The objective of this thesis is to study of optical effects, arising in the form of non-uniform waveguide structure, complicated refractive index profiles or due to pulse propagation in dense wavelength division multiplexing (DWDM) optical communication systems. These effects are important and critically influence the performance of DWDM optical systems. A comprehensive survey of current literature on optical effects due to nonuniform optical structure and nonlinear optical effects is first done, showing their advantages and disadvantage in optical communication systems. A survey on methods of optical waveguide analysis is also done. The main contribution has been made to three main aspects of the problem : Accurate analysis of uniform/non-uniform optical waveguides with arbitary refractive index profiles Pulse propagation and distortion in DWDM Raman amplification systems. Use of non-uniform FBG to compensate for pulse distortion We study several existing analytical techniques developed so far for analyzing the mode of non-uniform optical waveguide structures. Later, we verify the analytical results by finite element method (FEM). The convergence study is also carried out. A new computational technique is proposed modifying the finite element method to analyze complex refractive index profiles required for the analysis, namely single mode step index profile, multi clad fiber, W -profile, chirp profile etc. An accuracy of 10−4 in the calculation of propagation constant/eigen-value is demonstrated. Dispersion characteristics of optical fibers w.r.t. different profile parameters is evaluated. A modification to scalar BPM is proposed and applied to study the effects of inhomogeneities along the propagation direction. The applicability and accuracy of the method is tested using integrated optic waveguide devices, namely, graded index slab waveguide. The proposed BPM uses Fourier decomposition of the transverse field. Coupled mode theory (CMT) of optical waveguides in non-homogeneous optical medium is applied to study the interaction of lightwaves propagation together such as in a DWDM system. The BPM results is verified by CMT. The inhomogeneous waveguide theory is extended to study pulse propagation in DWDM optical communication system. Nonlinear optical effects are an important aspects of DWDM systems with fiber Raman amplifier. Finite difference time domain (FDTD) method is necessary to study these nonlinear optical effects as other conventional methods are not suitable here. Here, we discuss DWDM optical communication systems due to nonlinearity in the form of SRS effect. In case of FRA, we study the various kinds of fiber profile design parameters, for the purpose to achieve and extend the flat gain bandwidth over the EDFA window. We also propose and study, a new bi-directional optical fiber transmission scheme with various constraints, using Raman amplification process with and without pump depletion. Our scheme, provides an advantage like high SNR, low pump induced noise, for long-haul communication link. We find that, there is a quite significant crosstalk and power coupling among the dense DWDM channels but earlier discussed BPM fails to account for possible interference effects among the channels. To reduce the harmful nonlinear optical effects like four wave mixing (FWM), we need to deploy a high chromatic dispersion fiber, which will ultimately lead to high pulse walk-off rate among the DWDM channels; hence for high bit rate long haul systems, walk-off effect can not be ignored. Application of FDTD provided an improved insight into the effect of GVD on stimulated Raman scattering crosstalk than different modulation techniques and line codes. It is shown through analysis that pulse walk-off phenomena may distort the data asymmetrically; especially for case of wide-band DWDM transmission system. Hence, the pulse walk-off effect should be considered in future systems containing optical amplifier. It is shown, that large walk-off rate may reduce the crosstalk among DWDM channels but tends to increase the asymmetric pulse distortion. Data may lose due to high walk-off effect. We also investigate channel addition/removal process in DWDM fiber Raman amplifier. We also demonstrate that the pulse walk-off effect tends to lead significantly to positive chirp for higher frequency channels. This feature can be exploited to overcome the chromatic dispersion effects in DWDM transmission systems. Pulse walk-off induced chirp, can be compensated by using the nonuniform fiber Bragg grating (NUFBG). The CMT due to periodic perturbation of the circular cylindrical waveguide structures is applied here. Here, we discuss the function of fiber Bragg grating as a transmission versus reflecting grating filter. We also discuss, FBG application to gain flattening of an EDFA window as well as how the group velocity dispersion (GVD) will be affected with bandwidth and coupling coefficient. We develop a new analytical technique to estimate the bandwidth of FBG based optical system. Finally, we investigate the dispersion compensation properties, pulse distortion, peak reflectivity analysis in uniform/non-uniform FBG due to an uniform/non-uniform incoming signal. More complicated refractive index profile can significantly reduce the GVD as well as side lobes intensity. Dispersion characteristic due to an arbitrary refractive index profile is discussed in details for the case of non-uniform FBG. Thus, we concluded that wide band DWDM optical communication system need to closely take into account various inhomogeneities and nonlinearities of optical fibers w.r.t. wave and pulse propagation.

