Cooperative communication has recently become a key technology for modern wireless networks such as 3GPP long-term evolution and WiMAX, because in such networks the transmission rate, the communication reliability, and coverage problems could be improved in a cost-effective manner. This, however, faces many design challenges. First, cooperative transmission typically involves a relaying phase which requires extra resources. This may cause a reduction in the spectral efficiency. Second, extra control signaling increases the complexity of operation, which may limit practical implementation. In addition, a wireless channel is time-varying, mainly due to the multipath propagation. As a result, a careful design of efficient cooperative communication systems is required, not only to enhance the spectral efficiency and maintain the quality-of-service (QoS), but also to be practical. In this dissertation, we aim to address the challenges imposed by cooperative communication and wireless transmission, and design the efficient and distributed systems which can be practically implemented in existing wireless systems. The research work is divided into two main topics: 1) adaptive cooperative wireless systems with variable-rate transmission, and 2) cooperative wireless systems with a power consumption constraint. The first topic investigates how the spectral efficiency of cooperative wireless communication systems can be improved while maintaining the QoS in terms of bit error rate and outage probability. The spectral efficiency enhancement is achieved by using three techniques: adaptivity over the relay node (i.e., relay node is active or not), adaptivity over the modulation mode, and relay selection. Based on that, we propose several adaptive cooperative schemes for both the decode-and-forward (DF) and amplify-and-forward (AF) protocols. To evaluate these schemes, we provide performance analysis in terms of average spectral efficiency, average bit error rate (ABER), and outage probability over Rayleigh fading channels. We start with the single-relay cooperative system using DF protocol, in which two adaptive cooperative schemes with variable-rate transmission are proposed. The first scheme, called the minimum error rate scheme (MERS), aims to exploit the transmit diversity to improve the bit error rate. By trading the multiplexing gain against the diversity gain, we propose the second scheme, called the maximum spectral efficiency scheme (MSES), in which cooperative transmission is avoided whenever it is not beneficial. The MERS improves the ABER significantly and achieves equal or better average spectral efficiency compared to the fixed (i.e., non-adaptive) relaying scheme. In contrast, the MSES provides the best average spectral efficiency due to its ability to not only adapt to the channel variation but also to switch between cooperative and non-cooperative transmissions. To further increase the spectral efficiency, we then propose the third scheme, called variable-rate based relay selection (VRRS) scheme, in which a relay node is selected from among the available relay nodes, based on a predefined criterion. Furthermore, we propose two AF adaptive cooperative schemes, mainly to enhance the spectral efficiency. In the first scheme, we introduce a generalized switching policy (GSP) for a single-relay cooperative wireless system that exploits the variable-rate transmission and useful cooperative regions. The second scheme, called the AF efficient relay selection (AFERS) scheme, extends the GSP to also consider the relay selection technique. Analytical and simulation results verify that the AFERS scheme not only outperforms conventional direct transmission in terms of the average spectral efficiency, but also the AF fixed relaying and the outage-based AF adaptive cooperative scheme. The second topic investigates the fair power consumption of the relay nodes for AF cooperative wireless communication systems. The fairness is defined as to achieve equal power consumption over the relay nodes. We focus on how the relay selection process can be controlled in a distributed manner so that the power consumption of the relay nodes can be included in relay selection. We first introduce a simple closed-form expression for the weight coefficient used in order to achieve the considered fairness that depends only on the local average channel conditions of the relay path. We then derive closed-form expressions of the weighted outage probability and ABER and show that our proposed strategy not only has less complexity than the conventional centralized one but also provides better accuracy in distributing the total consumed power equally among the relay nodes without affecting the performance.

