L’Optique non linéaire est un outil très puissant pour étudier les propriétés des matériaux. Dans cette thèse, nous avons utilisé deux techniques d’optique non linéaire pour l’étude des non linéarités moléculaires: la génération de seconde harmonique induite sous champ électrique (EFISH) et la diffusion harmonique de la lumière (DHL). Tout d'abord, nous avons mis en évidence la conjugaison des groupements donneurs pi- dans les complexes d’iridium cyclométallés. Nous avons également exploré une série de molécules trinucléaires organométalliques (triaryle-1, 3, 5-triazinane-2, 4, 6-triones) fonctionnalisées par des acétylures métalliques avec des complexes des métaux de transition à leur périphérie- l’hyperpolarisabilité est beaucoup plus élevée que celles des dérivés purement organiques équivalents. D'autre part une série de complexes métalliques dipolaires et octupolaires contenant des ligands 2, 2-bipyridine photochromes à base de dithiényléthène (DTE) ont été synthétisés et caractérisés. L'étude révèle une forte augmentation de Les hyperpolarisabilités après irradiation UV correspondant à la fermeture de cycle associée au DTE. Cette forte exaltation reflète bien la délocalisation du système d’électrons pi- et la formation de chromophores push-pull dans les formes fermées. Troisièmement, nous avons étudié les propriétés optiques non linéaires de complexes de bis (phtalocyaninato) lanthanide (III) en sandwich, avec 2 phthalocyanines substituées en ABAB (alternance de donneurs d'électrons et d’accepteurs d'électrons), AB3 (3 groupes de donneurs), A4 (4 groupes d’accepteurs) et B4 (aucun groupe de donneur). L’hyperpolarisabilité du 1er ordre beta- mesurées sont les plus élevées jamais enregistrées pour des molécules octupolaires. La contribution directe d’électrons f dans les ions lanthanides complexés est également observée sur l'activité non linéaire du second ordre. Enfin, des nanosphères (AuNSs) et des nanotubes d'or (AuNRs) avec différents rapports d'aspect (AR) allant de 1,7 à 3,2 nm ont été synthétisés par la méthode de radiolyse. Le signal de deuxième harmonique émis par des AuNRs est nettement supérieur à celui des nanosphères et révèle leur dépendance à l'AR. Nous avons également mélangé un dérivé du chromophore 4-diméthylamino-N-méthyl-4-stilbazolium tosylate (DAST) avec les AuNRs et observé une influence des AuNRs sur l'amélioration des propriétés ONL du DAST. Une nette augmentation de l’hyperpolarisabilité (par un facteur 8) du derive de DAST en est la preuve. / Nonlinear optics is well known to be a highly powerful tool to investigate the properties of the materials. In this thesis we used two important nonlinear optical techniques known as Electric Field Induced Second Harmonic Generation (EFISH) and Harmonic Light Scattering (HLS) to study the first hyperpolarizability of various molecular objects. Firstly, we evidenced the pi donor conjugation in cyclometallated Ir complexes. We have also explored the series of trinuclear organometallic triaryl-1, 3, 5-triazinane-2, 4, 6-triones functionalized by d6-transition metal acetylides complexes at their periphery- large hyperpolarizabilities, far higher than those of related purely organic derivatives are reported. Secondly, a series of dipolar and octupolar dithienylethene (DTE)-containing 2, 2-bipyridine ligands with different metal ions featuring two, four and six photochromic dithienylethene units have been synthesized and fully characterized. The study reveals a large increase in the hyperpolarizability after UV irradiation and subsequent formation of ring-closed isomers. This efficient enhancement clearly reflects the delocalization of the pi-electron system and the formation of strong push&pull chromophores in the closed forms. Thirdly, we have investigated NLO properties of bis (phthalocyaninato) lanthanide-(III) double-decker complexes with crosswise ABAB (phthalocyanine bearing alternating electron-donor and electron-acceptor groups), AB3 (3 donor groups), A4 (4 donor groups) and B4 (no donor groups) ligands. First-order hyperpolarizability is measured and displays the highest quadratic hyperpolarizability ever reported for an octupolar molecule. The direct contribution of f-electrons in coordinated lanthanides ions is also observed on second order nonlinear activity. Finally, gold nanospheres (AuNSs) and gold nanorods (AuNRs) with different aspect ratios (AR) ranging from 1.7 to 3.2 nm have been synthesized by Radiolysis method. Second harmonic intensity collected from AuNRs is clearly higher than that of the nanospheres and reveals their dependence on the AR. We have also mixed the chromophore 4-dimethylamino-N-methyl-4-stilbazolium tosylate (DAST) derivative with AuNRs and observed the enhancement of DAST NLO properties in the presence of AuNRs. A clear increase in the hyperpolarizability (by a factor of 8) of DAST derivatives has been evidence.

