Single-wall carbon nanotubes (SWCNTs) are a fascinating material because they exhibit many outstanding properties. Due to their unique geometric structure, they are a paradigm for one-dimensional systems. Furthermore, depending on their chirality, they can be either metallic or semiconducting. The SWCNT are arranged in bundles of some ten nanotubes with a random distribution of semiconducting and metallic tubes. They are thus one-dimensional objects embedded in a three-dimensional arrangement, the bundles. In this thesis, the metallic ground state of one-dimensional (1D) and three-dimensional (3D) systems is investigated on the basis of SWCNTs, using angle-integrated photoemission spectroscopy. In particular, a transition from a 1D to a 3D metallic system, induced by a charge transfer, is studied on SWCNTs and C60 peapods. In general, the metallic ground state of materials is greatly influenced by correlation effects. In classical three-dimensional metals, electron-electron interaction mainly leads to a renormalization of the charge carrier properties (e.g. effective mass), as described in Landau's Fermi liquid theory. One-dimensional metals are influenced to a greater extent by interactions. In fact, the Landau-quasiparticle picture breaks down due to the Peierls instability. Instead, one-dimensional metals are described by Tomonaga-Luttinger liquid (TLL) theory which predicts unusual properties such as spin-charge separation and non-universal power laws in some physical properties such as the electronic density of states (DOS). Angle-integrated photoemission spectroscopy provides direct access to the DOS and as such directly addresses the power law renormalization of a TLL. It is first shown, that the bundles of single-wall carbon nanotubes indeed exhibit a power law scaling of the electronic density of states is observed as it is expected from TLL theory. The main part of the thesis is devoted to the investigation of the metallic ground state of SWCNTs upon functionalization. In general, functionalization is a controlled modification of the structural and/or electronic properties of SWCNT. It can be carried out e.g. by doping with electron donors or acceptors, by filling the nanospace inside the tubes with molecules or by substituting carbon atoms. First, the behavior of the SWCNT upon chemical doping was probed. The overall modification of the electronic band structure can be explained well by a rigid band shift model. The one-dimensional character of the metallic tubes in the bundle is retained at low doping, but when the semiconducting tubes in the sample are also rendered metallic by the charge transfer, a Fermi edge emerges out of the power law renormalization of the spectral weight, signifying a transition to a three-dimensional metallic behavior. This can be explained by an increased interaction between the tubes in the bundle. A crossover from a Tomonaga-Luttinger liquid to a Fermi liquid is observed. The filling of SWCNTs with C60 molecules leads to the formation of so-called peapods. It raises questions concerning the role of the additional bands originating from the C60 filling in the one-dimensional system. In the pristine state, the states of the C60 filling were found to have no influence on the metallic ground state. The TLL power law scaling of the density of states is observed. The overall interaction between the SWCNT host and the C60 filling is small. Upon doping however, the modified band structure leads to a qualitative change in the crossover from a TLL to a Fermi liquid. Upon doping, also states in the conduction band of the C60 are filled. The evolution of the power law scaling at intermediate doping can be interpreted as an opening of an additional conduction channel of one-dimensional metallic chains of C60 inside the tubes. This is in good agreement with transport experiments. Upon further doping, a Fermi edge similar to the highly doped SWCNTs is observed.

Single-wall carbon nanotubes (SWCNTs) are a fascinating material because they exhibit many outstanding properties. Due to their unique geometric structure, they are a paradigm for one-dimensional systems. Furthermore, depending on their chirality, they can be either metallic or semiconducting. The SWCNT are arranged in bundles of some ten nanotubes with a random distribution of semiconducting and metallic tubes. They are thus one-dimensional objects embedded in a three-dimensional arrangement, the bundles. In this thesis, the metallic ground state of one-dimensional (1D) and three-dimensional (3D) systems is investigated on the basis of SWCNTs, using angle-integrated photoemission spectroscopy. In particular, a transition from a 1D to a 3D metallic system, induced by a charge transfer, is studied on SWCNTs and C60 peapods. In general, the metallic ground state of materials is greatly influenced by correlation effects. In classical three-dimensional metals, electron-electron interaction mainly leads to a renormalization of the charge carrier properties (e.g. effective mass), as described in Landau's Fermi liquid theory. One-dimensional metals are influenced to a greater extent by interactions. In fact, the Landau-quasiparticle picture breaks down due to the Peierls instability. Instead, one-dimensional metals are described by Tomonaga-Luttinger liquid (TLL) theory which predicts unusual properties such as spin-charge separation and non-universal power laws in some physical properties such as the electronic density of states (DOS). Angle-integrated photoemission spectroscopy provides direct access to the DOS and as such directly addresses the power law renormalization of a TLL. It is first shown, that the bundles of single-wall carbon nanotubes indeed exhibit a power law scaling of the electronic density of states is observed as it is expected from TLL theory. The main part of the thesis is devoted to the investigation of the metallic ground state of SWCNTs upon functionalization. In general, functionalization is a controlled modification of the structural and/or electronic properties of SWCNT. It can be carried out e.g. by doping with electron donors or acceptors, by filling the nanospace inside the tubes with molecules or by substituting carbon atoms. First, the behavior of the SWCNT upon chemical doping was probed. The overall modification of the electronic band structure can be explained well by a rigid band shift model. The one-dimensional character of the metallic tubes in the bundle is retained at low doping, but when the semiconducting tubes in the sample are also rendered metallic by the charge transfer, a Fermi edge emerges out of the power law renormalization of the spectral weight, signifying a transition to a three-dimensional metallic behavior. This can be explained by an increased interaction between the tubes in the bundle. A crossover from a Tomonaga-Luttinger liquid to a Fermi liquid is observed. The filling of SWCNTs with C60 molecules leads to the formation of so-called peapods. It raises questions concerning the role of the additional bands originating from the C60 filling in the one-dimensional system. In the pristine state, the states of the C60 filling were found to have no influence on the metallic ground state. The TLL power law scaling of the density of states is observed. The overall interaction between the SWCNT host and the C60 filling is small. Upon doping however, the modified band structure leads to a qualitative change in the crossover from a TLL to a Fermi liquid. Upon doping, also states in the conduction band of the C60 are filled. The evolution of the power law scaling at intermediate doping can be interpreted as an opening of an additional conduction channel of one-dimensional metallic chains of C60 inside the tubes. This is in good agreement with transport experiments. Upon further doping, a Fermi edge similar to the highly doped SWCNTs is observed.

