO) and Titanium Nitride (TiN), have been proposed as novel material platforms for Si-compatible plasmonics and metamaterials, showing enhanced light-matter interaction over a broad spectral range. It has been recently shown that these materials feature reduced optical losses compared with conventional noble metals such as Au and Ag in the visible and near-infrared spectral range. However, it is still an open challenge to tailor the structural and optical properties of these materials, and to further reduce their optical losses, in order to effectively utilize them in photonic devices. In this thesis work, I demonstrate wide tunability of the optical and structural properties of ITO, AZO and TiN thin films, by using post-deposition annealing treatments, enabling significant reduction of their optical losses. By measuring the optical bandgaps of the investigated materials, I show that the tunability of the optical properties originates from the modulation of the free carrier concentration induced by the annealing treatment. Moreover, I perform XRD characterization of the fabricated films, indicating that the annealing also effectively tunes the grain size, which is consistent with the change of the optical properties. Eventually, I investigate the role of the annealing gases for ITO and AZO, demonstrating that free-carrier modulation in ITO and AZO is due to the change in the density of oxygen vacancies after post-deposition annealing. In particular, TNCOs possess epsilon-near-zero (ENZ) condition in near-infrared range with optical loss ε^"<1, thus providing enhanced internal fields in the medium at the ENZ condition. In collaboration with Prof. Nader Engheta and the previous post-doc in our group Dr. Antonio Capretti, we demonstrate enhanced second-harmonic generation (SHG) and third-harmonic generation (THG) from ITO thin films driven by ENZ condition. It results that the SHG generation efficiency is comparable with that of a crystalline quartz plate of thickness 0.5 mm, and that the THG generation efficiency is ∼600 times larger than crystalline silicon. As an application for the fabricated TiN material, I investigate PL intensity and lifetime in Hyperbolic Metamaterials (HMMs) coupled with emitting Si Quantum Dots (QDs). In collaboration with Hiroshi Sugimoto in Prof. Minoru Fujii’s group and the previous post-doc in our group Dr. Sandeep Inampudi, we demonstrate up to 1.6-times enhanced decay rate of QDs emission. Photonic devices based on TNCO plasmonic materials offer an effective approach for the engineering of novel Si-based photonic devices with enhanced light-matter coupling over a broad spectral range. As an application for the fabricated ITO, in collaboration with Hongwei Zhao in Prof. Jonathan Klamkin’s group, electro-absorption modulators are numerically investigated to show high extinction ration of greater than 6dB, while insertion loss is less than 1.3dB for wavelength range from 1.25 µm to 1.42 µm. Additionally, we demonstrate tunable optical properties of ITO thin films in mid-infrared spectrum by thermal annealing of ITO in oxygen environment. In collaboration with Sajan Shrestha and Adam Overvig in Prof. NanFang Yu’s group, we fabricate 2D periodic arrays of ITO and show wide tuning of plasmonic resonances of ITO nanostructure from 4 µm to 10 µm. Combining with the tunability of ITO thin films in near-infrared, the ITO material platform provides a promising method for the control and engineering of Si-based tunable plasmonic and metamaterial devices in the infrared spectrum. Finally, in collaboration with my colleague Ren Wang, we experimentally demonstrate silicon nanodisk arrays with tunable anapole mode excitation in the visible spectrum. The proposed high index nanostructures can be used to enhance absorption rate for applications in semiconductor photodetector.

abstract: This thesis summarizes the research work carried out on design, modeling and simulation of semiconductor nanophotonic devices. The research includes design of nanowire (NW) lasers, modeling of active plasmonic waveguides, design of plasmonic nano-lasers, and design of all-semiconductor plasmonic systems. For the NW part, a comparative study of electrical injection in the longitudinal p-i-n and coaxial p-n core-shell NWs was performed. It is found that high density carriers can be efficiently injected into and confined in the core-shell structure. The required bias voltage and doping concentrations in the core-shell structure are smaller than those in the longitudinal p-i-n structure. A new device structure with core-shell configuration at the p and n contact regions for electrically driven single NW laser was proposed. Through a comprehensive design trade-off between threshold gain and threshold voltage, room temperature lasing has been proved in the laser with low threshold current and large output efficiency. For the plasmonic part, the propagation of surface plasmon polariton (SPP) in a metal-semiconductor-metal structure where semiconductor is highly excited to have an optical gain was investigated. It is shown that near the resonance the SPP mode experiences an unexpected giant modal gain that is 1000 times of the material gain in the semiconductor and the corresponding confinement factor is as high as 105. The physical origin of the giant modal gain is the slowing down of the average energy propagation in the structure. Secondly, SPP modes lasing in a metal-insulator-semiconductor multi-layer structure was investigated. It is shown that the lasing threshold can be reduced by structural optimization. A specific design example was optimized using AlGaAs/GaAs/AlGaAs single quantum well sandwiched between silver layers. This cavity has a physical volume of 1.5×10-4 &lambda;03 which is the smallest nanolaser reported so far. Finally, the all-semiconductor based plasmonics was studied. It is found that InAs is superior to other common semiconductors for plasmonic application in mid-infrared range. A plasmonic system made of InAs, GaSb and AlSb layers, consisting of a plasmonic source, waveguide and detector was proposed. This on-chip integrated system is realizable in a single epitaxial growth process. / Dissertation/Thesis / Ph.D. Electrical Engineering 2012

