Lead-free solders such as SnAg and SnAgCu are used extensively as replacements of SnPb solders in microelectronics packaging. But these alloys have several drawbacks, such as poor wetting ability and formation of intermetallic compounds (IMC). Doping of rare earth element (RE) on SnAg alloys has been found to improve the wetting property, reduce IMCs and their growth, and refine the microstructure which results in improved mechanical properties of the solder. This study focuses on establishing the quantitative effects of RE doping on the microstructure and mechanical behavior of 96.5Sn3.5Ag alloy. SnAg alloys with different amounts of Lanthanum were made. Specimens were cast under typical reflow conditions, and then aged at different temperatures for three different aging times. Quantitative microscopy was conducted on samples with different amounts of La doping. It was found that doping greatly reduces the grain size, as well as the size of the intermetallic particles Ag3Sn. However, the inter-particle spacing remains relatively unaffected by the La doping amount. Creep tests at various temperatures and strain rates were conducted. The results show that La doping increases creep resistance of the SnAg alloy by ~15%. The creep test result can be fit into a modified microstructure dependent Anand model. A new constitutive law was also proposed to account for the hierarchal microstructure over multiple length scales. Specifically, at the sub micrometer scale, the SnAg eutectic region is treated as a particulate-reinforced composite with the Ag3Sn being the particle and Sn being the matrix. At the micrometer length scale, the solder alloys is treated as a two-phase composite with the Sn dendrite as the particle and the SnAg eutectic region as the matrix. Good agreement was found between the model predictions and the creep test results. Fatigue test was performed on bulk samples. It was found that RE doping increases the fatigue life of SnAg alloy by a factor of 5.

[Truncated abstract] This work was concerned with investigations into the synthesis of Ce(OH)4, Sm(OH)3 and hydrated Ce-Sm mixed oxide nanoparticles with anisotropic morphologies via a chemical precipitation technique. The effect of various experimental parameters including temperature, aging time, ionic environment and thermal treatment on the morphology, structure of nanoparticles as well as elemental homogeneity of the mixed oxide nanoparticles was emphasised. It was shown that different experimental conditions resulted in different particle morphologies. This suggested that by tuning experimental parameters an ultimate goal of nanotechnology, the formation of nanoparticles with desired morphologies and sizes, may be achieved. It was found that by modifying experimental parameters it was possible to influence the development of various morphological and structural characteristics of Ce(OH)4 nanoparticles. The resulting morphologies were fibrous needle-like, rod-like and nanowire particles of various sizes. Characterisation of the nanoparticles was conducted through analysis by X-ray diffraction, surface area analysis and transmission electron microscopy techniques. Investigations into the structure of the hydrated CeO2 nanoparticles were undertaken since it is considered to be a key to the relevant properties of the material. The structure was found to exhibit multiple twinning phenomenon with 5-fold symmetry, with a consequence that atomic planes formed the particle surface. However, upon thermal treatment of needle-like particles, structural transformation was observed that possibly led to the development of more reactive and particle circumferential facets. A structural model and formation mechanism of such structures was proposed. ... A preliminary study into suitability of particle anisotropic morphology for compaction and densification processes was undertaken. Investigations into the sintering behaviour of the particles with anisotropic morphology were conducted on ceria nanoneedles. It was found that these particles displayed favourable sintering characteristics. The final densities of the hydrated ceria needle-like particle samples were achieved as high as 94.1% of the theoretical density after sintering at 1100°C for 5 hours.

19 Dec 2004. / Published through the Information Bridge: DOE Scientific and Technical Information. "IS-T 1993" Ning Yang. 12/19/2004. Report is also available in paper and microfiche from NTIS.