Cette thèse présente des mesures de transport électronique dans des systèmes quasi-unidimensionnels (quasi-1D) sous champ magnétique intense. Deux systèmes différents présentant un confinement électrique quasi-1D ont été considérés: les peapods de carbone (C60@SWCNTs) et les nanofils d'InAs. L’objectif de ces travaux consiste à sonder les propriétés électroniques spécifiques de ces systèmes quasi-1D par les mesures de magnétotransport sur les nano-objets uniques. Dans les deux cas, les expériences sous champs magnétiques intenses ont été accompagnée par des caractérisations structurales et des mesures de conductance à champ magnétique nul.L'encapsulation de diverses molécules à l'intérieur de nanotubes de carbone (CNTs), comme par exemple les fullerènes C60, constitue une des voies prometteuses vers l'accordabilité de la conductance des CNTs. Parmi la grande variété des nanotubes de carbone remplis, les peapods représentent une structure hybride pionnière découvert en 1998. Depuis lors, leur structure électronique a fait l’objet d’études théoriques controversées avec un nombre limité de réalisations expérimentales. Dans cette thèse, les propriétés électroniques des peapods individuels ont été étudiés en combinant les mesures de spectroscopie micro-Raman et de magnétotransport sur les mêmes échantillons. Nous avons constaté que les C60 encapsulés modifient fortement la structure de bande électronique des nanotubes semi-conducteurs au voisinage du point de neutralité de charge. Cette modification comprend un déplacement rigide de la structure électronique et un remplissage partiel de la bande interdite. Nous avons aussi montré que l’excitation UV sélective des fullerènes conduit à une forte modification du couplage électronique entre les C60 et le CNT induite par la coalescence partielle des C60 et de leur distribution à l'intérieur du tube. Les résultats expérimentaux sont supportés par des simulations numériques de la densité d'états et de la conductance des nanotubes de carbone avec des fullerènes fusionnés à l'intérieur (K. Katin, M. Maslov).Les nanofils semiconducteurs (sc-NWs) font l'objet de recherches actives depuis ces dix dernières années. Ils représentent des systèmes modèles pour l’étude des propriété électronique objet quasi-1D. Ils représentent en outre des possibilités de modulation de la structure de bande aussi que de contrôle de la densité de porteurs. Dans ce domaine de recherche, les nanofils semi-conducteurs à base de composes III-V tel que InAs, ont une place particulière en raison de la faible masse effective des porteurs de charge. Nous avons étudié la conductance de nanofils individuels dans une large gamme de champs magnétiques (jusqu'à 60T). Les mesures en champ nul et en champ faible ont démontré un transport faiblement diffusif dans ces nanofils. Les mesures de transport sous champ magnétique intense ont révélé une forte chute de la conductance au dessus d'un champ critique qui s'élève clairement avec l'énergie de Fermi. Cet effet est interprété par la perte de canaux de conduction une fois que toutes les sous-bandes magnéto-électriques, décalés vers les hautes énergies par le champ magnétique, ont traversé l'énergie de Fermi. Les calculs de structure de bande préliminaires (Y-M. Niquet), en prenant en compte les confinements latéraux et magnétiques, sont en bon accord qualitatif avec les résultats observés dans le régime de champ magnétique intense. Ce résultat est la première observation des effets de structure de bande dans les expériences de magnéto-transport sur les sc-NWs / The scope of this thesis is related to the electronic properties of quasi 1D systems probed by high field magnetotransport. Two different systems exhibiting quasi-1D confinement have been considered: carbon C60 peapods (C60@SWCNTs) and InAs semiconductor nanowires. The magnetotransport measurements on single nano-objets have been used to investigate the specific electronic structure of these 1D systems. In both cases, the high magnetic fields experiments have been supported by structural characterisation and conductance measurements at zero field.The encapsulation of various molecules inside carbon nanotubes (CNTs), as for instance C60 fullerenes encapsulated in SWCNT, constitutes promising routes towards the tunability of the CNT conductance. Among the wide variety of filled CNTs, peapods represent a pioneer hybrid structure discovered in 1998. Since that time, their electronic structure has been subjected to intense and controversial theoretical studies together with a limited number of experimental realizations. In this thesis the electronic