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Ce travail de thèse présente les résultats obtenus lors de l'étude des mécanismes élémentaires à l'origine de la forte conduction protonique mesurée dans le cas de clathrates hydrates d'acides forts. Une méthodologie combinant diffusion neutronique, résonance magnétique nucléaire et simulation de dynamique moléculaire "ab-initio" a permis de modéliser les différents processus dynamiques impliqués, se produisant sur des temps allant de la nanoseconde à la femtoseconde. Le modèle proposé explique la forte conduction de ces systèmes aqueux par la délocalisation à longue distance de leurs protons résultant d'un mécanisme de type Grotthuss gouverné par la relaxation des molécules aqueuses environnant les protons en excès. / This work shows the results obtain about the study of elementary mechanisms behind the high protonic conduction of strong acids clathrate hydrate. A method using quasiélastic neutron scattering and pulse field gradient NMR experiments both with DFT molecular dynamic simulations allowed to establish a model which describe the several dynamical processes involve occuring on timescales from nanosecond to femtosecond. The model deduced explain the high conduction property of ionic clathrate hydrate by a delocalization of their protons following a grotthuss type mecanism managed by the relaxation of water molecules around the excess protons.

The main focus of this work is the preparation, chemical and structural characterization along with the investigation of physical properties of intermetallic clathrates. Starting from the history of clathrate research, classification of clathrate types, their structural properties and possible application areas are evaluated in chapter 2. The methodologies of sample preparation and materials characterization as well as quantum chemical calculations are discussed in chapter 3. The complete characterization of Ba8Ge433 ( is a Schottky-symbol standing for vacancies),12-14 which is a parent compound for the variety of ternary variants, is the subject of chapter 4. Ba8Ge433 is a high temperature phase,12 which was prepared for the first time as single phase bulk material in this work.15, 16 In this way, the intrinsic transport properties could be investigated without influence of grain boundary and impurity effects. The transport behavior is analyzed at low and high temperatures and referred to the former results. In addition, crystal structure and vacancy ordering in terms of the reaction conditions are discussed. Chemical bonding in Ba8Ge433 is investigated by topological analysis of the electron localizability indicator and the electron density. Chapter 5 deals with the preparation, phase analysis, crystal structure and physical properties of BaGe5, which constitutes a new clathrate type oP60.17, 18 So far, two clathrate types were known in the binary system Ba – Ge, namely the clathrate cP124 Ba6Ge25,19-21 and the clathrate-I Ba8Ge433. Originally, BaGe5 was detected by optical and scanning electron microscopy within the grains of Ba8Ge433.12 Once the preparation of phase-pure Ba8Ge433 was achieved, it became possible to make detailed investigations of its decomposition along with the formation of BaGe5. A detailed theoretical and experimental analysis on the relation between crystal structure and physical properties of BaGe5 is presented. In chapter 6, a thorough structural characterization and the physical properties of clathrates in the system Ba – Ni – Ge is presented based on the subtle relation between the crystal structure containing vacancies and the thermoelectric properties. During the investigations in this system, a large single crystal was grown by Nguyen et al. 22, 23 from the melt with the composition Ba8Ni3.5Ge42.10.4. A systematic reinvestigation of the phase relations in this system was performed and the influence of different Ni content to the crystal structure and physical properties is evaluated. The Si-based ternary clathrate with composition Ba8–δNixySi46–x–y is the subject of chapter 7. The phase relations and the homogeneity range are established. The crystal structure taking into account vacancies in the framework is discussed. Physical properties of bulk pieces are analyzed and the results are related to the sample composition. In addition, first-principles electronic structure calculations are carried out to assess variations in the electronic band structure, phase stability and chemical bonding.24 Chapter 8 reports on the intermetallic compound Ba3Si4,25, 26 which was encountered during the investigations on the Ba – Ni – Si phase diagram. The discussion covers issues related to preparation, crystal structure, phase diagram analysis, electrical and magnetic properties, NMR measurements, quantum mechanical calculations and oxidation to nanoporous silicon with gaseous HCl. Besides my contributions to the NoE CMA, I studied under the Priority Program 1178 of Deutsche Forschungsgemeinschaft “Experimental electron density as the key for understanding chemical interactions” with the project of “Charge distribution changes by external electric fields: investigations of bond selective redistributions of valence electron densities”. Chapter 9 deals with the preparation of chalcopyrites ZnSiP2 and CuAlS2 for experimental charge density analysis. Both phases show semiconducting properties and have non-centrosymmetric structures with high space group symmetry as needed to investigate the structural changes induced by external electric field. In this chapter, I describe the preparation and the crystal structure analyses of ZnSiP2 and CuAlS2 including issues related to the data collection as well as the results of NMR investigation.

