The present study investigates new frontiers of lidar technology knowledge assessessing of tropical forest degradation and restoration. The thesis is structured with an introductory chapter, four technical chapters, which explored technical and scientific aspects of the application of lidar technology to the evaluation of forest degradation in the Amazon and restoration of forests in the Atlantic Forest, and a final chapter with considerations and a summary of the main scientific results obtained in this thesis. The results of chapter 2 provided important insights for the correct modeling of leaf area density (LAD) proflies profiles usind airborne lidar. LAD profile is the decomposition of the leaf area index (LAI) along the vertical canopy profile and can be used to answer many ecological questions. The results of chapter 2 provided important insights for the correct modeling of LAD profiles. Chapter 3, using lidar data on aerial and portable ground platforms, in the Biological Dynamics of Forest Fragments Project (BDFFP), demonstrated in an unprecedented way the effect of forest fragmentation in the canopy structure (lidar-derived) and their relationships with the change of the tree community. In this chapter, the results showed that the lidar technology has enormous potential to monitor the impact of forest fragmentation in a high precision scale for large areas. Chapter 4, using data from several forest typologies in the Atlantic Forest biome restoration collect by a portable ground lidar system, demonstrated the potential of canopy structural attributes to distinguish different forest typologies and to estimate above ground woody dry biomass. However, the results were not positive for estimating tree community diversity (richness, Shannon index and species composition). Finally, chapter 5 demonstrated the potential of a novel lidar system on a drone platform (also known as UAV - unmanned aerial vehicle) to monitor forest restoration plantations. Lidar is revolutionizing the way we measure forest landscapes and can be an indispensable tool for the success of forest restoration projects, having the potential to support on planning, monitoring and inspection of forest restoration landscapes. In this thesis, we demonstrate several applications of remote sensing to address the context of forest restoration, and we established methodological bases for other studies to expand the use of this technology for decision making in tropical forest conservation, management and restoration. / O presente estudo investiga novas fronteiras do conhecimento da aplicação da tecnologia de sensoriamento remoto lidar à avaliação da degradação e restauração de florestas tropicais. A tese está estruturada na forma de um capítulo de introdução, quatro capítulos técnicos, que exploraram aspectos técnicos e científicos da aplicação da tecnologia lidar à avaliação da degradação de florestas na Amazônia e restauração de florestas na Mata Atlântica, e de um capítulo final com considerações gerais e uma síntese dos principais resultados científicos obtidos nesta tese. O capítulo 2, utilizando dados lidar aeroembarcados em avião, analisou uma questão técnica, sobre a influência da densidade de pulsos da nuvem lidar e da resolução de amostragem para a modelagem do perfil de densidade de áerea foliar em florestas tropicais (DAF). O perfil de DAF é a decomposição do índice de área foliar (IAF) ao longo do perfil vertical do dossel e pode ser utilizado para responder diversas questões ecológicas. Os resultados da capítulo 2 trouxeram importantes insights para a correta modelagem dos perfis de DAF. O capítulo 3, utilizando dados lidar em plataformas aeroembarcados e terrestre portátil, no Projeto Dinâmica Biologica de Fragmentos Florestais (PDBFF), demonstrou de maneira inédita o efeito da fragmentação florestal sobre a alteração da estrutura do dossel (derivados de dados lidar) e suas relações com a mudança da comunidade arbórea. Neste capítulo os resultados demonstraram que a tecnologia lidar tem enorme potencial para monitorar o impacto da fragmentação florestal para grandes áreas e em fina escala. O capítulo 4, utilizando dados de diversas tipologias florestais em restauração no bioma Mata Atlântica, a partir de um sistema lidar terrestre portátil, demonstrou a capacidade dos atributos estruturais do dossel em distinguir diferentes tipologias florestais, estimar diversidade e biomassa de madeira acima do solo. Contudo, os resultados não foram muito positivos para estimativa da diversidade da comunidade arbórea (riqueza, indice de Shannon e composição de espécies). Finalmente, o capitulo 5 demonstrou a capacidade de um sistema inovador lidar aeroembarcado em uma plataforma drone (também conhecida como VANT - veículo aéreo não tripulado) para monitorar plantios de restauração florestal. O lidar está revolucionando a maneira de mensurarmos as paisagens florestais, podendo ser uma ferramenta imprecindível para o sucesso dos projetos de restauração florestal em larga escala, tendo o potencial de auxiliar desde o planejamento ao monitoramento e fiscalização dos projetos florestais. Nesta tese, demonstramos diversas aplicações do sensoriamento remoto lidar ao contexto da restauração florestal, e estabelecemos bases metodológicas para que outros estudos expandam o uso desta tecnologia para tomada de decisão na conservação, manejo e restauração de florestas tropicias.