properties of individual fullerene peapods have been investigated by combining micro-Raman spectroscopy and magnetotransport measurements on the same devices. We bring evidence that the encapsulated C60 strongly modify the electronic band structure of semiconducting nanotubes in the vicinity of the charge neutrality point, including a rigid shift and a partial filling of the energy gap. In addition by playing with a selective UV excitation of the fullerene, we demonstrate that the electronic coupling between the C60 and the CNT is strongly modified by the partial coalescence of the C60 and their distribution inside the tube. The experimental results are supported by numerical simulations of the Density of States and the conductance of CNTs with coalesced fullerenes inside (K. Katin, M. Maslov).Semiconductor nanowires (sc-NWs) are being the subject of intense researches started a decade ago. They represent model systems for the exploration of the electronic properties inerrant to the quasi1-D confinement. Moreover they offer the possibility to play with band structure tailoring and carrier doping. In this direction III-V sc-NWs such as InAs NWs have played a particular role due to the small electron effective mass. We have studied the high magnetic field conductance of single nanowires. Prior to the high field measurements, the zero and low field investigations have demonstrated a weakly diffusive regime of the carrier transport in these wires. The high field investigations have revealed a drastic conductance drop above a critical field, which clearly rises with the Fermi energy. This effect is interpreted by the loss of conducting channels once all the magneto-electric subbands, shifted toward the high energy range by the magnetic field, have crossed the Fermi energy. Preliminary band structure calculations (Y-M. Niquet), taking into account the lateral and magnetic confinements, are in fairly good qualitative agreement with the observed result in the high field regime. This result is the first observation of band structure effects in magneto-transport experiments on sc-NWs

Made available in DSpace on 2016-08-18T18:19:27Z (GMT). No. of bitstreams: 1 Edson Nunes Costa Paura.pdf: 4371864 bytes, checksum: eb38ecee742cbbf15a438597d2ab23de (MD5) Previous issue date: 2010-03-10 / In this work the structural and energetic properties of C60@(17,0) carbon peapods bundle were studied under hydrostatic pressure. To study such properties we use ab initio quantum calculations based on the density functional theory in the approach of the generalized gradient approximation. All simulations were performed using the SIESTA code. The results indicate that the bundles in the study present two phase transitions, the first transitions occurring in range 2.0 GPa - 3.0 GPa and the second occurring around 15.0 GPa, in good agreement with the literature. The analysis of electronics properties through energy bands indicates that the ( it Peapods) from P < 3.0 GPa are semiconductor with visible reduction in the energy gap, while above 3.0 GPa the systems become metallic. Also the energy levels of the band are changed according to the hydrostatic pressure is being applied, such as breaking the degeneracy of the levels of valence bands and conduction bands. To each interval of pressure applied we also calculated the relative volume percentual and cohesive energy as a function of pressure. / Neste trabalho foram estudadas as propriedades estruturais, energéticas e eletrônicas de bundles de peapods de carbono C60@(17,0) submetidos à variação de pressão hidrostática. Para estudar tais propriedades, utilizamos cálculos quânticos de primeiros princípios baseados na teoria do funcional da densidade com a aproximação do gradiente generalizado. Todas as simulações foram realizadas com a utilização do código SIESTA. Os resultados encontrados indicam que os bundles em estudo sofrem duas transiçõesde fase, a primeira ocorrendo no intervalo de pressão 2,0 - 3,0 GPa e a segunda ocorrendo entre 15 - 20.0 GPa, em perfeito acordo com a literatura.A análise das propriedades eletrônicas via estrutura de bandas de energia, indica que os peapods para P < 3,0 GPa são semicondutor com visível diminuição do gap de energia, enquanto que acima de 3,0 GPa os sistemas passam a ser metálico. Também os níveis de energia da banda são alterados conforme a pressão hidrostática está sendo aplicada, como por exemplo, a quebra na degenerecencia dos níveis das bandas de valência e condução. Para cada intervalo de pressão aplicada calculamos o percentual do volume relativo e a energia coesiva do sistema.

