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Etude comparée des systèmes de sanctions en droit des marchés financiers en France et au Canada / Comparative study of the sanction systems in financial markets law in France and in CanadaDe Ravel d'Esclapon, Marion 13 December 2016 (has links)
La persistance des fraudes financières depuis les origines de la création de la bourse conduit au constat selon lequel la sanction est un élément fondamental du bon fonctionnement des marchés financiers. En l’état actuel du droit positif, notre système de sanction repose pour l’essentiel sur l’Autorité des marchés financiers. À première vue, le droit français offre le visage d’une architecture moderne. Pourtant, l’actualité n’en finit pas de démontrer l’existence d’affaires et de fraudes sensibles affectant drastiquement la confiance des investisseurs dans le système. En vue d’une amélioration de notre système de sanction, la comparaison avec le droit canadien se révèle très enrichissante. Il en ressort que le système de sanction en droit des marchés financiers français pourrait être rendu plus efficace par la création d’une juridiction spécialisée à laquelle serait confiée l’ensemble du contentieux relatif aux marchés financiers. Une telle réforme favoriserait l’harmonisation et la cohérence du système de sanction. / The persistence of financial frauds since the creation of the stock exchange has made it clear that sanctions are a fundamental aspect to ensure the effective functioning of financial markets. Currently, our sanction system relies, for the most part, on the action of the financial regulator, the Autorité des marchés financiers. At first sight, French law offers a very modern system. However, frauds keep on happening, affecting drastically the trust of the investors in the system. In order to improve our sanction system, the comparison with Canadian law has revealed to be very rewarding. It is possible to make our system more efficient by implementing a special jurisdiction, which would be responsible for all the financial markets disputes, in order to make our sanction system more coherent and unified.
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Péče řádného hospodáře v judikatuře českých soudů / Duty of care, skill and dilligence in Czech court case lawKlusáková, Barbora January 2020 (has links)
The purpose of the diploma thesis "Duty of care, skill and dilligence in Czech court case law" is to analyze the approach of Czech courts case law to the selected issues related to the duty of care, skill and dilligence and to evaluate it with regard to the interpretation of legal regulation, doctrinal interpretation, theoretical and historical knowledge. The thesis consists of two main chapters which deals with research of two actual questions selected to the purpose of the thesis. The first chapter deals with the question whether the duty of care, skill and dilligence can be considered as an objective or subjective standard, i.e. according to which standard should the actions of persons who are obliged to act with the duty of care should be measured. Based on the performed analysis, the author's own opinion on the issue is expressed and subsequently the approach of the Supreme Court of the Czech Republic in its individual decisions is evaluated. The concept of care as a subjective sharpening of the objective standard is critically evaluated. The second chapter is devoted to the issue of the nature of the duty of care, specifically the question of whether it can be considered lawful or contractual with regard to changes in the law of liability after the recodification of civil law. Its solution...
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Ochrana vlastnického práva v rozhodovací praxi soudů v České republice / Protection of property rights in the decision-making practise of courts in the Czech RepublicPažitný, Michael January 2015 (has links)
The dissertation titled "Protection of property rights in the decision-making practice of courts in the Czech Republic" gives a holistic view of the decisions of courts of general judicial system and the Constitutional Court of the Czech Republic in matters relating to the conditions, manner, and limits of the property rights protection. The topic is understood as an interpretation of various institutes in which the courts' decisions claims the most, and as a summary of judgments reflecting every single institute. The dissertation captures the judicial decision-making practice, taking into account the state of the legislation in force until 31 December 2013. The empirical part of the dissertation which corresponds to the selected assignment is preceded by a necessary interpretation of theoretical, doctrinal and historical bases of the topic. The dissertation also reminds the in time-varying insight into the nature, meaning and object of property rights and on the level and ways of protection in the Roman law jurisprudence and civil codes that directly affected the courts application practice in the territory of the present-day Czech Republic. An interpretation of privatization and restitution process that took place in our society after 1989 is an important link between the theoretical and the...
