The Tumor Necrosis Factor Receptor Superfamily (TNFR) is responsible in regulating a myriad of physiological function including the regulation of the immune system. Among the members include CD137 (4-1BB), an inducible costimulatory receptor known for its potent activation, proliferation, and survival effects on T cells. Stimulation of NK cells with agonistic α-CD137 antibodies are known to increase IFN-γ production and proliferation in NK cells as well as increase efficacy of anti-tumor responses. However, NK cell death has also been seen in certain circumstances, although the mechanism remains to be determined. In vitro stimulation of NK cells revealed that α-CD137 induced NK cell death occurs through both TNFR1 and TNFR2, although the action of TNF-α and TNF-ß remain uncertain. Death was independent of other cytotoxic mechanisms such as granzyme/perforin, Fas-Fas ligand, and TRAIL. During MCMV infection, α-CD137 induces NK cell death during the early phase of infection reducing viral resistance. This causes increased viral proliferation which drives NK cell proliferation, likely through Ly49H-m157 interactions, to high levels by day 4 of infection. The use of α-CD137 as a tumor therapeutic is promising with several applications undergoing clinical trials. However, my results raise concern of other effects including the depletion of NK cells. This may cause a temporary impairment in immune function against pathogenic infections and a compensatory reaction of NK cell proliferation, both of which may cause damage to the host. However, with proper co-stimulation or co-treatments, this impairment may be overcome and prevent adverse effects in patients.

Thesis (Ph. D.)--Cornell University, May, 2008. / Vita. Includes bibliographical references (leaves 101-121).

L'immunothérapie cellulaire passive par injection de lymphopcytes T cytotoxiques offre des possibilités thérapeutiques nouvelles dans l'immunité anti-virale et anti-tumorale. Par rapport aux méthodes actuelles de stimulation utilisant des lignées présentatrices d'antigènes, nous essayons de développer une méthode alternative d'amplification des lymphocytes T CD8 à l'aide d'une combinaison de protéines recombinantes immobilisées sur billes.<br />L'interaction 4-1BB/4-1BBL (CD137/CD137L) constitue un des signaux de co-stimulation impliqués dans l'activation des lymphocytes T CD8 effecteurs. Le travail présenté ici décrit pour la première fois la production et la caractérisation d'une forme fonctionnelle de 4-1BBL recombinant soluble. De plus, nous montrons qu'il est possible d'amplifier in vitro des lymphocytes T mémoires anti-CMV et anti-EBV avec des complexes HLA-peptide associés à ce 4-1BBL ou à de l'anticorps anti-CD28. L'intérêt de la co-stimulation du 4-1BB est comparée à celle du CD28 dans les 2 contextes antigéniques étudiés.

The Tumor necrosis factor receptor (TNFR) family member 4-1BB and its TNF family ligand, 4-1BBL, are important in modulating multiple stages of the CD8 T cell response. Here I show that during a mild influenza infection, 4-1BBL is completely dispensable for initial T cell responses, viral clearance and mouse survival. In contrast, during severe influenza infection with prolonged viral load, 4-1BB expression is sustained on lung T cells and 4-1BBL is upregulated in the lung compared to mild influenza infection. Under these conditions, 4-1BBL-deficiency results in a decreased CD8 T cell response in the lungs, higher viral load, impaired lung function and increased mortality. These findings suggest that the sustained expression of 4-1BB and its ligand as a function of viral load fine-tunes the CD8 T cell response to a level appropriate for the severity of infection. 4-1BBL is also important for maintaining CD8 memory T cell survival following the clearance of an infection. I found that 4-1BB is selectively expressed on a subset of memory CD8 T cells in the bone marrow. I further showed that the TNFR family member GITR is intrinsically required on CD8 memory T cells for 4-1BB expression in vivo, and that 4-1BB on CD8 T cells interacting with 4-1BBL on a radio-resistant cell in the bone marrow contributes to CD8 memory T cell survival. Immunotherapy with 4-1BB agonists has shown efficacy in eradication of tumors in several mouse models. These effects have been attributed to 4-1BB on multiple cell types. I found that 4-1BB either on transferred T cells or on host T cells was necessary and sufficient for inducing regression of established tumors when anti-4-1BB is combined with adoptive T cell therapy. This thesis highlights the importance of the CD8 T cell intrinsic role of 4-1BB in the immune system.