The control of low dimensional materials holds potential for revolutionizing the electronic, thermal, and thermoelectric materials engineering. Through strategic manipulation and optimization of these materials, unique properties can be uncover which enable more efficient and effective materials development. Towards the determination of nanoscale strategies to improve the electronic and phononic devices, computational simulations of modified low dimensional materials have been carried in this research. First, the electronic properties of chemically func tionalized phosphorene monolayers are evaluated with spin-polarized Density Functional Theory, as a potential method to tune their electronic properties. The functionalization not only leads to formation of additional states within the semiconducting gap, but also to the emergence of local magnetism. The magnetic ground state and electronic structure are investigated in dependence of molecular coverage, lattice direction of the molecular adsorption and molecule type functionalization. Furthermore, the physical and transport properties of phosphorene grain boundaries under uniaxial strain are evaluated by the use of Density Functional based Tight Binding method in combination with Landauer theory. In both grain boundary types, the electronic bandgap decreases under strain, however, the respective thermal conductance is only weakly affected, despite rather strong changes in the frequency-resolved phonon transmission. The combination of both effects results in an enhancement in the thermoelectric figure of merit in the phosphorene grain boundary systems. Finally, the thermoelectric properties of carbon nanotubes peapod heterostructures are studied and compared to pristine nanotubes using also the Density Functional based Tight Binding method and Landauer theory. It is found that the fullerene encapsulation modifies the electron and phonon transport properties, causing the formation of electronic channels and the suppression of vibrational modes that lead to an improvement of the thermoelectric figure of merit. The results of this thesis highlight the potential of strategic manipulation and optimization of low dimensional materials in improving their unique electronic and thermal properties, revealing promising avenues for improving electronic and phononic devices.:ABSTRACT i ZUSAMMENFASSUNG ii ACKNOWLEDGEMENT iv LIST OF FIGURES ix LIST OF TERMS AND ABBREVIATIONS xviii 1 Introduction 1 1.1 Motivation 1 1.2 Objectives and outline 6 2 Computational Methods 8 2.1 Density Functional Theory 8 2.1.1 The Many-Body System Hamiltonian and the Born-Oppenheimer approximation 9 2.1.2 Thomas-Fermi-Dirac approximation model 10 2.1.3 The Hohenberg-Kohn theorems 12 2.1.4 The Kohn-Sham orbitals equations 13 2.1.5 Exchange-correlation functionals 15 2.2 Density Functional Based Tight Binding method 16 2.2.1 Tight-binding formalism 17 2.2.2 From DFT to DFTB 20 2.2.3 Parametrization 22 2.3 Atomistic Green’s functions 23 2.3.1 Non-Equilibrium Green’s functions for modeling electronic transmission 23 2.3.2 Non-equilibrium Green’s function for modeling thermal transmission 27 3 Tuning the electronic and magnetic properties through chemical functionalization 3.1 Introduction 33 3.1.1 Black phosphorus as a 2D material 33 3.1.2 Chemical Functionalization of low dimensional systems 35 3.1.3 Bipolar Magnetic Semiconductors 36 3.2 Computational approach 38 3.3 Interface effects in phosphorene by OH functionalization 39 3.3.1 Single molecule functionalization 39 3.3.2 Lattice selection 43 3.3.3 Coverage 45 3.4 Chiral functionalization effect in phosphorene 48 3.5 Functionalizing phosphorene towards BMS 51 3.6 Summary 53 4 Tuning transport properties through strain and grain bound-aries 4.1 Introduction 54 4.1.1 Strain in low dimensional materials 54 4.1.2 Grain boundaries 56 4.2 Computational approach 58 4.2.1 Molecular systems 58 4.2.2 Electron and phonon transport and thermoelectric figure of merit 58 4.3 Structural modification by strain in GB systems 60 4.4 Electronic structure modification by strain in GB systems 63 4.5 Thermal transport modification by strain in GB systems 65 4.6 Thermoelectric figure of merit of strained GB systems 68 4.7 Summary 71 5 Tuning transport properties through hybrid nanomaterials: CNT peapods 73 5.1 Introduction 73 5.1.1 Carbon-based nanostructures 73 5.1.2 CNT peapods as hybrid nanomaterials 76 5.2. Computational details 77 5.2.1 CNT peapod model 77 5.2.2 Quantum transport methodology 78 5.3 Structural properties of CNT peapods 79 5.4 Electronic