Oxide dispersion strengthened (ODS) alloys are known for their desirable mechanical properties and unique microstructures. These alloys are characterized by an even dispersion of oxide phase throughout a metallic matrix, and exhibit high strength and enhanced creep properties at elevated temperatures. This makes them ideal candidate materials for use in many structural applications, such as coal-fired power plants or in next generation nuclear reactors. Currently most often produced by mechanical alloying, a powder metallurgy based process that utilizes high energy ball milling, these alloys are difficult and costly to produce. One proposed method for forming ODS alloys without high-energy ball milling is to internally oxidize a bulk alloy before subjecting it to severe plastic deformation to induce an even oxide distribution. This work examines such a processing scheme with a focus on the internal oxidation behavior. Internal oxidation has been shown to occur orders of magnitude faster than expected in multi-phase alloys where a highly reactive oxidizable solute has negligible solubility and diffusivity in other, more-noble, phases. Commonly referred to as in situ oxidation, this accelerated oxidation process has potential for use in a processing scheme for ODS alloys. While in situ oxidation has been observed in many different alloy systems, a comprehensive study of alloy composition and microstructure has not been performed to describe the unusual oxidation rates. This work used Fe-Y binary alloys as model system to study effects of composition and microstructure. These alloys have been shown to exhibit in situ oxidation, and additionally, Y is typically introduced during mechanical alloying to form Y-rich oxides in Fe-based ODS alloys. Alloys with Y content between 1.5 and 15 wt% were prepared using a laboratory scale arc-melting furnace. These alloys were two phase mixtures of Fe and Fe17Y2. First, samples were oxidized between 600 and 800 °C for 2 to 72 hours, using a Rhines pack to maintain low oxygen partial pressures so that in situ oxidation could occur. Oxidation rates were accelerated when compared to traditional theory, and were not well described by a single parabolic rate constant throughout the duration of the experiment. While results agreed with Wagner theory that increased Y content should lead to decreased oxidation rates, this was attributed to a depletion of oxygen supply from the Rhines pack over time. Samples were also subjected to plastic deformation to observe how changes in microstructure influenced kinetics. Connectivity of the oxidizable phase was found to be critical to promoting the fastest rates of oxidation. Oxidation studies where then carried out using thermogravimetric analysis. A gaseous mixture of Ar-H2 was passed through a dew point control unit to vary oxidant partial pressure between 10-25 and 10-20 atm. Flow rate of the gas parallel to the sample surface was also altered. Canonical correlation analysis was then used to analyze and simplify the relationships between input and output variables. This analysis pointed to the importance of quantifying the relationship between the size of formed oxides and changes in oxidation kinetics over time. Where sustained parabolic kinetics were observed, oxides were small throughout the depth of internal oxidation. The effects of oxide size on penetration depth were then numerically modeled and incorporated into existing oxidation theory to show that the observed kinetics could be qualitatively described. After oxidation experiments, severe plastic deformation was applied to both oxidized and unoxidized microstructures using equal channel angular pressing. By manipulating pressing temperature and the number of passes, microstructures were altered to varying degrees of success. No oxide refinement was observed, but increasing temperatures and number of passes allowed for even dispersion of both oxides and Fe17Y2 intermetallic.

Kyoto University (京都大学) / 0048 / 新制・課程博士 / 博士(工学) / 甲第16502号 / 工博第3495号 / 新制||工||1529(附属図書館) / 29159 / 京都大学大学院工学研究科材料工学専攻 / (主査)教授 辻 伸泰, 教授 白井 泰治, 教授 乾 晴行 / 学位規則第4条第1項該当

