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As supremas cortes de Brasil e Argentina frente aos crimes de lesa humanidade perpetrados pelas ditadurasMachado, Patrícia da Costa January 2015 (has links)
Entre as décadas de 1960 e 1980, Brasil e Argentina vivenciaram ditaduras de segurança nacional. As diferentes experiências vividas por essas nações possuem alguns elos em comum: a tomada do poder pelas Forças Armadas, a aplicação da Doutrina de Segurança Nacional, suspensão de direitos e garantias fundamentais, o consequente estabelecimento do Terrorismo de Estado e, por fim, a aprovação de algum tipo de anistia ao fim desses regimes. Tendo diferentes designações, as leis aprovadas visavam um mesmo objetivo: impossibilitar a responsabilização de militares e civis pelas inúmeras violações a direitos humanos cometidas durante as ditaduras. O discurso de “virar a página e olhar para o futuro” esteve presente em ambos os países, e foi usado para propagar a ideia da pacificação nacional. A partir dos anos 2000, já em um contexto de democracias consolidadas, o quadro difere imensamente. Enquanto na Argentina, entre 2004 e 2007, a Corte Suprema de la Nación julgou inconstitucionais todos os dispositivos que representavam obstáculos ao julgamento dos crimes da ditadura (Lei de Obediência Devida, a Lei do Ponto Final e os indultos concedidos por Carlos Menem), no Brasil, o Supremo Tribunal Federal julgou improcedente, em 2010, uma ação ajuizada pela Ordem dos Advogados do Brasil (OAB) e considerou a Lei da Anistia (Lei n. 6.683/79) fruto de um acordo político e, por consequência, impossível de ser revisado. Partindo dessas premissas, o presente trabalho tem por objetivo analisar o posicionamento das Cortes Supremas de Brasil e Argentina no que diz respeito à responsabilização penal dos crimes de lesa humanidade cometidos pelas ditaduras. As decisões dos fallos Arancibia Clavel, Simón e Mazzeo, e a sentença da Arguição de Descumprimento de Preceito Fundamental (ADPF) n. 153, serão comparadas sob o viés histórico do contexto democrático nas quais foram geradas, buscando compreender a discrepância entre os entendimentos das Cortes e do quadro atual de ambos os países no que diz respeito à efetivação de mecanismos de justiça de transição. / Between the decades of 1960 and 1980, Brazil and Argentina have experienced dictatorships. The different experiences for these nations have some links in common: the seizure of power by the armed forces, the application of the national security doctrine, suspension of fundamental rights and guarantees, the consequent establishment of State terrorism and, finally, the adoption of some kind of amnesty in the end of those regimes. Having different designations, the laws adopted had the same goal: make it impossible the accountability of military and civilians by the numerous human rights violations committed during the dictatorships. The speech of "turn the page and look to the future" was present in both countries, and was used to propagate the idea of “national pacification”. From the year 2000, in a context of consolidated democracies, the situation differs immensely. While in Argentina, between 2004 and 2007, the Supreme Court ruled unconstitutional all devices that represent obstacles to the prosecution of crimes commited by the dictatorship ( the Due Obedience Law, the Final Point Law and pardons granted by President Carlos Menem), in Brazil, the Supreme Court dismissed, in 2010, an action filed by the Bar Association of Brazil, and considered the Amnesty Law (Law n. 6.683/79) the result of a political agreement and, consequently, impossible to review. Starting from these premises, the present study aims to analyze the positioning of the Supreme Courts of Brazil and Argentina, with regard to the criminal liability of the crimes against humanity committed by dictatorships. Decisions of “fallos” Arancibia Clavel, Simón and Mazzeo, and the sentence in the Arguição de Descumprimento de Preceito Fundamentl (ADPF) n. 153 will be compared under the historical bias of the democratic context in which they were generated, seeking to understand the discrepancy between the understandings of the courts and of the current framework of both countries regarding the establishment of transitional justice mechanisms.
