This dissertation considers three related problems in distributed transmission and reception networks. Generally speaking, these types of networks have a transmit cluster with one or more transmit nodes and a receive cluster with one or more receive nodes. Nodes within a given cluster can communicate with each other using a wired or wireless local area network (LAN/WLAN). The overarching goal in this setting is typically to increase the efficiency of communication between the transmit and receive clusters through techniques such as distributed transmit beamforming, distributed reception, or other distributed versions of multi-input multi-output (MIMO) communication. More recently, the problem of wireless power transfer has also been considered in this setting. The first problem considered by this dissertation relates to distributed reception in a setting with a single transmit node and multiple receive nodes. Since exchanging lightly quantized versions of in-phase and quadrature samples results in high throughput requirements on the receive LAN/WLAN, previous work has considered an approach where nodes exchange hard decisions, along with channel magnitudes, to facilitate combining similar to an ideal receive beamformer. It has been shown that this approach leads to a small loss in SNR performance, with large reductions in required LAN/WLAN throughput. A shortcoming of this work, however, is that all of the prior work has assumed that each receive node has a perfect estimation of its channel to the transmitter. To address this shortcoming, the first part of this dissertation investigates the effect of channel estimation error on the SNR performance of distributed reception. Analytical expressions for these effects are obtained for two different modulation schemes, M-PSK and M2-QAM. The analysis shows the somewhat surprising result that channel estimation error causes the same amount of performance degradation in ideal beamforming and pseudo-beamforming systems despite the fact that the channel estimation errors manifests themselves quite differently in both systems. The second problem considered in this dissertation is related to oscillator stability and phase noise modeling. In distributed transmission systems with multiple transmitters in the transmit cluster, synchronization requirements are typically very strict, e.g., on the order of one picosecond, to maintain radio frequency phase alignment across transmitters. Therefore, being able to accurately model the behavior of the oscillators and their phase noise responses is of high importance. Previous approaches have typically relied on a two-state model, but this model is often not sufficiently rich to model low-cost oscillators. This dissertation develops a new three-state oscillator model and a method for estimating the parameters of this model from experimental data. Experimental results show that the proposed model provides up to 3 dB improvement in mean squared error (MSE) performance with respect to a two-state model. The last part of this work is dedicated to the problem of wireless power transfer in a setting with multiple nodes in the transmit cluster and multiple nodes in the receive cluster. The problem is to align the phases of the transmitters to achieve a certain power distribution across the nodes in the receive cluster. To find optimum transmit phases, we consider a iterative approach, similar to the prior work on one-bit feedback for distributed beamforming, in which each receive node sends a one-bit feedback to the transmit cluster indicating if the received power in that time slot for that node is increased. The transmitters then update their phases based on the feedback. What makes this problem particularly interesting is that, unlike the prior work on one-bit feedback for distributed beamforming, this is a multi-objective optimization problem where not every receive node can receive maximum power from the transmit array. Three different phase update decision rules, each based on the one-bit feedback signals, are analyzed. The effect of array sparsity is also investigated in this setting.

<p>A clinically viable brain-machine interface (BMI) requires a fully-implanted wireless neural acquisition system to limit the impediments of percutaneous connections. For an implanted system with an appreciable telemetry range, and where significant</p><p>neural signal processing is performed continuously, a major obstacle for clinical application is the need for a power source. Existing battery technology and wireless power delivery systems have not addressed the need for a mid-range power supply, capable</p><p>of 1-3 W delivery, that limits both induced noise and temperature rise. These factors are crucial for the succesful operation of a fully-implanted neural acquisition system. This work seeks to fill this void, and presents both a wireless power solution suitable for a neural recording device, and a system capable of real time monitoring of tissue temperature rise.</p><p>During this research, a 2 W transcutaneous energy transfer system (TETS) was designed, built and tested. The TETS was designed specifically for a 96-channel implanted neural data acquisition system, which requires continuous power. The major design constraints were tolerance to coil misalignment, low induced noise,</p><p>and reasonable efficiency. The design of the primary circuit consists of an H-bridge switching network driving a planar spiral Litz wire primary coil. The primary also incoporates a novel circuit for detecting the presence of the secondary. The implanted secondary components include a complimentary planar spiral coil connected to a voltage doubling rectifier. The key approach to mitigating axial coil misalignments was the use of step-down switching regulators in the secondary. With this approach, link efficiency remained nearly constant at 40%, for axial coil displacements of up to 2 cm.</p><p>Noise in the recorded neural signals was minimized using two techniques. First, the 250 kHz operating frequency of the system was tuned, such that the aliased harmonics of the switching frequency lay above the bandwidth of the amplifier used for neural recording. The second approach was to limit the impact of induced displacement currents in the body by physically separating the recording front end from the power supply components. A large titanium enclosure was used to house some of the secondary electronics, and provided a low impedance return path for further</p><p>reduction of current-induced noise.</p><p>Limiting the temperature rise of internal components was also a critical design constraint. The need for real time temperature information led to the design of a six channel temperature measurement system and incorporation of the temperature data into the acquisition system data transmission scheme. This system consisted of bead thermistor temperature transducers, and an off-the-shelf microcontroller with a built-in instrumentation amplifier.</p><p>The TETS and temperature system was fully tested in an ovine model during several acute studies. Recorded temperature rise was limited to approximately 5.5&deg C when the system was implanted at an adequate depth in muscle. The TETS was able to successfully power the 2 W neural acquisition system during a data processing task. Received rectified voltage in the secondary ranged from 14.86 V to 20.2 V, while link efficiency remained virtually constant. Acquired neural data was examined for TETS switching noise. The measured RMS noise increased by less than 1 &mu V, averaged over several experiments. These results demonstrate the first mid-range TETS solution for powering a fully implanted neural acquisition system.</p> / Dissertation