A presente dissertação trata da implementação, em um equipamento de eletroforese capilar (CE) com detecção condutométrica sem contato (C4D), de um sistema de controle externo do fluxo eletrosmótico (EOF) via tensão radial externa (Vrad). Através do potencial externo, aplicado diretamente ao capilar, é possível ter o controle do fluxo eletrosmótico de CE, pois, de forma simplificada, esta prática acopla vetorialmente um potencial externo aplicado com o potencial através da solução tampão dentro do capilar. O emprego da técnica possibilitou o aumento de resolução de 2 aminoácidos - Leucina e Isoleucina, cujas mobilidades diferem apenas de 0,12 cm2.V-1.s-1 entre si, em ácido acético 500 mmol.L-1 com pH = 2,55. A estratégia empregada aqui foi a que denominamos de \"coluna capilar infinita\", na qual, com as sucessivas inversões na direção do EOF, conseguimos aprisionar, dentro da coluna capilar, espécies com mobilidade eletroforética menor que a mobilidade do EOF. A literatura descreve que a inversão do EOF se torna mais difícil com o aumento do pH. Foram realizados testes em eletrólitos contendo agentes inversores de fluxo como o CTAB, o CaCl2 e o BaCl2. Ambos os aditivos foram usados em concentrações muito baixas, nas quais foi mantida a direção normal do EOF, sendo que a utilizaçãode tais agentes teve a finalidade apenas de reduzir os grupos silanolatos em soluções de pH acima de 6,0. Tal estratégia proporcionou a reversão do EOF no sistema tampão MES/HIS, cujo pH estava em torno de 6,1. Por fim, a pesquisa gerou uma perspectiva interessante que é a possibilidade de se encontrar combinações de eletrólitos de corrida e surfactantes com o intuito de se estender a faixa de alcance do Vrad para valores altos de pH. / This work presents the implementation, in an equipment for capillary electrophoresis (CE) with contactless conductivity detection (C4D), of a system for external control of the electroosmotic flow (EOF) via external radial voltage (Vrad). Through external potential, directly applied to the capillary, the electroosmotic flow can be controlled, because this practice couples the applied external potential to the zeta potential through the buffer solution within the capillary. The use of the technique allowed the baseline resolution of two amino acids (Leucine and Isoleucine), whose mobilities differ only by 0,12 cm2.V-1.s-1, using acetic acid 500 mmol.L-1 at pH = 2,55 as the running electrolyte. The approach, called \"infinite capillary column\", consists in successive reversals in the direction of the EOF, trapping species within the capillary column with electrophoretic mobility smaller than the EOF mobility. Thus, the two amino acids were retained by a period of approximately 120 minutes in the capillary that was enough to promote the baseline resolution. Previous works describe that the reversion of the EOF becoming more difficult as pH increases. In order to achieve a more effective control of EOF at high pH values (limiting the technique to a narrow performance band), tests were carried out in electrolytes containing flow reversing agents such as CTAB, CaCI2 and BaCI2. These additives were used at very low concentrations, which kept the normal direction of EOF, and the use of such agents had only the purpuse of reducing the density of silanolate groups in solutions of pH above 6,0. This approach allowed the reversion of the EOF using MES/HIS buffer, which pH was 6,1. Finally, this research has generated an interesting perspective about the possibility of finding combinations of electrolytes and surfactants aiming the Vrad range´s extension at high pH values.

As interações hiperfinas são uma ótima ferramenta para estudar um sítio específico e obter informações importantes sobre o sistema. No presente trabalho analisamos de forma teórica as propriedades eletrônicas, estruturais e hiper nas do Cádmio (Cd) ligado às bases nitrogenadas do DNA. A motivação surgiu da colaboração com o grupo do prof. Artur W. Carbonari do Instituto de Pesquisas Energéticas e Nucleares (IPEN) e que tem como objetivo investigar o DNA e anticorpos de linhagens de camundongos infectados pela cepa Y de Trypanosoma cruzi, protozoário causador da doença de Chagas. A técnica Time Differential Perturbed Angular Correlation (TDPAC) foi utilizada para obter as medidas das interações hiperfinas do DNA. O núcleo de prova das medidas foi o 111Cd. Utilizamos uma abordagem quântica ab initio all-electron, dentro da Teoria do Funcional da Densidade (DFT), através do código computacional CP-PAW que combina o método Projector Augmented Wave (PAW) e a dinâmica molecular quântica de Car-Parrinello (CPMD). Ressaltamos que, até o presente momento, nenhum estudo com esta abordagem teórica e com este código computacional foi realizado para investigar as propriedades hiper nas do Cd ligado as bases nitrogenadas do DNA. / The Hyperfine interactions are good tools to study speci c sites and obtain important information about a given system. In this work we study electronic, structural and hyper ne properties of the Cadmium (Cd) coordinated to the DNA nitrogenous bases. The motivation for this study arose from a collaboration with the group of prof. Arthur W. Carbonari at the Institute of Energy and Nuclear Research (IPEN), which aims to investigate DNA and antibodies to strains of mice infected with the Trypanosoma cruzi, the protozoan that causes Chagas disease. The Time Differential Perturbed Angular Correlation (TDPAC) technique was used to obtain hypefine interactions measurements at a Cd probe bonded to DNA. We use ab initio all-electron calculations, within the Density Functional Theory (DFT) and we use the computer code CP-PAW that combines the Projector Augmented Wave (PAW) method and the Car-Parrinello (CP) quantum molecular dynamics approach to. We emphasize that, until now, no study with this theorectical approach and with this computer code was conducted to investigate the hyper ne properties of the Cd binding to the DNA bases.

