Many-Body Perturbation Theory is put to test as a method for reliable calculations of the electron-electron interaction in two-dimensional quantum dots. We show that second order correlation gives qualitative agreement with experiments on a level which was not found within the Hartree-Fock description. For weaker confinements, the second order correction is shown to be insufficient and higher order contributions must be taken into account. We demonstrate that all order Many-Body Perturbation Theory in the form of the Coupled Cluster Singles and Doubles method yields very reliable results for confinements close to those estimated from experimental data. The possibility to use very large basis sets is shown to be a major advantage compared to Full Configuration Interaction approaches, especially for more than five confined electrons. Also, the possibility to utilize two-electron correlation in combination with tailor made potentials to achieve useful properties is explored. In the case of a two-dimensional quantum dot molecule we vary the interdot distance, and in the case of a two-dimensional quantum ring we vary the ring radius, in order to alter the spectra. In the latter case we demonstrate that correlation in combination with electromagnetic pulses can be used for the realization of quantum logical gates. / At the time of the doctoral defense, the following papers were unpublished and had a status as follows: Paper 5: Manuscript.

We investigated the electronic structure of the two nematic materials Sr₃Ru₂O₇ and Ca(Fe₀.₉₇Co₀.₀₃As)₂ using spectroscopic – imaging scanning tunneling microscopy (SI-STM) and angle resolved photoemission spectroscopy (ARPES). – – – Sr₃Ru₂O₇ is an itinerant metamagnet that shows a putative quantum critical endpoint at 8 Tesla, submersed by the formation of a nematic electronic phase. Using ARPES, we identified at least 5 Fermi pockets in agreement with quantum oscillation measurements. Surprisingly, we found Fermi velocities up to an order of magnitude lower than in single layer Sr₂RuO₄ and up to 35 times lower than predicted by ab initio calculations. Many bands are confined in an energy range of only ∼10 meV below the Fermi level. This, as well as distinct peak-dip-hump shapes of the spectra with a characteristic energy of around ∼5 meV indicate strong correlations and a possible nontrivial mechanism that is absent in single layer Sr₂RuO₄ and connected to the nematicity. The quasiparticle interference of one of the bands was detected by SI-STM, which was also used to measure subatomic features with the symmetries of the relevant Ru d orbitals. – – – In the second mate- rial, the iron-based high-temperature superconductor Ca(Fe[subscript(1-x)]Co[subscript(x)]As)₂, we discovered electronic nematic nano-pattern in its under-doped ‘parent’ state. We spectroscopically imaged this state in real space over large areas and across domain boundaries that change the directionality of the nano-pattern by 90°. We propose that oriented, dimer-shaped electronic nematogens are responsible for this pattern, in striking contrast to what has been expected and observed in electronic nematic materials. The dimers consist of two Gaussian conductance peaks separated by about 8 a[subscript(FeFe)]. Unidirectionality also shows in the quasiparticle interference pattern of the delocalized electrons. The dispersion is in agreement with scattering from the α₂ band discovered by ARPES but has distinct C₂ symmetry, not inconsistent with a C₄-symmetric band scattered by the proposed dimers.

