ITC/USA 2009 Conference Proceedings / The Forty-Fifth Annual International Telemetering Conference and Technical Exhibition / October 26-29, 2009 / Riviera Hotel & Convention Center, Las Vegas, Nevada / Data-aided symbol synchronization for bursty communications utilizes a predetermined modulation sequence, i.e., a preamble, preceding the payload. For effective symbol synchronization, this preamble must be designed in accordance with the modulation format. In this paper, we analyze preambles for shaped offset quadrature phase-shift keying (SOQPSK) waveforms. We compare the performance of several preambles by deriving the Cram´er-Rao bound (CRB), and identify a desirable one for the Telemetry Group variant of SOQPSK. We also demonstrate, via simulation, that the maximum likelihood estimator with this preamble approaches the CRB at moderate signal-to-noise ratio.

Abstract In time delay estimation the correlator or, equivalently, matched filter estimator is widely used. Examples of its usage can be found in the global positioning system (GPS), radars and code division multiple access (CDMA) communication systems. Although widely used its performance is not studied in general case until recently. Partially this study is done in this thesis. If interfering signals like multipath or multiple access signals exist in addition to additive white Gaussian noise, as in GPS and CDMA, the correlator is not a maximum likelihood (ML) estimator. However, it is known that the correlator produces consistent estimates in the existence of multipath interference if the delay separation is larger than the correlation time of the signal (in direct sequence spread spectrum applications such as GPS and CDMA, the correlation time approximately equals the chip duration of the spreading code). It also performs well in the existence of multiple access interference (MAI), if the powers of the MAI signals are equal to the power of the desired signal. In this thesis the asymptotic distribution of the correlator estimator is derived in multisignal environments. Using the result, it can be analytically shown, that in these benign interference cases the exact ML estimator and the correlator estimators perform equally well in the sense that their asymptotic covariance matrices are equal. The thesis also verifies the well known result that if the signals are orthogonal, then the correlator and ML estimators perform equally. In addition, the correlator's asymptotic performance is investigated also in the inconsistent case by slightly extending the earlier results found in the literature. Also the resolution of the correlator estimator is investigated. It is numerically shown that the correlator estimator can produce consistent estimators even if the delay separation is less that the chip duration, which is commonly believed to be the resolution limit of the correlator. This can happen in fading channels where the multipath amplitudes are uncorrelated or just slightly correlated. This result seems to be fairly unknown. In addition to the classical ML estimator, where all the unknowns are assumed to be deterministic, also an improved ML estimator is investigated. This other ML estimator is obtained by assuming that the amplitudes are Gaussian distributed. It is an improved estimator in the sense that its asymptotic covariance, say CML, is less positive definite than that of the classical ML estimator CCML, i.e., CCML-CML is positive semidefinite. More importantly, this result is valid independent of the fact are the amplitudes really deterministic or Gaussian. This well known result is shown in this thesis to be valid also if the signals contain more than one unknown parameter, which occurs, for example, in direction-of-arrival estimation when two angles per arrival are to be estimated.

A Multiple-Input Multiple Output (MIMO) radar can be broadly defined as a radar system employing multiple transmit waveforms and having the ability to jointly process signals received at multiple receive antennas. In terms of configurations, the antennas can be widely separated or co-located. The first part of the thesis is on detection under Gaussian and non-Gaussian environments using a MIMO radar which contains several widely separated subarrays with one or more elements each. Two different situations are considered. Firstly, we consider that the interference is Gaussian but correlation between subarrays can arise due to insufficient spacing and the imperfect orthogonality of waveforms. Secondly, we consider that the interference is non-Gaussian, a situation which arises under sea and ground clutter and when the resolution is very high. The second part is on the application of MIMO techniques to Space-Time Adaptive Processing (STAP). The coherent MIMO configuration is studied in terms of antenna element distribution and inter-element spacing to improve detection and estimation performance. A preliminary study is also done on the use of spatial diversity to improve detection stability w.r.t. target Radar Cross Section (RCS) fluctuations and velocity direction changes.