Uma investigação experimental sobre a influência da estimulação elétrica direta na regeneração do nervo usando uma lesão por esmagamento do nervo ciático de ratos como modelo foi realizada. Quarenta e dois ratos foram utilizados e divididos em quatro grupos, de acordo com o procedimento: 1) Sem lesão e sem estimulação; 2) lesão por esmagamento, sem estimulação; 3) sem lesão, com estimulação; 4) lesão por esmagamento, com estimulação. O nervo ciático foi exposto através de uma incisão lateral na coxa direita e submetido à lesão por esmagamento numa máquina universal de testes com uma carga de 15.000 g concentrada em um segmento de 5 mm por 10 minutos, nos grupos 2 e 4. Um estimulador elétrico foi desenvolvido para liberar uma corrente elétrica contínua de baixa intensidade (1 &#956A). O mesmo foi implantado no espaço subcutâneo próximo a coluna lombar, o ânodo foi colocado proximalmente e o catôdo distalmente ao esmagamento. A recuperação funcional foi avaliada em intervalos semanais até o 21º dia pós-operatório, através do Índice Funcional do Ciático (IFC) e calculada por um programa específico, apresentando melhora progressiva em ambos os grupos com lesão por esmagamento, porém mais acentuada naqueles com estimulação elétrica. Os animais foram sacrificados no 21º dia pós-operatório para análise histológica e morfométrica dos nervos, onde os resultados mostraram aumento da densidade das fibras nervosas mas decréscimo do diâmetro das fibras nervosas, assim como um aumento no número e diâmetro dos vasos sangüíneos intra e extra~fasciculares no grupo estimulado. Similar, mas um menos evidente fenômeno foi observado no grupo sem lesão por esmagamento mas com estimulação elétrica. Concluiu-se que a estimulação elétrica direta de baixa intensidade provoca a regeneração nervosa após lesão por esmagamento em condições controladas e que o IFC é um método confiável para avaliar a recuperação nervosa uma vez que seus resultados aproximam-se do estudo morfométrico. / An experimental investigation of the influence of direct electrical stimulation on nerve regeneration using a crush injury of the sciatic nerve of rats as model was undertaken. Forty two rats were used and divided into four groups according to the procedure carried out: 1) no injury, no stimulation; 2) crush injury, no stimulation; 3) no injury, stimulation; 4) crush injury, stimulation. The sciatic nerve was exposed through a lateral incision on the Iight thigh and submitted to a crush injury in an universal testing machine with a 15000 g load concentrated on a 5 mm-long segment for 10 minutes, in groups 2 and 4. An electrical stimulator was developed to deliver a continuous direct low intensity electrical current (1 &#956A). The device was implanted into the subcutaneous space near the lumbar spine, the anode placed proximally and the cathode distally to the crush injury. Functional recovery was checked at weekly intervals up to the 21st postoperative day, by means of the Sciatic Functional Index (SFI) as calculated by a specific software and showed progressive improvement in both groups with crush injury but more marked in that with electrical stimulation (4). The animals were killed on the 21st post operative day for morphometric and histological examination of the nerves, whose results showed an increased nerve fiber density but decreased nerve fíber diameter, as well as increased number and diameter of intra and extrafascicular blood vessels in the stimulated group. Similar but less marked phenomena were observed in the group without crush injury but with electrical stimulation. It was concluded that low intensity direct electrical stimulation enhances nerve regeneration followíng a crush injury in controlled conditions and that the SFI is a reliable method to evaluate the nerve recovery since its results closely matched those of the morphometric study.

Ce travail de doctorat consiste à valoriser les coproduits issus des industries d’agrumes par des technologies innovantes. Le pressage des agrumes produit des millions de tonnes de déchets par an dans le monde. Ces déchets (peaux, pulpes et pépins) sont généralement dédiés à l’alimentation animale ou bien éliminés par compostage ou incinération. Cependant leur contenu en molécules bioactives conduit à plusieurs voies de valorisation. Vu que les peaux constituent à peu près la moitié de la masse des déchets d’agrumes, les études ont été faites sur la valorisation des peaux de différents types d’agrumes. Les méthodes conventionnelles généralement utilisées pour l’extraction des molécules d’intérêt (extraction solide-liquide, hydrodistillation) présentent plusieurs désavantages tels que l’utilisation des solvants coûteux et toxiques, les longues durées d’extraction et la consommation élevée en énergie. Pour cette raison plusieurs technologies innovantes non thermiques telles que les Champs Electriques Pulsés (CEP), les Décharges Électriques de Haute Tension (DEHT) et les ultrasons (US) et thermiques comme les microondes (MO) et les infrarouges (IR) ont été testées dans ce travail de thèse, pour la valorisation des coproduits d’agrumes. Les agrumes entiers (oranges, pomelos, citrons) sont traités par les CEP à une intensité de 3 kV/cm et l’extraction du jus d’agrumes et des polyphénols a été réalisée par pressage. L’étude de la perméabilisation cellulaire induite par les CEP a été réalisée par plusieurs méthodes et a montré que les degrés d’endommagement diffèrent selon le type d’agrumes traités. L’électroporation des cellules, induite par les CEP a permis d’augmenter les rendements en jus après pressage et d’améliorer le passage des polyphénols des peaux d’agrumes dans le jus. Ce qui explique la possibilité d’obtention d’un jus riche en polyphénols en traitant les agrumes par les CEP avant leur pressage. Parmi les solvants testés pour l’extraction des polyphénols à partir des peaux d’agrumes, l’eau est le moins efficace. L’ajout de 20% de glycérol dans l’eau a modifié la polarité du milieu et a amélioré