For the development of smart surfaces high attention is focused on stimuli-responsive polymers. Since type and rate of response to environmental stimuli can be regulated by chain length, composition, architecture and topology, polymer films offer a variety of opportunities to develop such stimuli-responsive surfaces. Here polymer brush surfaces designed for a controlled adsorption of proteins and a switchable activity of immobilized enzymes are presented. The work is focused on temperature as well as pH-sensitive binary brushes, consisting of poly(N-isopropylacrylamide) (PNIPAAm) and poly(acrylic acid) (PAA), and their swelling behavior as well as their protein adsorption affinity is compared to the corresponding homopolymer brushes. All polymer brushes are covalently grafted by ester bonds to an anchoring layer of poly(glycidyl methacrylate), that itself is grafted via ether bonds to a silicon surface. Methodical investigations of layer thickness and refractive index of the brushes in the swollen state and after protein adsorption are carried out with in-situ spectroscopic ellipsometry, varying the brush composition and the solution parameters pH, salt concentration and temperature. The ellipsometric findings are correlated to results of contact angle, atomic force microscopy and zeta-potential measurements as well as colorimetric assays of enzyme activities at the brush surface. Furthermore the swelling of PNIPAAm brushes and protein adsorption at PAA Guiselin brushes are investigated in more detail with attenuated total reflexion Fourier-transform infrared spectroscopy and quartz crystal microbalance with dissipation, respectively.

Cononsolvency occurs if a mixture of two good solvents causes the collapse or demixing of polymers into a polymer-rich phase in a certain range of compositions of these two solvents. The better solvent is usually called cosolvent and another common solvent is called solvent. So far, the phase-transition mechanism behind cononsolvency is still rather controversially debated in literature. In this thesis, I experimentally investigated the cononsolvency effect of poly(N-isopropylacrylamide) (PNiPAAm) brushes with different grafting density in aqueous alcohol mixtures. I have used Vis-spectroscopic ellipsometry measurements and proved the hypothesis that the cononsolvency transition of PNiPAAm brushes consists of a volume phase-like equilibrium transition. I found a strong collapse transition in PNiPAAm brushes followed by a reentry behavior as observed by ellipsometry measurements. Using a series of alcohols with increasing alkyl-chain length I have demonstrated that the cononsolvency effect is enhanced and shifted to smaller volume fractions of the alcohol. Particularly for the alcohol with increasing hydrophobic property this is correlated with an increasing tendency of demixing between the cosolvent and water. This is apparently in contrast to the hypothesis of strongly associative solvents being the origin of the cononsolvency effect. The hypothesis of preferential adsorption, on the other hand, can account for this case by assuming an increasing hydrophobically driven adsorption of the cosolvent on the polymer chains. The recently proposed adsorption-attraction model based on the concept of preferential adsorption, can be used to predict the corresponding phase-transition behavior. In particularly the model predictions for variation of the grafting density is in agreement with the experimental findings. However, to reflect the imperfect mixing of the longer alcohols in water as well as finite miscibility of the polymers in the common solvent, extensions of the model have to be considered. I have shown that the simplest extension of the model taking into account the Flory-Huggins parameter for polymer and water can account for the qualitative changes observed for temperature changes in my experiments. Both a theoretical analysis and experimental observations show that the phase-transition mechanism of cononsolvency depends on the relative strengths of various interactions in the polymer solutions. A cononsolvency transition can be driven by a strong cosolvent-solvent attraction or by the preferential adsorption of cosolvent onto the polymer. By an extension of the adsorption-attraction model, I report on a comprehensive and quantitative theoretical study of the cononsolvency effect of neutral polymers such as PNiPAAm brushes, macro-gels and single long chains. The extended adsorption-attraction model is able to describe and predict the phase-transition behaviors of these systems in various aqueous alcohol solutions quantitatively. My analysis showed that besides the