The shear strength behavior of unsaturated soils is a complex phenomenon. The major factors that lead to the complex behavior are grain size, natural alteration in status of moisture and associated capillary potential. The need for research is felt to understand the various aspects associated with development of shear strength of unsaturated soils. The research is conducted to obtain the most economical and reliable design solutions. The magnitude of positive pore water pressure developed in saturated soil reduces the shear strength to a great extent. The tensile pore water pressure in the capillary meniscus developed around the soil grain contacts, on the contrary, enhances the factor of safety in the case of unsaturated soil mass. In this research, the shear strength of unsaturated soil is studied for a range of saturation based on the parametric study. The principle of effective stress has proven to be the basis for understanding the shear strength of saturated soil mass and it has provided an explanation for the geotechnical engineering problems. The thesis presents a study on the shear strength of the soil specimen using the direct shear apparatus. The previous research was mainly directed towards evaluation of shear strength under controlled soil suction, by modifying the apparatus. A simple technique is put forward in this research by making use of the conventional direct shear apparatus for testing the unsaturated soil. The suction stress was induced in the soil specimen and the shear strength was evaluated. The soil water characteristic curve has been used in the research to determine the tensile pore water pressure. Hypothesis based on parametric study has been put forward to present a technique to determine the unsaturated soil shear strength parameter in the thesis.

The behavior of unsaturated soils depends heavily on material properties and soil conditions. In Geotechnical Engineering, compacted soils are frequently used as fill material, and quality control is vital to the construction process. There are few methods available to estimate the parameters associated with unsaturated soils based on field measurements, and a relationship between these factors could reduce testing time and lower construction costs. Undrained triaxial tests were performed on four clays representing a range of material properties in an effort to reach the maximum dry density, which provides the highest bearing capacity. Each clay was compacted at optimum moisture content, as well as wet and dry of optimum. Measurements were taken using the GeoGauge and shear wave velocities. An empirical approach was used to estimate the effect of a density gradient on soil suction. A relationship between the normal stress and matric suction produced a strong trend when plotted against a function of stiffness and the void ratio, which represents a density gradient. Another relationship between the GeoGauge and shear wave stiffness measurements was found, but no relationship with the material properties of the samples was observed, indicating that more in-depth research is needed to find a stronger relationship.