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As supremas cortes de Brasil e Argentina frente aos crimes de lesa humanidade perpetrados pelas ditadurasMachado, Patrícia da Costa January 2015 (has links)
Entre as décadas de 1960 e 1980, Brasil e Argentina vivenciaram ditaduras de segurança nacional. As diferentes experiências vividas por essas nações possuem alguns elos em comum: a tomada do poder pelas Forças Armadas, a aplicação da Doutrina de Segurança Nacional, suspensão de direitos e garantias fundamentais, o consequente estabelecimento do Terrorismo de Estado e, por fim, a aprovação de algum tipo de anistia ao fim desses regimes. Tendo diferentes designações, as leis aprovadas visavam um mesmo objetivo: impossibilitar a responsabilização de militares e civis pelas inúmeras violações a direitos humanos cometidas durante as ditaduras. O discurso de “virar a página e olhar para o futuro” esteve presente em ambos os países, e foi usado para propagar a ideia da pacificação nacional. A partir dos anos 2000, já em um contexto de democracias consolidadas, o quadro difere imensamente. Enquanto na Argentina, entre 2004 e 2007, a Corte Suprema de la Nación julgou inconstitucionais todos os dispositivos que representavam obstáculos ao julgamento dos crimes da ditadura (Lei de Obediência Devida, a Lei do Ponto Final e os indultos concedidos por Carlos Menem), no Brasil, o Supremo Tribunal Federal julgou improcedente, em 2010, uma ação ajuizada pela Ordem dos Advogados do Brasil (OAB) e considerou a Lei da Anistia (Lei n. 6.683/79) fruto de um acordo político e, por consequência, impossível de ser revisado. Partindo dessas premissas, o presente trabalho tem por objetivo analisar o posicionamento das Cortes Supremas de Brasil e Argentina no que diz respeito à responsabilização penal dos crimes de lesa humanidade cometidos pelas ditaduras. As decisões dos fallos Arancibia Clavel, Simón e Mazzeo, e a sentença da Arguição de Descumprimento de Preceito Fundamental (ADPF) n. 153, serão comparadas sob o viés histórico do contexto democrático nas quais foram geradas, buscando compreender a discrepância entre os entendimentos das Cortes e do quadro atual de ambos os países no que diz respeito à efetivação de mecanismos de justiça de transição. / Between the decades of 1960 and 1980, Brazil and Argentina have experienced dictatorships. The different experiences for these nations have some links in common: the seizure of power by the armed forces, the application of the national security doctrine, suspension of fundamental rights and guarantees, the consequent establishment of State terrorism and, finally, the adoption of some kind of amnesty in the end of those regimes. Having different designations, the laws adopted had the same goal: make it impossible the accountability of military and civilians by the numerous human rights violations committed during the dictatorships. The speech of "turn the page and look to the future" was present in both countries, and was used to propagate the idea of “national pacification”. From the year 2000, in a context of consolidated democracies, the situation differs immensely. While in Argentina, between 2004 and 2007, the Supreme Court ruled unconstitutional all devices that represent obstacles to the prosecution of crimes commited by the dictatorship ( the Due Obedience Law, the Final Point Law and pardons granted by President Carlos Menem), in Brazil, the Supreme Court dismissed, in 2010, an action filed by the Bar Association of Brazil, and considered the Amnesty Law (Law n. 6.683/79) the result of a political agreement and, consequently, impossible to review. Starting from these premises, the present study aims to analyze the positioning of the Supreme Courts of Brazil and Argentina, with regard to the criminal liability of the crimes against humanity committed by dictatorships. Decisions of “fallos” Arancibia Clavel, Simón and Mazzeo, and the sentence in the Arguição de Descumprimento de Preceito Fundamentl (ADPF) n. 153 will be compared under the historical bias of the democratic context in which they were generated, seeking to understand the discrepancy between the understandings of the courts and of the current framework of both countries regarding the establishment of transitional justice mechanisms.