In the past decade, artificial materials have attracted considerable attention as potential solutions to meet the demands of modern microwave technology for simultaneously achieving component minimization and higher performance in mobile communications, medical, and optoelectronics applications. To realize this potential, more research on metamaterials is needed. In this dissertation, new bandpass filter and diplexer as microwave metamaterial applications have been developed. Unlike the conventional complementary split ring (CSRR) filters, coupled lines are used to provide larger coupling capacitance, resulting in better bandpass characteristics with two CSRRs only. The modified bandpass filters are used to deisgn a compact diplexer. A new CSRR antenna fed by coplanar waveguide has also been developed as another metamaterial application. The rectangular shape CSRRs antenna achieves dual band frequency properties without any special matching network. The higher resonant frequency is dominantly determined by the outer slot ring, while the lower resonant frequency is generated by the coupling between two CSRRs. The proposed antenna achieves about 35 percent size reduction, compared with the conventional slot antennas at the low resonant frequencies. As a future alternative energy solution, space solar power transmission and wireless power transmission have received much attention. The design of efficient rectifying antennas called rectennas is very critical in the wireless power transmission system. The conventional method to obtain long distance range and high output power is to use a large antenna array in rectenna design. However, the use of array antennas has several problems: the relatively high loss of the array feed networks, difficultiy in feeding network design, and antenna radiator coupling that degrades rectenna array performance. In this dissertation, to overcome the above problems, a reflectarray is used to build a rectenna system. The spatial feeding method of the reflectarray eliminates the energy loss and design complexity of a feeding network. A high gain rectifying antenna has been developed and located at the focal point of the reflectarray to receive the reflected RF singals and genterate DC power. The technologies are very useful for high power wireless power transmission applications.

This thesis proposes a novel technique using a phase-lock loop (PLL) style phase control loop to achieve retrodirective phased array antenna steering. This novel approach introduces the concept of phase scaling and frequency translation. It releases the retrodirective transmit-receive frequency ratio from integer constraints and avoids steering approximation errors. The concept was developed to achieve automatic and precise beam steering for the solar power satellite (SPS). The testing was performed using a transceiver converting a pair of received 2.9 GHz signals down to 10 MHz, and up converting two 10 MHz signals to 5.8 GHz. Phase scaling and conjugation was performed at the 10 MHz IF using linear XOR phase detectors and a PLL loop to synthesize a 10 MHz signal with conjugate phase. A phase control loop design is presented using PLL design theory achieving a full 2&#960; steering range. The concept of retrodirective beam steering is also presented in detail. Operational theory and techniques of the proposed method are presented. The prototype circuit is built and the fabrication details are presented. Measured performance is presented along with measurement techniques. Pilot phase detectors and PCL achieve good linearity as required. The achieved performance is benchmarked with standards derived from likely performance requirements of the SPS and beam steering of small versus large arrays are considered.