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Žmogaus teisių apsaugos institucijos / Institutions for the protection of human rightsGrigaitė, Julita 22 January 2009 (has links)
Šiame ribotos apimties magistro baigiamajame darbe analizuojama žmogaus teisių apsaugos institucijų sistema. Didelis dėmesys skiriamas nacionalinės žmogaus teisių institucijos, veikiančios pagal Jungtinių Tautų Generalinės Asamblėjos patvirtintus Paryžiaus principus, sampratos analizei. Pateikiama užsienio šalių nacionalinių žmogaus teisių institucijų analizė (Airija, Danija, Vokietija, Lenkija). Darbe darytina išvada, kad Lietuvoje turėtų būti steigiama nacionalinė žmogaus teisių institucija, kuri vykdytų žmogaus teisių padėties stebėjimą, didintų visuomenės žinomumą, konsultuoti valstybės valdžios institucijas žmogaus teisių klausimais, bendradarbiautų su tarptautinėmis institucijomis, užtikrintų Lietuvoje tarptautinių žmogaus teisių standartų laikymąsi, nagrinėtų individualius asmenų skundus dėl visų žmogaus teisių pažeidimų tiek viešoje, tiek privačioje srityje.
Taip pat darbe analizuojamos klasikinių ir specializuotų ombudsmenų veikla ir reikšmė žmogaus teisių apsaugoje, pateikiant Skandinavijos valstybių ombudsmenų veiklos analizę bei išsamiau analizuojamas Lietuvos Respublikoje įsteigtų Seimo kontrolierių, Lygių galimybių kontrolieriaus bei Vaiko teisių apsaugos kontrolieriaus institucijų statusas.
Magistro baigiamajame darbe pateikiama teismo, kaip pagrindinės žmogaus teises ginančios institucijos, veiklos analizė, prieinant prie išvados, jog teismų ir teisėjų nepriklausomumo principas yra viena svarbiausių žmogaus teisių apsaugos garantijų. Lietuvos Respublikos... [toliau žr. visą tekstą] / This master’s thesis analyses the system of human rights institutions. Special focus is placed on the concept of national institutions operating in compliance with the Paris Principles approved by the United National General Assembly. An analysis of foreign national human rights institutions (Ireland, Denmark, Germany, Poland) is also offered. The study made leads to the conclusion that a national institution should be established in Lithuania to monitor the human rights situation, improve public awareness, consult state authorities on human rights issues, cooperate with international institutions, ensure compliance with international human rights standards in Lithuania, and examine complaints by individual persons regarding any violation of human rights in both public and private sectors.
The thesis also analyzes the activities of traditional and specialized ombudsmen and the role they play in the protection of human rights, based on a detailed overview of the activities of Scandinavian ombudsmen. It addresses in detail the status of the Seimas ombudsmen, the Office of the Equal Opportunities Ombudsman and the Office of the Ombudsman for the Protection of Children’s Rights operating in the Republic of Lithuania.
The master’s thesis also analyses the activities of courts of law as the primary institution to protect human rights, concluding that the principle of judicial independence serves as a principal human rights guarantee. The status of the Constitutional Court of the... [to full text]
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O trabalho das Assistentes Sociais do Fórum das Varas Especiais da Infância e Juventude do Tribunal de Justiça do Estado de São Paulo: tempo de trabalho, intensificação e precarizaçãoAzevedo, Fernanda Caldas de 22 September 2017 (has links)
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Previous issue date: 2017-09-22 / Conselho Nacional de Pesquisa e Desenvolvimento Científico e Tecnológico - CNPq / Coordenação de Aperfeiçoamento de Pessoal de Nível Superior - CAPES / This doctoral thesis analyses the job conditions of the social workers in the Special
Children and Juvenile Courts of Law in the State of São Paulo. The goal of the
present thesis is to prove that the workload intensification process has become one
of the most decisive and crucial element to be tackled by the social workers class if
they want to work fewer hours. Consequently, time and working activities are
presented as vital aspects to be examined carefully when dealing with the inherent
financial characteristics of the capital used in the productive and service sectors as
well as in the restructuring of the public policies and working classes conditions.