The present study investigates new frontiers of lidar technology knowledge assessessing of tropical forest degradation and restoration. The thesis is structured with an introductory chapter, four technical chapters, which explored technical and scientific aspects of the application of lidar technology to the evaluation of forest degradation in the Amazon and restoration of forests in the Atlantic Forest, and a final chapter with considerations and a summary of the main scientific results obtained in this thesis. The results of chapter 2 provided important insights for the correct modeling of leaf area density (LAD) proflies profiles usind airborne lidar. LAD profile is the decomposition of the leaf area index (LAI) along the vertical canopy profile and can be used to answer many ecological questions. The results of chapter 2 provided important insights for the correct modeling of LAD profiles. Chapter 3, using lidar data on aerial and portable ground platforms, in the Biological Dynamics of Forest Fragments Project (BDFFP), demonstrated in an unprecedented way the effect of forest fragmentation in the canopy structure (lidar-derived) and their relationships with the change of the tree community. In this chapter, the results showed that the lidar technology has enormous potential to monitor the impact of forest fragmentation in a high precision scale for large areas. Chapter 4, using data from several forest typologies in the Atlantic Forest biome restoration collect by a portable ground lidar system, demonstrated the potential of canopy structural attributes to distinguish different forest typologies and to estimate above ground woody dry biomass. However, the results were not positive for estimating tree community diversity (richness, Shannon index and species composition). Finally, chapter 5 demonstrated the potential of a novel lidar system on a drone platform (also known as UAV - unmanned aerial vehicle) to monitor forest restoration plantations. Lidar is revolutionizing the way we measure forest landscapes and can be an indispensable tool for the success of forest restoration projects, having the potential to support on planning, monitoring and inspection of forest restoration landscapes. In this thesis, we demonstrate several applications of remote sensing to address the context of forest restoration, and we established methodological bases for other studies to expand the use of this technology for decision making in tropical forest conservation, management and restoration. / O presente estudo investiga novas fronteiras do conhecimento da aplicação da tecnologia de sensoriamento remoto lidar à avaliação da degradação e restauração de florestas tropicais. A tese está estruturada na forma de um capítulo de introdução, quatro capítulos técnicos, que exploraram aspectos técnicos e científicos da aplicação da tecnologia lidar à avaliação da degradação de florestas na Amazônia e restauração de florestas na Mata Atlântica, e de um capítulo final com considerações gerais e uma síntese dos principais resultados científicos obtidos nesta tese. O capítulo 2, utilizando dados lidar aeroembarcados em avião, analisou uma questão técnica, sobre a influência da densidade de pulsos da nuvem lidar e da resolução de amostragem para a modelagem do perfil de densidade de áerea foliar em florestas tropicais (DAF). O perfil de DAF é a decomposição do índice de área foliar (IAF) ao longo do perfil vertical do dossel e pode ser utilizado para responder diversas questões ecológicas. Os resultados da capítulo 2 trouxeram importantes insights para a correta modelagem dos perfis de DAF. O capítulo 3, utilizando dados lidar em plataformas aeroembarcados e terrestre portátil, no Projeto Dinâmica Biologica de Fragmentos Florestais (PDBFF), demonstrou de maneira inédita o efeito da fragmentação florestal sobre a alteração da estrutura do dossel (derivados de dados lidar) e suas relações com a mudança da comunidade arbórea. Neste capítulo os resultados demonstraram que a tecnologia lidar tem enorme potencial para monitorar o impacto da fragmentação florestal para grandes áreas e em fina escala. O capítulo 4, utilizando dados de diversas tipologias florestais em restauração no bioma Mata Atlântica, a partir de um sistema lidar terrestre portátil, demonstrou a capacidade dos atributos estruturais do dossel em distinguir diferentes tipologias florestais, estimar diversidade e biomassa de madeira acima do solo. Contudo, os resultados não foram muito positivos para estimativa da diversidade da comunidade arbórea (riqueza, indice de Shannon e composição de espécies). Finalmente, o capitulo 5 demonstrou a capacidade de um sistema inovador lidar aeroembarcado em uma plataforma drone (também conhecida como VANT - veículo aéreo não tripulado) para monitorar plantios de restauração florestal. O lidar está revolucionando a maneira de mensurarmos as paisagens florestais, podendo ser uma ferramenta imprecindível para o sucesso dos projetos de restauração florestal em larga escala, tendo o potencial de auxiliar desde o planejamento ao monitoramento e fiscalização dos projetos florestais. Nesta tese, demonstramos diversas aplicações do sensoriamento remoto lidar ao contexto da restauração florestal, e estabelecemos bases metodológicas para que outros estudos expandam o uso desta tecnologia para tomada de decisão na conservação, manejo e restauração de florestas tropicias.