This thesis presents an introduction to the design and simulation of a novel class of integrated photonic phased array switch elements. The main objective is to use nano-electromechanical (NEMS) based phase shifters of cascaded under-etched slot nanowires that are compact in size and require a small amount of power to operate them. The structure of the switch elements is organized such that it brings the phase shifting elements to the exterior sides of the photonic circuits. The transition slot couplers, used to interconnect the phase shifters, are designed to enable biasing one of the silicon beams of each phase shifter from an electrode located at the side of the phase shifter. The other silicon beam of each phase shifter is biased through the rest of the silicon structure of the switch element, which is taken as a ground. Phased array switch elements ranging from 2×2 up to 8×8 multiple-inputs/multiple-outputs (MIMO) are conveniently designed within reasonable footprints native to the current fabrication technologies. Chapter one presents the general layout of the various designs of the switch elements and demonstrates their novel features. This demonstration will show how waveguide disturbances in the interconnecting network from conventional switch elements can be avoided by adopting an innovative design. Some possible applications for the designed switch elements of different sizes and topologies are indicated throughout the chapter. Chapter two presents the design of the multimode interference (MMI) couplers used in the switch elements as splitters, combiners and waveguide crossovers. Simulation data and design methodologies for the multimode couplers of interest are detailed in this chapter. Chapter three presents the design and analysis of the NEMS-operated phase shifters. Both simulations and numerical analysis are utilized in the design of a 0º-180º capable NEMS-operated phase shifter. Additionally, the response of some of the designed photonic phased array switch elements is demonstrated in this chapter. An executive summary and conclusions sections are also included in the thesis.

O surgimento de novos serviços de telecomunicações tem provocado um enorme aumento no tráfego de dados nas redes de transmissão. Para atender a essa demanda crescente, novas tecnologias foram desenvolvidas e implementadas ao longo dos anos, sendo que um dos principais avanços está na área de transmissão óptica, devido à grande capacidade de transporte de informação da fibra óptica. A tecnologia que melhor explora a capacidade desse meio de transmissão atualmente é a multiplexação por divisão de comprimento de onda ou Wavelength Division Multiplexing (WDM) que permite a transmissão de diversos sinais utilizando apenas uma fibra óptica. Redes ópticas WDM se tornaram muito complexas, com enorme capacidade de transmissão de informação (terabits por segundo), para atender à explosão de necessidade por largura de banda. Nesse contexto, é de extrema importância que os recursos dessas redes sejam utilizados de forma inteligente e otimizada. Um dos maiores desafios em uma rede óptica é a escolha de uma rota e a seleção de um comprimento de onda disponível na rede para atender uma solicitação de conexão utilizando o menor número de recursos possível. Esse problema é bastante complexo e ficou conhecido como problema de roteamento e alocação de comprimento de onda ou, simplesmente, problema RWA (Routing and Wavelentgh Assignment problem). Muitos estudos foram realizados com o objetivo de encontrar uma solução eficiente para esse problema, mas nem sempre é possível aliar bom desempenho com baixo tempo de execução, requisito fundamental em redes de telecomunicações. A técnica de algoritmo genético (AG) tem sido utilizada para encontrar soluções de problemas de otimização, como é o caso do problema RWA, e tem obtido resultados superiores quando comparada com soluções heurísticas tradicionais encontradas na literatura. Esta dissertação apresenta, resumidamente, os conceitos de redes ópticas e de algoritmos genéticos, e descreve uma formulação do problema RWA adequada à solução por algoritmo genético. / The advent of new telecommunication services resulted in a huge increase of data traffic in the transmission networks. New technologies were developed and implemented over the years to attend to this growing demand, and the optical transmission technology stands. It has advanced greatly, due to the optical fibers large capacity of information transmission. Actually, the best technology to exploits the capacity of the fiber is the wavelength-division multiplexing (WDM), allowing the transmission of multiple signals over a single optical fiber. The WDM optical networks have become very complex, with huge capacity (terabits per second), to attend the ever growing need for bandwidth. In this context, it is extremely important to use the networks resources in an intelligent and optimized way. One of the biggest challenges in an optical network is choosing a route, and selecting a available wavelength on the network to attend a connection request using the least amount of resources. This problem is quite complex, and is known as the routing and wavelength assignment problem or simply RWA problem. Many studies were conducted in order to find an efficient solution to this problem, but it is not always possible to combine good performance with low execution time, a fundamental requirement in telecommunications networks. Genetic Algorithms have been used to solve hard optimization problems, as is the case of the RWA problem, and has produced remarkable results when compared to traditional heuristics found in the literature. This work presents an overview of the concepts of optical networks and genetic algorithms, and describes a formulation of RWA problem that is adequate for solution by genetic algorithm.