dominant role of polymer-cosolvent preferential adsorption and the monomer-cosolvent-monomer triple contacts (cosolvent-assisted temporary cross-linking effect) that define the strength of the collapse-transition in the cosolvent-poor region, other effects are shown to be of relevance: The non-ideal mixing between polymer and solvent plays a role in shifting the collapse transition to the lower-concentration region of cosolvent, and an increase of the demixing tendency between cosolvent and solvent on the polymer chains reduces the window width of the cononsolvency transition. Using data from my own experiments and literature I can show that the cononsolvency response of brushes, gels and single long polymer chain can be consistently described with the same model. The model parameters are consistent with their microscopic interpretation. In addition, weakening of the cononsolvency transition in cosolvent-poor aqueous solutions at high hydrostatic pressure can be explained by the suppression of demixing tendency between cosolvent and water, and between polymer and water in the case of PNiPAAm. An investigation of the grafting-density effect in the cononsolvency transition of grafted PNiPAAm polymer, showed that a decrease of grafting density at the collapse state as well as the temperature is fixed, the swollen polymer chains can show various morphologies not limited to collapse brush. In addition, my experimental results clearly showed that the strongest collapse state can be only realized by polymer brushes with moderate grafting densities. My results display the universal character of the cononsolvency effect with respect to series of cosolvents and show that PNiPAAm brushes display a well-defined and sharp collapse transition. This is most pronounced for 1-propanol as cosolvent which is still fully miscible in water. Potential applications are switches built from implementation of brushes in pores and similar concave geometries can be realized by harnessing the cononsolvency effect of stimuli-responsive polymers such as PNiPAAm. As an example of application of cononsolvency effect of grafted polymers, different molecular-weight PNiPAAm polymers are grafted around the rim of solid-state nanopores by using grafting-to method. I demonstrate that small amounts of ethanol admixed to an aqueous solution can trigger the translocation of fluorescence DNA through polymer-decorated nanopores. I can identify the cononsolvency effect as being responsible for this observation which causes an abrupt collapse of the brush by increasing the alcohol content of the aqueous solution followed by a reswelling at higher alcohol concentration. For the first time, I provide a quantitative method to estimate hydrodynamic thickness of a polymer layer which is grafted around the rim of nanopores. Regardless of the grafting density of a grafted PNiPAAm polymer layer around the rim of nanopores, in the alcohol-tris buffer mixtures, the polymer layer displays solvent-composition responsive behaviors in the range of metabolic pH values and room temperatures. Although in this study PNiPAAm was chosen as a model synthetic polymer, I believe in that the conclusions made for PNiPAAm can be also in general extended to other synthetic polymers as well as to biopolymers such as proteins. As a proof of concept of using synthetic polymers to mimic biological functions of cell-membrane channels, my study clearly transpired that cononsolvency effect of polymers can be used as a trigger to change the size of nanopores in analogy to the opening and closure of the gates of cell-membrane channels.:Chapter 1 Background and motivation 4 1.1 Liquid-liquid phase separation 4 1.2 Polymer phase separation in a pure solvent 5 1.3 Polymer phase separation in mixtures of two good solvents 10 1.4 Characterizing cononsolvency transition in experimental study 14 1.5 Research motivation 16 Chapter 2 Phase behaviors of PNiPAAm brushes in alcohol/water mixtures: A combined experimental and theoretical study 17 2.1 Introduction 17 2.2 Materials and Methods 17 2.2.1 Materials 17 2.2.2 Preparation of Polymer Brushes 18 2.2.3 VIS-Spectroscopic Ellipsometry Measurement 18 2.2.4 Determining a polymer brush’s overlap grafting density 19 2.2.5 Test of PNiPAAm solubility in short-chain polyols 20 2.3 The adsorption-attraction model 20 2.4 Equilibrium behavior of cononsolvency transition of PNiPAAm brushes 22 2.5 Role of volume of solvent molecules in the swelling of PNiPAAm brushes 24 2.6 Cononsolvency transition of PNiPAAm brushes in aqueous solutions of a series of alcohol 24 2.7 Isomer effect of alcohol in the cononsolvency transition of PNiPAAm brushes 27 2.8 Role of