Cocoa beans (Theobroma cacao) are a highly concentrated source of dietary flavanols- bioactive compounds associated with the health protective properties of cocoa. Cocoa beans undergo processing steps, such as fermentation, roasting, winnowing, grinding, pressing, etc., to produce a final product with specific desirable sensory attributes. It is well established that these processing steps, specifically fermentation and roasting, result in dramatic degradation of cocoa's native flavanols, but it is possible that these processing steps may generate compounds with novel activities, potentially preserving or enhancing bioactivity. Raw unfermented cocoa beans were processed by way of a partial factorial approach to produce cocoa powders from the same batch of raw beans using various combinations of fermentation [unfermented, cool fermented (maximum 46°C), hot fermented (maximum 60°C))] and roasting [unroasted, cool roasted (120°C), hot roasted (170°C)]. To simulate cocoa fermentation in a highly controlled environment, a pilot-scale fermentation model system was employed to eliminate many external unknowns and ensure that the differences between our cocoa powders were due to our various treatments, rather than unknown factors occurring during fermentation and roasting. Low and high molecular weight fractions (8-10 kDa cutoff) were produced from cocoa powder extracts (CPE) of each treatment to quantify Maillard reaction products (MRP). A HILIC-UPLC MS/MS method was developed to more efficiently and sensitively quantify cocoa flavanols with high degrees of polymerization (DP) produced during processing. Overall, cocoa processing significantly (p<0.05) decreased the total phenolic and total flavanol concentrations of CPEs. Hot roasting had the greatest impact on native flavanol degradation yet produced CPEs with the highest mean degree of polymerization (mDP). All CPEs dose-dependently inhibited α-glucosidase enzyme activity, with cool fermented/cool roasted cocoa powder exhibiting the best inhibition (IC50 of 62.2 µg/mL). Increasing flavanol mDP was correlated with decreasing IC50 values, suggesting that the complex flavanols produced during processing enhance cocoa's bioactivity (or their production is associated with other products that enhance bioactivity). Alternatively, high molecular weight CPE fractions were correlated with increasing IC50 values, suggesting that MRPs interfere with enzyme inhibition or are associated with other products (polyphenols, macronutrients, etc.) that interfere with enzyme inhibition. Overall, the data presented within this work indicate that the components of processed cocoa powders are promising inhibitors of α-glucosidase, despite a significant reduction in native flavanol composition induced by processing, and moreover that fermentation and roasting conditions can positively influence the bioactivity of cocoa despite losses of native flavanols. / Master of Science in Life Sciences / According to the Centers for Disease Control and Prevention, obesity-related chronic conditions such as cardiovascular disease and type 2 diabetes mellitus (T2D) are the leading cause of preventable and/or premature death, with 51% of the American population predicted to be obese by 2030. Cocoa (Theobroma cacao) is a highly concentrated source of polyphenols, and these compounds have been shown to interact with and inhibit digestive enzymes responsible for carbohydrate breakdown. By inhibiting the activity of these digestive enzymes, it is possible to slow down carbohydrate absorption after a meal and ultimately reduce large spikes in blood glucose levels, being a promising strategy in the prevention and maintenance of T2D. Cocoa beans undergo processing steps to produce a final product, such as cocoa powder, and it is known that these processing steps reduce the levels of beneficial polyphenols. Yet, how this processing-induced degradation effects the health protective activities of cocoa is still widely unknown and is the focus of this work. Through highly controlled cocoa bean processing, cocoa powders of different processing conditions were produced and used to assess how various processing parameters impacted digestive enzyme activity. Overall, processing steps did reduce levels of native polyphenols. However, these losses did not demonstrate a reduction in enzyme inhibition and certain processing conditions actually enhanced digestive enzyme inhibition. This research shows promise for the potential use of processed cocoa powder as an effective strategy in the prevention and maintenance of T2D and further work must be done to understand the mechanisms behind this relationship.

Fermentation and roasting of cocoa (Theobroma cacao) decrease levels of polyphenolic flavanol compounds. However, it is largely unknown how these changes in polyphenol levels caused by processing affect cocoa's anti-diabetic and anti-obesity bioactivities, such as inhibition of certain enzymes in the body. Polyphenol profiles, protein-binding abilities, presence of compounds termed oxidative polymers, and abilities to inhibit α-glucosidase, pancreatic α-amylase, lipase, and dipeptidyl peptidase-IV (DPP4) in vitro were compared between unfermented bean (UB), fermented bean (FB), unfermented liquor (UL), and fermented liquor (FL) cocoa extracts. Overall, there were significant decreases (p<0.05) in total polyphenols, flavanols, and anthocyanins between the two sets of unfermented and fermented cocoa extracts (CEs). All CEs effectively inhibited α-glucosidase (lowest IC50 = 90.0 ug/mL for UL) and moderately inhibited α-amylase (lowest IC50=183 ug/mL for FL), lipase (lowest IC25=65.5 ug/mL for FB), and DPP4 (lowest IC25=1585 ug/mL for FB) in dose-dependent manners. Fermentation and roasting of the samples affected inhibition of each enzyme differently (both processes enhanced α-amylase inhibition). Improved α-glucosidase and α-amylase inhibitions were correlated with presence of different classifications of oxidative polymers, suggesting that these compounds could be contributing to the bioactivities observed. Some α-glucosidase inhibition might be due to non-specific protein-binding. Improved DPP4 inhibition was strongly correlated to increased CE degree of polymerization. In conclusion, potential enzyme inhibition activities of cocoa were not necessarily negatively affected by the large polyphenol losses that occur during fermentation and roasting. Additionally, it is possible that more complex compounds could be present in cocoa that contribute to its potential anti-diabetic and anti-obesity bioactivities. / Master of Science in Life Sciences

