Thesis (MPA)--Stellenbosch University, 2013. / ENGLISH ABSTRACT: This study gives an analysis of urban water services provision in Zimbabwe in general. The case study of Harare Municipality was used to get an in-depth analysis of urban water provision in an urban set-up and assess the possibility of private sector engagement for water provision. The engagement of the private sector through Public- Private Partnerships (PPPs) in the provision of public services has become a common practice in many countries. The overall benefits noted for the use of these partnerships include increased effectiveness and efficiency of service delivery. The private sector has been favoured for the provision of services, given the financial and expertise benefits that it brings into public service delivery. Water services delivery in many countries in Africa has been dogged by a plethora of problems that include, water losses, poor revenue collection, lack of cost recovery, inadequate financial investment to expand water infrastructure and overall inability to meet demand resulting from urban expansion. Given these challenges, PPPs provide an option for service delivery. These partnerships have been in the form of leases, management and service contracts, as well as concessions for the provision of public services. Private sector participation (PSP) in service delivery in different forms is rooted in various theoretical ideologies that include New Public Management (NPM), Public Value, New Governance and Network Governance. The reduction of the role of government in the provision of public services; the adoption of private sector management style; the use of networks in service provision and participation of the stakeholders are key principles in these theoretical ideologies. These principles have thus been adopted through public sector reforms for service delivery. Case studies from Senegal, Kenya, South Africa and Tanzania are applied in this study, to take note of key lessons on the engagement of the private sector for provision of urban water services, as well as the key determinants of successful partnerships. The institutional and legal framework of reforms undertaken in these countries are analysed as part of the enabling environment for successful partnerships. Data collection for this study was done through key informant interviews, covering water administration issues, water provision challenges and private sector engagement in Harare. The obsolete water infrastructure and inadequate financial levels have affected water provision and coverage in Harare. Unaccounted for water was found to be above 30 percent for the City of Harare, whilst water production levels are much lower than demand. Attempts at engaging the private sector for improving water provision through a concession for the Kunzvi Dam Project have not gone beyond the signing of the contract. What is clear is that there is a lack of a regulatory framework; political willingness, lack of trust, economic uncertainty, lack of financial sustainability and a performance monitoring framework. These are key factors in ensuring a viable public- private arrangement. For private sector involvement to be successful, in the context of this study, the recommendations include the need for a regulatory framework for PPPs in Zimbabwe, establishment of a regulator through policy, political willingness and transparency. / AFRIKAANSE OPSOMMING: Hierdie studie bied ’n algemene analise van stedelike watervoorsieningdienste in Zimbabwe. Die gevallestudie van die Harare-munisipaliteit word gebruik ten einde ’n in-diepte analise van stedelike watervoorsiening in ’n stedelike omgewing te bekom en om die moontlikheid van privaatsektor-betrokkenheid ten opsigte van watervoorsiening te assesseer. Die betrokkenheid van die privaatsektor deur middel van Openbare-Privaatvennootskappe met die oog op die verskaffing van openbare dienste het in vele lande wêreldwyd algemene gebruik geword. Die algehele voordele vir die gebruik van sulke vennootskappe sluit verhoogde doeltreffendheid en deeglikheid van diensverskaffing in. Die privaatsektor geniet voorkeur vir die voorsiening van dienste gegewe die finansiële en kundigheidsvoordele wat dit aan openbare dienslewering toevoeg. Die lewering van waterdienste in vele lande in Afrika word deur ’n oormaat probleme geteister wat waterverliese, onvoldoende betalings, gebrek aan kosteverhaling , onvoldoende geldelike beleggings om waterinfrastruktuur uit te brei, en die algehele onvermoë om aan die aanvraag weens stedelike uitbreiding te voldoen, insluit. In die lig van die vermelde