Between 2004 and early 2006 a large-scale, instrumented, potentially contaminating trial waste rock dump was constructed and monitored at Cadia Hill Mine, in NSW, Australia. The trial waste rock dump was instrumented with lysimeters to measure rainfall infiltration and seepage through its base, and temperature sensors and gas sampling tubes to evaluate oxidation of the waste rock, together with three instrumented trial store and release covers on the surface. This thesis describes the construction and instrumentation of the trial waste rock dump and the monitoring results obtained to date, and applies unsaturated soil mechanics principles to understanding the early performance and predicting the future performance of the trial waste rock dump and trial store and release covers. For a given rainfall regime, the rate and quantity of rainfall infiltration into a waste rock dump of a given height, the wetting up of the dump over time, and the occurrence of base seepage will largely be dictated by the particle size distribution of the waste rock delivered to the dump, and the stratigraphy of the dump. The particle size distribution of the waste rock delivered to the dump will depend on the fragmentation of the rock due to blasting and the degree of weathering and hence breakdown on handling of the rock. A waste rock dump constructed by conventional loose end-dumping from haul trucks from a tip-head, as was the case for the trial waste rock dump, consists of a trafficked surface layer extending to a depth of approximately 1 m, underlain by discontinuous alternating coarse and fine-grained layers raveling at the angle of repose of the waste rock, with a base rubble zone of boulders which ravel to the toe of the dump on end-dumping. Trafficking of the surface of the dump by dozers and haul trucks leads to the breaking down, burial and side-casting of the rock to form a well-graded material typically finer than 100 mm in particle size, with a moderate to high water storage capacity. The underlying coarse-grained angle of repose layers serve as air pathways during dry conditions and preferred seepage pathways during and following periods of heavy rainfall resulting in base seepage. The fine-grained angle of repose layers have a moderate to high water storage capacity and largely retain water in storage rather than generating base seepage. The base rubble zone may contain boulders up to 1 m in size, depending on the fragmentation of the rock due to blasting and the degree of weathering and hence breakdown on handling of the rock. It serves largely as a pathway for air during dry conditions, while passing base seepage during and following periods of heavy rainfall. As the dump wets up, partially saturated “fingers” develop and extend into the dump. Partially saturated fine-grained layers, having a medium to high water storage capacity, largely retain their partial saturation, while coarse-grained layers drain resulting, in base seepage. Plugs of water temporarily stored within the dump drain down through the dump, so that the base seepage that emerges is “old” water, not the rainfall infiltration (“new” water) that generated it. The size of the rainfall event required to generate base seepage will decrease as the dump wets up and the partially saturated fingers extend closer to the base of the dump. The residence time of water within the dump that passes along preferred seepage pathways will be relatively short and will become shorter as the dump wets up, while the residence time of water stored within the fine-grained layers will be very long, and possibly indefinite in a dry climate. The ingress of air through the base rubble zone, up the coarse-grained angle of repose layers, through the sides of the dump, and to a lesser extent through the trafficked layer, by the processes of convection, advection and diffusion, respectively, results in the exposure of reactive waste rock to oxidation. The fine-grained reactive waste rock, presenting a far greater surface area per unit volume than the coarse-grained waste rock, and typically having a greater proportion of fresh surfaces, is by far the most reactive. The ingress of air into the fine-grained layers is largely by diffusion from the adjacent coarse-grained layers. The transport of oxidation products from the dump largely occurs during and following periods of heavy rainfall, when preferred pathway flow is mobilised and base seepage occurs. The main exposure to preferred pathway flow is along these pathways, where the surface area per unit volume and hence the proportion of oxidation products are low, with much of the oxidation products formed on the fine-grained particles retained within the dump along with stored water. Due to the discontinuous stratigraphy of a waste rock dump, the preferential pathways for flow are randomly located within the dump. In addition, preferential pathways evolve over time as the waste rock weathers, settles, and as fines are transported with the flow. The trafficked surface of the dump also evolves over time, becoming more heterogeneous as the surface settles differentially, generating internal rainfall runoff and the transport of fines, and the development of “sinkholes” for the preferred entry of ponded rainfall. The principle purpose of cover systems over waste rock dumps is to restrict net percolation into the dump, so that percolation through the reactive waste rock is minimal in the longer term. The approach used to design any cover system is dominated by climate. Semi-arid environments are conducive to store and release cover systems which take advantage of well-graded oxide materials to provide high storage capacities, low percolation and stability. Three trial store and release covers, each comprising a sealing layer overlain by a thick mounded rocky soil mulch layer, were installed at Cadia Hill Mine in 2005-2006 to assess their feasibility to limit net percolation under the climatic conditions encountered at Cadia. This research described in this thesis has demonstrated a number of key issues that should be considered in the management and closure of waste rock dumps: • the initial moisture condition of the end-dumped waste rock will effect its early ability to store incidental rainfall; • the available water storage capacity of the waste rock will affect the size of the triggering rainfall event and the base seepage response time, with the storage capacity being taken up as the dump wets up, reducing both the size of the triggering rainfall event and the response time; • iterative modelling and calculations using HYDRUS-2D suggest that the trial waste rock dump will take between 3 years and 6 years to become sufficiently saturated that it will pass any rainfall infiltration, depending on the extent to which the waste rock weathers over time; and • all three trial store and release covers have demonstrated good performance over the monitoring period, and this has been verified using HYDRUS-2D, , with any net percolation being the result of an initial high placement moisture content of the cover materials.

abstract: Laterally-loaded short rigid drilled shaft foundations are the primary foundation used within the electric power transmission line industry. Performance of these laterally loaded foundations is dependent on modulus of the subsurface, which is directly measured by the Pressuremeter (PMT). The PMT test provides the lateral shear modulus at intermediate strains, an equivalent elastic modulus for lateral loading, which mimics the reaction of transmission line foundations within the elastic range of motion. The PMT test, however, is expensive to conduct and rarely performed. Correlations of PMT to blow counts and other index properties have been developed but these correlations have high variability and may result in unconservative foundation design. Variability in correlations is due, in part, because difference of the direction of the applied load and strain level between the correlated properties and the PMT. The geophysical shear wave velocity (S-wave velocity) as measured through refraction microtremor (ReMi) methods can be used as a measure of the small strain, shear modulus in the lateral direction. In theory, the intermediate strain modulus of the PMT is proportional to the small strain modulus of S-wave velocity. A correlation between intermediate strain and low strain moduli is developed here, based on geophysical surveys conducted at fourteen previous PMT testing locations throughout the Sonoran Desert of central Arizona. Additionally, seasonal variability in S-wave velocity of unsaturated soils is explored and impacts are identified for the use of the PMT correlation in transmission line foundation design. / Dissertation/Thesis / Doctoral Dissertation Civil, Environmental and Sustainable Engineering 2018

