為擴大我國資本市場版圖，提昇證券商國際競爭力，金管會於2012年12月與中央銀行會銜擬具「國際金融業務條例」部分條文修正案，業經立法院2013年5月底三讀通過，並於同年6月19日公布施行。本次修正重點為特許符合一定規模、財務健全與完整內部控制制度之綜合證券商得在中華民國境內申請設立會計獨立之國際證券業務分公司OSU，並參照現行銀行國際金融業務分行OBU相關稅制規定訂定租稅優惠規範，開放經營證券商專業之業務範圍，例如「外幣有價證券或其他經主管機關核准金融商品買賣之行紀、居間及代理業務」、「外幣有價證券或其他經主管機關核准外幣金融商品之買賣」、「境外之有價證券承銷業務」、「資產配置或財務規劃之顧問諮詢、外幣有價證券或其他經主管機關核准外幣金融商品之銷售服務」及「經主管機關核准辦理之其他與證券相關外匯業務」等。 證券商設立OSU分公司將有助於吸引海外資金回流，並有效運用本國證券母公司之資本及信用，以擴大國際金融及證券業務參與者之規模，對於台灣經濟成長，增加金融人才的就業機會，擴大境外金融中心業務版圖，提昇證券商國際證券業務競爭力等，均有助益。後續金管會與中央銀行仍需研議修正及訂定「國際金融業務條例」相關施行細則及「國際證券業務分公司管理辦法」，以利證券商及早開辦國際證券業務。 台灣境外金融中心係參考新加坡ACU之發展模式，但成效大幅落後，本次開放證券商從事OSU業務，面向的是新加坡及香港的競爭，建議必須跳脫DSU框架，負面表列OSU金融商品，以興利取代防弊之監督管理思維，衡平金融監理與證券商OSU產業發展，始能提升台灣國際金融競爭力。

證券市場商品種類、參與者及交易方式既多且複雜，在實際交易中，常形成系統尖峰負載，但硬體設備往往無法適時進行調配。本研究利用網格計算技術，提供一個在商業環境中可行及可用性的驗證。 驗證程序，首先建構網格計算環境，再者進行驗證項目測試，最後結論與建議。步驟先採IBM公司所提供中介軟體(Middleware)- IBM Grid ToolBox V3-進行測試，惟系統因軟、硬體版本問題無法安裝成功；再採用另一中介軟體-IBM WebSphere Extend(WebSphere XD)-多次調整軟、硬體版本後，建構完成測試環境。為測試不同廠牌之硬體是否可以在相同之網格環境中正常運作，分別採用IBM及HP各四部刀鋒伺服器為硬體架構。本研究測試驗證項目共計兩項，第一項測試網格技算解決硬體調配問題；第二項測試網格計算解決交易尖峰負載量問題。經測試驗證，第一項部份，分別以手動及自動之動態調整測試，WXD系統確實可依服務負載來動態調整可用Node來服務，亦即，網格技術可用來解決硬體調配問題。第二項部份，經模擬進行需長時間計算之批次工作(Batch Job)，觀察是否由多部主機同時分工運算完成整個計算工作，WXD系統確實可在系統部份Node失效後，其他Node仍可保持其服務之水準，與一般網路Load Balance設計，盲目的將服務負載導向存在之伺服器，在部份硬體失效後，可能會導致整體系統當掉之情形，驗證網格技術是較符合企業實務運作之要求。 / There are a lot of complicated type of merchandize, investors and trading methods on security market. It is often the prime cause of transaction peak load and hardware resource allocation problem. This research utilizes grid computing technology to offer a feasible and usable verification in business environment. The verification procedure, at first, build and construct the grid computing environment; moreover, the project is tested and conclusion and suggestion is made, finally. The step adopts IBM middleware, IBM Grid ToolBox V3, first. The system is unable to install successfully because of the edition question of the software and hardware. And then adopt another IBM middleware, IBM WebSphere Extend (WebSphere XD). After adjusting the software and hardware edition many times, we build and construct the testing environment. In order to test the different factories hardware that can normal operate in the same grid computing environment, this study adopts four server of IBM and HP respectively. There are two test items in this research. The first test wants to solve the allocation problem of hardware. The second test wants to solve the problem of transaction peak load. The first part, test with manual and automatic dynamic adjustment separately. We find WXD system can adjust idle Node dynamically in accordance with serve load. The second part, the test uses batch job which need to calculate for a long time and observe whether the whole calculation can finish by dividing the work operation for many host computers at the same time. We also prove that WXD system can really keep the level of its service while some Node systems lose efficiency. In a word, according to the traditional Load Balance design, system will lead its peak load to other server after some hardwares lose its efficiency, but it may cause the whole system to shot down. From this study, we prove that grid computing technology is comparatively conforms to the requirement of enterprise's practice operation.

自2014年政府提出金融業「打亞洲盃」的政策願景後，金融業開始更為積極的構思如何佈局東南亞，其中證券業因國內市場經營不易，證券市場逐漸萎縮，因此更急需往國外發展，開拓業務範圍。唯東南亞國家多因語言差異、風俗習慣隔閡，及資訊取得不易等因素，台灣證券商在缺乏資訊的情況下難以判斷應佈局於何處，以及應如何佈局，故本研究藉由蒐集各國文獻及資訊之文獻分析法，統整分析後提出台灣證券業佈局東南亞可行的策略、方向，從最基礎的經濟環境切入，分析潛在市場規模大小和未來成長潛力，找尋合適的佈局標的，擴大經營版圖，擺脫台灣證券市場萎縮之困境，並建構出適合台灣證券業之國際化經營發展策略，期能與國外證券商分庭抗禮，乃至於發展為亞洲區域型券商。 / Since Taiwan government announced that financial sectors competing across Asia in 2014, Taiwan’s financial institutions has worked more aggressively on how to reaching out to Southeast Asia. Especially for securities sectors, Taiwan’s securities firms need to expand business abroad because Taiwan’s securities market are shriveling. Because of the shortage of data and difference of languages, it is difficult for Taiwan’s securities firms to do research in finding out appropriate target market to invest in. So the purpose of this study is to find out the most appropriate target market to invest in for Taiwan’s securities firms. This study found out the best entry target and the development strategy for Taiwan securities sectors to develop into regional securities firms in Asia by case study between international level securities firm and Taiwan securities firm.