Les athlètes utilisent les suppléments nutritionnels avec pour objectif d'améliorer leur performance sportive. La performance sportive dépend de facteurs physiques, mais également de facteurs cognitifs. Les suppléments nutritionnels riches en flavanols issu du cacao (CF) peuvent stimuler la fonction vasculaire, réduire le stress oxydant et améliorer la fonction cognitive. L'objectif de cette thèse est donc d’analyser les effets d'une consommation aigue, ou pendant une semaine, de CF, sur la performance physique et cognitive chez des athlètes, chez des sujets actifs et chez des personnes ayant un diabète de type 1 (DT1). De plus, l’objectif est d’investiguer les effets des CF en altitude simulé, où l’hypoxie limite la performance cognitive et physique.La consommation aigue de 900 mg CF (dont 196 mg d'épicatéchine) suscite une augmentation de l’oxygénation cérébrale, mais pas de la concentration de BDNF sérique et n'a pas d’effet sur la fonction cognitive chez des sportifs sains. L’effet bénéfique des CF sur l’oxygénation cérébrale au repos est dépassé par l’ampleur de l’augmentation de la perfusion et de l’oxygénation cérébrale à l’exercice physique et n'est donc plus visible en post-exercice.En hypoxie (altitude simulée de 4000 m), la consommation aigue de 530 mg CF (dont 100 mg d'épicatéchine) augmente la réponse hémodynamique du cortex préfrontal durant une tâche cognitive, mais n’affecte pas l’activité neuronale. Les CF améliorent la pensée abstraite en normoxie, mais n’améliorent aucun autre domaine des fonctions cognitives. Seule la précision lors du test de Stroop est diminuée par l’hypoxie. De plus, la réponse hémodynamique du cortex préfrontale et l’activité neuronale ne diffèrent pas en hypoxie vs. en normoxie.Le diabète de type 1 (DT1) est associé avec une dysfonction endothéliale, qui constitue un des facteurs de déclin cognitif lié au diabète. Dans une 3ième étude, la fonction cognitive n’est pas altérée chez les patients DT1, en comparaison des sujets sains, alors que l'activation cérébrale diffère entre ces 2 groupes. Cette différence d'activation cérébrale pourrait alors jouer un rôle compensatoire chez les patients DT1. La consommation aigue de CF peut améliorer les fonctions exécutives chez des patients DT1 et des sujets sains, et peut augmenter le signal BOLD dans les régions du cerveau activées par les tâches cognitives.Ainsi, la consommation aigue de CF augmente la vasoréactivité cérébrale. Ces changements sont associés avec une meilleure fonction cognitive chez des patients DT1, alors que ce n’est pas le cas chez des sujets entraînés, ni au niveau de la mer, ni en hypoxie. Malgré ces effets bénéfiques des CF, l’exercice physique semble rester un moyen beaucoup plus efficace pour stimuler la vasoreactivité cérébrale et les fonctions cognitives.Nous nous sommes aussi intéressés aux effets de CF sur la capacité antioxydante, le stress oxydant et la production de NO pendant l’exercice, ainsi que sur les implications pour la performance physique et la récupération, chez des athlètes. La consommation aigue de 903 mg CF augmente la capacité antioxydante au repos et pendant l’exercice, mais sans réduire le stress oxydant et la production de NO. La consommation pendant une semaine de 530 mg CF (dont 100 mg d'épicatéchine) atténue la peroxydation lipidique induite par l’exercice, mais n’influence pas la capacité antioxydante. Les CF ne modifient pas la production et la biodisponibilité du NO pendant un exercice en normoxie et en hypoxie (altitude simulée de 3000 m). La consommation de CF pendant une semaine peut augmenter la fonction endothéliale de repos, et peut réduire les effets nuisibles de l'hypoxie sur l’oxygénation préfrontale au repos et pendant l’exercice modéré. Par contre, cet effet disparait pendant l’exercice intense. La consommation aigue, et pendant une semaine, de CF n’augmente pas la performance physique, ni en normoxie, ni en hypoxie. / Sports performance depends on physical factors, but also on cognitive functioning. Nutritional supplements as potential ergogenic aids can impact muscle, but also the brain. Cocoa flavanols (CF) have antioxidant capacities, can stimulate vascular function, and potentially enhance cognitive function. CF intake might thus improve exercise performance and recovery by reducing oxidative stress, increasing NO availability and/or boosting cognitive function. It is the purpose of this PhD to identify the effects of CF on physical and cognitive performance in healthy athletes at sea level and altitude, as well as in patients with type 1 diabetes. Our systematic review showed that CF can reduce exercise-induced oxidative stress, but without improving exercise performance. Combining CF intake and exercise training improves cardiovascular risk factors and vascular function in healthy and overweight participants, but evidence on the synergistic effects of CF and exercise training on oxidative stress, inflammation and fat and glucose metabolism is lacking.In a randomized, placebo-controlled, double blind cross-over study, we showed that 900 mg CF intake increased prefrontal oxygenation in athletes, but without affecting executive function. BDNF was not affected by CF intake. The effects of high-intensity exercise largely overruled the effects of CF intake: large beneficial effects of exercise on prefrontal oxygenation and cognitive function were observed and CF supplementation did not enlarge these effects. In a 2nd study, the effect of acute CF intake (530 mg CF) on performance on a demanding cognitive test was assessed in normoxia and hypoxia (simulated altitude 4000 m). Electroencephalogram and fNIRS were used to analyse neuronal activity and hemodynamic changes. Acute CF intake improved the neurovascular response, but did not affect neuronal activity and cognitive performance in normoxia and hypoxia. Most cognitive functions, the cerebrovascular response and neuronal activity, were not altered in hypoxia in healthy subjects. In a 3rd study, we found that acute intake of 900 mg CF enhanced cognitive performance on the Flanker test in patients with type 1 diabetes, and their healthy matched controls. CF intake increased the BOLD response in brain areas activated during this specific task. While cognitive performance was not deteriorated in patients with type 1 diabetes, a different brain activation pattern during the cognitive task was observed, compared to healthy controls and this brain activation pattern was altered by CF intake. To conclude, acute CF intake improves prefrontal oxygenation and cerebrovascular responsiveness. This can be associated with better cognitive function in patients with type 1 diabetes, but does not result in improved executive function in healthy persons. Compared to exercise, the magnitude of the CF-induced neurovascular changes is small.Two studies were conducted examining the effects of CF on exercise-induced oxidative stress, NO availability and its implications for exercise performance, in well-trained cyclists. We found that acute CF (900 mg) improved the exercise-induced increase in total antioxidant capacity, but did not reduce the exercise-induced increase in lipid peroxidation. One week CF intake (530 mg CF) improved vascular function at rest, and prefrontal oxygenation at rest and during low-intensity exercise, but did not influence muscular oxygenation. One week CF intake partially restored the hypoxia-induced decline in prefrontal oxygenation during rest and low-intensity exercise, but not during high-intensity exercise. One week CF intake reduced exercise-induced lipid peroxidation, but did not alter total antioxidant capacity. Both acute and 1-week CF intake did not improve exercise performance and recovery and do not change NO production during exercise (in normoxia and hypoxia) in well-trained athletes.