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Les composés intermétalliques à base de cérium présentent à basse température des propriétés magnétiques, électroniques et thermodynamiques tout à fait fascinantes. Deux interactions majeures entre la bande de conduction et les électrons localisés de la couche 4f entrent en compétition et régissent la physique de ces composés: l'effet Kondo tend à écranter les moments magnétiques 4f alors que les interactions RKKY favorisent plutôt des moments localisés et ordonnés. Un diagramme de phase complexe naît de cette compétition et le comprendre exige une caractérisation complète des niveaux 4f. La dégénérescence des multiplets liés au couplage spin-orbit est levée par les effets de champ cristallin, et les écarts entre les niveaux d'énergie qui en résultent ainsi que les symétries des états fondamentaux et excités doivent être déterminés expérimentalement. Les effets de champ cristallin dans les lanthanides peuvent être sondés par diverses techniques expérimentales dont la susceptibilité magnétique, la diffusion inélastique de neutrons, la spectroscopie par absorption de rayons X ou de photoémission. Cependant, chacune de ces techniques présente des limitations propres qui empêchent une caractérisation précise de ces effets. Nous présentons dans cette thèse les capacités de la technique de diffusion résonante inélastique des rayons X mous (soft-RIXS) à sonder les effets de champ cristallin dans les composés à base de cérium. Les dernières avancées en instrumentation ont permis de repousser les limites de la résolution en énergie jusqu'à 30 meV au seuil M5 du Cérium, suffisant pour séparer les transitions électroniques des plus bas des niveaux 4f. Le composé CeRh2Si2 a été étudié à titre d'exemple. Les énergies des excitations de couplage spin-orbit et de champ cristallin observées expérimentalement fournissent une mesure directe des écarts des niveaux 4f, tandis que la comparaison entre les spectres expérimentaux et des calculs basés sur le multiplet complet dans l'approximation à un ion permet d'identifier sans ambiguïté la symétrie des états de plus basse énergie du champ cristallin. L'orientation des fonctions d'ondes dans les plans ab du cristal peut aussi être déterminée de manière très simple en mesurant la polarisation des photons diffusés de manière inélastique. L'interaction avec les états itinérants peut introduire une variation de l'énergie des niveaux 4f en fonction du vecteur de diffusion q, qui se traduit par des signatures observables dans les spectres de diffusion inélastique résonante de rayons X. Un modèle simple est proposé pour expliquer la variation observée en fonction de q, mais des calculs théoriques plus poussés apparaissent nécessaires pour rendre compte de manière plus exacte de ces variations. L'étude des composés CeCu2Si2 et CeCo2Ge2 montre que la diffusion inélastique des rayons X peut sonder des effets de champ cristallin bien plus faibles ou bien plus importants que ceux observés dans CeRh2Si2. Dans le futur, une meilleure résolution en énergie et des modélisations plus poussées devraient encore améliorer la précision des études des effets de champ cristallin dans les composés de Cérium et autres lanthanides par diffusion inélastique de rayons X. / Cerium intermetallic compounds exhibit fascinating magnetic, electronic and thermodynamic properties at low temperatures. Their physics is governed by two competing interactions between the conduction band and localised 4f electrons: the Kondo effect tends to screen the 4f magnetic moments while RKKY exchange favours ordered local moments. From this competition, a complex phase diagram arises and its understanding requires a full characterisation the 4f levels. The crystal electric field (CEF) effects lift the degeneracy of the spin-orbit multiplets and the resulting energy splittings (tens of meV) as well as the symmetry of the ground and excited states must be determined experimentally. CEF effects in the lanthanides can be studied with a number of experimental probes including magnetic susceptibility, inelastic neutron scattering, X-ray absorption spectroscopy or photoemission spectroscopy. However, each of these techniques has limitations which can prevent an accurate characterisation. This thesis discusses the potential of Resonant Inelastic soft X-ray Scattering (soft-RIXS) to become a new probe of the CEF in cerium compounds. The latest advances in instrumentation have pushed the energy resolution in soft RIXS down to 30 meV at the Ce M5 edge, good enough to resolve the electronic transitions between the lowest lying 4f levels. This is demonstrated using the example of CeRh2Si2 spectra. The observed energies of the spin-orbit and CEF excitations provide a direct measurement of the 4f splittings and the comparison of the experimental spectra with full-multiplet single-ion calculations unambiguously identifies the symmetry of the lowest CEF levels. The orientation of the wave-functions in the crystal ab plane can also be determined in a straightforward manner by measuring the polarisation of the inelastically scattered photons. The interaction with itinerant states can lead to a momentum dependence of the 4f levels' energy and this leaves signatures in the excitation spectra that can be observed in RIXS. A simple model is proposed to explain the observed q dependence but further theoretical work is needed to properly account for the momentum dependence of the 4f excitations. Using the examples of CeCu2Si2 and CeCo2Ge2 it is demonstrated that RIXS can probe CEF splittings that are significantly smaller or much larger than those in CeRh2Si2. With better energy resolution and more advanced modelling RIXS studies of the CEF in cerium and other lanthanide ions will become even more accurate in the future.