uitdagings bied Openbare-Privaatvennootskappe ’n opsie vir dienslewering. Dié vennootskappe is in die vorm van huurkontrakte, bestuurs- en dienskontrakte, sowel as konsessies vir die verskaffing van openbare dienste, vergestalt. Deelname deur die privaatsektor aan dienslewering in verskillende vorme is gewortel in verskeie teoretiese ideologieë wat Nuwe Openbare Bestuur, Openbare Waarde, Nuwe Leiding en Netwerkleiding insluit. Die vermindering van die regering se rol in die voorsiening van openbare dienste; die aanvaarding van privaatsektor-bestuurstyl; die gebruik van netwerke ten opsigte van diensverskaffing en die deelname van belanghebbendes, is sleutelbeginsels in hierdie teoretiese ideologieë. Hierdie beginsels is dus deur openbare sektorhervormings met die oog op diensverskaffing aanvaar. Gevallestudies uit Senegal, Kenia, Suid-Afrika en Tanzanië is in hierdie studie toegepas met die oog daarop om sleutellesse rakende die betrokkenheid van die privaatsektor ten opsigte van die voorsiening van stedelike waterdienste ter harte te neem, sowel as die sleuteldeterminante van geslaagde vennootskappe. Die institusionele en wetlike raamwerk van hervormings wat in vermelde lande onderneem is, is geanaliseer as deel van die geskikte omgewing vir geslaagde vennootskappe. Data-insameling vir hierdie studie is gedoen deur sleutel ingeligte onderhoude wat wateradministrasie-aangeleenthede, watervoorsiening-uitdagings en privaatsektor-betrokkenheid in Harare dek. Die afgeleefde waterinfrastruktuur en onvoldoende finansiële stelsels het watervoorsiening en dekking in Harare geraak. Daar is bevind dat die onverantwoordbaarheid ten opsigte van water in die stad Harare bo 30 persent was onderwyl waterleweringsvlakke veel laer is as die aanvraag daarvoor. Pogings om die privaatsektor te betrek by die verbetering van watervoorsiening deur middel van ’n konsessie vir die Kunzvi Dam-projek, het nog nie verder gevorder as die kontrakondertekening nie. Wat duidelik is, is dat daar ’n gebrek aan ’n reguleringsraamwerk bestaan, daar is geen politieke wil nie, daar heers algemene gebrek aan vertroue, ekonomiese onsekerheid en ’n gebrek aan finansiële volhoubaarheid, en daar bestaan nie ’n prestasiemoniteringsraamwerk nie. Hierdie is sleutelfaktore ten einde ’n lewensvatbare openbare-private ooreenkoms te verseker. Om privaatsektor betrokkenheid – in die konteks van hierdie studie – geslaagd te maak, sluit die aanbevelings die volgende in: die behoefte aan ’n reguleringsraamwerk vir Openbare-Privaatvennootskappe in Zimbabwe, die totstandkoming van ’n reguleerder deur middel van beleid, ’n politieke wil en deursigtigheid.

Thesis (MDF)--Stellenbosch University, 2014. / Globally, the demand for public infrastructure has been growing. However, governments have not been able to meet this demand due to limited fiscal revenue. Many governments have turned to the private sector to finance, build and operate infrastructure projects through public-private partnerships (PPPs). Despite the great demand and the availability of capital to develop these projects, many have failed the PPP test due to a number of constraints. This paper is meant to research the viability of water PPPs by considering the case of the Kunzvi Water Development Project (KWDP), which is in its infancy stage. The literature review from developed and developing countries shows a number of critical success factors which were applied to this study. These critical success factors were rated by key stakeholders in the KWDP – from the government and private sector to development finance institutions (DFIs). A questionnaire was then given to each group to assess the critical success factors. The results show that political commitment and support, macroeconomic environment, and the legal and regulatory framework were the top three critical success factors. The respondents rated the first as strong, but the macroeconomic environment was rated as weak. The paper recommends that government improves the nature of the political support going forward as more involvement will be required as the project develops. The paper also recommends that the government engages DFIs to provide financial and technical support to develop the project as the government may not be able to afford professional services. This paper highlights the views of the respondents but the author also noted limitations even though the project is still in its early stages. Hence, further review may be needed as the project progresses, and/or the lessons learnt may have to be studied and compared with similar projects in a similar context.