Metal additive manufacturing stands poised to disrupt multiple industries with high material use efficiency and complex part production capabilities, however many technologies deposit material with sub-optimal properties, limiting their use. This decrease in performance largely stems from porosity laden parts, and asymmetric solidification-based microstructures. Solid-state additive manufacturing techniques bypass these flaws, using deformation and diffusion phenomena to bond material together layer by layer. Among these techniques, Additive Friction Stir Deposition (AFSD), stands out as unique for its freeform nature, and thermomechanical conditions during material processing. Leveraging its solid-state behavior, optimized microstructures produced by AFSD can reach performance levels near, at, or even above traditionally prepared metals. A strong understanding of the material conditions during AFSD and the phenomena responsible for microstructure evolution. Here we discuss two works aimed at improving the state of knowledge surrounding AFSD, promoting future microstructure optimization. First, a parametric study is performed, finding a wide array of producible microstructures across two material systems. In the second work, a stop-action type experiment is employed to observe the dynamic microstructure evolution across the AFSD material flow pathway, finding specific thermomechanical regimes that occur within. Finally, multiple conventional alloy systems are discussed as their microstructure evolution pertains to AFSD, as well as some more unique systems previously limited to small lab scale techniques, but now producible in bulk due to the additive nature of AFSD. / Doctor of Philosophy / The microstructure of a material describes the atomic behavior at multiple length scales. In metals this microstructure generally revolves around the behavior of millions of individual crystals of metal combined to form the bulk material. The state and behavior of these crystals and the atoms that make them up influence the strength and usability of the material and can be observed using various high fidelity characterization techniques. In metal additive manufacturing (i.e. 3D printing) the microstructure experiences rapid and severe changes which can alter the final properties of the material, typical to a detrimental effect. Given the other benefits of additive manufacturing such as reduced costs and complex part creation, there is desire to predict and control the microstructure evolution to maximize the usability of printed material. Here, the microstructure evolution in a solid-state metal additive manufacturing, Additive Friction Stir Deposition (AFSD), is investigated for different metal material systems. The solid-state nature of AFSD means no melting of the metal occurs during processing, with deformation forcing material together layer by layer. The conditions experienced by the material during printing are in a thermomechanical regime, with both heating and deformation applied, akin to common blacksmithing. In this work specific microstructure evolution phenomena are discussed for multiple materials, highlighting how AFSD processing can be adjusted to change the resulting microstructure and properties. Additionally, specific AFSD process interactions are studied and described to provide better insight into cumulative microstructure evolution throughout the process. This work provides the groundwork for investigating microstructure evolution in AFSD, as well as evidence and results for a number of popular metal systems.

Amostras de nióbio de alta pureza na forma de monocristais, bicristais e policristais foram retiradas de seções longitudinais de lingotes fundidos por feixe eletrônico. As amostras foram deformadas via extrusão em canal angular (ECAE - Equal Channel Angular Extrusion) em temperatura ambiente até 8 passes, utilizando a rota Bc numa matriz com ângulo de intersecção entre os canais de  = 90º. As amostras foram caracterizadas em termos da evolução microestrutural e da textura de deformação. A caracterização microestrutural foi realizada com o auxílio de microscopias ótica, eletrônica de varredura e eletrônica de transmissão, além de medidas de difração de elétrons retroespalhados (EBSD) para determinação da microtextura e da mesotextura. Medidas de microdureza Vickers foram realizadas para acompanhar o encruamento e o amolecimento das amostras. Um outro monocristal de nióbio foi deformado em 1 passe via ensaio interrompido, utilizando uma matriz com ângulo  = 120º, a fim de estudar a evolução da textura durante a passagem pelo canal de ECAE. A textura foi determinada por meio de difração de raios X e comparada com os dados da literatura para materiais deformados via ECAE com estrutura CCC e também com as texturas simuladas pelo modelo VPSC (visco-plastic self-consistent). No estudo comparativo numa escala maior (monocristal e policristal), verificou-se que houve um refinamento microestrutural significativo após 8 passes. O espaçamento médio entre os contornos de alto ângulo medido perpendicular à direção de extrusão foi próximo nos dois casos (500 nm), maior que o observado para o monocristal deformado numa escala menor (440 nm). Os resultados mostram ainda que os grãos do policristal deformado são mais equiaxiais que os do monocristal. Amostras foram recozidas isotermicamente para avaliar o comportamento frente ao engrossamento microestrutural. Os resultados mostram que o engrossamento torna-se apreciável, em geral, a partir de 500oC com a ocorrência de recristalização descontínua. Acima de 700oC, o crescimento normal de grão passa a ser o principal mecanismo de engrossamento microestrutural. Efeitos de orientação importantes foram observados no bicristal nos estados encruado e recozido. / High-purity niobium single crystals, bicrystals and polycrystals were cut out from longitudinal sections of ingots processed by electron beam melting. Samples were deformed by Equal Angular Channel Extrusion (ECAE) at room temperature up to 8 passes, using the route Bc with a die angle  = 90o. Samples were characterized in terms of their microstructural evolution and deformation textures. Microstructural characterization was performed using optical, scanning electron, and transmission electron microscopies, as well as electron-backscatter diffraction measurements (EBSD) to determine both microtexture and mesotexture. Vickers microhardness testing was performed to follow hardening and softening behaviors in the samples. Another single crystal was deformed by 1 pass in an interrupted ECAE experiment using a die angle  = 120o to follow the changes in texture through the extrusion channel. Texture was determined by X ray diffraction and compared with those reported in the literature for deformed bcc materials and also with those predicted using the viscoplastic self-consistent model (VPSC). A comparative study in a larger scale (single and polycrystals) was also performed. It was observed that there is a significant refinement of the microstructure after 8 passes. The average spacing between high angle boundaries perpendicular to extrusion direction was close in the two cases (500 nm), larger than observed in the single crystal deformed in a smaller scale (440 nm). Results also show that ultrafine grains of the deformed polycrystal are more equiaxial compared to those found in the deformed single crystal. Samples were annealed to evaluate their behavior regarding microstructural coarsening. Results show that coarsening becomes noticeable at temperatures higher than 500oC by means of discontinuous recrystallization. Above 700oC, normal grain growth becomes the main microstructure coarsening mechanism. Important orientation effects were observed in the bicrystal in both deformed and annealed states.