The discovery and dissemination of new knowledge are essential in food science. To advance our understanding of fruit chemistry, analytical methods were compared and applied. Polyphenols are secondary metabolites in fruits of particular importance in food science, as they contribute to the sensory attributes and health benefits of the products. Evaluation of common analytical methods for the quantification of polyphenols, including the Folin-Ciocalteu (F-C), Lowenthal permanganate (L-P), 4-dimethylaminocinnamaldehyde (DMAC) and the bovine serum albumin (BSA) precipitation methods, was conducted using analytical method validation procedures. The F-C method was not specific to polyphenols, and the L-P method had the widest working range but lacked accuracy. The DMAC method was the most specific to flavanols, and the BSA method was not suitable for quantification of smaller flavanols. Quantitative performance of these four methods was evaluated using a broad range of fruit-derived samples. Variation in quantitative results obtained using these four methods was explained by differences in polyphenol and matrix composition of these samples and differences in operating principles of the methods. The reactivity of individual polyphenol compounds (catechin, epicatechin, PC B2, PC pentamer, chlorogenic acid, phloretin, and quercetin) to the polyphenol and flavanol quantification results using Prussian blue (P-B), F-C, DMAC and BSA precipitation methods were also assessed and determined to differ by up to thirteen-fold, depending on the assay. Furthermore, the contribution and interactions of polyphenol compounds (catechin, PC B2, and chlorogenic acid) and potentially interfering compounds likely to be found in fruit and fruit products (ascorbic acid, glucose, and SO2) to the quantitative results of these methods were evaluated using a full factorial design. Significant interactions among polyphenol compounds, and among the interfering compounds were found. The standardized coefficient (β) for all factors and interactions of polyphenol compounds varied from 0.347 to 129, and from near 0 to -46.8 for all factors and interactions of interfering compounds. Our findings indicate that the choice of standards, polyphenol and matrix composition of the sample may cause disparity among the quantitative results of these methods. Amino acids in apple (Malus × domestica Borkh.) juice not only influence the quality of fermented cider through fermentation kinetics but also impact the flavor of the cider through yeast metabolism. Due to recent advances in analytical instrumentation, amino acids profiles in apple juice were determined much faster and more accurately than by previously applied methods. Twenty amino acids were quantified by UPLC-PDA in juices from 13 apple cultivars grown in Virginia. The relative amino acid profile was significantly different among the apple juices evaluated. The total amino acid concentration ranged from 18 mg/L in Blacktwig juice to 57 mg/L in Enterprise juice. L-Asparagine, L-aspartic acid and L-glutamine are the principal amino acids observed in most apple juices. These results will inform future research on yeast metabolism and nitrogen management during cider fermentation. To better disseminate knowledge gained through research to the next generation of food scientists, the effectiveness of new instructional technology—a cellphone-based personal response system—in food science education was evaluated. Students' academic performance was improved by the incorporation of this technology into lectures, and its use was well perceived by the students (easy to use and positively impacted their learning). This finding contributes to the scholarship of teaching and learning in food science by providing useful insight into the potential for application of such tools with improved student engagement and learning outcomes. Advances in food chemistry research will enable the development of value-added food products, and the pedagogical advancement in food science education will better convey new and existing knowledge to students, who will apply this knowledge to promote a safe and nutritious food supply that enhances human health and increases the value of specialty crops. / Doctor of Philosophy / In food science, both the discovery and dissemination of new knowledge are essential. To advance our understanding in fruit chemistry, several analytical methods were compared and applied. Polyphenols are important bioactive compounds in fruits associated with health benefits, and they also contribute to the bitterness and astringency of the products such as chocolate and red wines. Systematic evaluation of common analytical methods used to quantify polyphenols was conducted. When different methods were used to evaluate a broad range of fruit-derived samples, different results were obtained for a given sample, depending on the method applied. This was explained by the difference in polyphenol composition of these samples. Furthermore, different individual polyphenol compounds contributed differently to quantitative results for these methods. Interactions among polyphenol compounds and interference from constituents of the juice samples other than polyphenols were also found. These findings demonstrate that when comparing fruit chemistry (polyphenol concentration) results obtained using the methods evaluated, it is necessary to consider the polyphenol composition as well as the sample matrix composition. This knowledge will improve our ability to interpret and compare existing data on polyphenol content in fruits, advancing the understanding the polyphenols and health and informing producers to improve their fruit products with optimized quality and sensory characters. Secondly, amino acids in apple juice influence the quality of fermented cider, through not only controlling the fermentation rate, but also impacting the flavor of the cider through yeast metabolism. Twenty amino acids were quantified in juices from 13 apple cultivars grown in Virginia with potential use in cider making using a recently developed method in analytical chemistry. The relative amino acid profile was significantly different among the apple juices evaluated. L-Asparagine, L-aspartic acid and L-glutamine are the principal amino acids observed in most apple juices. This knowledge will help with the development of fermentation strategies for production of ciders with targeted sensory attributes. To better disseminate new knowledge in food science to the next generation, the effectiveness of a new educational technology application—a cellphone-based personal response system (similar to clickers)—in food science education was evaluated. Using this application during lecture resulted in improved quiz grades, and students felt that it was easy to use and positively impacted their learning. This application has the potential to improve effectiveness of lectures in higher education classrooms. Advances in food chemistry research will enable development of value-added food products, and the pedagogical advancement in food science education will better convey new and existing knowledge to students, who will apply this knowledge to promote a safe and nutritious food supply that enhances human health and increases the value of specialty crops.