alcohol-water interaction in the cononsolvency transition of PNiPAAm polymers 28 2.9 Temperature effect in the cononsolvency transition of PNiPAAm brushes 30 2.10 Grafting-density effect in the cononsolvency transition of PNiPAAm brushes 33 2.11 Octopus-shape-micelle morphology of grafted PNiPAAm polymers 34 2.12 Chapter summary 35 2.13 Chapter appendix 37 2.13.1 Data extraction and reprocessing for the molar Gibbs free energy of mixing 37 2.13.2 Temperature effect in the cononsolvency transition of PNiPAAm gels 37 Chapter 3 The extended adsorption-attraction model 41 3.1 Introduction 41 3.2 An extension of the adsorption-attraction model 43 3.3 Numerical solution of the extended adsorption-attraction model 47 3.4 Validation of the extended adsorption-attraction model 50 3.4.1 Cononsolvency transition of polymer brushes and macro-gels in different alcohol-water mixtures 51 3.4.2 An analysis of the enthalpic interaction between cosolvent and solvent 57 3.4.3 The window width of the cononsolvency transition 60 3.4.4 Pressure effect in the cononsolvency transition of PNiPAAm polymers 61 3.4.5 Cononsolvency transition of a single long polymer 65 3.5 Chapter summary 66 3.6 Chapter appendix 67 3.6.1 Chemical potential change of mixing two components 67 3.6.2 The Enthalpic Wilson model 68 3.6.3 Estimation of effective Flory-interaction parameter 73 3.6.4 Crosslink-density effect in the cononsolvency transition of poly(N-isopropylacrylamide) micro-gel and macro-gel 74 3.6.5 Pressure effect on the dimensionless chemical potential change (μ) 75 3.6.6 Pressure effect on the cosolvent-solvent interaction (χcs) 76 3.6.7 Pressure effect on the polymer-solvent interaction (χps) 77 3.6.8 Chemical potential change of DMSO/water mixtures 78 Chapter 4 Gating the translocation of DNA through poly(N-isopropylacrylamide) decorated nanopores using the cononsolvency effect in aqueous environments 80 4.1 Introduction 80 4.2 Methods 80 4.2.1 Preparation of polymer-grafted gold membrane 80 4.2.2 Translocation experiments of fluorescence λ-DNA through nanopores 82 4.2.3 Method of identification and counting of DNA translocation events 84 4.3 Results and discussion 86 4.3.1 Grafting density effect on the swollen behaviors of PNiPAAm polymers around the rim of nanopores 86 4.3.2 Switching effect of polymer chains around the rim of nanopores in the tri-buffer/ethanol mixtures 88 4.3.3 Switching effect of polymer brushes on the flat surface in the tri-buffer/ethanol mixtures 92 4.3.4 An attempt of numerical fit of experimental data using the extended adsorption-attraction model 94 4.4 Chapter summary 95 4.5 Chapter appendix 96 4.5.1 An estimation of grafting density 96 4.5.2 The method of processing data 97 Chapter 5 Concluding remarks and outlooks 100 5.1 Concluding remarks 100 5.2 Outlooks: A preliminary discussion of the cononsolvency transition of polymer solutions 102 References and notes 108 List of figures 119 List of tables 128 Acknowledgements 130 List of publications 131 Erklärung 132

The scope of this work is to fathom different possibilities to create functional coatings with polymer brushes. The immobilization of nanoparticles and enzymes is investigated, as well as the affection of their properties by the stimuli-responsiveness of the brushes. Another aspect is the coating of 3D-nanostructures by polymer brushes and the investigation of the resulting functional properties of the hybrid material. The polymer brush coatings are characterized by a variety of microscopic and spectroscopic techniques, with a special emphasis on the establishment of the combinatorial quartz crystal microbalance/spectroscopic ellipsometry technique as a tool to characterize the functional properties of the polymer brush systems insitu. The pH-responsive swelling of the polyelectrolyte brushes poly(acrylic acid) and poly(2-vinylpyridine), as well as the thermoresponsive swelling of poly(N-isopropylacryl amide) is studied in detail by this technique. Poly(2-vinylpyridine) and binary poly(N-isopropylacryl amide)-poly (2-vinylpyridine) brushes are used as templates for the insitu-synthesis of palladium and platinum nanoparticles with catalytic activity. As an example for the use of polymer brushes to immobilize enzymes, the model enzyme glucose oxidase is physically adsorbed to poly (2-vinylpyridine) and poly (acrylic acid) brushes and also covalently bound to poly (acrylic acid) brushes. In the last part of this thesis, sculptured thin films are coated with poly (acrylic acid) and poly (N-isopropylacryl amide) brushes and the swelling characteristics as well as the adsorption behavior of the model protein bovine serum albumin are investigated.