Within this context, the professional activity in the Court of Law was understood as
the job performed itself and the social worker as the employee who performs a paid
job and suffers the consequences of the economic conditions and working
tendencies of all over the world. The relationship between the Law and the Legal
System were objects of this study because they have a strong influence on the
performance of the social workers’ daily activities due to the frequent law requisitions
resulted from infringement acts which are treated at the Special Children and
Juvenile Court of Law every single day. All the data collected for this paper were
analysed in terms of their quality and quantity worth. Based on a semi-structured
guide, ten social workers from the Court staff were interviewed face to face and
asked to answer a written survey. Among the research findings, it was realised that
the employees have been working under pressure due to the huge intensification of
their workload and harmful working conditions, worsened by the organisational
structure, rhythm and pace of the Court of Law, which reaffirm that the private sector
entanglements are influencing the state public sector. Furthermore, it was also
discovered that new social workers are not being hired because of the workload
intensification of the current employees due to the reduction in the number of social
workers who leave the job either from removal or retirement. Therefore resilience
strategies are being held individually and collectively as well as internally and
externally as an effective way to avoid the workload intensification of the social
workers. However, it is still a challenge to be faced. In conclusion, this study shows
that it is essential for the ones involved in this process to discover innovative legal
means to prevent the social workers to be overloaded by work and give them useful
tools to fight against capitalist exploitation / Essa tese analisa as condições de trabalho das Assistentes Sociais no Fórum das
Varas Especiais da Infância e Juventude do Tribunal de Justiça do Estado de São
Paulo, com o objetivo de apreender o seu processo de intensificação nesse espaço
sócio-ocupacional, conferindo centralidade à categoria tempo de trabalho como um
elemento determinante da luta histórica da classe trabalhadora pela redução da
jornada de trabalho. Por isso, tempo e trabalho se apresentaram como dimensões
relevantes a serem analisadas, notadamente na atual etapa de financeirização do
capital que se refrata no setor produtivo, nos serviços, na reconfiguração das
políticas públicas e nas condições de trabalho. Nesse âmbito, o exercício
profissional no Tribunal de Justiça foi apreendido como trabalho e o/a assistente
social como trabalhador/a assalariado/a, sofrendo as injunções das tendências
gerais do mundo do trabalho. As relações entre Direito e Sistema de Justiça foram
objeto de tematização por atravessarem e condicionarem o trabalho desenvolvido
pelas assistentes sociais, por meio das interfaces com as requisições decorrentes do
ato infracional a partir do fluxo de atendimento no Fórum das Varas Especiais da
Infância e Juventude. A metodologia da pesquisa, de natureza qualitativa e
quantitativa, envolveu a aplicação de questionários e entrevistas, com base em
roteiro semiestruturado, com dez Assistentes Sociais que compõem a equipe
técnica. Entre os achados da pesquisa constatou-se forte presença da intensificação
do trabalho, percebida pela maioria das trabalhadoras por meio das precárias
condições de trabalho e também pela própria estrutura do Judiciário em seus ritmos,
velocidade e carga de trabalho, que reafirmam os ditames privados adentrando o
espaço público-estatal. Identificou-se também a ampliação da jornada de trabalho,
ainda mais estimulada pela redução do número de assistentes sociais na equipe
técnica do Serviço Social em função do processo de remoção e de aposentadoria,
que não têm levado a novas contratações. Estratégias de resistência - individuais e
coletivas, internas e externas - são mobilizadas, mas resta o desafio de avançar com
novas propostas contra a intensificação do trabalho, por meio de dispositivos no
contrato de trabalho que possam vincular previamente o grau de intensidade do
trabalho a ser realizado, a depender do fortalecimento das lutas coletivas do trabalho
contra o capital
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