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Le contentieux international pénal dans les pays inter-lacustres d’Afrique : de la guerre froide a la cour pénale internationale / International criminal litigations in inter lacustrine africa countries : from the cold war to international criminal courtYankulije, Hilaire 15 December 2017 (has links)
L’objectif majeur de ce travail est de dresser un bilan de l’ensemble des litiges soumis et susceptibles d’être soumis aux juges relevant du droit international pénal ayant eu lieu dans les pays inter lacustres d’Afrique. Il articule autour des quatre axes principaux. Le premier axe consiste à placer le droit international pénal dans l’ensemble du droit international moderne. Le deuxième axe consiste à situer la criminalité de masse de la sous-région des pays inter lacustres d’Afrique dans le temps et dans l’espace tout en s’attardant sur le contexte politique et social dans lequel elle a eu lieu, son ampleur et son inhumanité. Le troisième axe quant à lui, s’attarde à la démonstration de quelles formes (chapeaux des crimes, et crimes sous-jacents) les crimes contre la paix et la sécurité de l’humanité se sont manifestés dans la sous-région des pays inter lacustres d’Afrique. Le quatrième et le dernier axe étudie les modes de participation aux crimes. Autrement, Il s’agit de passer en revue de la jurisprudence pour voir sous quels types de responsabilité les criminels des pays inter lacustres d’Afrique répondaient à leurs actes. Le présent travail permet d’étudier de long en large le génocide des Tutsis au Rwanda et s’attarde sur les éléments constitutifs des massacres perpétrés contre les communautés des hutus au Burundi, au Rwanda et au Congo dont l’hypothèse du génocide est fort avancée par le monde académique et diplomatique. Cela terminé, cette recherche analyse la jurisprudence des cours et tribunaux internationaux pour étudier les éléments contextuels et les crimes sous-jacents aux crimes de guerre et des crimes contre l’humanité. Il permet de comprendre d’une manière typique et circonstanciée les groupes protégés par les conventions internationales de droit humanitaires et les scénarios dans lesquels ce droit a été violé. En dernière analyse, ce travail étudie les modes de participation aux crimes contre la paix et la sécurité de l’humanité qui ont enclenché les responsabilités des criminels des pays inter lacustres d’Afriques. Les modes collectifs tels que les entreprises criminelles communes et la responsabilité du chef hiérarchiques sont succinctement étudiés en prenant pour cas d’études les massacres ayant eu lieu dans la région susmentionnée. / This thesis aims at making an update compilation of the all crimes perpetrated in Democratic Republic of Congo, in Burundi in Uganda and in Rwanda. The above said crimes are those related to the international law judged and those to be judged by international criminal courts and tribunals. Our thesis articulates around four main sub topics. The first consist of studying the high moments of international criminal law and the place of this branch of law in international law arena. The second studies the high moments of mass killings in the inter-lacustrine region of Africa while the third identifies the crimes against the peace and security of humanity perpetrated in the above-mentioned region. These crimes include genocide, crimes against humanity and war crimes. The fourth and final area of focus demonstrates the forms of international criminal responsibility developed by Law case in International Criminal tribunal for Rwanda and in International criminal court as well. The present research explores broadly the genocide perpetrated against Tutsi in Rwanda and focuses on the elements of the massacres perpetrated against the hutu communities in Burundi, Rwanda and Democratic Republic of Congo on which genocide hypothesis is highly advanced by international community and some scholars. Moreover, this research has analyzed the jurisprudence of international courts and tribunals to study contextual elements and additional infractions to war crimes, and crimes against humanity. It provides a typical and comprehensive understanding of the groups protected by the international humanitarian law conventions and the scenarios in which this right has been violated. At the end, this work examines the liability in the crimes against the peace and security of humanity that have triggered the responsibility of criminals. The collective types of participation including joint criminal enterprises and command responsibility by taking the cases of study the massacres perpetrated in the above-mentioned region.