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To accelerate environmentally friendly thin film photovoltaic (PV) technologies, copper-based chalcogenides are attractive as absorber materials. Chalcopyrite copper indium gallium selenide (CIGS ≡ CuIn1–xGaxSe2) is today a commercially important PV material, and it is also in many aspects a very interesting material from a scientific point of view. Copper zinc tin sulfide selenide (CZTSSe ≡ Cu2ZnSn(S1–xSex)4) is considered as an emerging alternative thin film absorber material. Ternary Cu2SnS3 (CTS) is a potential absorber material, thus its related alloys Cu2Sn1–xGexS3 (CTGS) and Cu2Sn1–xSixS3 (CTSS) are attractive due to the tunable band gap energies. CuSb(Se1–xTex)2 and CuBi(S1–xSex)2 can be potential as ultra-thin (≤ 100 nm) film absorber materials in the future. In the thesis, analyses of these Cu-based chalcogenides are based on first-principles calculations performed by means of the projector augmented wave method and the full-potential linearized augmented plane wave formalisms within the density functional theory as implemented in the VASP and WIEN2k program packages, respectively. The electronic and optical properties of CIGS (x = 0, 0.5, and 1) are studied, where the lowest conduction band (CB) and the three uppermost valence bands (VBs) are parameterized and analyzed in detail. The parameterization demonstrates that the corresponding energy dispersions of the topmost VBs are strongly anisotropic and non-parabolic even very close to the Γ-point. Moreover, the density-of-states and constant energy surfaces are calculated utilizing the parameterization, and the Fermi energy level and the carrier concentration are modeled for p-type CIGS. We conclude that the parameterization is more accurate than the commonly used parabolic approximation. The calculated dielectric function of CuIn0.5Ga0.5Se2 is also compared with measured dielectric function of CuIn0.7Ga0.3Se2 collaborating with experimentalists. We found that the overall shapes of the calculated and measured dielectric function spectra are in good agreement. The transitions in the Brillouin zone edge from the topmost and the second topmost VBs to the lowest CB are responsible for the main absorption peaks. However, also the energetically lower VBs contribute significantly to the high absorption coefficient. CTS and its related alloys are explored and investigated. For a perfectly crystalline CTS, reported experimental double absorption onset in dielectric function is for the first time confirmed by our calculations. We also found that the band gap energies of CTGS and CTSS vary almost linearly with composition over the entire range of x. Moreover, those alloys have comparable absorption coefficients with CZTSSe. Cu2XSnS4 (X = Be, Mg, Ca, Mn, Fe, Ni, and Zn) are also studied, revealing rather similar crystalline, electronic, and optical properties. Despite difficulties to avoid high concentration of anti-site pairs disordering in all compounds, the concentration is reduced in Cu2BeSnS4 partly due to larger relaxation effects. CuSb(Se1–xTex)2 and CuBi(S1–xSex)2 are suggested as alternative ultra-thin film absorber materials. Their maximum efficiencies considering the Auger effect are ~25% even when the thicknesses of the materials are between 50 and 300 nm. / <p>QC 20170523</p>

Amorphous transition metal oxides [aTMOs], have emerged as innovative functional materials for wide-ranging electronic, optical and energy-related applications. However, no systematic and broadly applicable method exists to assess their atomic-scale correlations, and since the optical and electronic processes are local structure-dependent, still there are not well-stablished mechanisms that suitably explain the physical properties of aTMOs. This thesis presents experimental and theoretical studies of the atomic short-range order, optical and electronic properties, and state-defects induced by Li+-ion-intercalation and oxygen-vacancies in amorphous titanium aTiO2 and tungsten aWO3 thin-film oxides. Those properties play a key role for application in high energy-density Li+-ion batteries and in switchable dynamical modulation of solar-irradiation transmittance for energy efficient "smart windows", where the disorder-dependent Li+-ion-intercalation and oxygen-vacancy-induced defect-states influence charge-carrier transfer mechanisms. After introducing the scope of this thesis, the fundamental theoretical concepts describing the experimental findings on amorphous solids are reviewed. Thereafter, a comprehensive analysis on the optical absorption phenomena experimentally observed in oxygen-deficient and Li+-ion-intercalated aLixTiO2−y and aLixWO3−y thin-films and a discussion on the electrochromic properties are presented. The optical absorption is described in the framework of the small polaron absorption model. Finally, a state-of-the-art systematic procedure involving theory and experiment in a self-consistent computational framework is implemented to unveil the atomic-scale structure of aTiO2 and aWO3, and its role for the electronic properties. The procedure is based in Reverse Monte Carlo [RMC] and Finite Difference Method [FDM] simulations of X-ray-Absorption spectra to construct a disordered theoretical model having the same bonding and coordination distribution as the experimental system. Ab-initio molecular dynamics simulations and density functional theory are then used to assess defect-states induced by Li+-ion-intercalation and oxygen-vacancies in aTiO2 and aWO3 oxides. The schemes introduced in this study offer a consistent route to experimentally and theoretically assess the role of the atomic-scale structure on the optical and electronic properties of aTiO2 and aWO3 and could be extended to the study of other aTMOs. The final results provide crucial insight towards the understanding of optical and electronic mechanisms where disorder-dependent ion-intercalation and oxygen-vacancy-induced localized defect-states influence charge transfer mechanisms of crucial importance for wide ranging optical and energy-related application of aTiO2 and aWO3 oxides.