Les granites à métaux rares ont une faible valeur économique mais sont souvent exploités pour leurs minéraux industriels. L’objectif de ce travail est d’évaluer la potentialité de certains résidus issus de la production de kaolin de St Austell (Angleterre) pour la récupération de métaux critiques (CRMs) comme les Terre Rares légères (LREE), le niobium (Nb), le tungstène (W) et l’étain (Sn) via le développement d’un procédé de récupération des CRMs. L’étude des résidus miniers montre que les CRM sont concentrés dans le résidu micacé avec des teneurs en LREE allant jusqu’à 170 ppm avec 40 à 60% des CRMs distribués dans ce résidu. Un procédé de traitement de ce résidu a été développé incluant des étapes de concentration par gravité et flottation. Les teneurs en LREE permettent la récupération d’environ 60% des LREE avec des teneurs de 1,6 % et 0,5% LREE respectivement dans le concentré de gravité et flottation / Rare metals granites have always been considered of poor economic value due to their low metal grades but, when altered, they are often exploited for their industrial minerals. This work address the recovery of critical metals (CRMs) including Light Rare Earth Elements (LREE) and rare metals (Sn, Nb, W) from St Austell (UK) kaolin residues though the development of a beneficiation process. Results shows that CRMs are pre-concentrated in the micaceous residue stream with LREE grades of 170 ppm, which account from 40% to 60% of the mass of CRM entering the plant. Analysis of this residue streams shows a high variability of CRM grades and suggest a cut-off grades for some of them. A combined gravity/flotation process have been developed for this residue which allow to recover up to 60% LREE with LREE grade of 1.6 to 0.5% for the gravity and flotation concentrate respectively

L’extraction d’éléments d’intérêt (terres rares, métaux lourds, métaux de transition, radionucléides) de de minerais conventionnels ou non conventionnels (mines urbaines) et d’effluents industriel ou nucléaire est un enjeu majeure dans les procédés d’extraction, de recyclage et/ou de décontamination.Un grand nombre de solides organiques et inorganiques, chélatants ou échangeurs d’ions, ont été développés pour un tri ionique sélectif par procédé solide/liquide.L’introduction covalente de ligands spécifiques dans le squelette de la résine permet d’augmenter la sélectivité vis-à-vis d’une cible métallique par la nature des agents de complexation, leurs sites de chélation et leur rigidité.L’objectif de cette thèse recouvre d’une part la synthèse de systèmes chélatant réactifs, leur polymérisation pour la préparation des résines « super »chélatantes et d’autre part, l’évaluation des polymères pour l’extraction/séparation d’ions, les terres rares étant plus particulièrement ciblées.A partir de résines formo-phénolique incorporant du catéchol et la 8-hydroxyquinoléine qui sont des précurseurs phénoliques, nous avons pu montrer que la récupération sélective du germanium été possible vis-à-vis du silicium ou du zinc en fonction de leur proportion dans la matrice polymérique.La synthèse des précurseurs phénoliques intégrant des ligands comme l’acide diglycolamique et les diglycolamides a permis la mise en œuvre de résine pour la récupération des terres rares. Une étude sur la compréhension de la synthèse des résines ainsi que leurs performances d’extraction a ainsi été réalisée et a pu mettre en évidence le potentiel de ces résines pour la récupération et valorisation des terres rares.Une ouverture vers d’autres possibilités de synthèses de ce type de résines (matériaux poreux, sous forme de mousse…) est également proposée pour permettre d’augmenter les surfaces de contacts lors des extractions solide-liquide et ainsi augmenter les performances de ces matériaux. / Extraction of specific targeted species (rare earth, heavy metals, transition metals, radionuclides) from industrial (mining deposit and urban mining) and nuclear effluents is an important issue in the recycling and / or decontamination processes. A large number of organic and inorganic solids, chelating or ion-exchanging materials, have been developed for selective ionic separation by solid / liquid process. Metal-specific ligands incorporate in the structure of the resin itself is an interesting way to perform ion separation taking the advantage of the selectivity of chelating agents. The aims of this project are firstly the synthesis of chelating original systems and then prepare specific ion exchange resins.From formo-phenolic resins incorporating catechol and 8-hydroxyquinoline, we have been able to show that the selective recovery of germanium from silicon or zinc was possible, , depending on their proportion of each phenolic precursors in the polymeric matrix.The synthesis of the phenolic precursors integrating ligands such as diglycolamic acid and diglycolamides allowed the use of resin for the recovery of rare earths elemnets. A study on the understanding of the synthesis of resins as well as their performance of extraction was thus realized and was able to highlight the potential of these resins for the recovery and valorization of the rare earths elements.An opening towards other possibilities of synthesis of this type of resins (porous materials, in the form of foam, etc.) is also proposed in order to increase the contact surfaces during solid-liquid extractions and thus increase the performance of these materials.