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A comparative analysis of the causes for breaching the erga omnes obligation to prevent and prosecute gross human rights violationsRoux, Mispa 06 November 2012 (has links)
LL.D. / Millions of human lives have been affected by gross human rights violations since 1945. Genocide and crimes against humanity have been perpetrated repeatedly against civilians despite the vow after the Holocaust that such atrocities would “never again” occur. The Holocaust acts were not criminalised as “genocide” in the London Charter, but as “persecutions on political, racial or religious grounds” under the broader international crime of “crimes against humanity”. “Genocide” was criminalised on 9 December 1948 by the adoption of the Convention on the Prevention and Punishment of the Crime of Genocide by the United Nations General Assembly. Two main obligations were imposed on signatory states by Article I of the Genocide Convention, namely to prevent the commission of the international crime of genocide, and the obligation to punish the perpetrators of such a crime. Both genocide and crimes against humanity form part of the “most serious crimes of concern to the international community as a whole”, which are also gross human rights violations. It is of interest to all states of the international community to prevent the commission of these gross human rights violations and to prosecute perpetrators. The prohibition of the international crimes of genocide and crimes against humanity is erga omnes in nature. The research objective of this doctoral thesis is to analyse the causes for the repeated failure of the international community to fulfil the erga omnes obligation to prevent and prosecute gross human rights violations. This endeavour is furthermore aimed at formulating recommendations that will enhance future compliance with the erga omnes obligation in accordance with the international legal developments that will form the subject matter of the thesis. The thesis consists of five parts. Part 1 is an introduction in which the research objective and aims of the thesis are explained and demarcated, as well as the issues focused upon. Core legal concepts, terms and notions explained in Part 1 include “gross human rightsviolations”, “erga omnes obligation”, “jus cogens norms”, “customary international law”, “states upon whom the erga omnes obligations to prevent and prosecute gross human rights violations are imposed”, “the obligation to prevent”, “the obligation to prosecute”, “state responsibility”, “individual criminal responsibility”, “state immunity”, and various other terms. Part 1 further explains the research methodology followed in the thesis and contains a brief overview of the parts and chapters.
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Accountability and prosecution in the Liberian transitional society: lessons from Rwanda and Sierra LeoneGassama, Diakhoumba January 2005 (has links)
Magister Legum / In the aftermath of World War Two, the International Community has shown a renewed commitment towards the protection of human rights. However, whether during wars or under dictatorial regimes, numerous human rights abuses occurred everywhere in the world, from Latin America to Eastern Europe and from Southern Europe to Africa. Countries which experienced oppressive governance or outrageous atrocities has to address the legacies of their past on the return of democratic rule or peace. In other words, they had to emerge from the darkness of dictatorship or civil war in order to establish a democracy. Today, after 14 years of civil war, Liberia is faced with the challenge of achieving a successful transition where the imperatives of truth, justice and reconciliation need to be met. The purpose of this research paper was to make some recommendations on the way the accountability process in Liberia should be shaped as far as prosecution is concerned. / South Africa
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The Boko Haram violence from the perspective of International criminal lawOjo, Victoria Olayide January 2015 (has links)
Magister Legum - LLM / This paper will explore the history of the outbreak of religious related violence in Nigeria and the response of Nigeria and the African Union to the acts of the Boko Haram group both legally and procedurally. The intervention of the ICC as a viable option to combat the scourge of the group will also be examined. Other options such as trial in the Court of third States under the principle of universal jurisdiction and a special court jointly facilitated by the States involved will also be assessed.
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Improving compliance with the law prohibiting genocide, war crimes and crimes against humanity : recalling the human factorReddy, Venita-Sherryl 05 1900 (has links)
International humanitarian law, international criminal law and international human rights law all
share the common goal of seeking to regulate the behavior of international actors in relation to
the three most serious offences under international law - genocide, war crimes and crimes
against humanity. International legal rules, processes and institutions within these three areas of
law represent the international community's ongoing quest to address and prevent the
commission of these crimes - to create "a more humane world under law." International law has
therefore been relied upon as the primary - arguably exclusive - mechanism for prescribing rules
of conduct and for enforcing prescribed rules.
It is clear, however, that the legal framework alone has not been able to bridge the gap between
internationally agreed standards and substantive practice on the part of international actors. That
international law comprises only a partial solution to the problem of human rights atrocities is
well recognized. It is argued here that the international community's preoccupation with
international law as the means for regulating State and individual behavior in this area has in fact
contributed to continuing problems of non-compliance as much as it has assisted in engendering
compliance with the law. In other words, law is as much a part of the problem as it is a part of
the solution.