Chronic conditions such as obesity, inflammatory bowel disease (IBD), and colitis are associated with gastrointestinal (GI) inflammation and compromised GI barrier integrity. Cocoa may be a potential dietary strategy to mitigate gut-related conditions and been shown to elicit anti-inflammatory, antioxidant, and prebiotic effects. Alkali treatment of cocoa was once thought to reduce its bioactivity, but new evidence suggests it may enhance cocoa's health properties, through the formation of new, potentially bioactive high molecular weight compounds. Inulin, a fructose-containing plant polymer, exerts prebiotic effects and has also been investigated in the mitigation of IBD. This study aims to 1) investigate effects of alkali processing on gut health related bioactivity and phytochemical composition of cocoa and 2) evaluate potential additive benefits of combining cocoa and inulin. Polyphenolic and flavanol compounds in natural cocoa, alkalized cocoa, and inulin powders were characterized using Folin-Ciocalteu (total polyphenols) and 4-dimethylaminocinnamaldehyde (total flavanols) assays, thiolysis , and HILIC UPLC-MS/MS. Treatments of cocoa and inulin were made in 1:2 cocoa:inulin and 1:4 cocoa:inulin mixtures for both natural and alkalized cocoas. Cocoa mixtures, in addition to both cocoa powders and inulin alone, were subjected to an in-vitro digestion to generate material for an in-vitro fecal fermentation. Samples collected from the fermentation at 0, 6, 12, and 24 hours were analyzed via HPLC-MS for microbial metabolites, applied to HT-29 colon cancer cells to assess anti-inflammatory activity, and applied to a florescence assay measuring PLA2 inhibitory activity. The alkalized cocoa powder was found to have a significantly lower concentration of total polyphenols and total flavanols, as well as a lower mDP, suggesting that alkalization may affect larger procyanidins more than smaller flavanol compounds. Inulin enhanced the inhibition of the PLA2 enzyme and enhanced the IL-8 anti-inflammatory properties of cocoa, although the trends were weak. Overall, we did not see any clear, significant effects of alkalization or the addition of inulin to cocoa's colonic metabolite formation or its gut bioactivity in vitro. However, we have demonstrated that colonic fermentation of cocoa may have a negative effect on its bioactivity in vitro. Future research should further explore flavanol DP and bioactivity, fiber's interaction with polyphenols, colonic metabolism of cocoa, and cocoa's gut health effects in vivo. / Master of Science in Life Sciences / Gut conditions like obesity-associated inflammation and inflammatory bowel disease are highly prevalent, debilitating, and currently have no cure. Cocoa has been investigated as a possible dietary strategy for the mitigation and prevention of chronic inflammatory gut conditions due to its anti-inflammatory and enzyme inhibiting properties. Most attribute these effects of cocoa to its abundance of compounds called polyphenols. It is widely thought that the ability of cocoa to promote health is lost when cocoa beans are processed, because of the loss of polyphenols. Alkalization, or "Dutching", is an optional step in cocoa processing that some manufacturers perform to enhance flavor and color formation. Dutching cocoa can promote the polymerization of many smaller, flavanol, protein, and other compounds into larger, indigestible compounds. These indigestible compounds will not be absorbed in the small intestine and may be broken down in the large intestine by colonic bacteria, forming new metabolites. We obtained cocoa powders, one natural (not alkalized) and one alkalized and compared them in terms of content of polyphenols, bioactivities, and anti-inflammatory abilities. Additionally, we added a known prebiotic, inulin, to our cocoa formulations to determine if there are additive benefits of cocoa and inulin together. Ultimately, we found that alkalized cocoa contained lower concentrations of all polyphenolic compounds, even the larger compounds. Inulin enhanced the inhibition of digestive enzymes and the anti-inflammatory properties of cocoa, though not significantly. Inulin also reduced the pH (i.e. increased the acidity) of a simulated gut environment, which may be beneficial. Alkalization did not significantly affect cocoa's enzyme inhibitory activity or anti-inflammatory activity. Overall, the addition of inulin to cocoa does not seem to be effective in increasing cocoa's ability to treat and prevent gut diseases, but more information is needed.

O objetivo principal desta tese de doutorado foi a valorização da casca da amêndoa de cacau através do estudo da viabilidade técnica do emprego de tecnologias de extração a pressão atmosférica (ATME) e com líquido pressurizado (PLE) para extração da gordura e biocompostos deste material, utilizando etanol e isopropanol como solventes, os quais são solventes GRAS com aplicação potencial como substitutos do hexano na extração de lipídeos. Para que a sua viabilidade na aplicação de processos de extração fosse atestada, inicialmente, a casca da amêndoa de cacau seca (CS) foi caracterizada. A CS mostrou ser um material nutricionalmente interessante, com teor intermediário de lipídeos (entre 18 a 22% b.s.), elevado teor de fibras, flavanóis e alcaloides e alta solubilidade proteica (47 - 54%), além de não apresentar contaminação por micotoxinas e cádmio. Sua gordura se destacou por ter perfil lipídico semelhante ao da manteiga de cacau com teor superior de ácido linoleico e teores de tocoferóis totais bastante elevados os quais variaram entre 1016 a 1273 mg/kg de gordura, sendo os isômeros majoritários o (&gamma;+&beta;) tocoferois. Assim, a cinética de extração por PLE de lipídios e flavanóis totais (FLA) para sistemas contendo CS e etanol em grau absoluto (Et0) foi estudada nas temperaturas de 60, 75 e 90 °C em tempos estáticos variando de 3 a 50 minutos e razão mássica sólido:solvente de 1:3. A partir destes experimentos determinou-se 30 minutos como o tempo adequado para que a condição de equilíbrio fosse alcançada para as três temperaturas avaliadas; à partir deste intervalo de tempo a extração de lipídeos está estabilizada e o rendimento de extração de FLA é máximo. Os extratos, as gorduras e os sólidos desengordurados oriundos da PLE foram avaliados levando a concluir que esta técnica foi extremamente viável para extração de lipídeos, flavanóis, alcaloides e tocoferóis da CS, fornecendo rendimentos de extração bastante elevados, em curto período de tempo, em um único estágio de contato. Os dados experimentais da cinética por PLE foram modelados e os coeficientes de difusão para a gordura foram estimados. Além disso, pode-se verificar que a PLE não afetou a solubilidade das proteínas presentes no material das extrações conduzidas a 60 e 75 °C, o que permite a obtenção de um sólido desengordurado com elevado valor. A investigação do processo de extração por ATME iniciou-se com sistemas contendo CS e solventes etanol e isopropanol, em grau absoluto e azeotrópico, nas temperaturas de 60, 75 e 90 °C com razão mássica sólido:solvente de 1:3 e tempo de extração