properties of CNT peapods 80 5.5 Thermal properties of CNT peapods 83 5.6 Thermoelectronic properties of CNT peapods 85 5.7 Summary 88 6 Conclusions and outlook 91 Appendices Appendix A Supplementary information to phosphorene functionalization A.1 Spin resolved density of states of 1-OH system 96 A.2 Spin valve model 97 Appendix B Supplementary information to phosphorene grain boundaries 98 B.1 Projected Phonon Density of States in GB1 98 B.2 Thermoelectric transport properties of GB2 99 Appendix C Supplementary information to CNT peapods 101 C.1 Geometry optimization of CNT peapods with larger CNT diameter 101 C.2 Additional analysis of electron transport properties 102 C.3 Phonon band structure of different CNT structures 104 C.4 Additional analysis of thermoelectric performance 105 REFERENCES 105 LIST OF PUBLICATIONS 131 PRESENTATIONS 132 / Die Kontrolle niedrigdimensionaler Materialien birgt das Potenzial für eine Revolutionierung der elektronischen, thermischen und thermoelektrischen Technologien. Durch strategische Manipulation und Optimierung dieser Materialien können einzigartige Eigenschaften aufgedeckt werden, die eine effizientere und effektivere Materialentwicklung ermöglichen. Um Strategien im Nanobereich zur Verbesserung elektronischer und phononischer Bauelemente zu ermitteln, wurden in dieser Forschungsarbeit rechnerische Simulationen modifizierter niedrigdimensionaler Materialien durchgeführt. Zunächst werden die elektronischen Eigenschaften von chemisch funktionalisierten Phosphoren-Monoschichten mit Hilfe der spinpolarisierten Dichtefunktionaltheorie als potenzielle Methode zur Abstimmung ihrer elektronischen Eigenschaften bewertet. Die Funktionalisierung führt nicht nur zur Bildung zusätzlicher Zustände innerhalb der halbleitenden Lücke, sondern auch zum Auftreten von lokalem Magnetismus. Der magnetische Grundzustand und die elektronische Struktur werden in Abhängigkeit von der molekularen Bedeckung, der Gitterrichtung der molekularen Adsorption und der Funktionalisierung des Moleküls untersucht. Darüber hinaus werden die Transporteigenschaften von Phosphoren-Korngrenzen unter uniaxialer Belastung mit Hilfe der auf Dichtefunktionen basierenden Tight-Binding-Methode in Kombination mit der Landauer-Theorie untersucht. In beiden Korngrenzentypen nimmt die elektronische Bandlücke unter Dehnung ab, die jeweilige Wärmeleitfähigkeit wird jedoch nur schwach beeinflusst, trotz ziemlich starker Änderungen in der frequenzaufgelösten Phononentransmission. Die Kombination bei der Effekte führt zu einer Erhöhung der thermoelektrischen Leistungszahl in den Phosphorkorngrenzensystemen. Schließlich werden die thermoelektrischen Eigenschaften von Kohlenstoffnanoröhren-Peapod-Heterostrukturen untersucht und mit denen von reinen Nanoröhren verglichen, wobei auch die auf Dichtefunktionen basierende Tight-Binding-Methode und die Landauer-Theorie verwendet werden. Es wird festgestellt, dass die Fullereneinkapselung die Elektronen- und Phononentransporteigenschaften modifiziert und die Bildung von elektronischen Kanälen und die Unterdrückung von Schwingungsmoden bewirkt, was zu einer Verbesserung der thermoelektrischen Leistungszahl führt. Die Ergebnisse dieser Arbeit verdeutlichen das Potenzial der strategischen Manipulation und Optimierung niedrigdimensionaler Materialien zur Verbesserung ihrer einzigartigen elektronischen und thermischen Eigenschaften und zeigen vielversprechende Wege zur Verbesserung elektronischer und phononischer Bauteile auf.:ABSTRACT i ZUSAMMENFASSUNG ii ACKNOWLEDGEMENT iv LIST OF FIGURES ix LIST OF TERMS AND ABBREVIATIONS xviii 1 Introduction 1 1.1 Motivation 1 1.2 Objectives and outline 6 2 Computational Methods 8 2.1 Density Functional Theory 8 2.1.1 The Many-Body System Hamiltonian and the Born-Oppenheimer approximation 9 2.1.2 Thomas-Fermi-Dirac approximation model 10 2.1.3 The Hohenberg-Kohn theorems 12 2.1.4 The Kohn-Sham orbitals equations 13 2.1.5 Exchange-correlation functionals 15 2.2 Density Functional Based Tight Binding method 16 2.2.1 Tight-binding formalism 17 2.2.2 From DFT to DFTB 20 2.2.3 Parametrization 22 2.3 Atomistic Green’s functions 23 2.3.1 Non-Equilibrium Green’s functions for modeling electronic transmission 23 2.3.2 Non-equilibrium Green’s function for modeling thermal transmission 27 3 Tuning the electronic and magnetic properties through chemical functionalization 3.1 Introduction 33 3.1.1 Black phosphorus as a 2D material 33 3.1.2 Chemical Functionalization of low dimensional systems 35 3.1.3 Bipolar Magnetic Semiconductors 36 3.2 Computational approach 