It is argued that the international community must look beyond the law, to non-traditional,
informal influences operating alongside the law, in order to move towards the goal of effective
enforcement of the law prohibiting genocide, war crimes and crimes against humanity. Based on
Constructivist thinking, four key strategies - departures from traditional Positivist-Realist
conceptions of the international legal system - are suggested as focal points for enhancing
compliance with the laws in this area, these being: active differentiation between the target
subjects of the law; utilization of the dual power of international humanitarian law; employing
social norms and ethical values as motivations for compliance with the law; and embracing the
informal compliance-inducing activities and powers of non-state actors. Applying these
strategies to the humanitarian law enforcement project, a reversal of traditional perceptions of
the influence of ethics and law in relation to individual and State target subjects respectively, is
proposed as a future direction for enhancing compliance and furthering the prevention project in
relation to genocide, war crimes and crimes against humanity. / Law, Peter A. Allard School of / Graduate
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The United Nations and the African Union in the prevention of war crimes, crimes against humanity and genocide in Africa: lessons from RwandaGebreselassie, Yonas Debesai January 2004 (has links)
"Although the concept of human rights is not new, it has never attracted more attention than today. However, contrary to the tremendous growth of concern for the international protection of human rights, Rwanda was visited by three main deplorable waves of war crimes, crimes against humanity and genocide. Therefore, while the study is based on the premise that the primary duty of preventing these international crimes lies with the state, it will be argued that the secondary duty lies with international organisations like the UN and the AU. Both organisations could have averted or minimised the atrocities that occurred in Rwanda. Accordingly the study aims to address four issues. First, it attempts to review the weaknesses of the UN and OAU in their human rights monitoring and promotional fucntion derived from international human rights instruments. Second, it seeks to investigate the shortcomings and the failures of these two organisations in intervening to stop the Rwandan genocide. Third, it attempts to examine the UN's and AU's current handling of the cases of genocide as a preventive mechanism against gross human rights violations in Rwanda. Finally, the study will attempt to see if the failures seen in Rwanda are reflected in the current responses of the UN and the AU. The study presupposes that the 1994 Rwandan genocide, although not altogether inevitable, would not have been so comprehensive had the UN and the OAU/AU not developed a culture of impunity in the genocide of 1963 and 1973. One way assume, too, that the suffering could even have been minimized had there been active measures taken by these two organisations. This thesis proceeds on the premise of a problem that the vacuum that still exists under the Rwandan situation, both pre- and post-1994 genocide, as well as the weakness of the response from the UN and AU, is also abetting the current genocide in Sudan and countries with a volatile situation, like the Democratic Republic of Congo and Burundi." -- Introduction. / Thesis (LLM (Human Rights and Democratisation in Africa)) -- University of Pretoria, 2004. / http://www.chr.up.ac.za/academic_pro/llm1/llm1.html / Centre for Human Rights / LLM
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Immunity from prosecution for genocide, crimes against humanity and war crimes: the case of heads of stateMugemangango, Paul January 2004 (has links)
"It is an accepted norm of international law that sitting heads of state have immunity from criminal prosecutions. A head of state is normally entitled to immunity from prosecution anywhere, even after he or she is no longer the head of state. However, in recent years we have witnessed the dramatic shift from this customary international law principle where some jurisdictions have been arresting, or threatening to arrest, former and sitting heads of state in order to institute criminal prosecutions against them. There is, however, no uniformity in the application of this action. Those jurisdictions that determine who is to be arrested or prosecuted are so selective that not all those alleged to have committed these crimes are arrested or prosecuted. On the other hand, existing jurisprudence on this subject is not firm in its application. This problem, therefore, calls for harmonisation of the application of the principle of immunity for heads of state in order to make international law reflect the real consent of states. ... The study is divided into four chapters. Chapter one addresses the background on which the study is premised, outlines the statement of the problem, objectives and their significance and the literature review. Chapter two discusses the principle of immunity as developed by prominent international lawyers, courts decisions and other generally applied principles in international law. Chapter three takes the practical application of the principle of head of state immunity against criminal prosecution in interantional law. This involves an examination of the application of the principle from selected national jurisdictions and by the International Court of Justice. Chapter four concludes the discussion and provides for necessary recommendations on the way forward." -- Introduction. / Thesis (LLM (Human Rights and Democratisation in Africa)) -- University of Pretoria, 2004. / Prepared under the supervision of Dr. Henry Onoria at the Faculty of Law, Makerere University, Kampala, Uganda / http://www.chr.up.ac.za/academic_pro/llm1/dissertations.html / Centre for Human Rights / LLM
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Instigation to commit crimes against humanity under Article 6(1) of the Statute of the International Criminal Tribunal for Rwanda: a critique of the jurisprudence of the Trial and Appeal ChambersAgbor, Avitas A 04 April 2013 (has links)
In the decades after attaining independence from its colonial masters, Rwanda’s two
principal ethnic groups, the Hutus and the Tutsis, suffered worsening tensions which
often resulted in the perpetration of atrocities. Peace agreements brokered by the
international community did not ease these ethnic tensions. In April 1994, the ethnic
crisis took a different dimension following the assassination of the Presidents of Rwanda
and Burundi. A full-blown genocide was committed by the Hutus who targeted their
Tutsi and Hutu-moderates victims because of their ethnic identity and tolerant political
views respectively. In a hundred days, about a million Tutsis and Hutu-moderates were
massacred. Gross violations of human rights had been committed. The planning,
preparation and execution of these atrocities were done by almost everyone within the
Hutu majority: the leadership (both civilian and military), business men, the clergy,
artists, professors, journalists, militias, the commoners, and other civil society actors.