de 1 hora. Pode-se observar que, nessas condições, os experimentos de extração forneceram resultados de rendimento de extração de gordura aquém do esperado. Apesar disso, foi possível avaliar o efeito dos parâmetros de processo, temperatura e tipo de solvente, sobre o processo de extração; pode-se concluir que temperaturas mais elevadas levam a maiores rendimentos de extração de todas as classes de compostos avaliadas, para os lipídeos, em geral, o solvente isopropanol em grau absoluto foi o mais eficiente, entretanto, na extração de compostos fenólicos, FLA e tocoferóis o solvente etanol em grau azeotrópico apresentou melhor desempenho. Para uma investigação mais aprofundada, realizou-se o estudo da cinética de extração de lipídeos por ATME com os solventes etanol em grau absoluto e azeotrópico nas temperaturas de 75 e 90 °C. Com estes experimentos pode-se observar que, para garantir que a condição de equilíbrio fosse alcançada, seria necessário tempo de extração de pelo menos 3 horas para os solventes avaliados, com este tempo de extração os rendimentos aumentaram consideravelmente, bem como o teor de flavanóis totais nos extratos; por outro lado, a solubilidade proteica da fase rafinado diminuiu consideravelmente. Os dados experimentais de cinética por ATME foram modelados e os coeficientes de difusão para a gordura foram também estimados, sendo aproximadamente 5 vezes menores que os estimados para a PLE. Com base na determinação do tempo necessário para se atingir a condição de equilíbrio, realizou-se os experimentos para determinação dos coeficientes de partição (k) da gordura da casca da amêndoa de cacau, o qual permite estimar o número de estágios de extração para máxima exaustão dos sólidos em termos de teor de lipídeos. Estes experimentos mostraram que o solvente Et0 a temperaturas mais elevadas fornece coeficientes de partição maiores. Os valores de kgordura maiores obtidos para o Et0, se comparado com o solvente etanol em grau azeotrópico, indicam que seu emprego em processos de extração exigiria um número menor de estágios de contato para o esgotamento do sólido. Analisando os processos de extração empregados, pode-se concluir que a PLE apresenta eficiência superior na extração simultânea de flavanóis e compostos lipídicos da casca da amêndoa de cacau em relação a ATME, e também impacta menos a solubilidade proteica dos sólidos desengordurados oriundos do processo de extração, fato que demonstra sua elevada viabilidade técnica. / The main objective of this Ph.D. thesis was the valorization of the cocoa bean shell through the study of the technical feasibility of the use of atmospheric pressure extraction (ATME) and pressurized liquid extraction (PLE) technologies for the extraction of fat and biocompounds of this material, using ethanol and isopropanol as solvents, which are GRAS solvents with potential application as substitutes for hexane in lipid extraction. In order for its viability in the application of extraction processes to be attested, initially, the dried cocoa bean shell (CS) was characterized. CS showed to be a nutritionally interesting material, with an intermediate content of lipids (between 18 to 22% d.b.), high fiber content, flavanols and alkaloids and high protein solubility (47-54%), besides not being contaminated by mycotoxins and cadmium. Its fat was remarkable for having a lipid profile similar to that of cocoa butter with a higher content of linoleic acid and quite high total tocopherols, which ranged from 1016 to 1273 mg / kg of fat, with the major isomers being (&gamma; + &beta;) tocopherols. Thus the PLE extraction kinetics of lipids and total flavanols (FLA) for systems containing CS and absolute ethanol (Et0) were studied at 60, 75 and 90 ° C in static times ranging from 3 to 50 minutes and mass ratio solid:solvent of 1: 3. From these experiments, 30 minutes were determined as the adequate time for the equilibrium condition to be reached for the three temperatures evaluated; from this time interval the lipid extraction is stabilized and the extraction yield of FLA is maximal. The raffinate phases, extract phases and fats from PLE were evaluated leading to the conclusion that this technique was extremely viable for extracting lipids, flavanols, alkaloids and tocopherols, providing very high extraction yields in a short period of time with a single stage of contact. Experimental data of PLE kinetics were modeled and the diffusion coefficients for fat were estimated. In addition, PLE did not affect the solubility of the proteins present in the material from extractions conducted at 60 and 75 °C, which allows obtaining a high value defatted meal. The investigation of the extraction process by ATME started with systems containing CS and solvents ethanol and isopropanol, in absolute and azeotrope degree, at 60, 75 and 90 ° C with mass ratio solid:solvent of 1:3 and time of extraction time of 1 hour. Under these conditions, the extraction experiments gave results of fat extraction yields less than expected. Despite this, it was possible to evaluate the effect of process parameters, temperature and type of solvent on the extraction process; it can be concluded that higher temperatures lead to higher extraction yields of all classes of compounds evaluated. For lipids, in general, the absolute isopropanol was the most efficient solvent, however, in the extraction of phenolic compounds, FLA and tocopherols the ethanol azeotropic showed better performance. For a more in-depth investigation, the kinetics of lipid extraction by ATME with ethanol in absolute and azeotropic degree at 75 and 90 °C were carried out. With these experiments it can be observed that, in order to guarantee that the equilibrium condition was reached, extraction time of at least 3 hours was required for the solvents evaluated, with this time of extraction the yields increased considerably, as well as the content of flavanols totals in extracts; on the other hand, the protein solubility of the raffinate phase decreased considerably. Experimental kinetic data by ATME were modeled and the diffusion coefficients for fat were also estimated, being approximately 5 times smaller than those estimated for PLE. Based on the determination of the time required to reach the equilibrium condition, the experiments were carried out to determine the partition coefficients (k) of the cocoa bean shell fat, which allows estimating the number of extraction stages to maximum depletion in terms of lipid content. These experiments showed that the solvent Et0 at higher temperatures provides larger partition coefficients. The higher kfat values obtained for Et0, when compared to ethanol solvent in azeotropic grade, indicate that their use in extraction processes would require a lower number of contact stages for the depletion of the solid. Analyzing the extraction processes applyed, it can be concluded that PLE has superior efficiency in the simultaneous extraction of flavanols and lipid compounds from the cocoa bean shell in relation to ATME, and has less impact on the protein solubility of the defatted meal, a fact that demonstrates its high technical feasibility.

