Lactose is used in many food/pharmaceutical products, despite powders containing amorphous lactose being difficult to handle because they tend to be sticky and are prone to crystallization and powder caking. There is therefore a market for lactose powder with improved functionality to facilitate powder handling. The aim of the proposed project was to produce a value-added, free-flowing and non-caking lactose powder that can be easily blended into other dairy products, such as dry-powder soups or drinks, and non-dairy products such as chocolate bars. The principle of particle coating during spray drying (in-situ coating), which exploits the phenomenon of solute segregation of different components within the drying droplet, was used for the purpose of producing such powders. In this work, spray-dried lactose powders containing low concentrations of edible additives, such as proteins, polymers or fat, were produced in order to investigate the ability of these additives to accumulate at the droplet surface during drying to form a coating that improves powder functional properties and limits powder caking. This thesis presents the results of the trials necessary to develop these coated powder by the use of an

Ce travail de thèse concerne l’application d’une nouvelle technologie de préparation de catalyseurs propres Co/Al2O3 pour la synthèse de Fischer Tropsch (FT). Les matériaux sont préparés à l’aide d’un procédé de revêtement à sec dans un mélangeur à haut cisaillement le «Picomix». Les conditions opératoires, les supports en alumine, la taille des cristallites de cobalt et la teneur en charge de cobalt ont été optimisés pour augmenter l’activité catalytique du Co/Al2O3. De même, une modélisation DEM a été effectuée pour décrire le comportement des poudres dans le mélangeur. Les résultats expérimentaux montrent une très bonne adhésion des nanoparticules de Co3O4 à la surface des particules de Al2O3 pour une vitesse de rotation élevée pendant une courte période. Les particules γ-Al2O3 traitées thermiquement présentent une résistance mécanique améliorée des catalyseurs, mais une activité catalytique relativement faible. La taille des cristallites de Co3O4 a diminué de 64nm à 11nm après broyage dans un broyeur à boulets planétaire à 600 rpm/min pendant 40h. Enfin, le catalyseur optimal a été obtenu à 5000 rpm/min pendant 5min avec 5% en poids de cobalt. Le catalyseur obtenu présente des résultats catalytiques : conversion élevée en CO (37%) , sélectivité élevée en hydrocarbures en C5+ (75%) et faible sélectivité en CH4 (13%) à 250oC. La modélisation numérique par DEM a révélé que les paramètres liés aux conditions opératoires, la géométrie du dispositif et aux propriétés intrinsèques des particules avaient un impact sur le comportement des particules et la qualité de l’enrobage des matériaux / This thesis concerns the application of a novel preparation technology for Co/Al2O3 clean catalysts applied in Fischer Tropsch (FT) synthesis. The catalysts were prepared using a dry coating process in a high shear mixer “Picomix”. The operating conditions, alumina supports, cobalt crystallite size and cobalt loading content were optimized to increase the catalytic activity of Co/Al2O3 catalysts. Besides, DEM modeling was performed to describe the behavior or powders in the mixer. Experimental results showed a very good adhesion of the nano Co3O4 particles on the surface of Al2O3 particles after processed in the mixer under a high rotational speed and a short time. The heat-treated Al2O3γ particles presented enhanced mechanical strength of catalysts, however, exhibited relatively low catalytic activity. The Co3O4 crystallite size decreased from 64 nm to 11 nm after milling in planetary ball mill under 600 rpm for 40 h. Finally, the optimal catalyst was prepared by mixing milled-Co3O4 and Al2O3γ particles in “Picomix” under 5000 rpm for 5 min with 5 wt.% of Co. The obtained catalyst presented high CO conversion (37 %), high C5+ hydrocarbons selectivity (75 %) and low CH4 selectivity (13 %) in FT synthesis reaction at 250 oC. The DEM mumerical modeling revealed that the parameters related to operating condition, device geometry, and particle intrinsic properties had an impact on particle behavior and coating quality of materials