Optical WDM network is the suitable transport mechanism for ever increasing bandwidth intensive internet applications. The WDM technique transmits the data over several different wavelengths simultaneously through an opticalfiber and the switching is done at wavelength level. The connection between the source and destination is called the light path. Since the WDM network carries huge amount of tra c, any failure can cause massive data loss. Therefore protecting the network against failure is an important issue. Maintaining high level of service availability is an important aspect of service provider. To provide cost effective service, all-optical network is the suitable choice for the service provider. But in all optical network, the signals are forced to remain in optical domain from source to destination. In the firrst part of the thesis, we deal the physical layer impairments (PLIs) aware shared-path provisioning on a wavelength routed all-optical networks. As the signal travels longer distances, the quality of the signal gets degraded and the receiver may not be able to detect the optical signal properly. Our objective is to establish a light path for both the working path and protection path with acceptable signal quality at the receiver. We propose an impairment aware integer linear programming (ILP) and impairment aware heuristic algorithm that takes into account the PLIs. The ILP provides the optimal solution. It is solved using IBM ILOG CPLEX solver. It is intractable for large size net-work. Therefore we propose the heuristic algorithm for large size network. It is evaluated through discrete-event simulation. But the algorithm provides only the suboptimal solution. To know the performance of this algorithm, the simulation result is compared with the optimal solution. We compute total blocking probability, restoration delay, computation time, and connection setup delay with respect to network load for the heuristic algorithm. We compare the performance of shared-path protection with dedicated-path protection and evaluate the percentage of resource saving of shared-path protection over the dedicated-path protection. In the second and third part of the thesis, we address the issues related to flexible-grid optical networks. In wavelength routed optical network, the bandwidth of each wavelength is fixed and rigid. It supports coarse grained tra c grooming and leads to ancient spectrum utilization. To overcome this, flexible-grid optical networks are proposed. It supports flexible bandwidth, and ne grained tra c groom In the second part of the thesis, we address the routing and spectrum allocation (RSA) algorithm for variable-bit-rate data tra c for flexible-grid optical networks. The RSA problem is NP-complete. Therefore a two-step heuristic approach (routing and spectrum allocation) is proposed to solve the RSA problem. The first step is solved by using a classical shortest path algorithm. For the second step we propose two heuristic schemes for frequency-slot allocation: (i) largest number of free frequency-slot allocation scheme and (ii) largest number of free frequency-slot maintaining scheme. As the network load increases, the spectrum is highly fragmented. To mitigate the fragmentation of the spectrum, we propose a xed-path least-fragmentation heuristic algorithm which fragments the spectrum minimally. It also supports varying-bit-rate tra c and also supports dynamic arrival connection requests. Through extensive simulations the proposed algorithms have been evaluated. Our simulation results show that the algorithms perform better in terms of spectrum utilization, blocking probability, and fraction of fragmentation of the spectrum. The spectrum utilization can reach up to a maximum of 92% and that only 71% of the spectrum is fragmented under maximum network load condition. Finally in the third part of the thesis, we discuss PLIs-aware RSA for the transparent exible-grid optical network. In this network, not only the optical signal expected to travel longer distance, but also to support higher line rates, i.e., data rate is increased up to 1 Tb/s. In such a high data rate, the optical signals are more prone to impairments and noises. As the transmission distance increases, optical signals are subject to tra-verse over many bandwidth-variable wavelength cross connects (BV-WXC) and multiple fibber spans due to which the PLIs get accumulated and are added to the optical signal. These accumulated impairments degrades the signal quality to an unacceptable level at the receiver, the quality of transmission falls below the acceptable threshold value, and the receiver may not be able to detect the signal properly. Therefore our objective is to develop an impairment aware RSA algorithm which establishes the QoT satisfied empathy based on the available resources and the quality of the signal