Im Rahmen dieser Arbeit wurden für die Herstellung neuartiger funktioneller Oberflächenbeschichtungen Polymerbürstensysteme basierend auf linearen, thermoresponsiven Poly-2-oxazolinen (POX) entwickelt und ausführlich charakterisiert. Als Grundbaustein für die Herstellung von POX-Bürsten wurden drei endfunktionalisierte thermoresponsive POX mittels kationisch ringöffnender Polymerisation synthetisiert, wobei jeweils 2-Cyclopropyl-2-oxazolin (cPrOX) als thermoresponsive Wiederholungseinheit und 2-Methyl-2-oxazolin (MeOX) als hydrophiles Comonomer zu verschiedenen Anteilen verwendet wurden. Mittels VIS-spektroskopischen Trübungsmessungen wurde für alle POX in Wasser ein LCST-Entmischungsverhalten mit einem reversiblen und scharfen Phasenübergang nachgewiesen, wobei die Trübungstemperaturen stark von der Polymerhydrophilie sowie der Molmasse und der Polymerkonzentration in Lösung abhingen. Die Herstellung der POX-Polymerbürsten auf der Basis der synthetisierten POX erfolgte über einen „grafting to“-Ansatz, bei welchem die Polymere in einem thermisch initiierten Prozess über ein funktionalisiertes Kettenende kovalent an ein Substrat angebunden wurden. Als Hauptmethode zur Charakterisierung der physikochemischen Eigenschaften der hergestellten Schichten, insbesondere deren temperaturabhängiges Schaltverhalten in Wasser, wurde spektroskopische Ellipsometrie verwendet. Zusätzlich kamen Rasterkraftmikroskopie, Kontaktwinkel und Quarzkristallmikrowaage mit Dissipationsaufzeichnung zum Einsatz. Im Gegensatz zum sehr scharfen, diskontinuierlichen Phasenübergang der POX in Lösung konnte für alle POX-Bürsten ein kontinuierlicher Übergang von einem gestreckten Bürstenzustand bei niedrigen Temperaturen in einen kollabierten Zustand bei hohen Temperaturen bestimmt werden, wobei das Quellvermögen und die temperaturabhängigen Quellkurvenverläufe durch die Polymereigenschaften und die Bürstenparameter beeinflussbar waren. Durch die Kombination eines POX mit Polyacrylsäure (PAA) als zweite Komponente konnten zudem neuartige binäre Polymerbürstensysteme hergestellt werden, welche ein komplexes pH- und temperaturabhängiges Schaltverhalten sowie ein steuerbares Proteinadsorptionsvermögen in Abhängigkeit von der Bürstenpräparationsmethodik, der POX-PAA-Zusammensetzung sowie der Temperatur und dem pH-Wert der umgebenden Pufferlösung aufwiesen. Zur ausführlichen Charakterisierung der Schichteigenschaften wurde neben den bereits benannten Methoden der spektroskopischen Ellipsometrie, Rasterkraftmikroskopie und der Kontaktwinkelmessung auch Röntgenphotoelektronenspektroskopie genutzt. Abschließende Zelladhäsionsexperimente mit humanen mesenchymalen Stammzellen auf den bürstenmodifizierte Oberflächen unter physiologischen Bedingungen offenbarten deutliche Unterschiede in der Affinität der Zellen zur Adhäsion auf POX-Homopolymerbürsten in Abhängigkeit der Bürstenhydrophilie. Darüber hinaus konnte die Zelladhäsion auch auf POX-PAA-Mischbürstensystemen gesteuert werden.