No revestimento por solidificação de material fundido o agente de revestimento é aplicado em seu estado liquefeito e se solidifica na superfície do substrato, formando a cobertura desejada, eliminando o uso de solventes. O presente trabalho teve como objetivo estudar dois tipos de processo: revestimento de partículas grandes em leito de jorro e revestimento de partículas finas em leito fluidizado, e avaliar a influência de parâmetros do processo sobre propriedades físicas e farmacotécnicas das partículas revestidas, assim como usá-las no preparo de comprimidos. As partículas grandes foram revestidas com PEG 4000, sendo o estudo do processo feito através de um planejamento fatorial completo 23 com triplicatas no ponto central. As variáveis estudadas foram pressão do ar de atomização, vazão de atomização e altura do bico de atomização. Para as partículas revestidas foram determinados a distribuição granulométrica, o fator de Hausner e o índice de Carr. Os comprimidos destas partículas foram submetidos a ensaios de dissolução in vitro, para avaliação dos perfis de liberação de paracetamol. As partículas finas foram revestidas com uma dispersão sólida de PEG 4000 e curcumina, sendo o estudo do processo feito através de um planejamento fatorial completo 23, seguido de um planejamento Box-Behnken. As variáveis estudadas foram pressão do ar de atomização, vazão de atomização e quantidade de dispersão sólida. Para as partículas revestidas foram determinados a distribuição granulométrica, densidades aparente e compactada, fator de Hausner, capacidade de compactação, porosidade total, além de serem submetidas a microscopia eletrônica de varredura e a análise por DSC. A dispersão sólida também foi caracterizada através de análise por DSC, espectroscopia no infravermelho, difração de raios X, sendo também feita a determinação da solubilidade da curcumina em água. Os comprimidos destas partículas foram caracterizados através da obtenção do diagrama de Heckel, curvas de dureza em função da pressão de compressão aplicada e ensaio de dissolução in vitro. Para as partículas grandes, o estudo do processo sugeriu que a vazão de atomização foi o fator de maior influência sobre o tamanho das partículas, influenciando o grau de aglomeração durante o processo. Uma menor vazão de atomização resultou em um menor grau de aglomeração das partículas. A caracterização da dispersão sólida mostrou que houve um aumento da solubilidade da curcumina e que ela interage com PEG 4000. Para as partículas finas, o estudo do processo sugeriu que a pressão do ar de atomização foi fator de maior influência sobre o tamanho das partículas, sendo o seu revestimento favorecido quando se operou com o altos valores de pressão. Ambos os tipos de partículas revestidas resultaram em comprimidos com características adequadas. / The hot-melting coating is a solvent-free technique used to coat pharmaceutical solid dosage forms. The coating agent is applied in its melted state, and after its solidification, the coating is formed. The objective of this present work was to study two types of processes: coarse particle coating in spouted bed and fine particle coating in fluidized bed, evaluate the influence of process parameters on particle size and flow properties, as well as their tableting. Coarse particles were coated with PEG 4000, and the process study followed a full factorial design 23 with triplicates in the central point. The factors studied were atomization air pressure, atomization rate, and vertical position of the spray nozzle. Particle size distribution, Hausner factor and Carr index were determined for coated particles. Tablets of these particles were submitted to dissolution tests to obtain their release profile of paracetamol. Fine particles were coated with a solid dispersion of PEG 4000 and curcumin, in a study of the process that followed a full factorial design 23, and a Box-Behnken design. The factors studied were air atomization pressure, atomization rate, and the PEG 4000 content. Coated particles were characterized by their bulk and tapped densities, particle size distribution, Hausner factor, ability to settle, total porosity, scanning electron microscopy and DSC analysis. Solid dispersion was also characterized by DSC analysis, infrared spectroscopy, X-ray diffraction, being also made the determination of the curcumin solubility in water. Heckel´s plot, hardness as function of the applied pressure and in vitro dissolution tests were used to characterize the tablets. The study of the coating process of coarse particles suggested that the atomization rate was the most significant factor, influencing the particle agglomeration degree during the process. The lower the atomization rate, the lower the degree of particles agglomeration. Curcumin in the solid dispersion showed an increase in water solubility and also showed an interaction with PEG 4000 by hydrogen bounding. The study of the fine particles coating process showed that the atomization air pressure was the most significant factor on particle size. All tablets prepared from both types of coated particles showed adequate characteristics.