京都大学 / 0048 / 新制・課程博士 / 博士(地球環境学) / 甲第22678号 / 地環博第199号 / 新制||地環||39(附属図書館) / 京都大学大学院地球環境学舎地球環境学専攻 / (主査)教授 勝見 武, 教授 三村 衛, 准教授 高井 敦史 / 学位規則第4条第1項該当 / Doctor of Global Environmental Studies / Kyoto University / DFAM

The importance of applying unsaturated soil mechanics concepts to geotechnical engineering design has been widely recognized. Soil water characteristic curve (SWCC) and hydraulic conductivity function (HCF) are vital soil properties that govern engineering behavior of unsaturated soils. In this study, a transient water release and imbibitions method (TRIM) is used to measure the SWCC and HCF under drying and wetting states, which accommodates integrated experimental and modeling techniques. The results of saturated hydraulic conductivity tests through flexible wall method are then used as input parameters for simulating experimental data. In general, the model provides a satisfactory fit to experimental data. Soil water characteristic curves (SWCCs) and hydraulic conductivity functions (HCFs) are presented for a variety of soils that were prepared at different molding water contents and compactive efforts. The influences of dry density, molding water content, and hysteresis have been investigated. Dry density affects soil-water characteristic in terms of its air-entry value (AEV), rate of drying, and size of the hysteresis loop. The test results indicate that the SWCC and HCF obtained in terms of volumetric water content is more sensitive to the changes in dry density than molding water content. Based on cohesive soil results, some statistical relations are proposed to estimate wetting-path SWCC and HCF parameters from more easily measured drying curves. Changes in the van Genuchten's fitting parameters and residual volumetric water content are investigated for both drying and wetting conditions, with changes in the kaolin clay content. / Master of Science / Traditional soil mechanics practice has experienced considerable changes during the past few decades. Within that period, the necessity of unsaturated soil mechanics has gradually emerged and become a part of geotechnical engineering practice. Soil water characteristic curve (SWCC) and hydraulic conductivity function (HCF) are very important properties in the assessment of unsaturated soil behaviors. A transient water release and imbibitions method (TRIM) is used to investigate unsaturated soil properties of a variety of test soils under laboratory conditions. TRIM integrates a testing program and a modeling technique to measure SWCC and HCF concurrently for both drying (water release upon matric suction increase) and wetting (water imbibition upon matric suction decrease) conditions. Compaction, which is a classical application involving unsaturated soil, has the preferred practice for improving the mechanical and hydraulic properties of a soil. The structure and fabric of compacted material is very dependent on the compacted conditions, including compactive effort and molding water content. This paper evaluates the influence of such mentioned factors on the SWCC and HCF. The test results indicate that the SWCC and HCF obtained in terms of volumetric water content is more sensitive to the changes in compactive effort than molding water content. Hysteresis phenomena, the difference in the relationship between the water content of the soil and the corresponding water potential under drying and wetting path, is investigated. Based on cohesive soil results, some statistical relations are proposed to estimate wetting-path SWCC and HCF parameters from more easily measured drying curves.

Pavement subsurface drainage systems (PSDS) are designed to drain the entrapped water out of pavement. To investigate the effects of various factors on the performance of PSDS, three dimensional models were developed using the finite element method to simulate the unsaturated drainage process in pavement. The finite element models were calibrated using the field information on outflow, peak flow, layer saturations, and time to drain. Through a series of parametric analyses, the factors that significantly influence the performance of PSDS were screened out, and a set of recommendations were made to improve our current drainage practices.The effects of pavement geometry on drainage were studied in this research. The analysis results indicate that edgedrain system can significantly improve the drainage efficiency of a pavement. The drainage performance of a pavement is mainly affected by the geometric factors that related to the edgedrain itself and the geometric factors related to the driving lanes have very limited effects.To investigate the influences of the properties of various pavement materials, some physical-empirical equations were developed in this research. These equations were used to predict the material hydraulic properties from their grain-size distributions and aggregate/asphalt contents. The analysis results of the models with various material properties indicate that the use of permeable base is effective in improving the drainage ability of a pavement. The performance of PSDS is not only affected by material permeability but also by their waterretention ability. The pavement works as an integrated hydraulic system and the hydraulic compatibility of materials must be considered in the PSDS design.The effects of climatic factors on pavement drainage were also studied in this research. A method was developed in this research to numerically describe the rainfall events. The analysis results of the models under various rainfall events indicate that rainfall duration is a more important parameter than the rainfall quantity in influencing the pavement drainage. Based on the analysis results, regression equations were developed for the estimation of pavement drainage. Finally, for design application purpose, a series of tables were included in this report to help with proper selected of pavement drainage options.