Novel techniques for high-performance wireless power transmission and data interfacing with implantable medical devices (IMDs) were proposed. Several system- and circuit-level techniques were developed towards the design of a novel wireless data and power transmission link for a multi-channel inductively-powered wireless implantable neural-recording and stimulation system. Such wireless data and power transmission techniques have promising prospects for use in IMDs such as biosensors and neural recording/stimulation devices, neural interfacing experiments in enriched environments, radio-frequency identification (RFID), smartcards, near-field communication (NFC), wireless sensors, and charging mobile devices and electric vehicles. The contributions in wireless power transfer are the development of an RFID-based closed-loop power transmission system, a high-performance 3-coil link with optimal design procedure, circuit-based theoretical foundation for magnetic-resonance-based power transmission using multiple coils, a figure-of-merit for designing high-performance inductive links, a low-power and adaptive power management and data transceiver ASIC to be used as a general-purpose power module for wireless electrophysiology experiments, and a Q-modulated inductive link for automatic load matching. In wireless data transfer, the contributions are the development of a new modulation technique called pulse-delay modulation for low-power and wideband near-field data communication and a pulse-width-modulation impulse-radio ultra-wideband transceiver for low-power and wideband far-field data transmission.

Non-radiative wireless power transfer using the coupled mode resonance phenomenon has been widely reported in the literature. However, the distance over which such phenomenon exists is very short when measured in terms of wavelength. In this dissertation, how efficient wireless power transfer can be realized in the radiating near-field region beyond the coupled mode resonance region is investigated. First, electrically small folded cylindrical helix (FCH) dipole antennas are designed to achieve efficient near-field power transfer. Measurements show that a 40% power transfer efficiency (PTE) can be realized at the distance of 0.25λ between two antennas in the co-linear configuration. These values come very close to the theoretical upper bound derived based on the spherical mode theory. The results also highlight the importance of antenna radiation efficiency and impedance matching in achieving efficient wireless power transfer. Second, antenna diversity is explored to further extend the range or efficiency of the power transfer. For transmitter diversity, it is found that a stable PTE region can be created when multiple transmitters are employed at sufficiently close spacing. For receiver diversity, it is found that the overall PTE can be improved as the number of the receivers is increased. Third, small directive antennas are investigated as a means of enhancing near-field wireless power transfer. Small directive antennas based on the FCH design are also implemented to enhance the PTE. It is shown that the far-field realized gain is a good surrogate for designing small directive antennas for near-field power transfer. Fourth, to examine the effects of surrounding environments on near-field coupling, an upper bound for near-field wireless power transfer is derived when a transmitter and a received are separated by a spherical material shell. The derived PTE bounds are verified using full-wave electromagnetic simulation and show good agreement for both TM mode and TE mode radiators. Using the derived theory, lossy dielectric material effects on wireless power transfer are studied. Power transfer measurements through walls are also reported and compared with the theory. Lastly, electrically small circularly polarized antennas are investigated as a means of alleviating orientation dependence in near-field wireless power transfer. An electrically small turnstile dipole antenna is designed by utilizing top loading and multiple folding. The circularly polarization characteristic of the design is first tested in the far field, before the antennas are placed in the radiating near-field region for wireless power transfer. It is shown that such circularly polarized antennas can lessen orientation dependence in near-field coupling. / text

This thesis investigates near-field wireless power transfer using multiple transmitters or multiple receivers. First, transmitter diversity is investigated in terms of the power transfer efficiency (PTE). It is found that an improvement in the PTE can be achieved by increasing the number of transmitters. Furthermore, a region of constant PTE can be created with the proper arrangement of transmitters. Next, receiver diversity is investigated in detail. An improvement in the PTE can be also achieved by increasing the number of receivers. However, it is shown that when two or more receivers are closely located, the PTE is reduced due to mutual coupling between receivers. This is termed a ‘sink’ phenomenon, and it is investigated through measurement and simulation. Finally, to account for more general situations of multiple transmitters and multiple receivers, Monte-Carlo simulation is applied. The cumulative distribution function (CDF) is used to interpret the results of the Monte-Carlo simulation. The transmitter and receiver diversity gain can be found based on the CDF. Moreover, the sink phenomenon can be observed by analyzing the CDF curve. Several strategies for positioning receivers are introduced to reduce the sink phenomenon. The results of the Monte-Carlo simulation also show that a saturation in the transmitter or receiver gain is reached when the number of transmitters or receivers is increased. Therefore, increasing the number of transmitters or receivers beyond a certain number does not help increase the PTE. / text