ITC/USA 2012 Conference Proceedings / The Forty-Eighth Annual International Telemetering Conference and Technical Exhibition / October 22-25, 2012 / Town and Country Resort & Convention Center, San Diego, California / A broadband passive direction finding system utilizing Luneburg lens has been investigated. With the simulated power level distribution at the detectors mounted on a Luneburg lens, both Cramér-Rao bound (CRB) and the root mean square error (RMS) based on the Correlation Algorithm (CA) for the direction of arrival (DoA) estimation have been derived and calculated. Guidelines on how to design the Luneburg lens detecting system have been studied. Finally, as a proof-of-concept demonstration, the DoA performance of a Luneburg lens fabricated using the polymer jetting technology with five detectors 10° equally spaced to receive the azimuth signal from -20° to 20° is demonstrated.

L’émergence des formes d'onde numériques en radar et l’engouement de la communauté scientifique pour leur versatilité éprouvée en télécom, soulèvent naturellement chez les ingénieurs radaristes la question de l’amélioration effective des performances opérationnelles par ces nouvelles formes d’onde, notamment en matière de haute-résolution. Les travaux publiés sur le sujet sont prometteurs, à ceci près qu’ils sont le plus souvent basés sur des modèles théoriques un peu éloignés de la réalité opérationnelle ou sur des scénarios simplistes relativement à la capacité haute résolution envisagée (par exemple le faible nombre de sources pris en compte). En effet la prise en compte d’un modèle d’observation réaliste (large bande, à fréquence d’échantillonnage élevée) et de scénario à grand nombre de contributeurs conduit à des estimateurs dont la complexité d’implémentation n’est pas compatible des puissances de calcul actuelles. Une approche alternative, et compatible des puissances de calcul actuelles, pour la qualification des performances haute résolution est l’utilisation des bornes inférieures d’estimation, principalement la borne de Cramèr-Rao déterministe. L’examen de la littérature courante (notamment les monographies de référence) sur la borne de Cramèr-Rao déterministe a fait apparaître des lacunes relatives à sa formulation dans le contexte radar qui nous intéresse, à savoir MIMO large bande, multisources, multiparamètres à observations multiples. En effet dans la littérature courante, les observations multiples sont définies comme des réalisations multiples indépendantes d’un même modèle d’observation, alors qu’en radar il s’agit en général de la combinaison de modèles d’observation différents (variation de la forme d’onde). Ce constat a motivé l’essentiel de ce travail, à savoir l’établissement d’une expression analytique générale de la borne de Cramèr-Rao déterministe MIMO large bande, multisources, multiparamètres à modèles d’observations multiples pour la qualification (asymptotique) des performances en estimation d’un radar actif. Ce travail fournit un outil de comparaison des performances haute-résolution des différentes formes d’onde, dont les nouvelles formes d’onde numériques. De façon générale, l’expression analytique générale de la borne de Cramèr-Rao obtenue fournit la base théorique pour le développement des futurs radars à haute résolution. / The emergence of digital waveforms in radar and the enthusiasm of the scientific community for their versatility proven in telecom raise the question for radar engineers about improving operational performance by using these new waveforms, particularly in high-resolution scenarios. The results on the subject in open literature are promising, except that they are often based on theoretical models which are a little away from the operational reality or used in simplistic scenarios (e.g. the low number of sources taken into account). Indeed, taking into account a realistic observation model (wideband, high sampling frequency and multisource scenario) leads to estimators whose implementation complexity is not compatible with the computation power available nowadays. An alternative approach is the use of lower bounds on the mean square error of estimators, mainly the deterministic Cram´er-Rao bound. The review of the open literature (including reference books) on the deterministic Cramér-Rao bound reveals lacks in its formulation in the context of radar that interests us, namely MIMO wideband, multisource, multiparameter and multiple observations. Indeed, in the current literature, multiple observations are defined as multiple independent realizations of the same observation model, whereas in radar it is usually a combination of different observation models (waveforms change). This has motivated much of our work, namely the derivation of a general analytical expression for the Cram´er-Rao bound for deterministic MIMO wideband active radar. This work provides a tool for comparing the performance of different highresolution waveforms, including new digital waveforms. In general, the analytical expression of the general Cramér-Rao bound obtained provides the theoretical basis for the development of future high-resolution radar.