l’extraction des polyphénols. L’utilisation d’un mélange enzymatique a favorisé la libération des polyphénols piégés dans les polysaccharides. Les solvants eutectiques profonds préparés, ont été aussi efficaces que les mélanges hydro éthanoliques. Pour améliorer d’avantages l’extraction dans les différents solvants verts ou dans le mélange enzymatique, les peaux d’agrumes ont été prétraitées par les DEHT dans l’eau. L’effet mécanique des DEHT, capable de fragmenter les peaux a permis d’améliorer l’extraction des polyphénols 6 dans les différents solvants. L’intensification de l’extraction des polyphénols a été aussi réalisée par les IR et les US. L’extraction des polyphénols par les IR a été optimisée en ayant recours à la méthodologie de surface de réponse. Le chauffage par les IR n’a pas altéré les polyphénols extraits qui ont gardé des activités antifongiques et anti-mycotoxinogènes importantes. Le prétraitement des peaux d’agrumes par les IR sans solvant a fragilisé les structures cellulaires, ce qui a permis d’augmenter la diffusion des polyphénols durant le traitement avec les US. / This work consists of the valorization of citrus by-products with innovative technologies. Citrus pressing produces millions of tons of waste per year worldwide. This waste (peels, pulps and seeds) is generally dedicated to animal feed or eliminated by composting or incineration. However its content in bioactive molecules leads to several ways of valorization. Since peels present about half of the citrus waste mass, studies have been focused on the valorization of citrus peels by the extraction of bioactive compounds. Conventional methods generally used for the extraction of bioactive compounds (solid-liquid extraction, hydrodistillation) have several disadvantages such as the use of expensive and toxic solvents, long extraction times and high energy consumption. For this reason, several innovative non-thermal technologies such as Pulsed Electric Fields (PEF), High Voltage Electrical Discharges (HVED) and Ultrasounds (US) and thermal treatments such as microwaves (MO) and infrared (IR) have been tested for the valorization of citrus by-products. Whole citrus fruits (oranges, pomelos, lemons) were PEF treated at an intensity of 3 kV/cm, then citrus juice and polyphenols were extracted by pressing. The study of the PEF-induced cell permeabilization was conducted by several methods and showed that the degree of damage varied according to the type of the treated fruit. The electroporation of the cells induced by the PEF, allowed an increase the juice yields after pressing and improved the liberation of the polyphenols from the citrus peels into the juice. This explains the possibility of obtaining a juice rich in polyphenols by treating the whole fruits with PEF before pressing. Among the solvents tested for the extraction of polyphenols from citrus peels, water is the least effective. The addition of 20% glycerol to water changed the polarity of the medium and improved the extraction of the polyphenols. The use of an enzyme mixture enhanced the release of the polyphenols related to the polysaccharides. Deep eutectic solvents have been as effective as hydroethanolic mixtures. To improve the yields and the kinetics of extractions in the different green solvents and in the enzyme mixture, citrus peels were pretreated with HVED in water. The mechanical effect of HVED, based on the fragmentation of the peels has improved the extraction of polyphenols in the various solvents. The intensification of polyphenols extraction was also conducted by IR and US. The extraction of polyphenols by IR was optimized using the surface response methodology. IR heating did not alter the extracted polyphenols which have significant antifungal and anti-mycotoxinogenic activities. The pretreatment of citrus peels with IR weakened the cell structures, increasing thus the diffusion of polyphenols during US treatment.

Foram efetuados experimentos de sinterização em cerâmica policristalina de ZrO2: 3 mol% Y2O3 (3YSZ) por três métodos: aquecimento seguindo o perfil temperatura ambiente 1400 °C temperatura ambiente (sinterização convencional), aquecimento a partir da temperatura ambiente até 1000-1100 °C sob aplicação de campo elétrico AC (sinterização dinâmica assistida por campo elétrico), e aquecimento até 1000-1100 °C para aplicação do campo elétrico AC (sinterização isotérmica assistida por campo elétrico). O último método foi aplicado em amostras sob diferentes condições (amostras a verde, amostras a verde compactadas isostaticamente com diferentes pressões, amostras pré-sinterizadas a 1400 °C) e diferentes condições experimentais (diferentes frequências do campo elétrico AC, campo elétrico DC, diferentes limites de densidade de corrente, aplicação de carga simultaneamente à aplicação do campo elétrico). Todas as amostras de 3YSZ sinterizadas, além de terem a densidade aparente determinada, tiveram a superfície observada em microscópio eletrônico de varredura para avaliação do tamanho médio de grão e distribuição do tamanho de grão (em alguns casos, ao longo da superfície, do centro para a borda). Além disso, análises de espectroscopia de impedância foram feitas para avaliar a contribuição intergranular (principalmente contorno de grão) e intragranular (grãos) para a resistividade elétrica. A ideia principal foi coletar dados sobre sinterização assistida por campo elétrico, procurando entender o mecanismo atuando no método de sinterização, conhecido por produzir peças cerâmicas densas em temperaturas menores do que as usadas em sinterização convencional, em tempos curtos, e com inibição do crescimento de grão. Os resultados principais mostram que: 1) o nível de retração depende da frequência do campo elétrico AC, 2) quanto maior a porosidade, maior o efeito do campo elétrico, 3) quanto maior o valor da densidade de corrente, maior a densificação, até um determinado limite a partir do qual a amostra é danificada, 4) o pulso de corrente elétrica