Amostras de nióbio de alta pureza na forma de monocristais, bicristais e policristais foram retiradas de seções longitudinais de lingotes fundidos por feixe eletrônico. As amostras foram deformadas via extrusão em canal angular (ECAE - Equal Channel Angular Extrusion) em temperatura ambiente até 8 passes, utilizando a rota Bc numa matriz com ângulo de intersecção entre os canais de  = 90º. As amostras foram caracterizadas em termos da evolução microestrutural e da textura de deformação. A caracterização microestrutural foi realizada com o auxílio de microscopias ótica, eletrônica de varredura e eletrônica de transmissão, além de medidas de difração de elétrons retroespalhados (EBSD) para determinação da microtextura e da mesotextura. Medidas de microdureza Vickers foram realizadas para acompanhar o encruamento e o amolecimento das amostras. Um outro monocristal de nióbio foi deformado em 1 passe via ensaio interrompido, utilizando uma matriz com ângulo  = 120º, a fim de estudar a evolução da textura durante a passagem pelo canal de ECAE. A textura foi determinada por meio de difração de raios X e comparada com os dados da literatura para materiais deformados via ECAE com estrutura CCC e também com as texturas simuladas pelo modelo VPSC (visco-plastic self-consistent). No estudo comparativo numa escala maior (monocristal e policristal), verificou-se que houve um refinamento microestrutural significativo após 8 passes. O espaçamento médio entre os contornos de alto ângulo medido perpendicular à direção de extrusão foi próximo nos dois casos (500 nm), maior que o observado para o monocristal deformado numa escala menor (440 nm). Os resultados mostram ainda que os grãos do policristal deformado são mais equiaxiais que os do monocristal. Amostras foram recozidas isotermicamente para avaliar o comportamento frente ao engrossamento microestrutural. Os resultados mostram que o engrossamento torna-se apreciável, em geral, a partir de 500oC com a ocorrência de recristalização descontínua. Acima de 700oC, o crescimento normal de grão passa a ser o principal mecanismo de engrossamento microestrutural. Efeitos de orientação importantes foram observados no bicristal nos estados encruado e recozido. / High-purity niobium single crystals, bicrystals and polycrystals were cut out from longitudinal sections of ingots processed by electron beam melting. Samples were deformed by Equal Angular Channel Extrusion (ECAE) at room temperature up to 8 passes, using the route Bc with a die angle  = 90o. Samples were characterized in terms of their microstructural evolution and deformation textures. Microstructural characterization was performed using optical, scanning electron, and transmission electron microscopies, as well as electron-backscatter diffraction measurements (EBSD) to determine both microtexture and mesotexture. Vickers microhardness testing was performed to follow hardening and softening behaviors in the samples. Another single crystal was deformed by 1 pass in an interrupted ECAE experiment using a die angle  = 120o to follow the changes in texture through the extrusion channel. Texture was determined by X ray diffraction and compared with those reported in the literature for deformed bcc materials and also with those predicted using the viscoplastic self-consistent model (VPSC). A comparative study in a larger scale (single and polycrystals) was also performed. It was observed that there is a significant refinement of the microstructure after 8 passes. The average spacing between high angle boundaries perpendicular to extrusion direction was close in the two cases (500 nm), larger than observed in the single crystal deformed in a smaller scale (440 nm). Results also show that ultrafine grains of the deformed polycrystal are more equiaxial compared to those found in the deformed single crystal. Samples were annealed to evaluate their behavior regarding microstructural coarsening. Results show that coarsening becomes noticeable at temperatures higher than 500oC by means of discontinuous recrystallization. Above 700oC, normal grain growth becomes the main microstructure coarsening mechanism. Important orientation effects were observed in the bicrystal in both deformed and annealed states.