The Rwandan Patriotic Front (RPF) under the leadership of General Paul Kagame
overthrew the Rwandan Armed Forces (RAF) and brought the genocide to an end. In an
effort to build a government of national unity, the Government of Rwanda under the
leadership of President Paul Kagame requested the United Nations Security Council to
establish a tribunal for the trial of persons who bear responsibility for the atrocities
committed in Rwanda. In response to this request, the United Nations Security Council
passed Resolution 955 (8 November 1994) creating the second United Nations’ ad hoc
international criminal tribunal, the International Criminal Tribunal for Rwanda (ICTR).
Annexed to Resolution 955 was the Statute of the ICTR.
The Statute gave the Tribunal jurisdiction over three crimes: genocide, crimes
against humanity and violations of Article 3 common to the Geneva Conventions and of
Additional Protocol II. Amongst other things, it also defined on which individuals it
would impose criminal responsibility.
The definition of genocide and the punishable acts as contained in the Statute of
the ICTR (Article 2) were simply imported from the United Nations’ Convention on the
Prevention and Punishment of the Crime of Genocide, 1948 (Article III). One of these
punishable acts is direct and public incitement to commit genocide (Article 2(3)(c) of the
Statute of the ICTR). As seen in Article 6(1) of the Statute of the ICTR, there are five
different modes of participation that would lead to the imposition of criminal
responsibility: planning, instigating, ordering, committing or otherwise aiding and
abetting. Instigation is one of these modes of participation.
An examination of the jurisprudence of both the Trial and Appeal Chambers of
the ICTR reveals that there is an overlap between direct and public incitement to commit
genocide under Article 2(3)(c) and instigation as a mode of participation under Article
6(1).
The Trial and Appeal Chambers have contributed enormously to the development
of the jurisprudence of direct and public incitement to commit genocide under Article
2(3)(c). Now settled as an inchoate crime in international criminal law, criminal
responsibility is imposed irrespective of whether the direct and public incitement
successfully results in the commission of genocide.
On the other hand, instigation is one of the modes of participation which would
lead to the imposition of criminal responsibility. Participation under Article 6(1) is not
limited to any particular crime, but extends to all the crimes over which the ICTR has
jurisdiction – genocide, crimes against humanity and violations of Article 3 common to
the Geneva Conventions and of Additional Protocol II. The jurisprudence of the Trial and
Appeal Chambers on Article 6(1) states that criminal responsibility can only be imposed
where it is proved that the accused’s mode of participation substantially contributed to
the commission of the crime. Therefore, instigation, which is one of the modes of
participation, must be shown to have substantially contributed to the commission of the
crime for criminal responsibility to be imposed.
In my opinion, this requirement of substantial contribution for the imposition of
criminal responsibility is wrong. It emanates from a poor understanding of Article 6(1)
and the construction of the words therein. It is a judicial invention which does not square
with established principles of criminal responsibility in general and inchoate crimes in
particular.
This thesis critiques the jurisprudence of the ICTR on instigation as a mode of
participation under Article 6(1). Instigation is a recognised mode of participation in
international crimes. Under the common law system, it is also an inchoate crime.