available at the receiver. We formulate the PLIs-RSA problem as an ILP that provides an optimal solution. The optimal solution is obtained by solving the ILP using IBM ILOG CPLEX optimization solver. Since ILP is not efficient for large-size networks, we propose a heuristic algorithm for such a large-size networks. The signal power is measured at the receiver and the connection is established only when the signal power lies above the threshold value. The heuristic algorithm is evaluated through discrete-event simulation. It gives the sub-optimal solution. The simulation result is compared with optimal solution. The result shows that heuristic algorithm performs closer to the ILP. We compute the total blocking probability versus the network load for different spectrum allocation schemes. Total blocking probability is the sum of frequency-slot blocking probability and QoT blocking probability. We compute spectrum efficiency for the proposed algorithm. We also compare our algorithm with the existing routing and spectrum allocation algorithm, and the result shows that our algorithm outperforms the existing algorithms in terms of blocking probability and spectrum utilization.

[pt] Neste trabalho realizamos uma prova da viabilidade de um sistema de comunicação óptica com capacidade de transmissão de 50 Gbit/s em uma largura de banda de 50 GHz utilizando o legado dos sistemas com taxas de 10 Gbit/s. Uma série de configurações experimentais foi testada em uma ordem de complexidade crescente para verificar separadamente as etapas e as técnicas aplicadas para o aumento da capacidade de transmissão de dados e a eficiência espectral. Em alguns casos, a curva característica resultante da configuração backto- back do analisador de taxa de erro de bit média foi utilizada como referência para comparação das configurações experimentais realizadas durante o trabalho. / [en] In this work we perform a proof of feasibility of 50 Gbit/s transmission within a 50 GHz optical bandwidth exploring the 10 Gbit/s legacy. A series of experimental configurations were tested in an order of increasing complexity to verify separately the steps and applied techniques for increasing data transmission capacity and spectral efficiency. In some cases, the comparison of experimental configuration was made using the back-to-back configuration of the Bit Error Rate Tester.

O surgimento de novos serviços de telecomunicações tem provocado um enorme aumento no tráfego de dados nas redes de transmissão. Para atender a essa demanda crescente, novas tecnologias foram desenvolvidas e implementadas ao longo dos anos, sendo que um dos principais avanços está na área de transmissão óptica, devido à grande capacidade de transporte de informação da fibra óptica. A tecnologia que melhor explora a capacidade desse meio de transmissão atualmente é a multiplexação por divisão de comprimento de onda ou Wavelength Division Multiplexing (WDM) que permite a transmissão de diversos sinais utilizando apenas uma fibra óptica. Redes ópticas WDM se tornaram muito complexas, com enorme capacidade de transmissão de informação (terabits por segundo), para atender à explosão de necessidade por largura de banda. Nesse contexto, é de extrema importância que os recursos dessas redes sejam utilizados de forma inteligente e otimizada. Um dos maiores desafios em uma rede óptica é a escolha de uma rota e a seleção de um comprimento de onda disponível na rede para atender uma solicitação de conexão utilizando o menor número de recursos possível. Esse problema é bastante complexo e ficou conhecido como problema de roteamento e alocação de comprimento de onda ou, simplesmente, problema RWA (Routing and Wavelentgh Assignment problem). Muitos estudos foram realizados com o objetivo de encontrar uma solução eficiente para esse problema, mas nem sempre é possível aliar bom desempenho com baixo tempo de execução, requisito fundamental em redes de telecomunicações. A técnica de algoritmo genético (AG) tem sido utilizada para encontrar soluções de problemas de otimização, como é o caso do problema RWA, e tem obtido resultados superiores quando comparada com soluções heurísticas tradicionais encontradas na literatura. Esta dissertação apresenta, resumidamente, os conceitos de redes ópticas e de algoritmos genéticos, e descreve uma formulação do problema RWA adequada à solução por algoritmo genético. / The advent of new telecommunication services resulted in a huge increase of data traffic in the transmission networks. New technologies were developed and implemented over the years to attend to this growing demand, and the optical transmission technology stands. It has advanced greatly, due to the optical fibers large capacity of information transmission. Actually, the best technology to exploits the capacity of the fiber is the wavelength-division multiplexing (WDM), allowing the