This work addresses two primary topics related to vibrations in structures. The first topic is the use of a spatially distributed sensor network for localization of vibration events. I use a received signal strength (RSS) framework that presumes exponential energy decay with distance to the source. I derive the Cramér-Rao bound (CRB) for this parameter estimation problem, with the unknown parameters being source location, source intensity, and the energy dissipation rate. In this framework, I show that the CRB matches the variance of maximum likelihood estimators (MLEs) in more computationally expensive Monte Carlo trials. I also compare the CRB to the results of physical experiments to test the power of the CRB to predict spatial areas where MLEs show practical evidence of being ill-conditioned. Supported by this evidence, I recommend the CRB as a simple measure of localization accuracy, which may be used to optimize sensor layouts before installation. I demonstrate how this numerical optimization may be performed for some regions of interest with simple geometries. The second topic investigates modal vibrations of multi-body structures built from simple one-dimensional elements, with networks of elastic strings as the primary example. I introduce a method of using a nonlinear eigenvalue problem (NLEVP) to express boundary conditions of the vibrating elements so that the (infinitely many) eigenvalues of the full structure are the eigenvalues of the finite-dimensional NLEVP. The mode shapes of the structure can then be recovered in analytic form (not as a discretization) from the corresponding eigenvectors of the NLEVP. I show some advantages of this method over dynamic stiffness matrices, which is another NLEVP framework for modal analysis. In numerical experiments, I test several contour integration solvers for NLEVPs on sample problems generated from string networks. / Doctor of Philosophy / This work deals with two primary topics related to vibrations in structures. The first topic is the use of vibration sensors to detect movement or impact and to estimate the location of the detected event. Sensors that are close to the event will record a larger amount of energy than the sensors that are farther away, so comparing the signals of several sensors can approximately establish the event location. In this way, vibration sensors might be used to monitor activity in a building without the use of intrusive cameras. The accuracy of location estimates can be greatly affected by the relative positions of the sensors and the event. Generally, location estimates tend to be most accurate if the sensors closely surround the event, and less accurate if the event is outside of the sensor zone. These principles are useful, but not precise. Given a framework for how event energy and noise are picked up by the sensors, the Cramér-Rao bound (CRB) is a formula for the achievable accuracy of location estimates. I demonstrate that the CRB is usefully similar to the location estimate accuracy from experimental data collected from a volunteer walking through a sensor-rigged hallway. I then show how CRB computations may be used to find an optimal arrangement of sensors. The match between the CRB and the accuracy of the experiments suggests that the sensor layout that optimizes the CRB will also provide accurate location estimates in a real building. The other main topic is how the vibrations of a structure can be understood through the structure's natural vibration frequencies and corresponding vibration shapes, called the "modes" of the structure. I connect vibration modes to the abstract framework of "nonlinear eigenvalue problems" (NLEVPs). An NLEVP is a square matrix-valued function for which one wants to find the inputs that make the matrix singular. But these singular matrices are usually isolated---% distributed among the infinitely many matrices of the NLEVP in places that are difficult to predict. After discussing NLEVPs in general and some methods for solving them, I show how the vibration modes of certain structures can be represented by the solutions of NLEVPs. The structures I analyze are multi-body structures that are made of simple interconnected pieces, such as elastic strings strung together into a spider web. Once a multi-body structure has been cast into the NLEVP form, an NLEVP solver can be used to find the vibration modes. Finally, I demonstrate that this method can be computationally faster than many traditional modal analysis techniques.

Waterborne acoustic signals carry information about the ocean environment. Ocean geoacoustic inversion is the task of estimating environmental parameters from received acoustic signals by matching the measured sound with the predictions of a physics-based model. A lower bound on the uncertainty associated with environmental parameter estimates, the Cramér-Rao bound, can be calculated from the Fisher information, which is dependent on derivatives of a physics-based model. Physics-based preconditioners circumvent the need for variable step sizes when computing numerical derivatives. This work explores the feasibility of using a neural network to perform geoacoustic inversion for environmental parameters and their associated uncertainties from ship noise spectrogram data. To train neural networks, a synthetic dataset is generated and tested for generalizability against 31 measurements taken during the SBCEX2017 study of the New England Mud Patch.