O objetivo principal desta tese de doutorado foi a valorização da casca da amêndoa de cacau através do estudo da viabilidade técnica do emprego de tecnologias de extração a pressão atmosférica (ATME) e com líquido pressurizado (PLE) para extração da gordura e biocompostos deste material, utilizando etanol e isopropanol como solventes, os quais são solventes GRAS com aplicação potencial como substitutos do hexano na extração de lipídeos. Para que a sua viabilidade na aplicação de processos de extração fosse atestada, inicialmente, a casca da amêndoa de cacau seca (CS) foi caracterizada. A CS mostrou ser um material nutricionalmente interessante, com teor intermediário de lipídeos (entre 18 a 22% b.s.), elevado teor de fibras, flavanóis e alcaloides e alta solubilidade proteica (47 - 54%), além de não apresentar contaminação por micotoxinas e cádmio. Sua gordura se destacou por ter perfil lipídico semelhante ao da manteiga de cacau com teor superior de ácido linoleico e teores de tocoferóis totais bastante elevados os quais variaram entre 1016 a 1273 mg/kg de gordura, sendo os isômeros majoritários o (&gamma;+&beta;) tocoferois. Assim, a cinética de extração por PLE de lipídios e flavanóis totais (FLA) para sistemas contendo CS e etanol em grau absoluto (Et0) foi estudada nas temperaturas de 60, 75 e 90 °C em tempos estáticos variando de 3 a 50 minutos e razão mássica sólido:solvente de 1:3. A partir destes experimentos determinou-se 30 minutos como o tempo adequado para que a condição de equilíbrio fosse alcançada para as três temperaturas avaliadas; à partir deste intervalo de tempo a extração de lipídeos está estabilizada e o rendimento de extração de FLA é máximo. Os extratos, as gorduras e os sólidos desengordurados oriundos da PLE foram avaliados levando a concluir que esta técnica foi extremamente viável para extração de lipídeos, flavanóis, alcaloides e tocoferóis da CS, fornecendo rendimentos de extração bastante elevados, em curto período de tempo, em um único estágio de contato. Os dados experimentais da cinética por PLE foram modelados e os coeficientes de difusão para a gordura foram estimados. Além disso, pode-se verificar que a PLE não afetou a solubilidade das proteínas presentes no material das extrações conduzidas a 60 e 75 °C, o que permite a obtenção de um sólido desengordurado com elevado valor. A investigação do processo de extração por ATME iniciou-se com sistemas contendo CS e solventes etanol e isopropanol, em grau absoluto e azeotrópico, nas temperaturas de 60, 75 e 90 °C com razão mássica sólido:solvente de 1:3 e tempo de extração de 1 hora. Pode-se observar que, nessas condições, os experimentos de extração forneceram resultados de rendimento de extração de gordura aquém do esperado. Apesar disso, foi possível avaliar o efeito dos parâmetros de processo, temperatura e tipo de solvente, sobre o processo de extração; pode-se concluir que temperaturas mais elevadas levam a maiores rendimentos de extração de todas as classes de compostos avaliadas, para os lipídeos, em geral, o solvente isopropanol em grau absoluto foi o mais eficiente, entretanto, na extração de compostos fenólicos, FLA e tocoferóis o solvente etanol em grau azeotrópico apresentou melhor desempenho. Para uma investigação mais aprofundada, realizou-se o estudo da cinética de extração de lipídeos por ATME com os solventes etanol em grau absoluto e azeotrópico nas temperaturas de 75 e 90 °C. Com estes experimentos pode-se observar que, para garantir que a condição de equilíbrio fosse alcançada, seria necessário tempo de extração de pelo menos 3 horas para os solventes avaliados, com este tempo de extração os rendimentos aumentaram consideravelmente, bem como o teor de flavanóis totais nos extratos; por outro lado, a solubilidade proteica da fase rafinado diminuiu consideravelmente. Os dados experimentais de cinética por ATME foram modelados e os coeficientes de difusão para a gordura foram também estimados, sendo aproximadamente 5 vezes menores que os estimados para a PLE. Com base na determinação do tempo necessário para se atingir a condição de equilíbrio, realizou-se os experimentos para determinação dos coeficientes de partição (k) da gordura da casca da amêndoa de cacau, o qual permite estimar o número de estágios de extração para máxima exaustão dos sólidos em termos de teor de lipídeos. Estes experimentos mostraram que o solvente Et0 a temperaturas mais elevadas fornece coeficientes de partição maiores. Os valores de kgordura maiores obtidos para o Et0, se comparado com o solvente etanol em grau azeotrópico, indicam que seu emprego em processos de extração exigiria um número menor de estágios de contato para o esgotamento do sólido. Analisando os processos de extração empregados, pode-se concluir que a PLE apresenta eficiência superior na extração simultânea de flavanóis e compostos lipídicos da casca da amêndoa de cacau em relação a ATME, e também impacta menos a solubilidade proteica dos sólidos desengordurados oriundos do processo de extração, fato que demonstra sua elevada viabilidade técnica. / The main objective of this Ph.D. thesis was the valorization of the cocoa bean shell through the study of the technical feasibility of the use of atmospheric pressure extraction (ATME) and pressurized liquid extraction (PLE) technologies for the extraction of fat and biocompounds of this material, using ethanol and isopropanol as solvents, which are GRAS solvents with potential application as substitutes for hexane in lipid extraction. In order for its viability in the application of extraction processes to be attested, initially, the dried cocoa bean shell (CS) was characterized. CS showed to be a nutritionally interesting material, with an intermediate content of lipids (between 18 to 22% d.b.), high fiber content, flavanols and alkaloids and high protein solubility (47-54%), besides not being contaminated by mycotoxins and cadmium. Its fat was remarkable for having a lipid profile similar to that of cocoa butter with a higher content of linoleic acid and quite high total tocopherols, which ranged from 1016 to 1273 mg / kg of fat, with the major isomers being (&gamma; + &beta;) tocopherols. Thus the PLE extraction kinetics of lipids and total flavanols (FLA) for systems containing CS and absolute ethanol (Et0) were studied at 60, 75 and 90 ° C in static times ranging from 3 to 50 minutes and mass ratio solid:solvent of 1: 3. From these experiments, 30 minutes were determined as the adequate time for the equilibrium condition to be reached for the three temperatures evaluated; from this time interval the lipid extraction is stabilized and the extraction yield of FLA is maximal. The raffinate phases, extract phases and fats from PLE were evaluated leading to the conclusion that this technique was extremely viable for extracting lipids, flavanols, alkaloids and tocopherols, providing very high extraction yields in a short period of time with a single stage of