Synchronization is one of the most important issues in wireless communication systems design and implementation. The requirement for synchronization is going high as the signal bandwidth and the system complexity increases. For instance, the ultra-short pulse width in ultra-wideband (UWB) communication systems poses problems to the conventional timing synchronization methods and the multi-node transmission poses problems to the existing carrier frequency offset (CFO) synchronization methods. Moreover, the impact of imperfect synchronization in these systems on the system performance is more negative than that of the conventional communication systems. Therefore, efficient synchronization algorithms are really in need. This dissertation presents several synchronization methods aiming to either improve the synchronization performance or reduce the synchronization complexity. The focus of this dissertation is on UWB systems and cooperative systems. Both timing synchronization and carrier frequency synchronization problems have been investigated. Several different systems are considered, including the point to point block transmission based UWB communications, orthogonal frequency division multiplexing (OFDM) based one way and two way relaying communication systems and narrow band cooperative communication systems. For block transmission UWB systems, i.e., both OFDM and single carrier frequency domain equalization (SC-FDE) UWB systems, a new generic timing estimation method based on channel impulse response (CIR) estimation is proposed. The newly proposed method is superior to the existing methods not only in synchronization performance, but also in the algorithm complexity. For the multi-node cooperative communications, the CFO mitigation issue is studied with OFDM signaling. Due to the distributed nature of the cooperative system, the multiple CFO problem is inevitable and hard to solve. A two-step compensation scheme is designed to suppress the interference introduced by multiple CFO with low complexity. Moreover, timing synchronization in cooperative communications is studied, including the broadband OFDM based cooperative communication and the narrow band cooperative communication. A means of determining the optimal timing of the OFDM signal in asynchronous two way relay networks (TWRN) has been designed. A correlation based multi-delay estimation method is proposed for narrow band asynchronous cooperative communication systems. The synchronization issues covering both timing and carrier synchronization have been extensively studied in this dissertation. New synchronization methods have been proposed for the emerging transmission schemes such as high rate UWB transmission and the distributed cooperative transmission with challenges different from conventional wireless transmission schemes. / Graduate

Cooperative communication has recently become a key technology for modern wireless networks such as 3GPP long-term evolution and WiMAX, because in such networks the transmission rate, the communication reliability, and coverage problems could be improved in a cost-effective manner. This, however, faces many design challenges. First, cooperative transmission typically involves a relaying phase which requires extra resources. This may cause a reduction in the spectral efficiency. Second, extra control signaling increases the complexity of operation, which may limit practical implementation. In addition, a wireless channel is time-varying, mainly due to the multipath propagation. As a result, a careful design of efficient cooperative communication systems is required, not only to enhance the spectral efficiency and maintain the quality-of-service (QoS), but also to be practical. In this dissertation, we aim to address the challenges imposed by cooperative communication and wireless transmission, and design the efficient and distributed systems which can be practically implemented in existing wireless systems. The research work is divided into two main topics: 1) adaptive cooperative wireless systems with variable-rate transmission, and 2) cooperative wireless systems with a power consumption constraint. The first topic investigates how the spectral efficiency of cooperative wireless communication systems can be improved while maintaining the QoS in terms of bit error rate and outage probability. The spectral efficiency enhancement is achieved by using three techniques: adaptivity over the relay node (i.e., relay node is active or not), adaptivity over the modulation mode, and relay selection. Based on that, we propose several adaptive cooperative schemes for both the decode-and-forward (DF) and amplify-and-forward (AF) protocols. To evaluate these schemes, we provide performance analysis in terms of average spectral efficiency, average bit error rate (ABER), and outage probability over Rayleigh fading channels. We start with the single-relay cooperative system using DF protocol, in which two adaptive cooperative schemes with variable-rate transmission are proposed. The first scheme, called the minimum error rate scheme (MERS), aims to exploit the transmit diversity to improve the bit error rate. By trading the multiplexing gain against the diversity gain, we propose the second scheme, called the maximum spectral efficiency scheme (MSES), in which cooperative transmission is avoided whenever it is not beneficial. The MERS improves the ABER significantly and achieves equal or better average spectral efficiency compared to the fixed (i.e., non-adaptive) relaying scheme. In contrast, the MSES provides the best average spectral efficiency due to its ability to not only adapt to the channel variation but also to switch between cooperative and non-cooperative transmissions. To further increase the spectral efficiency, we then propose the third scheme, called variable-rate based relay selection (VRRS) scheme, in which a relay node is selected from among the available relay nodes, based on a predefined criterion. Furthermore, we propose two AF adaptive cooperative schemes, mainly to enhance the spectral efficiency. In the first scheme, we introduce a generalized switching policy (GSP) for a single-relay cooperative wireless system that exploits the variable-rate transmission and useful cooperative regions. The second scheme, called the AF efficient relay selection (AFERS) scheme, extends the GSP to also consider the relay selection technique. Analytical and simulation results verify that the AFERS scheme not only outperforms conventional direct transmission in terms of the average spectral efficiency, but also the AF fixed relaying and the outage-based AF adaptive cooperative scheme. The second topic investigates the fair power consumption of the relay nodes for AF cooperative wireless communication systems. The fairness is defined as to achieve equal power consumption over the relay nodes. We focus on how the relay selection process can be controlled in a distributed manner so that the power consumption of the relay nodes can be included in relay selection. We first introduce a simple closed-form expression for the weight coefficient used in order to achieve the considered fairness that depends only on the local average channel conditions of the relay path. We then derive closed-form expressions of the weighted outage probability and ABER and show that our proposed strategy not only has less complexity than the conventional centralized one but also provides better accuracy in distributing the total consumed power equally among the relay nodes without affecting the performance.