38 3.3 Interface effects in phosphorene by OH functionalization 39 3.3.1 Single molecule functionalization 39 3.3.2 Lattice selection 43 3.3.3 Coverage 45 3.4 Chiral functionalization effect in phosphorene 48 3.5 Functionalizing phosphorene towards BMS 51 3.6 Summary 53 4 Tuning transport properties through strain and grain bound-aries 4.1 Introduction 54 4.1.1 Strain in low dimensional materials 54 4.1.2 Grain boundaries 56 4.2 Computational approach 58 4.2.1 Molecular systems 58 4.2.2 Electron and phonon transport and thermoelectric figure of merit 58 4.3 Structural modification by strain in GB systems 60 4.4 Electronic structure modification by strain in GB systems 63 4.5 Thermal transport modification by strain in GB systems 65 4.6 Thermoelectric figure of merit of strained GB systems 68 4.7 Summary 71 5 Tuning transport properties through hybrid nanomaterials: CNT peapods 73 5.1 Introduction 73 5.1.1 Carbon-based nanostructures 73 5.1.2 CNT peapods as hybrid nanomaterials 76 5.2. Computational details 77 5.2.1 CNT peapod model 77 5.2.2 Quantum transport methodology 78 5.3 Structural properties of CNT peapods 79 5.4 Electronic properties of CNT peapods 80 5.5 Thermal properties of CNT peapods 83 5.6 Thermoelectronic properties of CNT peapods 85 5.7 Summary 88 6 Conclusions and outlook 91 Appendices Appendix A Supplementary information to phosphorene functionalization A.1 Spin resolved density of states of 1-OH system 96 A.2 Spin valve model 97 Appendix B Supplementary information to phosphorene grain boundaries 98 B.1 Projected Phonon Density of States in GB1 98 B.2 Thermoelectric transport properties of GB2 99 Appendix C Supplementary information to CNT peapods 101 C.1 Geometry optimization of CNT peapods with larger CNT diameter 101 C.2 Additional analysis of electron transport properties 102 C.3 Phonon band structure of different CNT structures 104 C.4 Additional analysis of thermoelectric performance 105 REFERENCES 105 LIST OF PUBLICATIONS 131 PRESENTATIONS 132

The successful utilization of carbon nanomaterials in future electron spin-based technologies is highly dependent upon the ability to control their assembly at the nanoscale to form tailored solid-state architectures. Spin active metallofullerenes (MFs), Sc@C₈₂ and La@C<sub>82,/sub>, can be self assembled in 3D fullerene crystals or inside a carbon nanotube to form peapod structures. Single walled carbon nanotubes (SWCNTs) are an architect material to potentially allow the formation of 1-D spin chains. SWCNTs should be optimised to allow formation of spin chains and free of magnetic catalyst and carbon impurities, which have previously limited investigations of SWCNT spin properties. To address this, SWCNTs produced by laser ablation with a non-magnetic PtRhRe catalyst were purified through a multiple step centrifugation process in order to remove amorphous carbon and catalyst impurities. Centrifugation of SWCNT solutions resulted in sedimentation of carbon nanotube bundles containing clusters of catalyst particles, while isolated nanotubes with reduced catalyst particle content remained in the supernatant. Electron paramagnetic resonance (EPR) signals were detected only for samples which contained catalyst particles, with the ultracentrifuged SWCNTs showing no EPR signal at X-band (9.4 GHz) and fields ≤0.4 T. Integration of MFs into future devices requires a clear understanding of the nature of the spin and spin-spin interactions. Evaluating the spin properties of MFs, in both 3D (crystals) and 1D (peapods), will identify the spin-spin interactions and the affect of the surrounding SWCNT. Diluting spin active Sc@C₈₂ and La@C₈₂ MFs in a diamagnetic C₆₀ matrix, between 0.4% and 100%, permitted the tuning of the mean fullerene separation and thus interfullerene spin interactions. In dilute concentrations of MFs the hyper ne structure was resolved in EPR and with increasing concentration exchange narrowing was observed as a single narrow EPR peak. Encapsulation of Sc@C₈₂ MFs, of varying dilutions, into purified SWCNTs allowed formation of highly ordered 1-D array of metallofullerenes. Changing the spin environment from 3D crystal to 1D peapod resulted in the loss of the observed hyperfine structure in EPR. A single narrow peak was observed for Sc@C₈₂:C₆₀ peapods, indicating significant affect of the surrounding SWCNT structure upon the spin interactions of 1D metallofullerenes. Peapods of Ce@C₈₂ showed a similar EPR signal, suggesting that the observed narrow peak arises from charge transfer between the MF cage and the surrounding SWCNT.