The objective of the research presented in this thesis has been to develop a physics-based dislocation density-based numerical framework to simulate microstructure evolution in severe plastic deformation (SPD) manufacturing processes for different materials. Different mechanisms of microstructure evolution in SPD manufacturing processes were investigated and summarized for different materials under dynamic or high strain rates over a wide temperature range. Thorough literature reviews were performed to clarify discrepancies of the mechanism responsible for the formation of nanocrystalline structure in the machined surface layer under both low-temperature and high-temperature conditions. Under this framework, metallo-thermo-mechanically (MTM) coupled finite element (FE) models were developed to predict the microstructure evolution during different SPD manufacturing processes. Different material flow stress responses were modeled subject to responsible plastic deformation mechanisms. These MTM coupled FE models successfully captured the microstructure evolution process for various materials subjected to multiple mechanisms. Cellular automaton models were developed for SPD manufacturing processes under intermediate to high strain rates for the first time to simulate the microstructure evolution subjected to discontinuous dynamic recrystallization and thermally driven grain growth. The cellular automaton simulations revealed that the recrystallization process usually cannot be completed by the end of the plastic deformation under intermediate to high strain rates. The completion of the recrystallization process during the cooling stage after the plastic deformation process was modeled for the first time for SPD manufacturing processes at elevated temperatures.

NiTiHf alloys have attracted considerable attention as potential high temperature Shape Memory Alloy (SMA) but the instability in transformation temperatures and significant irrecoverable strain during thermal cycling under constant stress remains a major concern. The main reason for irrecoverable strain and change in transformation temperatures as a function of thermal cycling can be attributed to dislocation formation due to relatively large volume change during transformation from austenite to martensite. The formation of dislocations decreases the elastic stored energy, and during back transformation a reduced amount of strain is recovered. All these observations can be attributed to relatively soft lattice that cannot accommodate volume change by other means. We have used Equal Channel Angular Extrusion (ECAE), hot rolling and marforming to strengthen the 49.8Ni-42.2Ti-8Hf (in at. %) material and to introduce desired texture to overcome these problems in NiTiHf alloys. ECAE offers the advantage of preserving billet cross-section and the application of various routes, which give us the possibility to introduce various texture components and grain morphologies. ECAE was performed using a die of 90º tool angle and was performed at high temperatures from 500ºC up to 650ºC. All extrusions went well at these temperatures. Minor surface cracks were observed only in the material extruded at 500 °C, possibly due to the non-isothermal nature of the extrusion. It is believed that these surface cracks can be eliminated during isothermal extrusion at this temperature. This result of improved formability of NiTiHf alloy using ECAE is significant because an earlier review of the formability of NiTiHf using 50% rolling reduction concluded that the minimum temperature for rolling NiTi12%Hf alloy without cracks is 700°C. The strain level imposed during one 90° ECAE pass is equivalent to 69% rolling reduction. Subsequent to ECAE processing, a reduction in irrecoverable strain from 0.6% to 0.21% and an increase in transformation strain from 1.25% to 2.18% were observed at a load of 100 MPa as compared to the homogenized material. The present results show that the ECAE process permits the strengthening of the material by work hardening, grain size reduction, homogeneous distribution of fine precipitates, and the introduction of texture in the material. These four factors contribute in the increase of stability of the material. In this thesis I will be discussing the improvement of mechanical behavior and stability of the material achieved after various passes of ECAE.