Recently, wireless network technology has grown at such a pace that scientific research has become a practical reality in a very short time span. One mobile system that features high data rates and open network architecture is 4G. Currently, the research community and industry, in the field of wireless networks, are working on possible choices for solutions in the 4G system. The researcher considers one of the most important characteristics of future 4G mobile systems the ability to guarantee reliable communications at high data rates, in addition to high efficiency in the spectrum usage. On mobile wireless communication networks, one important factor is the coverage of large geographical areas. In 4G systems, a hybrid satellite/terrestrial network is crucial to providing users with coverage wherever needed. Subscribers thus require a reliable satellite link to access their services when they are in remote locations where a terrestrial infrastructure is unavailable. The results show that good modulation and access technique are also required in order to transmit high data rates over satellite links to mobile users. The dissertation proposes the use of OFDM (Orthogonal Frequency Multiple Access) for the satellite link by increasing the time diversity. This technique will allow for an increase of the data rate, as primarily required by multimedia applications, and will also optimally use the available bandwidth. In addition, this dissertation approaches the use of Cooperative Satellite Communications for hybrid satellite/terrestrial networks. By using this technique, the satellite coverage can be extended to areas where there is no direct link to the satellite. The issue of Cooperative Satellite Communications is solved through a new algorithm that forwards the received data from the fixed node to the mobile node. This algorithm is very efficient because it does not allow unnecessary transmissions and is based on signal to noise ratio (SNR) measures.

With the fast development of today’s multimedia services, engineers face a huge hurdle that is, the overwhelming need of highly reliable communication over long distances. Cooperative communication is a novel concept which tackles this problem effectively. The direct link is assisted by nodes called relays, which also reduce shadowing and pathloss effects in wireless networks. An added advantage of such a cooperative communication network is that when combined with multiple-input multiple-output (MIMO) antenna systems and cognitive radio networks (CRN), the system performance in terms of spectral efficiency and reliability, can be extremely enhanced without any extra power and spectrum.The concept of cooperative communications in MIMO and CRN systems has gained immense interest in the literature. Most of the research works have assumed Rayleigh fading conditions. In this thesis, the performance of cooperative communications with practical constraints of shadowing is studied. Analytical expressions for the outage probability of cooperative networks under different relaying protocols with selection combining are presented under the assumption of κ − µ shadowing fading. Specifically, the relaying protocols that are investigated are incremental relaying, opportunistic relaying, adaptive amplify-and-forward and decode-and-forward. Furthermore, this system model is simulated and the simulation results are compared with the analytical results. Mathematica, a technical computing tool, is used for numerical estimations using stochastic processes and probability theory. Simulation is done in MATLAB.In this thesis, along with the analytical framework for evaluating outage probability for the system is presented. Simulations are performed for various fading parameters and the results closely match with analytical results which validate the derivations.