The Tumor necrosis factor receptor (TNFR) family member 4-1BB and its TNF family ligand, 4-1BBL, are important in modulating multiple stages of the CD8 T cell response. Here I show that during a mild influenza infection, 4-1BBL is completely dispensable for initial T cell responses, viral clearance and mouse survival. In contrast, during severe influenza infection with prolonged viral load, 4-1BB expression is sustained on lung T cells and 4-1BBL is upregulated in the lung compared to mild influenza infection. Under these conditions, 4-1BBL-deficiency results in a decreased CD8 T cell response in the lungs, higher viral load, impaired lung function and increased mortality. These findings suggest that the sustained expression of 4-1BB and its ligand as a function of viral load fine-tunes the CD8 T cell response to a level appropriate for the severity of infection. 4-1BBL is also important for maintaining CD8 memory T cell survival following the clearance of an infection. I found that 4-1BB is selectively expressed on a subset of memory CD8 T cells in the bone marrow. I further showed that the TNFR family member GITR is intrinsically required on CD8 memory T cells for 4-1BB expression in vivo, and that 4-1BB on CD8 T cells interacting with 4-1BBL on a radio-resistant cell in the bone marrow contributes to CD8 memory T cell survival. Immunotherapy with 4-1BB agonists has shown efficacy in eradication of tumors in several mouse models. These effects have been attributed to 4-1BB on multiple cell types. I found that 4-1BB either on transferred T cells or on host T cells was necessary and sufficient for inducing regression of established tumors when anti-4-1BB is combined with adoptive T cell therapy. This thesis highlights the importance of the CD8 T cell intrinsic role of 4-1BB in the immune system.

A hallmark of chronic human immunodeficiency virus (HIV) infection is the impairment of CD8 T cell survival and effector functions, which likely contributes to HIV pathogenesis. A number of factors could be attributed to this impairment, including the declining number of CD4 T cells, progressive destruction of secondary lymphoid tissues and an increasingly inhibitory environment. As highly active antiretroviral therapy shows limited efficacy in improving CD8 T cell functions, this thesis explores the therapeutic application of costimulatory molecules in directly stimulating non-functional HIV-specific CD8 T cells and ultimately their relevance to the control of chronic HIV infection. Costimulatory molecules are adjuvants for functional activation of T cells that act in concert with the antigen-specific signal. The Tumor Necrosis Factor (TNF) family member, 4-1BBL, emerges as the most effective costimulatory molecule in the antigen-specific expansion of human memory CD8 T cells as compared to the related TNF family members CD70 and LIGHT. As well, 4-1BBL improves the cytolytic function of T lymphocytes on a per cell basis. Furthermore, 4-1BBL is identified as a key component in the therapeutic rescue of CD8 T cell function and its effect is at least partially dependent on its signaling adaptor TNF receptor associated factor 1 (TRAF1), both in vitro and in vivo. This thesis also identifies the loss of TRAF1 as a new mechanism of immune dysregulation of HIV-specific CD8 T cells during the chronic phase of HIV infection and offers a means to correct it. The loss of TRAF1 has functional relevance in HIV suppression and HIV-specific CD8 T cell responses. Finally, a combination therapy involving agonistic anti-4-1BB antibody is shown to be successful in a proof of concept treatment of chronic lymphocytic chroriomeningitis virus (LCMV) infection in mice, resulting in sustained reduction in viral load. A new model of HIV-specific CD8 T cell dysfunction is constructed based on these findings.