Un radar Multiple-Input Multiple-Output (MIMO) est celui où les émetteurs envoient des formes d'ondes différentes (orthogonales ou partiellement corrélées) qui peuvent être séparées à la réception. En outre, les émetteurs et récepteurs peuvent être colocalisés ou largement séparés. La première partie de la thèse porte sur la détection dans des environnements gaussiens et non gaussiens en utilisant un radar MIMO, qui contient plusieurs sous-réseaux largement séparés avec un ou plusieurs éléments chacun. Deux situations différentes sont considérées. Premièrement, nous considérons que les interférences sont gaussiennes, mais une corrélation entre les sous-réseaux peut survenir en raison d'un espacement insuffisant et de l'orthogonalité imparfaite des formes d'ondes. Deuxièmement, nous considérons que les interférences sont non gaussiennes, une situation qui se présente quand il y a du fouillis de sol ou de mer et lorsque la résolution est très élevée. La deuxième partie est dédiée à l'utilisation de techniques MIMO pour le Space-Time Adaptive Processing (STAP). La configuration MIMO cohérente est étudiée en changeant la distribution et l'espacement des éléments d'antenne pour améliorer les performances de détection et d'estimation. En outre, une étude préliminaire est également présentée sur l'utilisation de la diversité spatiale pour rendre le radar plus robuste aux fluctuations de la RCS et à la variation de la vitesse de la cible par rapport à l'angle d'incidence du signal émis et reçu. / A Multiple-Input Multiple Output (MIMO) radar can be broadly defined as a radar system employing multiple transmit waveforms and having the ability to jointly process signals received at multiple receive antennas. In terms of configurations, the antennas can be widely separated or co-located. The first part of the thesis is on detection under Gaussian and non-Gaussian environments using a MIMO radar which contains several widely separated subarrays with one or more elements each. Two different situations are considered. Firstly, we consider that the interference is Gaussian but correlation between subarrays can arise due to insufficient spacing and the imperfect orthogonality of waveforms. Secondly, we consider that the interference is non-Gaussian, a situation which arises under sea and ground clutter and when the resolution is very high. The second part is on the application of MIMO techniques to Space-Time Adaptive Processing (STAP). The coherent MIMO configuration is studied in terms of antenna element distribution and inter-element spacing to improve detection and estimation performance. A preliminary study is also done on the use of spatial diversity to improve detection stability w.r.t. target Radar Cross Section (RCS) fluctuations and velocity direction changes.

Spiral grain in trees causes trouble to the wood industry, since boards sawn from trees with large grain angle have severe problems with form stability. Measurements of the grain angle under bark enable the optimisation of the refining process. The main objective of this thesis is to study the potential in estimating the grain angle by using microwaves. To do this, electromagnetic modelling and sensitivity analysis are combined. The dielectric properties of wood are different along and perpendicular to the wood fibres. This anisotropy is central for the estimation of the grain angle by means of microwaves. To estimate the grain angle, measurements are used together with electromagnetic modelling for the scattering from plane surfaces and cylinders. Measurement set-ups are proposed to determine the material parameters, such as the grain angle, for plane boards and cylindrical logs. For cylindrical logs both near-field and far-field measurements are investigated. In general, methods for determining material parameters exhibit large errors in the presence of noise. In this case, acceptable levels of these errors are achieved throug using few material parameters in the model: the grain angle and two dielectric parameters, characterising the electrical properties parallel and perpendicular to the fibres. From the case with plane boards, it is concluded that it is possible to