It is expected that Wireless Body Area Network (WBAN) will greatly improve the quality of our life because of its myriad applications for our human beings. However, one of the challenges is to design energy efficient communication protocols to support the reliable communication as well as to prolong the network lifetime. Cooperative communications have the advantage of spatial diversity to combat multipath fading, thus improving the link reliability and boosting energy efficiency. In this thesis, we investigate the energy efficient cooperative communications for WBAN. We first analyze the outage performance of three transmission schemes, namely direct transmission, single relay cooperation, and multi-relay cooperation. To minimize the energy consumption, we then study the problem of optimal power allocation with the constraint of targeted outage probability. Two strategies of power allocation are considered: power allocation with and without posture state information. Simulation results verify the accuracy of the analysis and demonstrate that: 1) power allocation making use of the posture information can reduce the energy consumption; 2) within a possible range of the channel quality in WBAN, cooperative communication is more energy efficient than direct transmission only when the path loss between the transmission pair is higher than a threshold; and 3) for most of the typical channel quality due to the fixed transceiver locations on human body, cooperative communication is effective in reducing energy consumption.

Cooperative communications is an emerging technique that has spatial diversity inherent in wireless multiuser communication systems without multiple antennas at each node. Most studies in the literature assume that users acting as the relays are normally operated and trustworthy, which, however, may not always be true in practice. This thesis considers the design of robust cooperative communication in physical layer for combating relay misbehaviors. This thesis considers both models in which the cooperative communications is with direct path (WDP) and without direct path (WODP). Two signal-correlation-detection rules for both WDP and WODP are proposed, respectively. Utilizing the proposed signal-correlation-detection mechanism, the destination identifies the misbehaving relays within the cooperative communication network and then excludes their transmitting messages when performing the diversity combining to infer the symbols of interest sent by the source. The proposed signal-correlation-detection rules are optimally designed in accordance with either the criterion of the minimization of the probability of misbehavior misidentification or the criterion of the maximum generalized likelihood detector. In addition, this thesis also provides the BER analysis of the cooperative communications employing the proposed misbehaving relay detectors. The simulation result demonstrates that the proposed schemes have excellent robust performance when the relay misbehavior is present in the cooperative communication networks.

It is expected that Wireless Body Area Network (WBAN) will greatly improve the quality of our life because of its myriad applications for our human beings. However, one of the challenges is to design energy efficient communication protocols to support the reliable communication as well as to prolong the network lifetime. Cooperative communications have the advantage of spatial diversity to combat multipath fading, thus improving the link reliability and boosting energy efficiency. In this thesis, we investigate the energy efficient cooperative communications for WBAN. We first analyze the outage performance of three transmission schemes, namely direct transmission, single relay cooperation, and multi-relay cooperation. To minimize the energy consumption, we then study the problem of optimal power allocation with the constraint of targeted outage probability. Two strategies of power allocation are considered: power allocation with and without posture state information. Simulation results verify the accuracy of the analysis and demonstrate that: 1) power allocation making use of the posture information can reduce the energy consumption; 2) within a possible range of the channel quality in WBAN, cooperative communication is more energy efficient than direct transmission only when the path loss between the transmission pair is higher than a threshold; and 3) for most of the typical channel quality due to the fixed transceiver locations on human body, cooperative communication is effective in reducing energy consumption.