Cyclopentane hydrate interparticle adhesion force measurements were performed in pure cyclopentane liquid using a micromechanical force apparatus. Cyclopentane hydrate adhesion force measurements were compared to those of cyclic ethers, tetrahydrofuran and ethylene oxide, which were suspected to be cyclic ether-lean and thus contain a second ice phase. This additional ice phase led to an over-prediction of the hydrate interparticle forces by the capillary bridge theory. The adhesion forces obtained for cyclopentane hydrate at atmospheric pressure over a temperature range from 274-279 K were lower than those obtained for the cyclic ethers at similar subcoolings from the formation temperature of the hydrate. The measured cyclopentane interparticle adhesion forces increased linearly with increasing temperature, and are on the same order of magnitude as those predicted by the Camargo and Palermo rheology model.

abstract: Novel materials for Li-ion batteries is one of the principle thrust areas for current research in energy storage, more so than most, considering its widespread use in portable electronic gadgets and plug-in electric and hybrid cars. One of the major limiting factors in a Li-ion battery's energy density is the low specific capacities of the active materials in the electrodes. In the search for high-performance anode materials for Li-ion batteries, many alternatives to carbonaceous materials have been studied. Both cubic and amorphous silicon can reversibly alloy with lithium and have a theoretical capacity of 3500 mAh/g, making silicon a potential high density anode material. However, a large volume expansion of 300% occurs due to changes in the structure during lithium insertion, often leading to pulverization of the silicon. To this end, a class of silicon based cage compounds called clathrates are studied for electrochemical reactivity with lithium. Silicon-clathrates consist of silicon covalently bonded in cage structures comprised of face sharing Si20, Si24 and/or Si28 clusters with guest ions occupying the interstitial positions in the polyhedra. Prior to this, silicon clathrates have been studied primarily for their superconducting and thermoelectric properties. In this work, the synthesis and electrochemical characterization of two categories of silicon clathrates - Type-I silicon clathrate with aluminum framework substitution and barium guest ions (Ba8AlxSi46-x) and Type-II silicon clathrate with sodium guest ions (Nax Si136), are explored. The Type-I clathrate, Ba8AlxSi46-x consists of an open framework of aluminium and silicon, with barium (guest) atoms occupying the interstitial positions. X-ray diffraction studies have shown that a crystalline phase of clathrate is obtained from synthesis, which is powdered to a fine particle size to be used as the anode material in a Li-ion battery. Electrochemical measurements of these type of clathrates have shown that capacities comparable to graphite can be obtained for up to 10 cycles and lower capacities can be obtained for up to 20 cycles. Unlike bulk silicon, the clathrate structure does not undergo excessive volume change upon lithium intercalation, and therefore, the crystal structure is morphologically stable over many cycles. X-ray diffraction of the clathrate after cycling showed that crystallinity is intact, indicating that the clathrate does not collapse during reversible intercalation with lithium ions. Electrochemical potential spectroscopy obtained from the cycling data showed that there is an absence of formation of lithium-silicide, which is the product of lithium alloying with diamond cubic silicon. Type II silicon clathrate, NaxSi136, consists of silicon making up the framework structure and sodium (guest) atoms occupying the interstitial spaces. These clathrates showed very high capacities during their first intercalation cycle, in the range of 3,500 mAh/g, but then deteriorated during subsequent cycles. X-ray diffraction after one cycle showed the absence of clathrate phase and the presence of lithium-silicide, indicating the disintegration of clathrate structure. This could explain the silicon-like cycling behavior of Type II clathrates. / Dissertation/Thesis / M.S. Materials Science and Engineering 2013

The main focus of this work is the preparation, chemical and structural characterization along with the investigation of physical properties of intermetallic clathrates. Starting from the history of clathrate research, classification of clathrate types, their structural properties and possible application areas are evaluated in chapter 2. The methodologies of sample preparation and materials characterization as well as quantum chemical calculations are discussed in chapter 3. The complete characterization of Ba8Ge433 ( is a Schottky-symbol standing for vacancies),12-14 which is a parent compound for the variety of ternary variants, is the subject of chapter 4. Ba8Ge433 is a high temperature phase,12 which was prepared for the first time as single phase bulk material in this work.15, 16 In this way, the intrinsic transport properties could be investigated without influence of grain boundary and impurity effects. The transport behavior is analyzed at low and high temperatures and referred to the former results. In addition, crystal structure and vacancy ordering in terms of the reaction conditions are discussed. Chemical