flui preferencialmente pela região intergranular, e 5) amostras submetidas a sinterização assistida por campo elétrico mostraram aumento da condutividade do contorno de grão. Um mecanismo para a sinterização assistida por campo elétrico é proposto, baseado em que 1) aquecimento Joule é o efeito principal, 2) a corrente elétrica, que surge como resultado da aplicação do campo elétrico, flui pela região intergranular, 3) o aquecimento Joule difunde as espécies químicas depletadas nas interfaces de volta aos grãos, aumentando a concentração de defeitos, levando ao aumento da condutividade do grão, e 4) o aquecimento Joule é responsável por diminuir a barreira potencial na região de carga espacial, inibindo o bloqueio dos íons de oxigênio nos contornos de grão. / Experiments on sintering ZrO2: 3 mol% Y2O3 polycrystalline ceramics (Y-TZP, hereafter 3YSZ) were carried out by three methods: heating following the room temperature-1400°C-room temperature profile (conventional sintering), heating from room temperature to 1000-1100°C under an applied AC electric field (dynamic electric field-assisted sintering), and heating to 1000-1100°C for application of an AC electric field (isothermal electric field-assisted sintering). The last method was performed under different specimen conditions (green pellets, green pellets isostatically pressed with different loads, pellets pre-sintered at 1400°C) and different experimental conditions (different frequencies of the AC electric field, DC electric fields, different limitation of the electric current densities, applying loads simultaneously to application of the electric field). All 3YSZ sintered samples, besides having their apparent densities determined, had their surfaces observed in a scanning electron microscope to evaluate average grain size and distribution of grain sizes (some, along the surface from the center to the border). Moreover, impedance spectroscopy analyses were carried out to evaluate the intergranular (mainly grain boundary) and intragranular (bulk) contributions to the electrical resistivity. The primary idea was to collect data on electric field-assisted sintering looking for understanding the mechanisms behind that sintering method, known to produce dense ceramic pieces at temperatures lower than those used in conventional sintering, in short times and inhibiting grain growth. The main results show that 1) the shrinkage level depends on the AC frequency, 2) the larger the porosity the higher the electric field effect, 3) higher current densities promotes higher densification up to a limit that could damage the sample, 4) the electric current pulse follows preferentially the intergranular instead of the bulk pathway, and 5) electric field-assisted sintered specimens show enhanced grain boundary conductivity. A mechanism for the electric field-assisted sintering is proposed based on that 1) Joule heating is the primary event, 2) the electric current, as a result of the electric field, follows the intergranular pathway, 3) Joule heating diffuses chemical species depleted at the interfaces back to the bulk, increasing the defect concentration, leading to the enhancement of the bulk conductivity, and 4) that same Joule heating is responsible for the decrease of the potential barrier at the space charge region, inhibiting the blocking of oxide ions at the grain boundaries.

Foram efetuados experimentos de sinterização em cerâmica policristalina de ZrO2: 3 mol% Y2O3 (3YSZ) por três métodos: aquecimento seguindo o perfil temperatura ambiente 1400 °C temperatura ambiente (sinterização convencional), aquecimento a partir da temperatura ambiente até 1000-1100 °C sob aplicação de campo elétrico AC (sinterização dinâmica assistida por campo elétrico), e aquecimento até 1000-1100 °C para aplicação do campo elétrico AC (sinterização isotérmica assistida por campo elétrico). O último método foi aplicado em amostras sob diferentes condições (amostras a verde, amostras a verde compactadas isostaticamente com diferentes pressões, amostras pré-sinterizadas a 1400 °C) e diferentes condições experimentais (diferentes frequências do campo elétrico AC, campo elétrico DC, diferentes limites de densidade de corrente, aplicação de carga simultaneamente à aplicação do campo elétrico). Todas as amostras de 3YSZ sinterizadas, além de terem a densidade aparente determinada, tiveram a superfície observada em microscópio eletrônico de varredura para avaliação do tamanho médio de grão e distribuição do tamanho de grão (em alguns casos, ao longo da superfície, do centro para a borda). Além disso, análises de espectroscopia de impedância foram feitas para avaliar a contribuição intergranular (principalmente contorno de grão) e intragranular (grãos) para a resistividade elétrica. A ideia principal foi coletar dados sobre sinterização assistida por campo elétrico, procurando entender o mecanismo atuando no método de sinterização, conhecido por produzir peças cerâmicas densas em temperaturas menores do que as usadas em sinterização convencional, em tempos curtos, e com inibição do crescimento de grão. Os resultados principais mostram que: 1) o nível de retração depende da frequência do campo elétrico AC, 2) quanto maior a porosidade, maior o efeito do campo elétrico, 3) quanto maior o valor da densidade de corrente, maior a densificação, até um determinado limite a partir do qual a amostra é danificada, 4) o pulso de corrente elétrica flui preferencialmente pela região intergranular, e 5) amostras submetidas a sinterização assistida por campo elétrico mostraram aumento da condutividade do contorno de grão. Um mecanismo para a sinterização assistida por campo elétrico é proposto, baseado em que 1) aquecimento Joule é o efeito principal, 2) a corrente elétrica, que surge como resultado da aplicação do campo elétrico, flui pela região intergranular, 3) o aquecimento Joule difunde as espécies químicas depletadas nas interfaces de volta aos grãos, aumentando a concentração de defeitos, levando