International instruments and the jurisprudence of the Trial and Appeal Chambers have
recognised the inchoate nature of incitement. However, in the construction of Article 6(1)
wherein instigation features as a mode of participation, the Trial and Appeal Chambers
erred. I illustrate in this thesis that a correct construction and understanding of Article
6(1) shows its inchoate and bifurcated character: first, any of the modes of participation
must lead to any of the stages of any of the crimes (planning, preparation or execution).
These modes of participation are not limited to any particular crime. Therefore, if
instigation leads to the planning or preparation of any of the crimes, that renders it
inchoate (which is understood to mean a criminal activity that is incomplete, still at its
initial stage). Second, the imposition of criminal responsibility is bifurcated. In other
words, it must go through two stages: first, there must be a mode of participation, and
second, it must lead to any of the stages of the crimes. Third, the substantial contribution
requirement does not square with a strict construction of Article 6(1). In articulating the
different stages that a mode of participation must lead to, it states ‘planning, preparation
or execution’ of any of the crimes. The use of a disjunctive word ‘or’ rather than a
conjunctive word ‘and’ suggests that any of the modes of participation that leads to any
of these stages (planning, preparation or execution) of any of these crimes (genocide,
crimes against humanity, violations of Article 3 common to the Geneva Conventions and
of Additional Protocol II) would suffice. Therefore, to require that there must be a
substantial contribution to commission of a crime before criminal responsibility can be
imposed under Article 6(1) is a clear limitation to the last stage of the crime, which is
execution (or commission).
As evidenced by the cases tried at the Tribunal, Article 2(3)(c) which addresses
the inchoate crime of direct and public incitement to commit genocide and Article 6(1)
which deals with the imposition of criminal responsibility, do overlap. In other words,
incitement that qualifies as direct and public incitement to commit genocide under Article
2(3)(c) may as well qualify as instigation to any of the crimes over which the ICTR has
jurisdiction under Article 6(1). From the delivery of its first judgment in the case of The
Prosecutor v Jean-Paul Akayesu,1 the Trial Chambers did not recognise the confluence
1 Judgment, Case No. ICTR-96-4. T. Ch. I, 2 September 1998.
between these two Articles. However, in the case of The Prosecutor v Callixte
Kalimanzira,2 the Trial Chambers made this observation, and outlined a set of guidelines
on how to resolve cases of overlap. Though a colossal step in fixing this problem, the
guidelines are faulted because they repeat the same mistakes made by previous Trial
Chambers: first, they limit instigation only to genocide even under Article 6(1); second,
they still hold that criminal responsibility can be imposed under Article 6(1) only when it
is proved that the mode of participation substantially contributed to the commission of
the crime.
While it resonates with conventional wisdom today that incitement, synonymous
with instigation, is limited to the crime of genocide, this thesis critiques the jurisprudence
of both the Trial and Appeal Chambers of the ICTR and argues that instigation is a mode
of participation in crimes against humanity following a strict construction of Article 6(1).
Furthermore, incitement that qualifies as ‘direct and public incitement’ to commit
genocide under Article 2(3)(c) may also qualify as instigation to commit genocide,
crimes against humanity, or both under Article 6(1). Third, ‘direct and public incitement’
to commit genocide under Article 2(3)(c) is limited to the crime of genocide, and must
fulfil the caveats of ‘direct’ and ‘public’. Meanwhile, instigation under Article 6(1) does
not need to meet any requirement as long as it leads to the ‘planning, preparation or
execution’ of any of the crimes over which the ICTR has jurisdiction.
The poor construction of Article 6(1) has resulted in huge controversies about
instigation as a mode of participation in crimes over which the ICTR has jurisdiction
under Article 6(1). More specifically, instigation, which is one of the modes, overlaps
with the wording of Article 2(3)(c) which deals with the inchoate crime of direct and
public incitement to commit genocide. The substantial contribution requirement is a
judicial invention which does not align squarely with established principles of criminal
responsibility for inchoate crimes. It is the unfortunate outcome of a poor construction of
Article 6(1) and has orchestrated a confused understanding of instigation as a mode of
participation. It has blurred and obfuscated instigation as a mode of participation in
crimes against humanity; stagnated the evolution of the jurisprudence on instigation to
2 Judgment, Case No. ICTR-05-88-T, T. Ch. III, 22 June 2009.
commit crimes against humanity; and above all, propelled international criminal law on
an ambitious and controversial mission from which it must retreat
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