Im Rahmen dieser Arbeit wurden neuartige, temperatursensitive Polymerbürsten mit terminaler Click-Funktionalität hergestellt, die nicht nur im Detail untersucht bzw. charakterisiert wurden, sondern deren Eigenschaften zusätzlich durch die polymeranaloge Umsetzung mit einem entsprechend modifizierten Fluoreszenzfarbstoff, Polymer oder mit superparamagnetischen Nanopartikeln erweitert werden konnten. Mittels kontrolliert radikalischer Polymerisation wurde mono- und bi-funktionalisiertes Poly(N-isopropylacrylamid) mit unterschiedlichen Endgruppen und Molekulargewichten synthetisiert und über das "grafting to"-Verfahren an eine Modeloberfläche angebunden. Die kovalente Anbindung der entsprechenden Komponenten erfolgte entweder durch die Kupfer-katalysierte oder thermisch induzierte Alkin-Azid-Cycloaddition. Neben den physiko-chemischen Eigenschaften wurde im Besonderen das temperaturabhängige Schaltverhalten dieser funktionellen Polymerbürsten in situ untersucht, wobei neben der spektroskopischen Ellipsometrie als Hauptmethode, zusätzlich Rasterkraftmikroskopie, UV/VIS- und Fluoreszenzspektroskopie, sowie Elektronenmikroskopie verwendet wurden. Im Fall der Farbstoff-modifizierten Polymerbürsten zeigte sich, dass nicht nur die Eigenschaften des Farbstoffs durch das Polymer beeinflussbar sind, sondern auch das Quellverhalten der Polymerbürsten durch den Farbstoff. Die mit Nanopartikeln modifizierten Polymerbürsten zeigten eine homogene Verteilung der Partikel auf der Oberfläche, sowie eine veränderte Schaltcharakteristik, die durch das Auftreten eine dynamischen Wechselwirkungszone zwischen den Polymerbürsten und den Nanopartikeln erklärt werden kann. Mit Hilfe der thermisch induzierten Azid-Alkin-Cycloaddition konnten erstmalig definierte Kettenverlängerungen an Polymerbürsten durchgeführt und gleichzeitig der Nachteil der limitierten Pfropfungsdichte der „grafting to“-Methode überwunden werden. Darüber hinaus konnte der temperaturinduzierte Schalteffekt nicht nur erhalten bleiben, sondern in Bezug auf die Schaltamplitude auch signifikant vergrößert werden und ergab ein sensitiveres, verbessertes Polymerbürstensystem.

Binäre Polymerbürsten bestehen aus zwei verschiedenen Polymertypen, die nebeneinander auf dem gleichen Trägermaterial verankert sind. Wenn diese Polymere unterschiedliche Benetzungseigenschaften haben, können damit schaltbare Oberflächen produziert werden. Abhängig vom Lösungsmittel, dem man die binäre Polymerbürste aussetzt, streckt sich entweder das hydrophile oder das hydrophobe Polymer zum Lösungsmittel hin, während die zweite Komponente nahe der Oberfläche verbleibt. Durch diese vertikale Phasenseparation kann temporär eine bestimmte Oberflächeneigenschaft erzeugt werden. Allerdings verschwindet diese sofort wieder, wenn ein anderes Lösungsmittel die binäre Bürste benetzt, sei es durch direkten Kontakt oder über die Gasphase. In der vorliegenden Arbeit wurde untersucht, ob es möglich ist, neuartige schaltbare binäre Polymerbürsten bestehend aus einem hydrophilen und einem hydrophoben Polymer angebunden auf Siliziumwafern herzustellen, deren Schaltfähigkeit durch photochemische Vernetzung unterbunden werden kann. Geprüft worden ist unter anderem, inwiefern sich hydrophober und hydrophiler Zustand der Schicht fixieren lassen und ob daraus resultierend, eine entsprechende Strukturierung der Oberfläche nach Bestrahlung durch eine geeignete Fotomaske oder durch fokussiertes Licht nachweisbar ist. Als hydrophobe Komponente wurden photovernetzbare Styren/2-(4’-Styryl)-inden-Copolymere verwendet, als hydrophile Komponente kam Polyvinylpyridin zum Einsatz. Mit einem speziellen Oberflächeninitiator konnten durch „Grafting from“ binäre Polymerbürsten mit bis zu 300 nm Schichtdicke erzeugt werden. Es ist gelungen, diese schaltbaren Schichten durch selektive photochemische Vernetzung einer der Bürstenkomponenten im hydrophilen oder im hydrophoben Zustand zu fixieren, was durch Kontaktwinkelmessung nachgewiesen werden konnte. Wie beabsichtigt, verlieren dabei die vernetzten Bereiche ihre Schaltfähigkeit. Es ließen sich feine Oberflächenstrukturen mittels Bestrahlung durch eine Fotomaske erzeugen, die sichtbar werden, wenn man sie mit Wasser benetzt bzw. Wasserdampf aussetzt.