ao aumento da condutividade do grão, e 4) o aquecimento Joule é responsável por diminuir a barreira potencial na região de carga espacial, inibindo o bloqueio dos íons de oxigênio nos contornos de grão. / Experiments on sintering ZrO2: 3 mol% Y2O3 polycrystalline ceramics (Y-TZP, hereafter 3YSZ) were carried out by three methods: heating following the room temperature-1400°C-room temperature profile (conventional sintering), heating from room temperature to 1000-1100°C under an applied AC electric field (dynamic electric field-assisted sintering), and heating to 1000-1100°C for application of an AC electric field (isothermal electric field-assisted sintering). The last method was performed under different specimen conditions (green pellets, green pellets isostatically pressed with different loads, pellets pre-sintered at 1400°C) and different experimental conditions (different frequencies of the AC electric field, DC electric fields, different limitation of the electric current densities, applying loads simultaneously to application of the electric field). All 3YSZ sintered samples, besides having their apparent densities determined, had their surfaces observed in a scanning electron microscope to evaluate average grain size and distribution of grain sizes (some, along the surface from the center to the border). Moreover, impedance spectroscopy analyses were carried out to evaluate the intergranular (mainly grain boundary) and intragranular (bulk) contributions to the electrical resistivity. The primary idea was to collect data on electric field-assisted sintering looking for understanding the mechanisms behind that sintering method, known to produce dense ceramic pieces at temperatures lower than those used in conventional sintering, in short times and inhibiting grain growth. The main results show that 1) the shrinkage level depends on the AC frequency, 2) the larger the porosity the higher the electric field effect, 3) higher current densities promotes higher densification up to a limit that could damage the sample, 4) the electric current pulse follows preferentially the intergranular instead of the bulk pathway, and 5) electric field-assisted sintered specimens show enhanced grain boundary conductivity. A mechanism for the electric field-assisted sintering is proposed based on that 1) Joule heating is the primary event, 2) the electric current, as a result of the electric field, follows the intergranular pathway, 3) Joule heating diffuses chemical species depleted at the interfaces back to the bulk, increasing the defect concentration, leading to the enhancement of the bulk conductivity, and 4) that same Joule heating is responsible for the decrease of the potential barrier at the space charge region, inhibiting the blocking of oxide ions at the grain boundaries.

Orientador: Pascoal José Giglio Pagliuso / Dissertação (mestrado) - Universidade Estadual de Campinas, Instituto de Física Gleb Wataghin / Made available in DSpace on 2018-09-02T11:57:27Z (GMT). No. of bitstreams: 1 Souza_JeanCarlo_M.pdf: 4438731 bytes, checksum: aaba7a375b2b45b638619e944111c41b (MD5) Previous issue date: 2017 / Resumo: A ideia de topologia na Física da Matéria da Condensada, apesar de ter surgido com o efeito Hall quântico inteiro, só voltou a ser explorada recentemente na busca de novas fases da matéria depois do surgimento dos Isolantes Topológicos (ITs) 2D. Após a previsão teórica, e a descoberta experimental, foi proposto que esta nova fase poderia ser generalizada para sistemas 3D, em que o volume do material seria isolante com estados metálicos de superfície que possuiriam canais de spin polarizados. Apesar de diversos experimentos e o surgimento de outras fases topológicas da matéria subsequentes, ainda há dúvidas sobre a natureza dos ITs 3D. Os efeitos topológicos mais claros ainda não foram observados de forma inequívoca e reprodutível experimentalmente e ainda seria de extrema valia encontrar técnicas experimentais que possam complementar os mais discutidos experimentos de ARPES. Nesta dissertação foram estudadas duas famílias distintas de materiais propostas como possíveis ITs 3D: os binários Bi2Se3 e Sb2Te3 e o half-Heusler YPdBi. Utilizando a técnica de auto-fluxo e a fusão estequiométrica, os sistemas foram sintetizados dopados com os terras-rara Gd3+, Nd3+ e Er3+ para realizar estudos de ressonância de spin eletrônico (RSE) e do papel dos efeitos de campo cristalino (CEF) - no caso do half-Heusler. Para o ternário YPdBi foram feitos dois estudos. Na família dos half-Heuslers, a ordem topológica surge da relação entre o acoplamento spin-órbita e a hibridização, que está ligada com a mudança do parâmetro de rede, então os efeitos de CEF poderiam estar refletindo a transição entre a trivialidade e a não-trivialidade. A partir das medidas de susceptibilidade magnética em função da temperatura das amostras dopadas com Nd3+ e Er3+ combinadas com os estudos de RSE, foi possível extrair os parâmetros de campo cristalino (CFP) de quarta e sexta ordem. Comparando esses dados com resultados anteriores para o material, supostamente, não-trivial YPtBi, observou-se uma mudança sistemática no sinal dos CFP. Resultados prévios para as amostras de YPtBi dopadas com Nd3+ mostram uma evolução não usual para uma forma de linha difusiva com a potência de micro-onda. Neste trabalho também foi realizado um estudo da forma de linha em função da potência. Apenas a ressonância do Nd3+ para os monocristais de 10% de Nd em YPdBi mostrou uma forma de linha difusiva que evolui com a potência da micro-onda. No caso dos binários Bi2Se3 e Sb2Te3, o objetivo era otimizar a rampa de tratamento térmico para obter monocristais melhores que poderiam permitir a observação de um espectro totalmente resolvido do Gd3+. Após mudanças no crescimento dos monocristais, o espectro totalmente resolvido foi obtido para as amostras de Bi2Se3. No caso do Sb2Te3 apenas uma linha central com a estrutura fina colapsada foi observada. Acompanhando o deslocamento