No revestimento por solidificação de material fundido o agente de revestimento é aplicado em seu estado liquefeito e se solidifica na superfície do substrato, formando a cobertura desejada, eliminando o uso de solventes. O presente trabalho teve como objetivo estudar dois tipos de processo: revestimento de partículas grandes em leito de jorro e revestimento de partículas finas em leito fluidizado, e avaliar a influência de parâmetros do processo sobre propriedades físicas e farmacotécnicas das partículas revestidas, assim como usá-las no preparo de comprimidos. As partículas grandes foram revestidas com PEG 4000, sendo o estudo do processo feito através de um planejamento fatorial completo 23 com triplicatas no ponto central. As variáveis estudadas foram pressão do ar de atomização, vazão de atomização e altura do bico de atomização. Para as partículas revestidas foram determinados a distribuição granulométrica, o fator de Hausner e o índice de Carr. Os comprimidos destas partículas foram submetidos a ensaios de dissolução in vitro, para avaliação dos perfis de liberação de paracetamol. As partículas finas foram revestidas com uma dispersão sólida de PEG 4000 e curcumina, sendo o estudo do processo feito através de um planejamento fatorial completo 23, seguido de um planejamento Box-Behnken. As variáveis estudadas foram pressão do ar de atomização, vazão de atomização e quantidade de dispersão sólida. Para as partículas revestidas foram determinados a distribuição granulométrica, densidades aparente e compactada, fator de Hausner, capacidade de compactação, porosidade total, além de serem submetidas a microscopia eletrônica de varredura e a análise por DSC. A dispersão sólida também foi caracterizada através de análise por DSC, espectroscopia no infravermelho, difração de raios X, sendo também feita a determinação da solubilidade da curcumina em água. Os comprimidos destas partículas foram caracterizados através da obtenção do diagrama de Heckel, curvas de dureza em função da pressão de compressão aplicada e ensaio de dissolução in vitro. Para as partículas grandes, o estudo do processo sugeriu que a vazão de atomização foi o fator de maior influência sobre o tamanho das partículas, influenciando o grau de aglomeração durante o processo. Uma menor vazão de atomização resultou em um menor grau de aglomeração das partículas. A caracterização da dispersão sólida mostrou que houve um aumento da solubilidade da curcumina e que ela interage com PEG 4000. Para as partículas finas, o estudo do processo sugeriu que a pressão do ar de atomização foi fator de maior influência sobre o tamanho das partículas, sendo o seu revestimento favorecido quando se operou com o altos valores de pressão. Ambos os tipos de partículas revestidas resultaram em comprimidos com características adequadas. / The hot-melting coating is a solvent-free technique used to coat pharmaceutical solid dosage forms. The coating agent is applied in its melted state, and after its solidification, the coating is formed. The objective of this present work was to study two types of processes: coarse particle coating in spouted bed and fine particle coating in fluidized bed, evaluate the influence of process parameters on particle size and flow properties, as well as their tableting. Coarse particles were coated with PEG 4000, and the process study followed a full factorial design 23 with triplicates in the central point. The factors studied were atomization air pressure, atomization rate, and vertical position of the spray nozzle. Particle size distribution, Hausner factor and Carr index were determined for coated particles. Tablets of these particles were submitted to dissolution tests to obtain their release profile of paracetamol. Fine particles were coated with a solid dispersion of PEG 4000 and curcumin, in a study of the process that followed a full factorial design 23, and a Box-Behnken design. The factors studied were air atomization pressure, atomization rate, and the PEG 4000 content. Coated particles were characterized by their bulk and tapped densities, particle size distribution, Hausner factor, ability to settle, total porosity, scanning electron microscopy and DSC analysis. Solid dispersion was also characterized by DSC analysis, infrared spectroscopy, X-ray diffraction, being also made the determination of the curcumin solubility in water. Heckel´s plot, hardness as function of the applied pressure and in vitro dissolution tests were used to characterize the tablets. The study of the coating process of coarse particles suggested that the atomization rate was the most significant factor, influencing the particle agglomeration degree during the process. The lower the atomization rate, the lower the degree of particles agglomeration. Curcumin in the solid dispersion showed an increase in water solubility and also showed an interaction with PEG 4000 by hydrogen bounding. The study of the fine particles coating process showed that the atomization air pressure was the most significant factor on particle size. All tablets prepared from both types of coated particles showed adequate characteristics.