A hallmark of chronic human immunodeficiency virus (HIV) infection is the impairment of CD8 T cell survival and effector functions, which likely contributes to HIV pathogenesis. A number of factors could be attributed to this impairment, including the declining number of CD4 T cells, progressive destruction of secondary lymphoid tissues and an increasingly inhibitory environment. As highly active antiretroviral therapy shows limited efficacy in improving CD8 T cell functions, this thesis explores the therapeutic application of costimulatory molecules in directly stimulating non-functional HIV-specific CD8 T cells and ultimately their relevance to the control of chronic HIV infection. Costimulatory molecules are adjuvants for functional activation of T cells that act in concert with the antigen-specific signal. The Tumor Necrosis Factor (TNF) family member, 4-1BBL, emerges as the most effective costimulatory molecule in the antigen-specific expansion of human memory CD8 T cells as compared to the related TNF family members CD70 and LIGHT. As well, 4-1BBL improves the cytolytic function of T lymphocytes on a per cell basis. Furthermore, 4-1BBL is identified as a key component in the therapeutic rescue of CD8 T cell function and its effect is at least partially dependent on its signaling adaptor TNF receptor associated factor 1 (TRAF1), both in vitro and in vivo. This thesis also identifies the loss of TRAF1 as a new mechanism of immune dysregulation of HIV-specific CD8 T cells during the chronic phase of HIV infection and offers a means to correct it. The loss of TRAF1 has functional relevance in HIV suppression and HIV-specific CD8 T cell responses. Finally, a combination therapy involving agonistic anti-4-1BB antibody is shown to be successful in a proof of concept treatment of chronic lymphocytic chroriomeningitis virus (LCMV) infection in mice, resulting in sustained reduction in viral load. A new model of HIV-specific CD8 T cell dysfunction is constructed based on these findings.

<p>  </p> <p>Cancer is well known as a disease involving genetic disorders, which make them distinguishable from normal tissue by the altered molecular signatures. Theoretically, malignant cells can be recognized and attacked by innate and adaptive immune system as “non-self” species, and the idea to take advantage of host immunity to treat cancer has been discussed for over a century. Through the multi-disciplinary research efforts from immunology, cancer biology, cell engineering <em>etc.</em>, cancer immunotherapy has been successfully translated from benchside to bedside. While the clinical application of immunotherapeutic regimens has achieved extraordinary success including the unprecedented long-term survival of metastatic melanoma patients, we must take it seriously that only a small proportion (about 20% on average) of patients benefit from immunotherapy, and many develop secondary progression after the initial response. Advancements have been made in biomarker development to identify the group the patients who may benefit from immunotherapy, yet the accuracy and adaptability remain to be improved. In general, the performance of immunotherapy is hardly satisfactory as the current situation.</p> <p><br></p> <p>The effect out of T cell-mediated immune response is mediated by plenty pairs of receptor-ligand interactions in the immune synapse between T cells and target cells. Despite the T cell receptor-mediated first signal and CD28-mediated second signal, a huge collection of co-signals molecules serves unneglectable roles to keep the T-cell immune response fine-tuned under appropriate threshold. Inadequate co-signaling transduction result in with immune deficiency or autoimmunity depending on the type of signal (stimulatory or inhibitory). 4-1BB is a significant co-receptor which is mainly expressed on T cells and delivers activation signal to drive T cell proliferation and cytotoxicity. 4-1BB is targetable for cancer treatment and can be used as a tumor-reactive T cell marker as well. Hence, it is of substantial importance to understand how co-signaling molecules, such as 4-1BB, are regulated under specific physiological or pathological conditions.