g e a evolução da largura de linha dH da RSE do Gd3+ com a temperatura, o comportamento negativo do deslocamento g para toda a faixa de temperatura indica que elétrons do tipo p são os grandes responsáveis pela formação da superfície de Fermi residual destes sistemas. Um aumento no coeficiente angular de dH em função da temperatura, a taxa Korringa b, foi observado em baixas temperaturas, logo diferentes concentrações de Gd3+ foram utilizadas para estudar este comportamento. Novamente observou-se um comportamento anômalo em baixas temperaturas, o que poderia estar relacionado com a evolução dos CFP com a temperatura. Todos esses resultados foram discutidos levando-se em conta a possibilidade de existência de topologia não-trivial na estrutura eletrônica desses materiais, com foco particular na relação da interação spin-órbita e os efeitos de campo cristalino com a manifestação da topologia não trivial nesses sistemas / Abstract: The idea of topological systems in Condensed Matter Physics, although already explored in the Quantum Hall Effect, has recently become a topic of intense scientific investigation. In particular, great efforts have been dedicated to the search for new quantum phases since the proposal of the Topological Insulators (TIs) in 2D. After the theoretical prediction and the experimental discovery of the TIs in the 2D case, the existence of the Quantum Hall Spin Effect in 3D, 3D TIs, was proposed, where an insulator bulk and metallic surface states with spin polarized channels could be experimentally realized. Although many experiments have been performed, and some groups claimed the direct observation of such new topological phases, there is still a lot of controversy about the nature of the 3D TIs and about the actual microscopic origin of the metallic states on the surface of the studied materials. Other signatures of the topological phases have not been unambiguously and repeatedly measured yet and there is an obvious lack of a supplementary lab technique to be compared to the most used technique to probe these states, which is ARPES. In this work we have studied two different classes of 3D TIs: the binaries Bi2Se3 and Sb2Te3 and the half-Heusler YPdBi. We have been able to grow single crystals of these materials pure and rare-earth doped with Gd3+, Nd3+ and Er3+ using the self-flux technique and the stoichiometric melting. The aim was to use these crystals to study Electron Spin Resonance (ESR) as a potential probe to investigate the existence of the metallic surface states and to explore the possible of the crystalline electrical field (CEF) effects on the formation of the non-trivial electronic structure of these materials. Regarding the YPdBi, our ESR and magnetization studies have revealed that, in the half-Heusler family, the topological order emerges from the interplay between spin-orbit coupling and the hybridization, which is connected with the changes on the lattice parameter. Thus, the CEF effects could reflect the transition from trivial to nontrivial topology. From the magnetic susceptibility data as a function of temperature from the Nd3+ and Er3+ doped samples combined with the ESR studies, it was possible to extract the fourth and sixth order crystal field parameters (CFP). Comparing our data with the previous results from YPtBi, which is a putative non-trivial material, a systematic change in the sign of the CFP was observed. Previous results with the YPtBi Nd-doped samples show an unusual evolution of the Nd3+ ESR line to a diusive-like line shape as a function of the microwave power. In this work we have performed a similar study of the Nd3+ ESR line shape as a function of the microwave power. Only for the single crystal of 10% Nd in YPdBi resonance shows a diffusive-like line shape that evolves with the microwave power. In the case of the binaries Bi2Se3 e Sb2Te3, the aim of this work was to optimize the heat treatment used in previous works of our group to obtain better single crystals that could allow the observation of the full resolved spectra from Gd3+. After many changes in the single crystal growth method, we were able to observe fully resolved Gd3+ ESR spectra in the Bi2Se3 samples. Regarding the Sb2Te3 single crystals, only a single Gd3+ Dysonian ESR line was observed. Following the Gd3+ ESR dg and dH as a function of temperature, the observed negative behavior of dg, in the whole temperature range studied, indicates that p-type electrons are the main source for the formation of the small the Fermi surface of these materials. An increase of the angular coefficient of dH as a function of temperature, the Korringa rate b, at low temperatures was observed and different concentrations of Gd3+ were required to investigate this anomaly. Again this anomalous behavior at low temperatures was observed for the all Gd-doped samples, which could be related to an evolution of CFP with temperature. We discuss our results taking into account the existence of non-trivial topological states in our samples and the role of spin-orbit and CEF effects might have in the formation of such states / Mestrado / Física / Mestre em Física / 132653/2015-0 / CNPQ / CAPES / FAPESP

Dans une problématique de réduction des volumes de déchet, l’électro-compression (ou électro-déshydratation) apparaît être une technique efficace pour éliminer une grande partie de l’eau des boues résiduaires urbaines. Cette thèse de doctorat présente différentes contributions à l’étude de ce procédé appliqué à ce type de boues. Un lien entre les données cinétiques et énergétiques est établi par une étude expérimentale à l’échelle du laboratoire. D’autre part, un nouveau modèle relativement simple est proposé pour l’étude et la simulation de l’électro-compression et permet de mettre en avant les phénomènes prépondérants. Enfin, un protocole d’analyse ionique des filtrats et des tranches de gâteaux de boue a permis une étude de la migration des espèces chimiques au cours de l’électro-déshydratation. / In the purpose to reduce waste amount, the electro-dewatering process is a promising technique to efficiently withdraw a large part of the water included in wastewater sludge. This PhD thesis contributes in various ways to the study of this technique. Lab-scale experiments showed correlations between dewatering kinetics and energy consumption of the process. Moreover, a new model, relatively simple, is proposed to study and simulate the process. This model highlights the main phenomena involved in the electro-dewatering. Finally, a study of the migration of chemical species during the dewatering process is carried out thanks to an analytical protocol measuring ions in filtrates and sludge slices.1