Le travail de thèse "Modification of the electronic structure of catalytic active metal centres upon adsorption of molecules : a XAS and XES study" porte sur l'étude de la structure électronique des métaux de transition utilisés dans les catalyseurs par les techniques spectroscopiques d'absorption et d'émission de rayons durs (rayonnement synchrotron). Il s'agit, en particulier, d'utiliser les avancées dans les techniques spectroscopiques des rayons X pour l'étude des matériaux nanostructurés en conditions in situ. Le premier chapitre de la thèse, "X-Ray Spectroscopy: an Overview", présente brièvement les techniques spectroscopiques disponibles sur la ligne de lumière ID26 de l'Installation Européenne de Rayonnement Synchrotron (en anglais European Synchrotron Radiation Facility (ESRF), Grenoble), où toutes les mesures présentées dans ce travail ont été effectuées. Dans le deuxième chapitre, "Study of the Electronic structure of the Ti-sites in TS-1 using X-ray spectroscopy", est décrite la caractérisation électronique des centres de Ti en TS-1, qui est un important catalyseur, employé dans de nombreuses usines à travers le monde. Nous montrons que la combinaison des techniques spectroscopiques d'absorption et d'émission des rayons avec des calculs de mécanique quantique permet d'obtenir des informations importantes sur la structure électronique des centres de Ti dans des conditions in situ. Le troisième chapitre, “Identification of the Ti-Ligands in a Silica Supported Ziegler-Natta Catalyst by X-Ray Emission Spectroscopy", présente l'étude d'un catalyseur (une variante du catalyseur Ziegler-Natta), qui affiche un degré élevé/important de désordre chimique. L'utilisation de la théorie fonctionnelle de la densité des états (DFT) pour l'interprétation des données expérimentales a permis de développer des modèles possibles pour l'environnement d'un ligand Ti. Le quatrième chapitre, "Observing the dd-Excitations in CPO-27-Ni using Resonant Inelastic X-ray Scattering", conclut la partie principale de la thèse. Il présente un exemple d'utilisation de la diffusion inélastique des rayons X (RIXS) en chimie pour la détermination des excitations du champ cristallin des ions Ni dans l'oxyde de nickel et d'une cage organique autour d'un Ni métallique (CPO-27-Ni). Le chapitre explique brièvement les différentes approches théoriques qui peuvent être utilisées pour l'interprétation des caractéristiques spectrales. De plus, l'adsorption de molécules sonde, comme le CO sur les centres de Ni en CPO-27-Ni, est discutée sur la base des données expérimentales RIXS. Le dernier chapitre synthétise les résultats obtenus et indique des perspectives futures. Enfin, dans les annexes sont reportés les dispositifs expérimentaux développés dans le cadre du travail de thèse pour des mesures résolues en temps, ainsi que le curriculum vitae et les publications du candidat. / The purpose of this research project was to apply advanced X-ray based spectroscopic techniques for investigating the electronic structure of transition metals within catalysts and molecular sieves under in-situ conditions. Thus, the first chapter of the thesis, "X-Ray Spectroscopy: an Overview " briefly presents the spectroscopic techniques available at ID26, beamline of the European Synchrotron Radiation Facility (Grenoble) where all the measurements reported in this work have been obtained. In the second chapter, "Study of the Electronic structure of the Ti-sites in TS-1 using hard X-ray spectroscopy", it is reported the electronic characterization of the Ti centres in titanium silicalite-1 (TS-1), that is a relevant catalyst employed in industrial plants worldwide. The chapter shows that the combination of X-ray absorption and X-ray emission spectroscopy with quantum mechanical calculations is effective to obtain important insights on the electronic structure of the Ti-centres under in-situ conditions. The third chapter entitled “Identification of the Ti-Ligands in Silica Supported Ziegler-Natta Catalyst by X- Ray Emission Spectroscopy" presents the study of a variant of the Ziegler-Natta catalyst. The chapter discusses the interpretation of the valence emission lines within the theoretical framework provided by the density functional theory (DFT) and proposes possible models for the Ti-ligand-environment. The fourth chapter, entitled "Observing the dd-Excitations in CPO-27-Ni using Resonant Inelastic X-ray Scattering", concludes the main part of the thesis. It presents the application of resonant inelastic X-ray scattering (RIXS) for obtaining the crystal field excitations of the Ni ions within nickel oxide and within a Ni- metal-organic-framework (CPO-27-Ni). The chapter briefly describes the different theoretical approaches that can be used for the interpretation of the spectral features and discusses the adsorption of probe molecules like H2O, CO and H2S on the Ni centres of CPO-27-Ni. The last chapter (Chapter five) drawn a series of conclusions concerning the performed investigations and indicates possible future research directions. In Appendix A entitled "Pump and Probe Time Resolved Experiments at ID26" it is reported the description of the experimental setup co-developed and co-realized by the candidate for time resolved experiments. The appendix also accounts for the scientific outcome of the performed pump and probe measurements. The curriculum vitae and the publications list of the candidate are respectively reported in Appendix B and C.