Diese Arbeit beschäftigt sich mit den niedrigdimensionalen Kohlenstoffmaterialien Fullerene, Kohlenstoffnanoröhren (CNTs) und der Diamantoberfläche. Es werden jeweils zwei der genannten Materialien kombiniert und im Hinblick auf die dadurch entstehenden magnetischen und elektronischen Eigenschaften untersucht. Durch die Füllung von Fullerenen in CNTs mit entsprechenden Durchmessern ergibt sich eine eindimensionale Anordnung der Fullerene. Diese Strukturen werden als peapods bezeichnet. Bei der Verwendung von endohedralen, magnetischen Fullerenen ergibt sich durch die Einschränkung der Dimension die Möglichkeit einer wohl-definierten Kopplung und dadurch eine mögliche Änderung der magnetischen Eigenschaften. Die hier betrachteten Moleküle sind die paramagnetischen Fullerene N@C60 und Er3N@C80 sowie das ferromagnetische Dy2ScN@C80-Fulleren, welches auch als ein Einzelmolekülmagnet (SMM) bezeichnet wird. Für die Herstellung von peapods wurde im Rahmen dieser Arbeit eine Füllanlage aufgebaut, welche die speziellen Anforderungen der Fullerene berücksichtigt und mit der auch CNTs auf Substraten gefüllt werden können. Der Erfolg der Füllung wird mit hochauflösender Transmisssions-Elektronenmikroskopie (HRTEM), energiedispersiver Röntgen-Spektroskopie (EDX) und optischer Emissions- Spektrometrie (OES) überprüft. Durch weitergehende Untersuchungen im HRTEM konnte eine Reaktion von metallischen Atomen aus den Fullerenen innerhalb der CNTs zu neuen, metallischen Clustern beobachtet werden. Für die Untersuchungen möglicher Änderungen der magnetischen Eigenschaften sind magnetische Messungen notwendig. Diese können mit der Methode des magnetischen zirkularen Röntgendichroismus (XMCD) durchgeführt werden. Für das Ziel von nanoskopischen XMCD-Messungen einzelner peapods wurden Rastertransmissions- Röntgenmikroskopie-Messungen (STXM) am Synchrotron durchgeführt. Diese wurden mit HRTEM-Messungen derselben Probenpositionen korreliert, um die spektroskopische mit der räumlichen Auflösung zu verknüpfen. Dabei konnte ein Röntgenabsorptions- Spektrum von einem dünnen peapod-Bündel gemessen werden. Zusätzlich wurde mit makroskopischen XMCD-Messungen von Er3N@C80-Fullerenen, gefüllt in CNTs, gezeigt, dass diese Methode auch für peapods anwendbar ist. Erste XMCDMessungen von ferromagnetischen Dy2ScN@C80-Fullerenen zeigen eine deutliche Änderung der magnetischen Eigenschaften durch die eindimensionale Anordnung in CNTs. Im Zusammenhang mit der eindimensionalen Anordnung von paramagnetischen Fullerenen wurde außerdem ein Konzept eines Quantenregisters betrachtet, welches auf N@C60- peapods basiert. Diese sollen dabei auf eine Diamantoberfläche deponiert werden, um oberflächennahe Stickstoff-Fehlstellen-Zentren zum Auslesen der Spinzustände der N@C60- Fullerene verwenden zu können. Die in diesem Fall auftretende elektronische Wechselwirkung zwischen unterschiedlich terminierten Diamantoberflächen und CNTs sowie Fullerenen wurde mit Kelvinsonden-Mikroskopie- Messungen (KPFM) untersucht. Dabei wurde erstmalig ein Elektronentransfer von der wasserstoffterminierten Diamantoberfläche in CNTs experimentell nachgewiesen, während dieser bei Sauerstoffterminierung nicht beobachtet wurde. Die präsentierten Messungen geben Auskunft über den auftretenden Ladungstransfer, indem Ladungen in C60- Fullerenen und CNTs lokal aufgelöst abgebildet werden. Zusammenfassend können die in dieser Arbeit gewonnenen Erkenntnisse helfen, zukünftige Bauelemente von klassischen Computern oder Quantencomputern, basierend auf niedrigdimensionalen Kohlenstoffmaterialien, zu entwickeln.

The search for new materials for hydrogen storage is important for the development of future hydrogen energy applications. In this Thesis, it is shown that new materials with interesting properties can be synthesized by the reaction of hydrogen with various nanocarbon precursors. The thesis consists of two parts. The first part is devoted to studies of hydrogen storage in some metal-organic frameworks (MOFs) and nanostructured carbon materials, while the second part describes synthesis of new materials by the reaction of hydrogen gas with various carbon materials (i.e. fullerene C60, single-walled carbon nanotubes (SWCNTs), and fullerene C60 encapsulated inside SWCNTs (C60@SWCNTs)). Hydrogen adsorption was measured for a set of Zn- and Co-based MOFs at near ambient temperatures. MOFs synthesized using different metal clusters and organic connecting ligands allowed to study effects of different surface area, pore volume, and pore shapes on hydrogen storage parameters. Hydrogen adsorption values in the studied MOFs correlated well with surface area and pore volume but did not exceed 0,75wt.%. Therefore, new methods to improve the hydrogen storage capacity in MOFs were investigated. The addition of metal catalysts was previously reported to improve significantly hydrogen storage in MOFs. In this thesis the effect of Pt catalyst addition on hydrogen adsorption in MOF-5 was not confirmed. Contrary to previous reports, hydrogen adsorption in MOF-5 mixed/modified with Pt catalysts had fast kinetics, correlated well with surface area, and was on the same level as for unmodified MOF-5. New nanostructured carbon materials were synthesized by the reaction between fullerene C60 and coronene/anthracene. Despite negligible surface area these materials adsorbed up to 0,45wt.