CoordenaÃÃo de AperfeÃoamento de Pessoal de NÃvel Superior / In this dissertation the problem of channel estimation in cooperative MIMO systems is investigated. More specifically, channel estimation techniques have been developed for a communication system assisted by relays with amplify-and-forward (AF) processing system in a three-hop scenario. The techniques developed use training sequences and enable, at the receiving node, the estimation of all the channels involved in the communication process. In an initial scenario, we consider a communication system with N transmit antennas and M receive antennas and between these nodes we have two relay groups with R1 and R2 antennas each. We propose protocols based on temporal multiplexing to coordinate the retransmission of the signals. At the end of the training phase, the receiving node estimates the channel matrices by combining the received data. By exploiting the multilinear (tensorial) structure of the sets of signals, we can model the received data through tensor models, such as PARAFAC and PARATUCK2 . This work proposes the combined use of these models and algebraic techniques to explore the spatial diversity. Secondly, we consider that the number of transmit and receive antennas at the relays may be different and that the data can travel in a bidirectional scheme (two-way). In order to validate the algorithms we use Monte-Carlo simulations in which we compare our proposed models with competing channel estimation algorithms, such as, the PARAFAC and Khatri-Rao factorization based algorithms in terms of NMSE and bit error rate. / Nesta dissertaÃÃo o problema de estimaÃÃo de canal em sistemas MIMO cooperativos à investigado. Mais especificamente, foram desenvolvidas tÃcnicas para estimaÃÃo de canal em um sistema de comunicaÃÃo assistida por relays com processamento do tipo amplifica-e-encaminha (do inglÃs, amplify-and-forward) em um cenÃrio de 3 saltos. As tÃcnicas desenvolvidas utilizam sequÃncia de treinamento e habilitam, no nà receptor, a estimaÃÃo de todos os canais envolvidos no processo de comunicaÃÃo. Em um cenÃrio inicial, consideramos um sistema de comunicaÃÃo com N antenas transmissoras e M antenas receptoras e entre esses nÃs temos dois grupos de relays com R1 e R2 antenas cada um. Foram desenvolvidos protocolos de transmissÃo baseado em multiplexaÃÃo temporal para coordenar as retransmissÃes dos sinais. Ao final da fase de treinamento, o nà receptor faz a estimaÃÃo das matrizes de canal atravÃs da combinaÃÃo dos dados recebidos. Explorando a estrutura multilinear (tensorial) dos diversos conjuntos de sinais, podemos modelar os dados recebidos atravÃs de modelos tensoriais, tais como: PARAFAC e PARATUCK2. Este trabalho propÃe a utilizaÃÃo combinada desses modelos e de tÃcnicas algÃbricas para explorar a diversidade espacial. Em um segundo momento, consideramos que o nÃmero de antenas transmissoras e receptoras dos relays podem ser diferentes e ainda que os dados podem trafegar em um esquema bidirecional (do inglÃs, two-way). Para fins de validaÃÃo dos algoritmos utilizamos simulaÃÃes de Monte-Carlo em que comparamos os modelos propostos com outros algoritmos de estimaÃÃo de canal, tais como os algoritmos baseados em PARAFAC e FatoraÃÃo de Khatri-Rao em termos de NMSE e taxa de erro de bit.

Demand for high data rates is increasing rapidly for future wireless systems.This trend is due to the increase in the number of mobile subscribers that need bandwidth hungry multimedia applications anywhere, anytime. Fourth generation cellular systems like IMT-advanced are being developed to meet these requirements. The unreliable nature of the wireless medium is one of the main hinderance in providing high data rates. Cooperative communication in cellular networks is emerging as a new paradigm to deal with the channel impairments. User cooperation via fixed relays in cellular systems form multiple access relay channels (MARCs) and provide an effective and cost efficient solution to achieve spatial diversity gains. Network resources can be utilized efficiently by using network coding at cooperating nodes. A lot of research work has focused on highlighting the gains achieved by using network coding in MARCs. However, there are certain areas that are not fully explored yet. For instance, the kind of the detection scheme used at the base station receiver and its impact on the link performance has not been addressed. In most cases, the outage probability has been used as a performance measure of MARCs. However, it is well known that the outage probability gives information about the signal availability, but it does not give the complete picture about the reliability of the link and the achieved quality of service. This thesis work looks at the link performance, in terms of symbol error probability, of multiple access relay channels that employ network coding at the relay node. Different types of detection schemes are considered and their performance is compared under different link conditions. Analytical expressions for the average symbol error probability of the cooperating users are derived. Focusing on the uplink of cellular systems, certain rules are devised on how to group users at relay node to ensure mutual benefit for the cooperating users. As a way of improving the link performance of multiple access relay channels and their robustness, the thesis considers constellation selection for the different branches. This method takes advantage of the redundancy between the transmitted symbols created by network coding and the augmented signal space obtained at the base station receiver. The obtained results show that, with a proper selection of the constellation sets, the link performance of MARCs can be improved. The thesis further looks at the interaction between the channel coding schemes of the cooperating users and network coding. It is shown that joint channel-network coding in MARCs can be seen as a product code. This new representation provides considerable flexibility in selecting efficient decoding algorithms at the base station receiver and gives the possibility to use more powerful network coding schemes for MARCs. / QC 20101118 / Sino-Swedish Cooperative Program: IMT-Advanced and Beyond