bonding in Ba8Ge433 is investigated by topological analysis of the electron localizability indicator and the electron density. Chapter 5 deals with the preparation, phase analysis, crystal structure and physical properties of BaGe5, which constitutes a new clathrate type oP60.17, 18 So far, two clathrate types were known in the binary system Ba – Ge, namely the clathrate cP124 Ba6Ge25,19-21 and the clathrate-I Ba8Ge433. Originally, BaGe5 was detected by optical and scanning electron microscopy within the grains of Ba8Ge433.12 Once the preparation of phase-pure Ba8Ge433 was achieved, it became possible to make detailed investigations of its decomposition along with the formation of BaGe5. A detailed theoretical and experimental analysis on the relation between crystal structure and physical properties of BaGe5 is presented. In chapter 6, a thorough structural characterization and the physical properties of clathrates in the system Ba – Ni – Ge is presented based on the subtle relation between the crystal structure containing vacancies and the thermoelectric properties. During the investigations in this system, a large single crystal was grown by Nguyen et al. 22, 23 from the melt with the composition Ba8Ni3.5Ge42.10.4. A systematic reinvestigation of the phase relations in this system was performed and the influence of different Ni content to the crystal structure and physical properties is evaluated. The Si-based ternary clathrate with composition Ba8–δNixySi46–x–y is the subject of chapter 7. The phase relations and the homogeneity range are established. The crystal structure taking into account vacancies in the framework is discussed. Physical properties of bulk pieces are analyzed and the results are related to the sample composition. In addition, first-principles electronic structure calculations are carried out to assess variations in the electronic band structure, phase stability and chemical bonding.24 Chapter 8 reports on the intermetallic compound Ba3Si4,25, 26 which was encountered during the investigations on the Ba – Ni – Si phase diagram. The discussion covers issues related to preparation, crystal structure, phase diagram analysis, electrical and magnetic properties, NMR measurements, quantum mechanical calculations and oxidation to nanoporous silicon with gaseous HCl. Besides my contributions to the NoE CMA, I studied under the Priority Program 1178 of Deutsche Forschungsgemeinschaft “Experimental electron density as the key for understanding chemical interactions” with the project of “Charge distribution changes by external electric fields: investigations of bond selective redistributions of valence electron densities”. Chapter 9 deals with the preparation of chalcopyrites ZnSiP2 and CuAlS2 for experimental charge density analysis. Both phases show semiconducting properties and have non-centrosymmetric structures with high space group symmetry as needed to investigate the structural changes induced by external electric field. In this chapter, I describe the preparation and the crystal structure analyses of ZnSiP2 and CuAlS2 including issues related to the data collection as well as the results of NMR investigation.

Die vorliegende Untersuchung behandelt den Homogenitätsbereich, sowie die strukturellen und physikalischen Eigenschaften der Clathrat-I-Phasen im System Ba-Au-Ge. Im Zustandsdiagramm existieren zwei separate Phasenbereiche mit Clathrat-I-Phasen unterschiedlicher Symmetrie, welche durch Au-Gehalt und Leerstellenkonzentration bestimmt wird. Bei niederem Goldgehalt existiert die Clathrat-I-Phase mit einer 2 × 2 × 2 Überstruktur des Basistyps in der Raumgruppe Ia-3d. Der Existenzbereich dieser Phase reicht bei 800 °C bis zur Zusammensetzung Ba8Aux•3–0.563xGe43–0.437x mit x = 1.1. Nach einem schmalen Zweiphasenbereich im Bereich 1.1 < x < 1.6 folgt für höhere Au-Konzentrationen eine neue, tetragonale Clathrat-I-Variante mit Raumgruppe P42/mmc. Diese umfasst den gesamten Homogenitätsbereich von x = 1.6 - 5.4. Für höherer Au-Konzentrationen nähert sich die Symmetrie dem Pm-3n-Basistyp an. Der thermoelektrische ZT-Wert steigt jeweils mit der Temperatur und erreicht für die Proben im Bereich x ≈ 5.4 bei 670 K ein Maximum von ≈ 0.9. Die Aufskalierung der Präparation und Voraussetzungen für den Generatorbau werden untersucht. / The present study deals with the homogeneity range as well as the structural and physical properties of clathrate I phases in the Ba-Au-Ge system. The phase diagram comprises phases with the clathrate I type of structure in two separate regions. The symmetry of the respective crystal structures is governed by both, Au content and vacancy concentration. At low gold content, the clathrate I phase forms a 2 × 2 × 2 superstructure of the base type with space group Ia-3d. At 800 °C this phase exists for the general composition formula Ba8Aux•3–0.563xGe43–0.437x till x = 1.1. After a narrow two-phase range in the region 1.1 < x < 1.6, a new, tetragonal clathrate I variant with space group P42/mmc follows for higher Au concentrations x = 1.6 - 5.4. For higher Au concentrations the crystal symmetry gradually approximates the common Pm-3n type of structure. The thermoelectric ZT value increases with temperature reaching a maximum of ≈ 0.9 for the samples in the range x ≈ 5.4 at 670 K. The upscaling of the preparation and other requirements for generator construction are examined.