The framework of this thesis aims to fabricate materials, which change surface characteristics in response to environmental conditions. This response may be employed to improve material characteristics as adhesion, wettability, interaction with cells etc. The mixed brushes introduce adaptive and switching behavior in different surrounding media. Two main approaches were employed to fabricate mixed polymer brushes: "grafting to" and "grafting from". Mixed PS/PVP polymer brushes were synthesized via step-by-step grafting of these two polymers from polyamide (PA) surfaces. NH3 plasma was used for the introduction of amino and OH functionalities on PA surfaces with following attachment of azo initiator of radical polymerizaton. The mixed brushes prepared on the surface of PA textiles combine both the switching effect and effect of composite surface (i.e. micrometer scale roughness) which substantially amplifies the switching range. Mixed polymer brushes prepared from P(S-b-2VP-b-EO) and P(S-b-4VP) block copolymers were grafted to both the flat surface of Si wafers and to the surface of silica nanoparticles via quaternization reaction of the pyridine nitrogen. This one step grafting technique has a substantial advantage over the multistep grafting of mixed polymer brushes. We have demonstrated that combination of the two level hierarchical organization of polymer films at macroscopic and nanoscopic levels resulted in the formation of self adaptive surfaces switchable in controlled environment from ultra-hydrophobic to hydrophilic energetic states. The PFS/PVP mixed brush was grafted onto the pre-treated PTFE surface (plasma etching) with the needle like topography. The size of vertical needles was at micron scale. If the brush is switched to the hydrophobic state the layer has shown a unique ultra-hydrophobic behavior (complete non-wetting) with the contact angle approaching value of 160o. If the mixed brush was switched into the hydrophilic state the surface became completely wetted due to the capillary forces in the pores formed by the needle like structure. Thus, the surface can be either highly wettable or completely non-wettable with the self cleaning properties.

In der vorliegenden Arbeit soll das weit gefächerte Thema der chemischen Nanotechnologie um neue Resultate bereichert werden. Im Einzelnen handelt es sich um neue Synthesemethoden für magnetische Nanorods (Nanoteilchen mit länglicher Form) und Nanoshells (oxidische Nanokristalle mit einer Hülle aus Edelmetall), ein Verfahren zur Modifizierung diverser Oberflächen mit heterogenen Polymerbürsten durch kontrollierte binäre radikalische Polymerisation, neuartige Copolymere zur Stabilisierung und Funktionalisierung von Nanopartikeln und Herstellung von amphiphilen Nanopartikeln durch Oberflächenbehandlung mit Niotensiden. Es sollen ferner die möglichen Anwendungen diskutiert werden. Die Abb. 1 illustriert die Zusammenhänge der bearbeiteten Thematik.

This work is focused on the visualization and thus in the aid in finding explanations for the behavior of polymer structures as they exist in solution. For this aim, preparation and imaging techniques based on cryo-TEM protocols were developed for a large variety of polymeric specimens using new commercially available devices and the results were compared with the findings of other means of structural investigations. The systems used in this work were chosen, as their investigations can be adapted to other polymer systems by slight adaptation of the preparation procedures.

Surface engineering of tailored materials with adjustable characteristics in relation to biological environment, is one of the main prerequisites for biotechnological applications. In recent years, advanced surface coatings in the nanometer range have drawn big attention. A special category of this group are stimuli responsive polymers tethered by one functional end to the surface. When the surface grafting density is big enough, the polymer chains are forced to stretch away from the interface due to excluded volume effects, creating a so called polymer brush. Nano-scaled polymer brushes are advantageous due to their nanostructure, which can be comparable to biological species, and their collaborative response to external stimuli. Moreover, the material design parameters such as chemistry, surface topography, charge, and surface wettability can be adjusted by using the appropriate polymer, or a combination of polymers with respect to the desired material performance. In case of binary polymer brushes, the materials' properties are switched between the properties of two constituent polymers. Besides, upon switching of external stimuli, biomodified binary polymer brushes can hide or expose biofunctionalities, on demand. Hence, they are classified as smart biomaterials' surface coatings.