% of hydrogen at ambient temperatures. The reaction of fullerene C60 with hydrogen gas was studied at elevated temperatures and hydrogen pressures. In situ gravimetric monitoring of the reaction was performed in a broad temperature interval with/without addition of metal catalysts (i.e. Pt and Ni). The reaction resulted in synthesis of hydrogenated fullerenes C60Hx (with x≤56) followed by fullerene cage fragmentation and collapse upon prolonged duration of hydrogen treatment. Possible mechanisms of C60 hydrogenation and fragmentation were discussed. It is demonstrated that reaction of SWCNTs with hydrogen gas at elevated temperatures and hydrogen pressures can be used for nanotube opening, purification from amorphous carbon, side-wall hydrogenation, and partial unzipping of SWCNTs. Some graphene nanoribbons (GNRs) were synthesized as the result of SWCNTs unzipping. A surprising ability of hydrogen to penetrate inside SWNTs and to react with encapsulated fullerene C60 was demonstrated. / Sökandet efter nya material för vätelagring är viktigt för utveckling av framtida väteenergitillämpningar. I denna avhandling visas att nya material med intressanta egenskaper kan syntetiseras genom reaktion av väte med olika nanokolprekursorer. Avhandlingen består av två delar. Den första delen ägnas åt studier av vätelagring i vissa metall-organiska fackverk (så kallade MOFs) och nanostrukturerade kolmaterial medan den andra delen beskriver syntes av nya material genom reaktion av vätgas med olika kolmaterial (dvs. fulleren C60, enkelväggiga kolnanorör (SWCNTs) och fulleren C60 kapslat i SWCNTs (C60 @ SWCNTs)). Väteadsorptionen mättes för ett antal Zn- och Co-baserade MOFs vid rumstemperatur. MOFs syntetiserades med hjälp av olika metallkluster och organiska ligander för att studera effekterna av olika yta, porvolym och porformer på vätelagringsparametrarna. Väteadsorptionsvärden i de studerade MOFs korrelerade väl med yta och porvolym, men översteg inte 0,75wt.%. Därför undersöktes nya metoder för att förbättra kapaciteten för vätelagring i MOFs. Tillsättning av metallkatalysatorer har tidigare rapporterats avsevärt förbättra vätelagring i MOFs. I denna avhandling kunde effekten av en tillsats av Pt-katalysator på väteadsorption i MOF-5 inte bekräftas. I motsats till tidigare rapporter hade väteadsorption i MOF-5 blandad/modifierad med Pt-katalysatorer snabb kinetik och korrelerade väl med arean, men var på samma nivå som för omodifierad MOF-5. Nya nanostrukturerade kolmaterial syntetiserades genom reaktion mellan fulleren C60 och coronene/antracene. Trots försumbar yta adsorberade dessa material upp till 0,45wt.% väte vid rumstemperatur. Reaktionen av fulleren C60 med vätgas studerades vid förhöjda temperaturer och vätetryck. In situ gravimetrisk övervakning av reaktionen utfördes i ett brett temperaturintervall med/utan tillsats av metallkatalysatorer (dvs. Pt och Ni). Reaktionen resulterade i syntes av hydrogenerade fullerener C60Hx (med x≤56) följt av fragmentering och kollaps av fullerenstrukturen vid förlängd varaktighet av vätebehandlingen. Möjliga mekanismer för hydrering och fragmentering av C60 diskuteras. Det har visats att reaktionen mellan SWCNTs och vätgas vid förhöjda temperaturer och vätetryck kan användas för öppning av nanorör, borttagning av amorft kol, funktionalisering av sidoväggar och partiell "blixtlåsöppning" av SWCNTs. Reaktionen kan också syntetisera grafen-nanoband (GNRs) som en följd av att SWCNTs öppnas på längden. En överraskande stor förmåga för väte att tränga in i SWNT och där reagera med inkapslade fullerenmolekyler C60 demonstrerades.

Les propriétés physico-chimiques des matériaux confinés sont modifiées parfois de manière drastique, à cause des effets quantiques apparaissant à des tailles aussi petites, mais aussi de par le confinement lui-même. Le but des travaux effectués durant cette thèse est de montrer que la nature du matériau confinant et la taille des sites de confinement - autrement dit les pores ou cavités – ont une influence essentielle sur les propriétés des matériaux ou fluides confinés. Nous avons ainsi tout d'abord démontré l'effet de la taille des pores de la silice mésoporeuse sur la température de transition de phase solide-solide d'un semi-conducteur aux propriétés de magnétorésistance exacerbées dans des conditions non-stœchiométriques, le séléniure d'argent. Il s'avère que plus les pores sont étroits, c'est-à-dire pour des diamètres d'ouverture passant de 20 nm à environ 2 nm, cette température de transition de phase passe de 139oC à 146 oC, les forces directrices expliquant ce phénomène étant les interactions entre la surface du milieu confinant et le matériau confiné. Les effets de confinement ont également été étudiés dans le cas de fluides, l'hydrogène et le deutérium, dans les nanostructures carbonées organisées, avec dans ce cas un effet de structure très important, les cycles adsorption/désorption étant particulièrement efficaces avec les structures en nanocornets contrairement aux C60-peapods et aux nanotubes de carbone.