contact. Experimental data of PLE kinetics were modeled and the diffusion coefficients for fat were estimated. In addition, PLE did not affect the solubility of the proteins present in the material from extractions conducted at 60 and 75 °C, which allows obtaining a high value defatted meal. The investigation of the extraction process by ATME started with systems containing CS and solvents ethanol and isopropanol, in absolute and azeotrope degree, at 60, 75 and 90 ° C with mass ratio solid:solvent of 1:3 and time of extraction time of 1 hour. Under these conditions, the extraction experiments gave results of fat extraction yields less than expected. Despite this, it was possible to evaluate the effect of process parameters, temperature and type of solvent on the extraction process; it can be concluded that higher temperatures lead to higher extraction yields of all classes of compounds evaluated. For lipids, in general, the absolute isopropanol was the most efficient solvent, however, in the extraction of phenolic compounds, FLA and tocopherols the ethanol azeotropic showed better performance. For a more in-depth investigation, the kinetics of lipid extraction by ATME with ethanol in absolute and azeotropic degree at 75 and 90 °C were carried out. With these experiments it can be observed that, in order to guarantee that the equilibrium condition was reached, extraction time of at least 3 hours was required for the solvents evaluated, with this time of extraction the yields increased considerably, as well as the content of flavanols totals in extracts; on the other hand, the protein solubility of the raffinate phase decreased considerably. Experimental kinetic data by ATME were modeled and the diffusion coefficients for fat were also estimated, being approximately 5 times smaller than those estimated for PLE. Based on the determination of the time required to reach the equilibrium condition, the experiments were carried out to determine the partition coefficients (k) of the cocoa bean shell fat, which allows estimating the number of extraction stages to maximum depletion in terms of lipid content. These experiments showed that the solvent Et0 at higher temperatures provides larger partition coefficients. The higher kfat values obtained for Et0, when compared to ethanol solvent in azeotropic grade, indicate that their use in extraction processes would require a lower number of contact stages for the depletion of the solid. Analyzing the extraction processes applyed, it can be concluded that PLE has superior efficiency in the simultaneous extraction of flavanols and lipid compounds from the cocoa bean shell in relation to ATME, and has less impact on the protein solubility of the defatted meal, a fact that demonstrates its high technical feasibility.

[ES] El cacao es un producto de alto valor, no únicamente por sus características sensoriales, sino porque también presenta un alto contenido en antioxidantes y alcaloides estimulantes con efectos saludables. Debido a la alta demanda, la industria del cacao en polvo tiene el desafío de asegurar la calidad de grandes volúmenes de producción de una manera rápida y precisa, evitando la presencia de contaminantes o adulterantes en la materia prima, ofreciendo productos donde se preserven las propiedades saludables. La espectroscopia del infrarrojo cercano (NIR) es una tecnología rápida y no destructiva útil en el análisis de productos alimentarios. La presente tesis doctoral se centra en evaluar el potencial uso del NIR como una herramienta de control de calidad con el fin de poder resolver problemas que se presentan en la industria del cacao en polvo. Los problemas a resolver incluyen la detección de materiales no deseados o adulterantes en el cacao en polvo, y la monitorización rápida y precisa del contenido de flavanoles y metilxantinas del cacao en polvo durante el proceso de alcalinización. El primer capítulo evalúa la viabilidad del NIR, en combinación con análisis quimiométricos, en la detección de la presencia de materiales no deseados o adulterantes como son cascarilla de cacao o harina de algarroba. Para ello, diferentes muestras de cacao en polvo natural y con diferentes niveles de alcalinización (suave, medio y fuerte) fueron mezcladas con distintas proporciones de cascarilla de cacao (con cacao natural) o harina de algarroba (con cacao natural y alcalinizado). Los resultados obtenidos indican que el NIR, combinado con modelos estadísticos tales como el análisis discriminante por mínimos cuadrados parciales (PLS-DA) y la regresión parcial de mínimos cuadrados (PLS), es un método rápido y eficaz para identificar cualitativa y cuantitativamente materiales no deseados o adulterantes como la cascarilla y la algarroba en cacao en polvo, independientemente del grado de alcalinización o el nivel de tostado de la harina de algarroba. En el segundo capítulo, el análisis composicional del cacao en polvo se orientó al control de los cambios producidos en el contenido de flavanoles y metilxantinas debidos al proceso de alcalinización al que se somete el caco en polvo. Se determinó el contenido de catequina, epicatequina, cafeína y teobromina mediante cromatografía líquida de alta resolución (HPLC), correlacionándose los contenidos obtenidos para cada uno de estos compuestos con las determinaciones NIR. Se obtuvieron buenos modelos para la predicción de los compuestos mediante regresión PLS con valores superiores a 3 para la relación entre el rendimiento y la desviación (RDP), lo cual demuestra que los modelos obtenidos pueden ser utilizados para la rápida y fiable predicción del contenido de flavanoles y metilxantinas en cacaos naturales y con diferentes niveles de alcalinización. / [CAT] El cacau és un producte d'alt valor, no sols per les seues característiques sensorials, sinó perquè també presenta un elevat contingut en antioxidants i alcaloids estimulants amb efectes saludables. A conseqüència a l'alta demanda, l'industria del cacau en pols té el desafiament d'assegurar la qualitat de grans volums de producció d'una manera ràpida i precisa, evitant la presència de contaminants o adulterants en la matèria cosina, oferint productes a on se preserven les propietats saludables. L'espectroscòpia de l'infrarroig proper (NIR) és una tecnologia ràpida i no destructiva útil en l'anàlisi de productes alimentaris. La present tesis doctoral se centra en avaluar el potencial ús del NIR com una eina de control de qualitat amb l'objectiu de poder resoldre problemes que es presenten en l'industria del cacau en pols. Els problemes a resoldre inclouen la detecció de materials no desitjats o adulterants en el cacau en pols, i la monitorització ràpida i precisa del contingut de flavanols i metilxantines del cacau en pols durant el procés d'alcalinització. El primer capítol avalua la viabilitat del NIR, en combinació amb anàlisis quimiométrics, en la detecció de la presència de materials no desitjats o adulterants com són pellofa de