L’environnement électromagnétique d’un nanoémetteur a une grande influence sur son émission. Une interface diélectrique va par exemple accélérer son émission d’un facteur appelé facteur de Purcell. L’objectif ici est d’utiliser différents types de matériaux pour améliorer cette émission. Des émetteurs seront placés de manière déterministe sur une opale métallisée à l’endroit où le champ électrique est le plus intense : à l’interstice entre les billes de l’opale recouverte d’or. Les fortes interactions avec le champ électrique vont jouer un rôle dans l’accélération de l’émission. Les structures de piliers diélectriques pourraient également avoir un rôle sur l’émission d’un nanoémetteur et ces structures sont ici confrontées à un modèle de guide d’onde cylindrique. / The electromagnetic surrounding of an emitter can really affect its emission. A dielectric interface for example can accelerate the emission by a factor called the Purcell factor. The emitters will be deposited on top of a metalized opal in the region of high intense electric field: the interstices between the beads of the metallized opal. The strong interactions with the electric field will accelerate the emission of these emitters. In the near future, nanopilars could play the same role. Here the optical response of this structure is compared with an analytical model of a cylindrical waveguide.

The clinical management of cancer has principally relied upon surgery, radiation therapy, and chemotherapy for many decades. Despite recent advances in molecularly-targeted diagnostic and therapeutic agents, the long-term survival rates in patients with solid malignancies including ovarian cancer have improved only incrementally. Nanotechnologies designed to locally interrogate and modulate the tumor microenvironment offer a promising opportunity to enhance existing treatment modalities and establish new therapeutic paradigms. By virtue of their elemental composition, geometry, and surface chemistry, nanomaterials can be engineered with optical and pharmacokinetic properties which permit these agents to localize, fluoresce, and deposit energy within tumors. Nanomaterials therefore provide a clear route towards future approaches for sensitive diagnosis and imaging of tumors and targeted therapeutic delivery.

Thin-film photovoltaics are of great interest due to decreased manufacturing costs, improved environmental sustainability and the potential for flexible, semi-transparent, and light-weight modules. The scientific literature contains a plethora of work incorporating wavelength scale nanostructures within thin-film solar cells to increase power conversion efficiency by trapping light inside solar cell absorbing layers. One category of nanostructures, namely plasmonic nanoparticles, theoretically show great promise for their light-trapping abilities but experimental success has been limited. In this work, solar cells were designed and fabricated to incorporate multiple light-trapping mechanisms, including optical cavity resonances, waveguide mode excitation, and plasmonic effects. Due to our novel design considerations, we demonstrate a 33% increase in Jsc originating from plasmon-based enhancement mechanisms. The experimental results are complemented and confirmed by well-matching simulations which are used to further investigate the light-trapping mechanisms. The concepts demonstrated in this work can be directly translated to next-generation transition metal dichalcogenide photovoltaic devices. / Graduate / 2018-12-14

The capability of light goes well beyond illumination, yet it is so underused in our lives because the control of light still largely relies on clumsy bulk lenses. Less than 10 years ago, a type of revolutionary devices made of nanometer scale optical elements – metasurfaces – was invented to control the light propagation and its energy dissipation with arbitrary degree of freedom, at unprecedentedly small volumes (although some would argue that the advent of metasurfaces came in the 1990s). Vast diversity of new discoveries has since been made possible, and many more existing applications have seen significant performance enhancement with the aid of metasurfaces.<div><br><div> <div>In the scope of this work, I explore the use of a variety of metasurfaces to address several existing real-world challenges: sensing, optical heating, and data storage. Among these, three metasurfaces involve the world’s first two-dimensional material, graphene. I first investigate the graphene plasmonic resonator, which have been shown to be extremely sensitive single-molecule sensors. Graphene also has many intriguing properties in photodetection applications, such as lightweight, ultra-wide detection band, and ultrafast response speed. I have used two different metasurfaces to enhance the intrinsically low responsivity (sensitivity) of graphene photodetectors. Amidst the discussion of graphene photodetectors, I show the characterization result of plasmonic heating of metasurfaces, an essential process of the graphene photo-responsivity enhancement. Lastly, I present a multi-functional metasurface which can be used in optical steganography, encryption, and data storage. The proposed metasurface is compatible with large scale parallel readout, which outperforms current Blu-ray technology in both storage capacity and readout speed</div></div></div>

The global consumption of fossil fuels continues to increase due to the rapid growth of energy demand, as a consequence of expanding population and human activities. Fast climate change is another inescapable issue caused by humans that need to be addressed. The development of solar energy conversion technologies is widely considered as one of the most promising solutions to sustainably maintain a modern lifestyle of the society and create a carbon-neutral social development operation mode. The solar energy is carried and delivered in the form of electromagnetic fields. Therefore, the efficiency of photon collection is the primary factor to create any solar energy conversion systems. Through the inspiration from nature, the functionalized disorder, with a specific design and engineering, can introduce unusual light-matter interaction behaviors, and thus offer a potential capability to achieve perfect light harvesting. In my thesis, we develop complex Epsilon-Near-Zero (ENZ) metamaterials that can be used either as light capturing networks or the photoactive media by turning the energy damping ratio between radiative and non-radiative channels. We successfully integrate it into thin-film photovoltaic modules with showing an excellent performance enhancement led by broadband light localization effect. Thanks to universal of such complex ENZ metamaterials, with combining a thin layer of dielectric, we further develop efficient hot-carriers driven plasmonic photo-catalysts for artificial green chemical fuel synthesis. The detailed theoretic analysis is presented in this work.