Ultra-fine grained (UFG) materials have attracted considerable interest due to the possibility of achieving simultaneous increase in strength and ductility. Effective use of these materials in engineering applications requires investigating the processing-microstructure-property inter-relations leading to a comprehensive understanding of the material behavior. Research efforts on producing UFG hexagonal close packed (hcp) materials have been limited in spite of their envisaged utilization in various technologies. The present study explores multiple UFG hcp materials to identify the general trends in their deformation behaviors, microstructural features, crystallographic texture evolutions and mechanical responses under strain path changes. UFG hcp materials, including commercial purity Ti, Ti-6Al-4V alloy and high purity Zr, were fabricated using equal channel angular extrusion (ECAE) as a severe plastic deformation (SPD) technique following various processing schedules. Several characterization methods and a polycrystal plasticity model were utilized in synergy to impart the relationships between the UFG microstructure, the texture and the post-ECAE flow behavior. Pure UFG hcp materials exhibited enhanced strength properties, making them potential substitutes for coarse-grained high strength expensive alloys. Incorporation of post-ECAE thermo-mechanical treatments was effective in further improvement of the strength and ductility levels. Strong anisotropy of the post-ECAE flow response was evident in all the materials studied. The underlying mechanisms for anisotropy were identified as texture and processing-induced microstructure. Depending on the ECAE route, the applied strain level and the specific material, the relative importance of these two mechanisms on plastic flow anisotropy varied. A viscoplastic self-consistent approach is presented as a reliable model for predicting the texture evolutions and flow behaviors of UFG hcp materials in cases where texture governs the plastic anisotropy. Regardless of the material, the initial billet texture and the extrusion conditions, ECAE of all hcp materials revealed similar texture evolutions. Accurate texture and flow behavior predictions showed that basal slip is the responsible mechanism for such texture evolution in all hcp materials independent of their axial ratio. High strength of the UFG microstructure was presented as a triggering mechanism for the activation of unexpected deformation systems, such as high temperature deformation twinning in Ti-6Al-4V and room temperature basal slip in pure Zr.

Ultra-fine grained (UFG) materials have attracted considerable interest due to the possibility of achieving simultaneous increase in strength and ductility. Effective use of these materials in engineering applications requires investigating the processing-microstructure-property inter-relations leading to a comprehensive understanding of the material behavior. Research efforts on producing UFG hexagonal close packed (hcp) materials have been limited in spite of their envisaged utilization in various technologies. The present study explores multiple UFG hcp materials to identify the general trends in their deformation behaviors, microstructural features, crystallographic texture evolutions and mechanical responses under strain path changes. UFG hcp materials, including commercial purity Ti, Ti-6Al-4V alloy and high purity Zr, were fabricated using equal channel angular extrusion (ECAE) as a severe plastic deformation (SPD) technique following various processing schedules. Several characterization methods and a polycrystal plasticity model were utilized in synergy to impart the relationships between the UFG microstructure, the texture and the post-ECAE flow behavior. Pure UFG hcp materials exhibited enhanced strength properties, making them potential substitutes for coarse-grained high strength expensive alloys. Incorporation of post-ECAE thermo-mechanical treatments was effective in further improvement of the strength and ductility levels. Strong anisotropy of the post-ECAE flow response was evident in all the materials studied. The underlying mechanisms for anisotropy were identified as texture and processing-induced microstructure. Depending on the ECAE route, the applied strain level and the specific material, the relative importance of these two mechanisms on plastic flow anisotropy varied. A viscoplastic self-consistent approach is presented as a reliable model for predicting the texture evolutions and flow behaviors of UFG hcp materials in cases where texture governs the plastic anisotropy. Regardless of the material, the initial billet texture and the extrusion conditions, ECAE of all hcp materials revealed similar texture evolutions. Accurate texture and flow behavior predictions showed that basal slip is the responsible mechanism for such texture evolution in all hcp materials independent of their axial ratio. High strength of the UFG microstructure was presented as a triggering mechanism for the activation of unexpected deformation systems, such as high temperature deformation twinning in Ti-6Al-4V and room temperature basal slip in pure Zr.

High Pressure Torsion (HPT) is one of the most widely used severe plastic deformation methods which enable to obtain a crack free ultra-fine grained bulk material with improved mechanical properties like increased strength and toughness. In the process, a disc shaped sample is pressed between two anvils and deformed via surface friction forces by rotating one of the anvils. The aim of this study is to nondestructively characterize the variations in the deformation uniformity of the severely deformed steel disks. Two sets of low carbon steel samples were obtained by applying the unconstrained and constrained HPT process up to 6 turns. Magnetic Barkhausen Noise (MBN) method was used in order to evaluate the samples in a nondestructive manner via a commercial device. The results of the MBN measurements were verified with those of conventional methods such as / x-ray diffraction (XRD), metallographic examination and hardness measurements. The initial stages of HPT revealed the effects of conventional plastic deformation on MBN / however with further straining, grain size refinement prevailed and caused increase in MBN signals.