make use of the anisotropy of wood to estimate the grain angle from the reflected electromagnetic field. This property forms then the basis of the proposed methods for the estimation of the grain angle in cylindrical logs. For the proposed methods, a priori knowledge of the moisture content or temperature of the wood is not needed. Furthermore, since the anisotropy persist also for frozen wood, the method is valid for temperatures below zero degrees Celsius. For the case with cylindrical logs, sensitivity analysis is applied to the near-field as well as the far-field methods, to analyse the parameter dependence with respect to the measurement model and the errors introduced by noise. In this sensitivity analysis, the Cram\'r-Rao bound is used, giving the best possible variance for estimating the parameters. The levels of the error bounds are high, indicating a problematic estimation problem. However, the feasibility of accurate estimation will be improved through higher signal-to-noise ratios, repeated measurements, and better antenna gain. The sensitivity analysis is also useful as an analytical tool to understand the difficulties and remedies related to the method used for determining material parameters, as well as a practical aid in the design of a measurement set-up. According to the thesis, grain angle estimation is possible with microwaves. The proposed methods are fast and suitable for further development for in-field use in the forest or in saw mills. / Träd med växtvridenhet orsakar problem i träindustrin eftersom brädor som sågats från träd med stor fibervinkel har problem med formstabiliteten och vrider sig då de torkas. Mätning av fibervinkeln under bark möjliggör optimering av förädlingsprocessen. I den här avhandlingen kombineras elektromagnetisk modellering och känslighetsanalys för att undersöka möjligheterna att bestämma fibervinkeln med mikrovågor. De elektriska egenskaperna hos trä är olika längs med och vinkelrätt mot fibrerna. Den här anisotropin är utgångspunkten för att bestämma fibervinkeln med hjälp av mikrovågor. För att skatta fibervinkeln används mätningar tillsammans med elektromagnetisk modellering för spridningen från plana ytor och cylindrar. Mätuppställningar föreslås för problemet att skatta materialparametrar, såsom fibervinkeln, i plana brädor och cylindriska stockar. För cylindriska stockar undersöks både närfälts- och fjärrfältsmätningar. I allmänhet har metoder för skattning av materialparametrar stora fel då systemet innehåller brus. Här erhålls acceptabla fel genom att använda få materialparametrar i modelleringen. De materialparametrar som används är fibervinkeln och två dielektriska parametrar som karakteriserar de elektriska egenskaperna längs med och vinkelrätt mot träfibern. Slutsatsen från fallet med plana brädor är att det är möjligt att använda anisotropin hos trä och dess påverkan på ett reflekterat elektromagnetiskt fält för att skatta fibervinkeln. Detta är grunden i de metoder som föreslås för cylindriska stockar. För samtliga metoder så gäller att varken fukthalt eller temperatur behöver vara kända på förhand. Eftersom anisotropin kvarstår också för fruset trä så är metoderna användbara även för temperaturer under noll grader Celsius. För fallet med cylindriska stockar används känslighetsanalys på både närfälts- och fjärrfältsmetoderna för att analysera parameterberoendet i uppmätt data samt felen som introduceras av brus. I den här känslighetsanalysen används Cram\'{e}r-Rao gränsen som ger den bästa möjliga variansen för skattning av parametrarna. Nivåerna på gränserna är höga vilket indikerar att det är ett svårt estimeringsproblem. Möjligheterna att skatta parametrarna noggrant förbättras genom bättre signal-brus förhållande, upprepade mätningar samt ökad antennstyrka. Känslighetsanalysen är också användbar som ett analytiskt verktyg för ökad förståelse för problem och möjligheter relaterade till metoden för att skatta parametrarna och som ett praktiskt stöd för design av en mätuppställning. Enligt avhandlingen är skattning av fibervinkel möjlig med mikrovågor. De föreslagna metoderna är snabba och lämpliga att utveckla vidare för användning i skogen eller i sågverk.