transmission of multiple signals over a single optical fiber. The WDM optical networks have become very complex, with huge capacity (terabits per second), to attend the ever growing need for bandwidth. In this context, it is extremely important to use the networks resources in an intelligent and optimized way. One of the biggest challenges in an optical network is choosing a route, and selecting a available wavelength on the network to attend a connection request using the least amount of resources. This problem is quite complex, and is known as the routing and wavelength assignment problem or simply RWA problem. Many studies were conducted in order to find an efficient solution to this problem, but it is not always possible to combine good performance with low execution time, a fundamental requirement in telecommunications networks. Genetic Algorithms have been used to solve hard optimization problems, as is the case of the RWA problem, and has produced remarkable results when compared to traditional heuristics found in the literature. This work presents an overview of the concepts of optical networks and genetic algorithms, and describes a formulation of RWA problem that is adequate for solution by genetic algorithm.

The objective of this dissertation is to investigate the factors that influence the design of wide-area wavelength division multiplexing (WDM) optical networks. Wide-area networks are presented as communication networks capable of transporting voice and data communication over large geographical areas. These networks typically span a whole country, region or even continent.The rapid development and maturation of WDM technology over the last decade have been well-received commercially and warrants the development of skills in the field of optical network design.The fundamental purpose of all communication networks and technologies is to satisfy the demand of end-users through the provisioning of capacity over shared and limited physical infrastructure. Consideration of the business aspects related to communications traffic and the grooming thereof are crucial to developing an understanding of customer requirements in terms of the selection and quality of services and applications. Extensive communication networks require complex management techniques that aim to ensure high levels of reliability and revenue generation.An integrated methodology is presented for the design of wide-area WDM optical networks. The methodology harnesses physical, logical, and virtual topologies together with routing and channel assignment (RCA) and clustering processes to enhance objectivity of the design process. A novel approach, based on statistical clustering using the Ward linkage as similarity metric, is introduced for solving the problem of determining the number and positions of the backbone nodes of a wide-area network, otherwise defined as the top level hub nodes of the multi-level network model. The influence of the geographic distribution of network traffic, and the intra/inter-cluster traffic ratios are taken into consideration through utilisation of modified gravity models and novel network node weighting. / Dissertation (MEng)--University of Pretoria, 2005. / Electrical, Electronic and Computer Engineering / unrestricted

Photonic bandgap structures have provided promising platform for miniaturization of modern integrated optical devices. In this thesis, a photonic crystal based ring resonator (PCRR) is proposed and optimized to exhibit high quality factor. Also, force sensing application of the optimized PC ring resonator and Dense Wavelength Division Multiplexing (DWDM) application of the PCRR are discussed. Finally fabrication and characterization of the PCRR is presented. A photonic crystal ring resonator is designed in a hexagonal lattice of air holes on a silicon slab. A novel approach is used to optimize PCRR to achieve high quality factor. The numerical analysis of the optimized photonic crystal ring resonator is presented in detail. For all electromagnetic computations Finite Difference Time Domain (FDTD) method is used. The improvement in Q factor is explained by using the physical phenomenon, multipole cancellation of the radiation held of the PCRR cavity. The corresponding mathematical frame work has been included. The forced cancellation of lower order radiation components are verified by plotting far held radiation pattern of the PCRR cavity. Then, the force sensing application of the optimized PCRR is presented. A high sensitive force sensor based on photonic crystal ring resonator integrated with silicon micro cantilever is presented. The design and modelling of the device, including the mechanics of the cantilever, FEM (Finite Element Method) analysis of the cantilever beam with PC and without PC integrated on it. The force sensing characteristics are presented for forces in