Les clathrates organiques, particulièrement ceux formés entre l’hydroquinone (HQ) et les gaz, sont des entités supramoléculaires montrant un potentiel intéressant comme matériau alternatif pour les applications de stockage et de séparation de gaz. Cette étude traite de l’évaluation du clathrate d’HQ pour la séparation du CO2 contenu dans les mélanges CO2/CH4 par réaction gaz-solide. D’un point de vue fondamental, différentes propriétés des clathrates d’HQ-CO2, -CO2/CH4 et -CH4 ont été analysées: signatures spectroscopiques, structures cristallines, morphologies, capacités de stockage de gaz, températures de relargage de gaz et températures de transition structurales. Ce travail offre aussi de nouveaux éléments de compréhension des mécanismes de formation et de dissociation des clathrates d’HQ. Il est montré que, pour capturer efficacement et sélectivement le CO2, la réaction d’enclathration doit être faite en utilisant l’intermédiaire « clathrate vide » formé à partir du clathrate d’HQ-CO2. D’un point de vue pratique, les courbes d’équilibre, les enthalpies de dissociation, et les occupations dans les conditions d’équilibre ont été déterminées pour les clathrates d’HQ-CO2 et -CH4 dans une gamme étendue de température allant de 288 à 354 K. De plus, la cinétique de la réaction d’enclathration a été étudiée expérimentalement et modélisée. Dans cette optique, un matériau composite à base d’hydroquinone a été développé, et permet de capter et stocker le gaz de manière réversible, et d’améliorer significativement la cinétique d’enclathration. Le procédé de séparation de gaz basé sur la formation du clathrate d’hydroquinone a aussi été étudié. L’influence des paramètres opératoires (i.e. temps de réaction, pression, température et composition du gaz d’alimentation) sur la cinétique de capture, la sélectivité et la capacité de stockage de gaz ont été évaluées à travers des expériences menées à l’échelle pilote. / Organic clathrate compounds, particularly those formed between hydroquinone (HQ) and gases, are supramolecular entities recently highlighted as promising alternatives for applications such as gas storage and separation processes. This study deals with an evaluation of the HQ clathrates to separate CO2 from CO2/CH4 gas mixtures through direct gas-solid reaction. On the fundamental point of view, new insights into several properties of the CO2-, CO2/CH4-, and CH4-HQ clathrates were studied: spectroscopic signatures, crystal structures, morphologies, gas storage capacities, guest release temperatures and structural transition temperatures. This work also offers new elements of understanding HQ clathrate formation and dissociation mechanisms. It is shown that, for capturing CO2 the most selectively and efficiently, the enclathration reaction has to be done with the “guest-free intermediate” derived from the CO2−HQ clathrates. On a practical point of view, the equilibrium curves, the dissociation enthalpies, and the occupancies at the equilibrium clathrate forming conditions, were determined for the CO2- and CH4-HQ clathrates in an extended range of temperature from about 288 to 354 K. Moreover, the kinetics of the gas-solid enclathration reaction were studied experimentally and modelled. In this way, HQ-based composite materials were developed and allows to reversibly capture and store gases, and to significantly improve the enclathration kinetics. The hydroquinone clathrate based gas separation (HCBGS) process was also investigated. The influence of the process operating parameters (i.e. reaction time, pressure, temperature and feed gas composition) on the CO2 capture kinetics, the selectivity toward CO2, and the storage capacity were assessed through experiments performed at pilot scale.