</p> <p><br></p> <p>Proteins are regulated at multiple levels, including transcription, translation, localization, and interaction with other biomolecules (covalently or non-covalently). Post-translational modification (PTM) constitutes a critical type of mechanism that elicit multidimensional effects to the biophysical properties of target proteins. Herein, I sought to elaborate how 4-1BB, an TNFRSF family co-stimulatory receptor, is possessed and regulated by PTMs, particularly ubiquitination and <em>N</em>-glycosylation. In the first part of this study, I confirmed that 4-1BB is degraded through ubiquitination-proteasome pathway and identified FBXL20 to be the E3 ligase subunit mediating 4-1BB polyubiquitination. While conducting the first section, I noticed that 4-1BB is heavily <em>N</em>-glycosylated and thereby dissected the biological significance of this modification which made up the second part of this study. I experimentally characterized that 4-1BB necessitates its <em>N</em>-glycans to be efficaciously transported to cell membrane through the secretory pathway. Plus, the glycosylated 4-1BB has short half-life. Without the spatial hindrance established by <em>N</em>-linked carbohydrate moieties, the exposed C121 residue of 4-1BB can be used to forms stable multimer which intracellular retention and stabilization of 4-1BB.</p> <p><br></p> <p>This study uncovered the post-translational mechanisms of action of 4-1BB regulation for the first time. More fundamentally, we provided a blueprint to study the post-translational regulation network of immune receptors which may be applied for future investigations in other targets. Our ultimate hope is to be able to grasp the dynamic of key immune regulators in the context of microenvironment and based on which pair the right therapeutics with the correct populations.</p>

4-1BB (CD137) est un membre de la superfamille TNFR qui est impliqué dans la transmission des signaux de survie aux lymphocytes. TRAF1 est une protéine adaptatrice qui est recrutée par 4-1BB et autres TNFRs et est caractérisée par une expression très restreinte aux lymphocytes, cellules dendritiques et certaines cellules épithéliales. TRAF1 est nécessaire pour l’expansion et la survie des cellules T mémoire en présence d'agonistes anti-4-1BB in vivo. De plus, TRAF1 est requise en aval de 4-1BB pour activer (phosphoryler) la MAP kinase Erk impliquée dans la régulation de la molécule pro-apoptotique Bim. Suite à l’activation du récepteur 4-1BB, TRAF1 et ERK sont impliqués dans la phosphorylation de Bim et la modulation de son expression. L’activation et la régulation de TRAF1 et Bim ont un rôle important dans la survie des cellules T CD8 mémoires. Dans cette étude, nous avons utilisé une approche protéomique afin de pouvoir identifier de nouveaux partenaires de liaison de TRAF1. Utilisant cette stratégie, nous avons identifié que LSP1 (Leukocyte Specific Protein 1) est recruté dans le complexe de signalisation 4-1BB de manière TRAF1 dépendante. Une caractérisation plus poussée de l’interaction entre TRAF1 et LSP1 a montré que LSP1 lie la région unique N-terminal de TRAF1 de façon indépendante de la région conservée C-terminal. À l’instar des cellules T déficientes en TRAF1, les cellules T déficientes en LSP1 ne sont pas capables d’activer ERK en aval de 4-1BB et par conséquent ne peuvent pas réguler Bim. Ainsi, TRAF1 et LSP1 coopèrent en aval de 4-1BB dans le but d’activer ERK et réguler en aval les niveaux de Bim dans les cellules T CD8. Selon la littérature, le récepteur 4-1BB n’est pas exprimé à la surface des cellules B murines, mais le récepteur 4-1BB favorise la prolifération et la survie des cellules B humaines. Cependant, il est important d'étudier l'expression du récepteur 4-1BB dans les cellules B murines afin de disposer d'un modèle murin et de prédire la réponse clinique à la manipulation de 4-1BB. En utilisant différentes stimulations de cellules B murines primaires, nous avons identifié que le récepteur 4-1BB est exprimé à la surface des cellules B de