the range of 0 to 1 N. For forces which are in the range of few tens of N, a force sensor with bilayer cantilever is considered. PC ring resonator on the bilayer of 220nm thick silicon and 600nm thick SiO2 plays the role of sensing element. Force sensing characteristics of the bilayer cantilever for forces in the range of 0 to 10 N are presented. Fabrication and characterization of PCRR is also carried out. This experimental work is done mainly to understand practical issues in study of photonic crystal ring resonators. It is proved that Q factor of PCRR can be signi cantly improved by varying the PCRR parameters by the proposed method. Dense Wavelength Division Multiplexing (DWDM) application of PC ring resonator is included. A novel 4-channel PC based demultiplexer is proposed and optimized in order to tolerate the fabrication errors and exhibit optimal cross talk, coupling efficiency between resonator and various channels of the device. Since the intention of this design is, to achieve the device performance that is independent of the unavoidable fabrication errors, the tolerance studies are made on the performance of the device towards the fabrication errors in the dimension of various related parameters. In conclusion we summarize major results, applications including computations and practical measurements of this work and suggest future work that may be carried out later.

This thesis presents an introduction to the design and simulation of a novel class of integrated photonic phased array switch elements. The main objective is to use nano-electromechanical (NEMS) based phase shifters of cascaded under-etched slot nanowires that are compact in size and require a small amount of power to operate them. The structure of the switch elements is organized such that it brings the phase shifting elements to the exterior sides of the photonic circuits. The transition slot couplers, used to interconnect the phase shifters, are designed to enable biasing one of the silicon beams of each phase shifter from an electrode located at the side of the phase shifter. The other silicon beam of each phase shifter is biased through the rest of the silicon structure of the switch element, which is taken as a ground. Phased array switch elements ranging from 2×2 up to 8×8 multiple-inputs/multiple-outputs (MIMO) are conveniently designed within reasonable footprints native to the current fabrication technologies. Chapter one presents the general layout of the various designs of the switch elements and demonstrates their novel features. This demonstration will show how waveguide disturbances in the interconnecting network from conventional switch elements can be avoided by adopting an innovative design. Some possible applications for the designed switch elements of different sizes and topologies are indicated throughout the chapter. Chapter two presents the design of the multimode interference (MMI) couplers used in the switch elements as splitters, combiners and waveguide crossovers. Simulation data and design methodologies for the multimode couplers of interest are detailed in this chapter. Chapter three presents the design and analysis of the NEMS-operated phase shifters. Both simulations and numerical analysis are utilized in the design of a 0º-180º capable NEMS-operated phase shifter. Additionally, the response of some of the designed photonic phased array switch elements is demonstrated in this chapter. An executive summary and conclusions sections are also included in the thesis.

The main goal of this diploma thesis is to design of high-speed optical network. The first part deals with theoretical knowledge in the field of optical transmissions, especially principle of wavelength division multiplexing. Generally speaking, this part is dedicated to optical connections over long distances. It will concentrate on different types of wavelength division multiplexing, optical fiber amplifiers and other basic optical components. Then it discusses influence of negative effects acting on optical transmission and discusses how to reduce or suppress their influence. Subsequently, there is designed backbone network in the Czech Republic in OptiSystem 7.0 software and are verified some mentioned theoretical knowledge. One of chapters also presents results of measurements of real optical routes in our state. The second part of the diploma thesis moves its attention on that part of optical network, which provides data connectivity to end users, that means it is focused on optical access network. There are described the most common topologies, standards and components. Based on these findings, in the last chapter, there is worked out design of optical access network FTTH (more precisely FTTD) in the selected location. Afterwards, the design is transferred to the OptiSystem 7.0 software, where is verified its functionality.