Les diélectriques solides sont les éléments constitutifs de base des isolants utilisés dans les composants ou les systèmes du génie électrique et de l'électronique de puissance. Principalement à cause des tendances à la miniaturisation, ces isolants sont soumis à des contraintes sans cesse croissantes (électriques, mécaniques et thermiques) qui peuvent dégrader ou induire un vieillissement prématuré des diélectriques. Ceci peut conduire à la défaillance ou à un claquage de la structure, phénomènes qui l'on doit prendre en compte et étudier. De manière plus précise, la charge globale stockée à l'intérieur du matériau diélectrique, généralement dénommée charge d'espace, est directement liée à ces processus de dégradation. Ainsi, il devient alors nécessaire d'analyser le comportement de la charge d'espace lorsque le matériau est contraint dans des conditions proches d'un environnement réel d'utilisation. Parmi les techniques existantes, la (F)LIMM est une méthode thermique dédiée à l'analyse de la charge d'espace dans des fines couches diélectriques (avec une épaisseur comprise entre 5µm et 50µm), avec la possibilité de réaliser des cartographies en 3-D lorsque le faisceau laser est focalisé à la surface de l'échantillon étudié. Les premières caractérisations par cette technique étaient liées à la détermination de la distribution de la charge d'espace dans des films minces qui avaient été préalablement soumis à un champ électrique continu, puis analysés hors tension (volt-off). Cette procédure dite " off-line ", et mise en œuvre pendant la dépolarisation de l'échantillon, est restée longtemps la seule façon d'analyser la charge d'espace. De nouveaux développements sont devenus nécessaires plus récemment pour apporter des réponses au domaine industriel pour lequel une caractérisation du comportement dans des conditions d'utilisation réelles faisait défaut. Dans ce but, une version " sous tension " ou " on-line " du banc expérimental (F)LIMM conventionnel a été développée. Ainsi, la mesure du courant (F)LIMM se réalise maintenant de manière simultanée à l'application d'un champ électrique continu externe sur l'échantillon. Outre la mesure in-situ et l'analyse sous tension, ces nouveaux développements présentent un avantage supplémentaire consistant en la possibilité d'évaluer et de calibrer les profils de température. Dans ce travail, les modifications expérimentales réalisées sur le banc test de mesure sont tout d'abord détaillées et validées. Puis, la procédure de calibration du model thermique proposé est expliquée et testée. Ainsi, la simulation les courants (F)LIMM devient possible et l'on constate une bonne adéquation avec les courants expérimentaux enregistrés. Enfin, quelques applications à des films polymères minces en PEN et en PP sont décrites. Les résultats obtenus prouvent alors que ces évolutions expérimentales et théoriques sont efficaces pour l'étude du comportement de la charge d'espace " sous tension ". / Solid dielectrics are basic elements of most insulations used in devices or systems in electrical engineering or in power electronics. Mainly due to current trends in downsizing, these insulations being subjected to increasing stresses (electrical, mechanical or thermal) may degrade and age dielectrically. This may lead to failure and breakdown, which have to be addressed. More specifically, the global charge store inside the dielectric and generally called space charge is directly linked to these degradation processes. It is therefore necessary to analyze this space charge behavior when the material is at the same time stressed under conditions close to those of the real environment of use. Among many existing techniques, the (F)LIMM is a thermal wave method dedicated to the space charge analysis of thin dielectric films (with a thickness from 5µm to 50µm), with a possibility of 3-D cartographies when the beam is focused onto the sample under study. Its first characterizations were related to the determination of the space charge distribution in thin films that were first submitted to an external DC field and next analyzed in a volt-off way (no voltage applied). This off-line procedure remained the only way of space charge investigations for quite a while. New developments became necessary in order to provide answers to the industry for which a characterization close to the actual conditions of use was lacking. For this purpose, an on-line version of the conventional (F)LIMM set-up was developed. It allows a measurement of the (F)LIMM current when simultaneously a DC bias field is applied to the sample. This development presents, apart from allowing an in-situ and on-line analysis, another important advantage, namely the possibility for assessing or calibrating the temperature profile. In this work, the experimental modifications made to the measuring test rig are first detailed and validated. Then, the calibration procedure of the thermal model developed is explained and tested. As a consequence, the possibility of simulating the (F)LIMM currents is possible and shows a very good agreement with the experimental registered ones. Finally, some applications to PEN and PP polymer thin films are described and results got prove the efficiency of these new developments for space charge on-line investigation.