souris suite à une stimulation avec le LPS (Lipopolysaccharides). Une caractérisation plus poussée a montré que le récepteur 4-1BB est induit dans les cellules B murines d'une manière dépendante de TLR4 (Toll Like Receptor 4). Collectivement, notre travail a démontré que la stimulation avec le LPS induit l’expression du récepteur 4-1BB à la surface des cellules B murines, menant ainsi à l'induction de TRAF1. De plus, TRAF1 et LSP1 coopèrent en aval de 4-1BB pour activer la signalisation de la Map kinase ERK dans les cellules B murines de manière similaire aux cellules T. Les cellules B déficientes en TRAF1 et les cellules B déficientes en LSP1 ne sont pas en mesure d'activer la voie ERK en aval de 4-1BB et montrent un niveau d’expression du récepteur significativement diminué comparé aux cellules B d’une souris WT. Ainsi, TRAF1 et LSP1 sont nécessaires pour une expression maximale du récepteur 4-1BB à la surface cellulaire de cellules B murines et coopèrent en aval de 4-1BB afin d'activer la cascade ERK dans les cellules B murines. / 4-1BB (CD137) is a member of the TNFR superfamily, which is involved in the transmission of survival signals in lymphocytes. TRAF1 is an adapter protein that is recruited by 4-1BB and other TNFRs and is characterized by a very restricted expression in lymphocytes, dendritic cells and some epithelial cells. TRAF1 is necessary for the expansion and survival of memory T cells in the presence of anti-4-1BB agonist in vivo. Also, TRAF1 is required downstream of 4-1BB to activate (phosphorylate) the MAP kinase ERK involved in the regulation of the proapoptotic molecule Bim. Upon activation of 4-1BB, TRAF1 and ERK are involved in the phosphorylation of Bim and modulation of its expression. The activation and regulation of TRAF1 and Bim have an important role in the survival of CD8 memory T cells. In this study, we used a proteomic approach in order to identify new TRAF1 binding partners. Using this strategy, we have identified that LSP1 (Leukocyte Specific Protein 1) is recruited to the 4-1BB signaling complex in a TRAF1-dependent manner. It has been shown that LSP1 is a target protein for signaling ERK / MAP kinase. Further characterization of the interaction between TRAF1 and LSP1 has shown that LSP1 binds the N-terminal unique region independently of the conserved C-terminal of TRAF1. Like the T cells deficient in TRAF1, T cells deficient in LSP1 are not capable of activating ERK downstream of 4-1BB and therefore cannot regulate Bim levels in T cells. Thus, TRAF1 and LSP1 cooperate downstream of 4-1BB in order to activate ERK and regulate Bim levels in murine CD8 T cells. According to the literature, the 4-1BB receptor is not expressed on the surface of murine CD19+ B cells, but 4-1BB activation promotes the proliferation and survival of human CD19+B cells. However, it is important to study the expression of 4-1BB receptor in murine B cells to have a murine model and predict the clinical response to the manipulation of 4-1BB. Using different stimulation of primary murine CD19+B cells, we have found that the 4-1BB receptor is expressed on the surface of murine B cells in response to LPS (lipopolysaccharide) stimulation. Further characterization showed that the 4-1BB was induced in murine CD19+B cells in a TLR4-dependent manner (Toll like Receptor 4). Collectively, our work has shown that the stimulation with LPS induces the expression of 4-1BB on the surface of murine B cells leading to the induction of TRAF1. Also, TRAF1 and LSP1 cooperate downstream of 4-1BB to activate the signaling of the Map kinase ERK in murine B cells similarly to T cells. Similarly, as for the T cells, TRAF1-/- B cells or LSP1-/- B cells are not able to activate the ERK pathway downstream of 4-1BB. In addition, the B cells deficient in either TRAF1 or LSP1 show a level of expression of the 4-1BB receptor significantly decreased compared to B cells from a WT mouse. Thus, TRAF1 and LSP1 are required for maximal expression of the 4-1BB receptor on the cell surface of murine B cells and cooperate downstream of 4-1BB to activate the ERK cascade in the murine B cells.