A research report submitted to the Faculty of Humanities, University of Witwatersrand, Johannesburg in partial fulfilment of the requirements for the degree of Master of Arts in Development Studies March 2015 / The research report presents an analysis to, responses to and dynamics around the municipal water problems in Harare, Zimbabwe using the case of two residential suburbs namely Mabvuku and Greendale (one high density and the other one low density respectively). The key questions that inform this research report are as follows: How has the on-going urban water crisis affected residents‟ lives in the suburbs of Greendale and Mabvuku in the city of Harare, Zimbabwe?; how does party politics affect the delivery of municipal water in Greendale and Mabvuku?; and, what are the environmental consequences of the municipal water crisis? The findings from this study contribute immensely to an understanding of the consequences of and various issues and, the key players underlying the protracted problem of municipal water availability in the city of Harare. The study argues that the prevalence of partisan politics and political power struggles in Harare are at the heart of the municipal water problems faced by Mabvuku and Greendale. In this regard, the study critically interrogates the relationship between the central ZANU–PF government and Movement for Democratic Change (MDC)-led local government and tries to understand the ramifications it is having on municipal water services. Interestingly the study also reveals that, despite the differences in coping strategies by residents of Mabvuku and Greendale, both locales have not been passive victims of the municipal water crisis. Instead, residents from both suburbs employ strategies according to their needs to ensure survival. However, despite some of the coping strategies (such as borehole and well drilling) significantly helping residents to manage and avert the water stress in light of the absence of municipal tap water, the study presents, explores and discusses the environmental consequences that are likely to happen as a result of the high concentration of these alternative water sources. / GR2017

PhDRDV / Institute for Rural Development / Throughout the world, irrigation is appreciated because of its immense contribution to agricultural production, food and nutrition security, combating poverty and enhancing development, especially in rural areas. The worsening effects of climate change on rainfall patterns as well as food and nutrition insecurity in sub-Saharan Africa are elevating the importance of irrigation schemes in smallholder farming. However, studies conducted in sub-Saharan Africa indicate that the performance of irrigation schemes remains suboptimal. In addition, the studies are highly skewed towards technical and physical dimensions of the schemes and ignore social aspects such as gender. Consideration of gender imperatives would help define and structure who uses water, when and how. This situation necessitated carrying out the PhD thesis research, aiming to explore and explain inherent gender dynamics in water use and management. The ultimate aim was to propose intervention strategies anchored on differential gender power dynamics embedded in irrigation water use in smallholder irrigation schemes. Specific objectives adopted for the study of the Nyanyadzi irrigation scheme in Manicaland Province of Zimbabwe were to: 1) assess the gendered nature of irrigation water use; 2) determine the gendered nature and extent of participation of male and female members of the irrigation scheme in water management; 3) identify the gendered challenges and constraints to irrigation water use; and 4) propose strategies for improved access and management of water. An exploratory sequentially integrated mixed method research design was used in the two phased PhD studies. Seventy three farmers (26 men and 47 women) were the respondents in the first phase in which qualitative data were collected. The gender analysis matrix and activity profile were used to gather and document the perceptions of men and women farmers relating to use of irrigation water. One hundred and nine conveniently sampled respondents (47 men and 62 women) were the source of data in the second phase of the study, which was quantitative and confirmatory in nature. A questionnaire, requiring responses on a Likert-type scale ranging from 1 (strongly disagree) to 5 (strongly agree) was used to collect data. Qualitative data collected during the exploratory phase were analysed using the Cresswell (2013) Thematic Content Analysis technique. Pair-wise ranking was conducted to determine the major constraints to access, use and management of irrigation water. The Predictive Analytics Software Statistics 18 for Windows (PASW Inc: Chicago, IL, USA) was used to analyse quantitative data. Gender, age, marital status, location of irrigation plot, plot ownership and level of education were the independent variables used. Dependent variables included nature of water use, participation in water management and constraints to water use. Cross-tabulation was carried out and the iii Pearson’s Chi-square test for association used to establish if relationships existed between variables. Statistical significance