In this work, we have investigated the thermal properties (diffusivity (D), conductivity (K), temperature coefficient of the optical path length change (ds/dT), etc) and loss processes owing to the ion-ion interactions, in Nd3+ doped laser materials, specifically YAG ceramic and CGGG crystal. Since the fluorescence quantum efficiency, , is directly related to these mechanisms that lead to luminescence quenching, the studies were carried out mainly observing the effects of these processes on . To this goal we used mainly the thermal lens technique and conventional spectroscopy. In Nd:YAG ceramic, we have investigated the losses due to down-conversion or, as they are well known, concentration quenching that are basically cross relaxation (CR) and energy migration (EM). From these results, it was concluded that the main source of luminescence quenching is CR and that the small ds/dT value together with the high optimum concentration put this material as candidate for several applications. In Nd:CGGG crystal, we have studied the loss processes owing to upconversion or, as is better known, upconversion Auger (UA) or energy transfer upconversion, which are important in laser systems of high. / Fundação de Amparo a Pesquisa do Estado de Alagoas / Coordenação de Aperfeiçoamento de Pessoal de Nível Superior / Neste trabalho investigamos as propriedades térmicas (difusividade (D), condutividade (K), variação do caminho óptico com a temperatura (ds/dT), etc) e processos de perdas devido a interações entre íons, em materiais lasers dopados com Nd3+, especificamente cerâmica de YAG e cristal CGGG. Desde que a eficiência quântica de fluorescência, , está diretamente relacionada com esses mecanismos que levam a supressão da luminescência, os estudos foram realizados principalmente observando os efeitos desses agentes sobre . Para esse propósito, usamos principalmente a técnica de lente térmica e espectroscopia convencional. Na cerâmica de Nd:YAG investigamos as perdas por down-conversion ou, como é melhor conhecidas, quenching de concentração que são basicamente relaxação cruzada (RC) e migração de energia (ME). Nesses resultados concluímos que a principal fonte de supressão da luminescência é RC e que o valor de ds/dT baixo juntamente com a concentração ótima alta apresentam esse material com boas perspectivas de aplicações. No cristal Nd:CGGG estudamos os processos de perdas por upconversion ou, como é melhor conhecido, conversão ascendente Auger (CAA) ou conversão ascendente por transferência de energia, os quais são importantes em sistemas lasers de alta potência e/ou altas concentrações de íons dopantes. Com a presença dos processos de CAA é adicionado mais um canal de decaimento não radiativo. E como resultado foi observado uma diminuição de η e consequentemente um aumento da carga térmica (φ). O conhecimento dos processos investigados nesta dissertação é de importância fundamental para a engenharia e caracterização de matérias lasers.

Ce travail a porté sur la synthèse et caractérisations structurales, optiques et électriques des films d’oxyde d'étain (SnOx) dopés avec des éléments de terres rares (RE: Néodyme, Praséodyme ou Ytterbium). L’objectif est de démontrer la conversion de photons UV voire Visible en photons rouges via ces films RE :SnOx, tout en conservant leurs propriétés d’oxydes transparents conducteurs. Les films ont été produits par des méthodes chimiques (sol-gel, précipitation) ou physiques (pulvérisation cathodique). Grâce à des analyses fines, nous avons pu corréler les propriétés structurales et de composition des couches RE :SnOx avec leurs propriétés d’émission de photons. Nous avons pu établir les conditions optimales de conversion photonique dans des systèmes à une seule ou double terre rare. Les mécanismes régissant le transfert dans ces films ont été avancés. Enfin, nous avons appliqué ces couches minces RE :SnOx optimisés sur des cellules solaires en silicium et en CIGS et nous avons montré une amélioration des paramètres photovoltaïques du dispositif ainsi qu’un net gain dans la réponse spectrale de la cellule dans l’UV. / Spectral conversion using lanthanide doped materials with excellent performances is a great challenging topic and of particular interest for photovoltaic. This work aims at functionalizing transparent conductive oxide materials with rare earth elements for photons conversion purpose without affecting transparency and transport properties of the TCO. The spectral conversion targeted in this thesis is of type “down”, in other words, we aim at converting high energy UV photons into low energy visible or NIR photons useful to solar cells. For this purpose we investigated the doping process of SnO2 as a host material with different rare earths such as Nd, Tb, Pr, and Yb. To understand the insertion process and the optical activation of the rare earth, RE-doped SnO2 nanoparticles (powders) have been synthesised by two chemical methods: co-precipitation and sol-gel. The results have shown an efficient insertion of the RE into the SnO2 structure with excellent emission properties. In view of application of RE-doped SnOx thin films to solar cells, studies concerning NIR emitting RE have been conducted (Nd, Yb, and co-doping with Yb and Nd) using sputtering. Several deposition parameters and post deposition treatments have been done in order to find the best chemical environment favourable to the RE emission. We have precisely identified the region of the UV light converted into NIR photons and proposed several energy transfer mechanisms occurring between the host SnOx and the REs. In case of co-doping, a second spectral conversion process has been identified; visible photons can be efficiently converted into NIR photons through energy transfer from Nd3+ to Yb3+ ions. Finally, application of these conversion layers to solar cells such as CIGS and Si based have shown an improvement of the cells characteristics, among others the Field factor, the cell efficiency and the increase of the spectral response of the cell in the UV region, thanks to the conversion of the UV photons into NIR photons. The good electrical properties of the RE-doped SnOx layers have been highlighted as well. We believe that these conversion layers will provide a step ahead towards better solar cells performances.

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