L’enrobage à sec par action mécanique permet de formuler des particules composites dont les fonctionnalités et les propriétés physiques, comme l’écoulement, sont améliorées et cela sans l’ajout de solvant ou de liant. Actuellement la plupart des procédés d’enrobage à sec sont conduits en mode discontinu. L’objectif de ce travail est donc de développer et d’étudier une opération d’enrobage à sec par un procédé continu innovant, une extrudeuse bi-vis corotative sans filière, constituant une rupture technologique dans son domaine. Dans le cadre de ce travail, des sphères de cellulose microcristalline, appelées particules hôtes sont enrobées avec soit des talcs de différentes granulométries soit du stéarate de magnésium, nommées particules invitées. Dans un premier temps, le comportement des particules hôtes est étudié dans le procédé. Les particules sorties du procédé sont analysées par microscopie électronique à balayage, par granulométrie laser et par voluménométrie. Pour la configuration de vis présentant que des éléments de transport, la vitesse de rotation des vis (25 à 200 rpm) et le débit d’alimentation (0,5 à 2 kg/h) choisis influencent le taux de remplissage dans le fourreau, et pour un taux supérieur à environ 14 % : la quantité de particules endommagées est négligeable. Un taux de remplissage faible favorise les frictions particules-particules ou particules-métal au niveau de l’entrefer. L’ajout de zones de mélanges dans la configuration des vis accentue ce phénomène de brisure par l’augmentation des contraintes de cisaillement. Par ailleurs, des masses retenues de la poudre dans le fourreau évoluent linéairement en fonction de la masse de poudre transportée en un tour de vis pour différentes configurations de vis. Ces relations laissent penser à l’existence d’un volume mort. Les mesures de distribution de temps de séjour mettent en évidence par l’application d’un modèle d’association de réacteurs idéaux, la présence d’écoulement piston et d’un volume mort. Dans un second temps, la faisabilité d’une opération d’enrobage à sec par le procédé étudié est analysée. Une couche d’enrobage continu de talc modifiant le comportement hydrophile des particules hôtes, est obtenue pour une vitesse de rotation de vis de 50 rpm et une configuration de vis cisaillante. Le type de particules invitées influence la morphologie de la couche d’enrobage : de type film avec le stéarate de magnésium et de type discret avec le talc micronisé. Néanmoins les propriétés de taille, d’écoulement, de compressibilité des particules composites sont semblables à celle des particules hôtes, seule la propriété de mouillabilité est modifiée. La présence de stéarate de magnésium diminue le temps de séjour des particules dans le procédé grâce à son caractère lubrifiant. / Dry particle coating with mechanical action allows the production of composite particles whose functionalities and physical properties, such as flowability, are improved thanks to the absence of solvent or binder. Currently, most of dry particle coating processes are carried out in a discontinous mode. The objective of this work is thus to develop and study a dry particle coating operation with a continuous innovative process, twin screw co-rotating extruder without die, constituting a technological rupture in this application field. For this, spherical particles of microcristalline cellulose, as host particles, are coated with either talc particles of two sizes or magnesium stearate particles (MgSt), as guest particles. Firstly, the host particles behaviour is studied in the process. The exiting particles are analyzed by scanning electronic microscopy, laser granulometry and tapping test. Regarding the transport configuration, the chosen screw speed (between 25 an 200 rpm) and the feed rate (between 0.5 and 2 kg/h) have an important influence on the filling level in the barrel. For a filling level superior to approximatly 14 %, the quantity of broken particles is not significant. A low filling level facilitates the particle-particle or particle-metal friction in the barrel gap. When more mixing zones are added to the screw configuration, the shear stresses increase and, therefore, the breakage particle phenomenon becomes more prominent. Futhermore, the retained powder mass increases linearly when the transported mass in one screw turn increases for all the screw configurations. These evolutions suggest the existence of a dead volume. The residence time distribution mesurements highlight, thanks to the application of flowing model, the presence of plug-flow and a dead volume. Secondly, the feasibility of using the process for dry particle coating is analyzed. A continuous coating layer of talc modifiying the hydrophilic behaviour of the host particles is obtained for a low screw rotation speed (50 rpm) and a screw configuration with one mixing zone. The type of guest particles influence the morphology of the coating layer: film layer with the MgSt particles and discontinous layer with the micronized talc. However, size, flow and compressibility of the coated particles are similar to the ones of the initial host particles, only the wettability properties are modified. The presence of MgSt decreases the particle mean residence time in the process thanks to its lubricant action.