With the ever growing application requirements for wireless power transmission in recent years, use of Ultra High Frequency (UHF) band via passive RFID technology escalates quickly. However, limited read range and outdoor interference has always been a great obstacle for various RFID applications. Escalating power transmission at the tag to identify and amplify received power under flawless conditions of electromagnetic theory do not provide estimates of read-rates, which bring major limitations to RFID system performance. Therefore, discovering the reason behind these problems and assessing the performance of backscatter power to improve the system performance remains as a crying need.   Implying radar cross section (RCS) mechanism into RFID can enhance the system performance at a larger extent, as passive RFID works same as radar at far field range by detecting backscatter signal from target object. Antenna radiation pattern and co located interference effect are vital considerations for RFID propagation mechanism and tag read range optimization. Consequently, the robust performance of transmitting and receiving antenna will provide a better RCS value when we get them in good agreement with experimental results.   This thesis provides analytical framework for backscatter performance modeling and suggest techniques to enhance the efficiency of reader to tag to reader performance. It explores uncertainties associated with certain parameters like antenna far field radiation property, antenna spacing, optimal backscatter power and communication range, which implies scattering efficiency of the tag and establish a relationship between the measured and predicted values of tag read-rate probabilities. Comparing measurement patterns in both outdoor and in an-echoic chamber, finally it determines method to increase efficiency at power transmission and reception end. Obtained results will encourage the future researchers to design, analyze and enhance the backscattered passive RFID systems at a larger scenario.

Wireless backhaul communication and power transfer can make the deployment of outdoor small cells (SCs) more cost effective; thus, their rapid densification can be enabled. For the first time, solar cells can be leveraged for the two-fold function of energy harvesting (EH) and high speed optical wireless communication. In this thesis, two complementary concepts for power provision to SCs are researched using solar cells – the optical wireless power transfer (OWPT) in the nighttime and solar EH during daytime. A harvested power of 1W is considered to be required for an autonomous SC operation. The conditions of darkness – worst case scenario – are initially selected, because the SC needs to harvest power in the absence of ambient light. The best case scenario of daytime SC EH from sunlight is then explored to determine the required battery size and the additional power from optical sources. As a first approach, an indoor 5m experimental link is created using a white light-emitting diode for OWPT to an amorphous silicon (Si) solar panel. Despite the use of a large mirror for collimation, the harvested power and energy efficiency of the link are measured to be only 18:3mW and 0:1%, respectively. Up to five red laser diodes (LDs) with lenses and crystalline Si (c-Si) cells are used in a follow-up study to increase the link efficiency. A maximum power efficiency of 3:2% is measured for a link comprising two LDs and a mono-c-Si cell, and the efficiency of all of its components is determined. Also, the laser system is shown to achieve an improvement of the energy efficiency by 2:7 times compared with a state-of-the-art inductive power transfer system with dipole coils. Since the harvested power is only 25:7mW, an analytical model for an elliptical Gaussian beam is developed to determine the required number of LDs for harvesting 1W; this shows an estimated number of 61 red LDs with 50mW of output optical power per device. However, a beam enclosure of the developed Class 3B laser system of up to a 3:6m distance is required for eye safety. A simulation study is conducted in Zemax for the design of an outdoor 100m infrared wireless link able to harvest 1W under clear weather conditions. Harvesting 1:2W and meeting eye safety regulations for Class 1 are shown to be feasible by a 1550 nm laser link. The required number of laser power converters is estimated to be 47 with an area of 5 5mm2 per device. Also, the dimensions of the transmitter and receiver are considered to be acceptable for the practical application of SC EH. In the last part of this thesis, two multi-c-Si solar panels are initially used for EH in an outdoor environment during daytime. The power supply of at least 1W is shown to be achievable during hour periods under sunny and cloudy conditions. A maximum average power of 4:1W is measured in the partial presence of clouds using a 10W solar panel. Since the variability of weather conditions induces the harvested power to fluctuate with values of mW, the use of optical sources is required in periods of insufficient solar EH for SCs. Therefore, a hybrid solar/laser based EH design is proposed for a continuous annual SC provision of 1Win ‘darker’ places on earth such as Edinburgh, UK. The 10W multi-c-Si solar panel and the 1550 nm laser link are considered; thus, the feasibility of supplying the SC with at least 1Wper hour monthly using a battery with energy content of only 60Wh is shown through simulations. A maximum monthly average harvested power of 824mW is shown to be required by the 1550 nm laser system that has already been overachieved through simulations in Zemax.

Kyoto University (京都大学) / 0048 / 新制・論文博士 / 博士(農学) / 乙第12823号 / 論農博第2796号 / 新制||農||1025(附属図書館) / 学位論文||H26||N4818(農学部図書室) / 31310 / 京都大学農学研究科農業工学専攻 / (主査)教授 清水 浩, 教授 近藤 直, 教授 飯田 訓久 / 学位規則第4条第2項該当