<p>Spiral grain in trees causes trouble to the wood industry, since boards sawn from trees with large grain angle have severe problems with form stability. Measurements of the grain angle under bark enable the optimisation of the refining process. The main objective of this thesis is to study the potential in estimating the grain angle by using microwaves. To do this, electromagnetic modelling and sensitivity analysis are combined.</p><p>The dielectric properties of wood are different along and perpendicular to the wood fibres. This anisotropy is central for the estimation of the grain angle by means of microwaves. To estimate the grain angle, measurements are used together with electromagnetic modelling for the scattering from plane surfaces and cylinders. Measurement set-ups are proposed to determine the material parameters, such as the grain angle, for plane boards and cylindrical logs. For cylindrical logs both near-field and far-field measurements are investigated. In general, methods for determining material parameters exhibit large errors in the presence of noise. In this case, acceptable levels of these errors are achieved throug using few material parameters in the model: the grain angle and two dielectric parameters, characterising the electrical properties parallel and perpendicular to the fibres.</p><p>From the case with plane boards, it is concluded that it is possible to make use of the anisotropy of wood to estimate the grain angle from the reflected electromagnetic field. This property forms then the basis of the proposed methods for the estimation of the grain angle in cylindrical logs. For the proposed methods, a priori knowledge of the moisture content or temperature of the wood is not needed. Furthermore, since the anisotropy persist also for frozen wood, the method is valid for temperatures below zero degrees Celsius.</p><p>For the case with cylindrical logs, sensitivity analysis is applied to the near-field as well as the far-field methods, to analyse the parameter dependence with respect to the measurement model and the errors introduced by noise. In this sensitivity analysis, the Cram\'{e}r-Rao bound is used, giving the best possible variance for estimating the parameters. The levels of the error bounds are high, indicating a problematic estimation problem. However, the feasibility of accurate estimation will be improved through higher signal-to-noise ratios, repeated measurements, and better antenna gain. The sensitivity analysis is also useful as an analytical tool to understand the difficulties and remedies related to the method used for determining material parameters, as well as a practical aid in the design of a measurement set-up.</p><p>According to the thesis, grain angle estimation is possible with microwaves. The proposed methods are fast and suitable for further development for in-field use in the forest or in saw mills.</p> / <p>Träd med växtvridenhet orsakar problem i träindustrin eftersom brädor som sågats från träd med stor fibervinkel har problem med formstabiliteten och vrider sig då de torkas. Mätning av fibervinkeln under bark möjliggör optimering av förädlingsprocessen. I den här avhandlingen kombineras elektromagnetisk modellering och känslighetsanalys för att undersöka möjligheterna att bestämma fibervinkeln med mikrovågor.</p><p>De elektriska egenskaperna hos trä är olika längs med och vinkelrätt mot fibrerna. Den här anisotropin är utgångspunkten för att bestämma fibervinkeln med hjälp av mikrovågor. För att skatta fibervinkeln används mätningar tillsammans med elektromagnetisk modellering för spridningen från plana ytor och cylindrar. Mätuppställningar föreslås för problemet att skatta materialparametrar, såsom fibervinkeln, i plana brädor och cylindriska stockar. För cylindriska stockar undersöks både närfälts- och fjärrfältsmätningar. I allmänhet har metoder för skattning av materialparametrar stora fel då systemet innehåller brus. Här erhålls acceptabla fel genom att använda få materialparametrar i modelleringen. De materialparametrar som används är fibervinkeln och två dielektriska parametrar som karakteriserar de elektriska egenskaperna längs med och vinkelrätt mot träfibern.</p><p>Slutsatsen från fallet med plana brädor är att det är möjligt att använda anisotropin hos trä och dess påverkan på ett reflekterat elektromagnetiskt fält för att skatta fibervinkeln. Detta är grunden i de metoder som föreslås för cylindriska stockar. För samtliga metoder så gäller att varken fukthalt eller temperatur behöver vara kända på förhand. Eftersom anisotropin kvarstår också för fruset trä så är metoderna användbara även för temperaturer under noll grader Celsius.</p><p>För fallet med cylindriska stockar används känslighetsanalys på både närfälts- och fjärrfältsmetoderna för att analysera parameterberoendet i uppmätt data samt felen som introduceras av brus. I den här känslighetsanalysen används Cram\'{e}r-Rao gränsen som ger den bästa möjliga variansen för skattning av parametrarna. Nivåerna på gränserna är höga vilket indikerar att det är ett svårt estimeringsproblem. Möjligheterna att skatta parametrarna noggrant förbättras genom bättre signal-brus förhållande, upprepade mätningar samt ökad antennstyrka. Känslighetsanalysen är också användbar som ett analytiskt verktyg för ökad förståelse för problem och möjligheter relaterade till metoden för att skatta parametrarna och som ett praktiskt stöd för design av en mätuppställning.</p><p>Enligt avhandlingen är skattning av fibervinkel möjlig med mikrovågor. De föreslagna metoderna är snabba och lämpliga att utveckla vidare för användning i skogen eller i sågverk.</p>