cacau o farina de garrofa. Per a això, diferents mostres de cacau en pols natural i amb diferents nivells d'alcalinització (suau, mig i fort) foren barrejades en distintes proporcions de pellofa de cacau (en cacau natural) o farina de garrofa (en cacau natural i alcalinisat). Els resultats obtinguts per a NIR, combinats amb models estadístics com l'anàlisi discriminant per mínims quadrats parcials (PLS-DA) i la regressió parcial de mínims quadrats (PLS), és un mètode ràpid i eficaç per identificar materials no desitjats o adulterants com la pellofa de cacau o la farina de garrofa, amb independència del grau d'alcalinització del cacau o de torrat de la farina de garrofa. En el segon capítol, l'anàlisi composicional del cacau en pols s'orientà al control dels canvis produïts en el contingut de flavanols i metilxantines a causa del procés d'alcalinització al que se sotmet el cacau en pols. Es va determinar el contingut de catequina, epicatequina, cafeïna i teobromina mitjançant cromatografia líquida d'alta resolució (HPLC), i es van correlacionar els continguts obtinguts per a cadascun d'estos composts amb les determinacions NIR. Es van obtindré bons models per a la predicció dels composts mitjançant regressió PLS amb valors superiors a 3 per a la relació entre el rendiment i la desviació (RDP), la qual cosa demostra que els models obtinguts poden ser emprats per a la ràpida i fiable predicció del contingut de flavanols i metilxantines en cacaus naturals o amb diferents nivells d'alcalinització. / [EN] Cocoa is a product of high value, not only because of its sensory characteristics, but also because it has a high content of antioxidants and stimulating alkaloids with health effects. Due to the high demand, the cocoa powder industry has the challenge of ensuring the quality of large volumes of production in a fast and accurate way, avoiding the presence of contaminants or adulterants in the raw material, offering products where the healthy properties are preserved. The near infrared spectroscopy (NIR) is a rapid and non-destructive technology useful in the analysis of food products. The present doctoral thesis focuses on evaluating the potential use of NIR as a quality control tool in order to solve problems that arise in the cocoa industry powdered. The problems to solve include the detection of unwanted materials or adulterants in the cocoa powder, and the rapid and accurate monitorization of the flavanols and methylxanthines content in the cocoa powder during the alkalization process. The first chapter evaluates the viability of the NIR, in combination with chemometric analysis, in the detection of presence of unwanted materials or adulterants such as cocoa shell or carob flour. For this, different samples of natural cocoa powder and with different levels of alkalization (light, medium and strong) were mixed with different proportions of cocoa shell (with natural cocoa) or carob flour (with natural and alkalized cocoa). The results obtained indicate that the NIR combined with statistical models such as the partial least squares discriminant analysis (PLS-DA) and the partial least squares regression (PLS), is a fast and efficient method to identify qualitative and quantitative unwanted materials or adulterants such as shell and carob in cocoa powder, regardless of the degree of alkalization or level of roasting of carob flour. In the second chapter, the compositional analysis of cocoa powder was oriented to the control of the changes produced in the content of flavanols and methylxanthines due to the process of alkalization to which the cocoa powder is subjected. The content of catechin, epicatechin, caffeine and theobromine were determined by high performance liquid chromatography (HPLC), correlating the contents obtained for each of these compounds with the NIR determinations. Good models were obtained for the prediction of compounds by regression PLS with values above 3 for the ratio of performance to deviation (RDP), which shows that the obtained models can be used for the quick and reliable prediction of flavanol content and methylxanthines in natural cocoas and with different alkalization levels. / This Doctoral Thesis has been carried out thanks to a doctoral studies scholarship granted by the Ministry of Higher Education, Science, Technology and Innovation (SENESCYT) of the Republic of Ecuador / Quelal Vásconez, MA. (2019). Application of Infrared Spectroscopy and Chemometrics to the Cocoa Industry for Fast Composition Analysis and Fraud Detection [Tesis doctoral no publicada]. Universitat Politècnica de València. https://doi.org/10.4995/Thesis/10251/135258 / TESIS

Procyanidins (PCs) have been extensively investigated for their potential health protective activities, but the prospective bioactivities are limited by their poor bioavailability. The majority of the ingested dose remains unabsorbed and reaches the colon where extensive microbial metabolism occurs. The objectives of these studies are to better understand the roles and activities of PCs in the lower gastrointestinal tract. First, a new high-throughput Ultra Performance Liquid Chromatography-Tandem Mass Spectrometry method was developed to efficiently analyze PCs and an extensive profile of their microbial metabolites. This method is sufficiently sensitive and effective in simultaneously extracting and measuring native PCs and their microbial metabolites in biological samples. Furthermore, administration of grape seed extract increased the expression of gut junction protein occludin and reduced levels of fecal calprotectin, which suggests an improvement of gut barrier integrity and a potential modulation of endotoxemia. Additionally, chronic supplementation of the diet with flavanols did not increase colonic tissue accumulation of PCs or their microbial metabolites over a 12 week feeding study. This was the first long-term study of its kind, and the results indicate that we still do not fully understand the outcome of ingested flavanols in the colon during chronic exposure rather than acute doses. Lastly, new understanding of the microbial metabolism of PCs in the colon has been reached by studying the colon as 4 segments, rather than as a complete unit as previous studies have done. Data show that a gradient is established along the length of the colon for both PCs and their metabolites, with PCs reaching highest concentrations within 3 h after ingestion, while metabolites reach maximum concentrations anywhere form 3-18 h after ingestion. Moreover, data indicate the progressive, step-wise degradation of PCs into small metabolites throughout the length of the colon. Overall, there is greater understanding of the colonic metabolism of dietary PCs derived from GSE and cocoa, the accumulation of these compounds, and their effect on gut permeability. Future work will build off of these novel studies, and will continue to advance the understanding of the health benefits of dietary PCs. / Ph. D.