Le dioxyde d'uranium (UO2) est le combustible nucléaire le plus largement répandu dans le monde pour alimenter les centrales nucléaires et plus particulièrement les réacteurs à eau pressurisée (REP). En réacteur, la fission des atomes d'uranium crée des produits de fission et des défauts ponctuels dans le matériau combustible. La compréhension de l'évolution de ces dégâts d'irradiation nécessite une approche de modélisation multi-échelle, de l'échelle de la pastille combustible à l'échelle atomique. Nous avons utilisé une méthode de calcul de structure électronique (DFT), pour modéliser les dégâts d'irradiation dans UO2 à l'échelle atomique. Un terme d'interaction Coulombienne de type Hubbard est ajouté au formalisme de la DFT standard pour prendre en compte les fortes corrélations des électrons 5f dans l'UO2. Cette méthode a été utilisée pour étudier les défauts ponctuels dans différents états de charge ainsi que l'incorporation et la diffusion du krypton dans le dioxyde d'uranium. Cette étude nous a permis d'obtenir des données clés pour les modèles aux échelles supérieures mais aussi pour interpréter des résultats expérimentaux. En parallèle de cette étude, trois pistes d'amélioration de l'état de l'art des calculs pour la description de l'UO2 ont été explorées : la prise en compte du couplage spin-orbite, l'application de fonctionnelles permettant la prise en compte des interactions non locales telles que les interactions de van der Waals importantes pour les gaz rares et l'utilisation de la théorie de champ dynamique moyen (Dynamical Mean Field Theory) combinée à la DFT afin de prendre en compte les corrélations dynamiques des électrons 5f. / Uranium dioxide (UO2) is worldwide the most widely used fuel in nuclear plants in the world and in particular in pressurized water reactors (PWR). In-pile the fission of uranium nuclei creates fission products and point defects in the fuel. The understanding of the evolution of these radiation damages requires a multi-scale modelling approach of the nuclear fuel, from the scale of the pellet to the atomic scale. We used an electronic structure calculation method based on the density functional theory (DFT) to model radiation damage in UO2 at the atomic scale. A Hubbard-type Coulomb interaction term is added to the standard DFT formalism to take into account the strong correlations of the 5f electrons in UO2. This method is used to study point defects with various charge states and the incorporation and diffusion of krypton in uranium dioxide. This study allowed us to obtain essential data for higher scale models but also to interpret experimental results. In parallel of this study, three ways to improve the state of the art of electronic structure calculations of UO2 have been explored: the consideration of the spin-orbit coupling neglected in current point defect calculations, the application of functionals allowing one to take into account the non-local interactions such as van der Waals interactions important for rare gases and the use of the Dynamical Mean Field Theory combined to the DFT method in order to take into account the dynamical effects in the 5f electron correlations.

Toughness enhancements can be induced in cubic-B1 transition metal nitride alloys by an increased occupation of the d-t2g metallic states. In this Licentiate Thesis I use density functional theory to investigate the mechanical properties of TiN and VN and of the ternaries obtained by replacing 50% of Ti and V atoms with M (M = V, Nb, Ta, Mo, and W) to form ordered structures with minimum number of inter-metallic bonds. The calculated values of elastic constants and moduli show that ternary alloys with high valence electron concentrations (M = Mo and W), have large reductions in shear moduli and C44 elastic constants, while retaining the typically high stiffness and incompressibility of ceramic materials. These results point to significantly improved ductility in the ternary compounds. This important combination of strength and ductility, which equates to material toughness, stems from alloying with valence electron richer dmetals. The increased valence electron concentration strengthens metal–metal bonds by filling metallic d-t2g states, and leads to the formation of a layered electronic configuration upon shearing. Comprehensive electronic structure calculations demonstrate that in these crystals, stronger Ti/V – N and weaker M – N bonds are formed as the valence electron concentration is increased. This phenomenon ultimately enhances ductility by promoting dislocation glide through the activation of an easy slip system.