Capturer le CO2 est devenu un domaine de recherche important en raison principalement des forts effets de serre dont il est jugé responsable. La formation d'hydrate de gaz comme technique de séparation montre un potentiel considérable, d'une part pour sa faisabilité physique et d'autre part pour une consommation énergétique réduite. En bref, les hydrates de gaz (clathrates) sont des composés ″cages″ non-stoechiométriques, cristallins comme la glace et formés par une combinaison de molécules d'eau et de molécules hôtes convenables, à basses températures et pressions élevées. Puisque la pression exigée pour la formation d'hydrate de gaz est généralement forte, il est judicieux d'ajouter du bromure tétra-n-butylique d'ammonium (TBAB) comme promoteur de formation d'hydrate de gaz. En effet, le TBAB permet généralement de réduire la pression exigée et/ou d'augmenter la température de formation aussi que de modifier la sélectivité des cages d'hydrates au profit des molécules de CO2. TBAB participe à la formation des cages par liaisons ″hydrogène″. De tels hydrates sont nommés "semi-clathrate hydrates". Évidemment, des données d'équilibres de phase fiables et précises, des modèles thermodynamiques acceptables, et d'autres études thermodynamiques sont requises pour concevoir des procédés de séparation efficaces utilisant la technologie mentionnée ci-dessus. Dans ce but, des équilibres de phase de clathrate/semi-clathrate hydrates de de divers mélanges avec des gaz contenant CO2 (CO2 + CH4/N2/H2) ont été mesurés, ici, en présence d'eau pure et de solutions aqueuses de TBAB. La partie théorique de la thèse présente un modèle thermodynamique développé avec succès sur la base de la théorie des solutions solides de van der Waals et Platteeuw (vdW-P) associée aux équations modifiées de la détermination des constantes de Langmuir des promoteurs d'hydrates pour la représentation/prédiction des équilibres en présence de ″semi-clathrate hydrates″ de CO2, CH4, et N2. Plusieurs tests de cohérence thermodynamique basés soit sur l'équation de Gibbs-Duhem, soit sur une approche statistique ont été appliqués aux données d'équilibre de phase des systèmes de ″clathrate hydrates″ simples/mélanges afin de statuer sur leur qualité. / CO2 capture has become an important area of research mainly due to its drastic green-house effects. Gas hydrate formation as a separation technique shows tremendous potential, both from a physical feasibility as well as an envisaged lower energy utilization criterion. Briefly, gas (clathrate) hydrates are non-stoichiometric, ice-like crystalline compounds formed through a combination of water and suitably sized guest molecule(s) under low-temperatures and elevated pressures. As the pressure required for gas hydrate formation is generally high, therefore, aqueous solution of tetra-n-butyl ammonium bromide (TBAB) is added to the system as a gas hydrate promoter. TBAB generally reduces the required hydrate formation pressure and/or increases the formation temperature as well as modifies the selectivity of hydrate cages to capture CO2 molecules. TBAB also takes part in the hydrogen-bonded cages. Such hydrates are called "semi-clathrate" hydrates. Evidently, reliable and accurate phase equilibrium data, acceptable thermodynamic models, and other thermodynamic studies should be provided to design efficient separation processes using the aforementioned technology. For this purpose, phase equilibria of clathrate/semi-clathrate hydrates of various gas mixtures containing CO2 (CO2 + CH4/N2/H2) in the presence of pure water and aqueous solutions of TBAB have been measured in this thesis. In the theoretical section of the thesis, a thermodynamic model on the basis of the van der Waals and Platteeuw (vdW-P) solid solution theory along with the modified equations for determination of the Langmuir constants of the hydrate formers has been successfully developed to represent/predict equilibrium conditions of semi-clathrate hydrates of CO2, CH4, and N2. Later, several thermodynamic consistency tests on the basis of Gibbs-Duhem equation as well as a statistical approach have been applied on the phase equilibrium data of the systems of mixed/simple clathrate hydrates to conclude about their quality.

Thesis: Elec. E., Massachusetts Institute of Technology, Department of Electrical Engineering and Computer Science, 1981 / Includes bibliographical references. / by Mansour Shayegan. / Elec. E. / Elec. E. Massachusetts Institute of Technology, Department of Electrical Engineering and Computer Science