was considered at P < 0.05. The Cramer’s V post-hoc test was performed to measure the strength of association of the perceptions which the Chi-square test had determined to be significantly different. The uses of canal water were found to be varied and gendered. More women than men used canal water for reproductive purposes such as laundry and bathing. Highly significant positive associations (P < 0.01) were observed among gender, age, marital status, ownership of irrigation plot and level of education with use of irrigation water for laundry, bathing, livestock watering and other communal uses. However, location of plot was not associated with different types of water uses (P > 0.05). With respect to farmers’ participation in meetings, contributing in meetings, repair of canals, provision of labour in canal maintenance, hiring labour for canal maintenance and contributing cash for canal repairs and maintenance, highly significant positive associations (P < 0.01) were observed with gender, age, marital status, level of education, and ownership and location of irrigation plot. Level of education of the farmer was observed to be not associated with his/her attendance of meetings (P > 0.05). Plot location was negatively associated with participation, provision of labour for maintenance, contribution of cash and hiring labour for canal repairs (P > 0.05). Exorbitant payments for using water were regarded as the major constraint to performance of the smallholder irrigation scheme. Highly significant positive associations (P < 0.01) were observed between gender and plot location, and all the constraints to water use that the farmers identified. The constraints ranged from unequal water distribution between and within men and women, and upstream and downstream farmers; unfriendly water delivery times; conflicts and corrupt practices in water distribution; and discrimination with respect to schedules of delivering water. Overall, gender imbalance in the use and management of irrigation water existed. This was evident in the disparities in uses and users of canal water that followed gender and social lines. Men dominated decision making in water management, especially in meetings. In contrast, women dominated in implementation stages mainly in relation to provision of labour for cleaning and maintaining water canals. Considering all the results obtained in the current study, it can be concluded that a combination of socio-economic and socio-cultural factors caused the water problems that the Nyanyadzi irrigation scheme experienced. The need for introducing gender-sensitive interventions in use and management of irrigation water was evident. Thus, gender needs, roles and responsibilities should be reconceptualised so as to align them with the socio-cultural context of the Nyanyadzi community. In addition to this, the fact that both men and women iv are not homogeneous interest groups should be factored into irrigation water management. Lastly, it is crucial to incorporate various social hierarchies that interact with gender to influence irrigation water use and management. How this can be done deserves further scientific investigation. / NRF

The study investigates the contribution of WDM towards mitigating scarcity of potable water in cities with particular reference to Bulawayo.WDM origins and its successes are traced. The study classifies scarcity representations into four categories and reveals that the scarcity in Bulawayo satisfies all the four representations hence calls it total scarcity. The research employed document study, questionnaires, interviews and a focus group to collect data. Document study revealed that water restrictions successfully mitigate the scarcity in Bulawayo. Field work partially confirmed the usefulness of WDM in the life of the city and revealed the need to synchronize the conceptualizations of WDM among different stakeholders in order for the paradigm to do even more in terms of mitigating scarcity. The results were interpreted in terms of TPB. The key recommendation of the study is that the city invests in water use behaviour change in order to realise huge water savings. / Development Studies / M.A. (Development Studies)

The study investigates the contribution of WDM towards mitigating scarcity of potable water in cities with particular reference to Bulawayo.WDM origins and its successes are traced. The study classifies scarcity representations into four categories and reveals that the scarcity in Bulawayo satisfies all the four representations hence calls it total scarcity. The research employed document study, questionnaires, interviews and a focus group to collect data. Document study revealed that water restrictions successfully mitigate the scarcity in Bulawayo. Field work partially confirmed the usefulness of WDM in the life of the city and revealed the need to synchronize the conceptualizations of WDM among different stakeholders in order for the paradigm to do even more in terms of mitigating scarcity. The results were interpreted in terms of TPB. The key recommendation of the study is that the city invests in water use behaviour change in order to realise huge water savings. / Development Studies / M.A. (Development Studies)

MPH / Department of Public Health