Made available in DSpace on 2015-04-17T14:55:24Z (GMT). No. of bitstreams: 1 arquivototal.pdf: 2384749 bytes, checksum: 484aa16ab64d003c3aa1344ad66f6d95 (MD5) Previous issue date: 2013-07-12 / Coordenação de Aperfeiçoamento de Pessoal de Nível Superior - CAPES / Natural environments vary considerably around the globe, due to many factors, such as climate, topography, soil composition and structure, and human interference. Understanding how these factors interact with the local biota is a main goal of ecologists. This thesis investigates how physical variables (climate and topography) influence forest structure and the abundance of four plant groups (bromeliads, bamboos, lianas, and palms), and the interaction between these biotic variables. The principal objective of the thesis was to evaluate the influence of environmental variables on the density of titi monkeys (Callicebus coimbrai) within the species' range, which corresponds to the Atlantic Forest between the São Francisco and the Paraguaçu rivers, in the northeastern Brazilian states of Bahia and Sergipe. Twenty-two forest fragments were surveyed during fieldwork and 19 of them were inhabited by titi populations. Components of forest structure, the abundance of bromeliads, bamboos, lianas, and palms, three climatic variables, fragment size, mean elevation, and the presence/absence of capuchin monkeys (Cebus xanthosternos) were recorded for each fragment. The densities of titis and marmosets (Callithrix jacchus) were estimated through the playback method. The larger fragments presented more mature forest structure. Rainfall and topography also influenced the forest structure. Lianas were more abundant in areas with lower rainfall, which is related to a competitive advantage of these plants in drier environments. Bromeliads were also more abundant in environments with less rainfall, but depended on a more even distribution of rainfall. Palms occurred at higher density in areas of late successional forest, which may be related to the occurrence of species that demand preserved habitats. None of the variables were correlated with the abundance of bamboos. The present study found that the fragments with highest titi densities are located in southern Sergipe. Forest with closely spaced and thicker trees, denser understory, and a greater abundance of lianas had higher densities of titi monkeys. These characteristics correspond to forest in late succession and to greater food availability for titis. During fieldwork, the presence of C. coimbrai could not be confirmed at four sites where the species had been recorded previously. Based on the response rate of the species in fragments where it was present, the probability that C. coimbrai would not respond to the playback was estimated at between 0.000177 and 0.0604. Low original density, together with the small size of some fragments and anthropogenic disturbance, may have been the causes of the extinctions. The extinction of titi populations was also suspected at two other sites where less systematic playbacks were not responded to, and local residents confirmed the absence of the species. At three other sites where C. coimbrai had occurred, the forest had been cleared completely. All these populations were lost within the past ten years and represent up to one fifth of the total area occupied by C. coimbrai. / Os ambientes podem variar bastante ao longo da Terra. Diferenças ambientais podem ocorrer devido a fatores como clima, relevo, estrutura e composição do solo, histórico de atividades humanas, etc. Compreender como estes fatores interagem com a biodiversidade é um dos objetivos principais da ecologia. A presente tese aborda como as variáveis abióticas (clima e relevo) influenciam a estrutura das matas e a abundância de alguns grupos de plantas (bromélias, bambus, cipós e palmeiras). Além disso, foi avaliado como a estrutura das matas se relaciona com a abundância desses grupos vegetais. O objetivo principal do trabalho, entretanto, foi avaliar como as variáveis ambientais influenciam a densidade de guigós (Callicebus coimbrai) ao longo de toda a distribuição geográfica da espécie, que corresponde à Mata Atlântica entre os rios São Francisco e Paraguaçu, nos estados de Sergipe e Bahia. A partir disso, o presente trabalho subsidia um plano para a conservação de C. coimbrai, que atualmente está ameaçada de extinção. Durante o trabalho, 22 fragmentos florestais foram amostrados, 19 dos quais abrigaram populações de guigós. Para cada fragmento registrou-se três variáveis climáticas, diversos componentes da estrutura da vegetação, a abundância de cipós, bromélias, palmeiras e bambus, altitude média, o tamanho dos fragmentos e a presença/ausência de macacos-prego (Cebus xanthostenos). A densidade de guigós e de saguis (Callithrix penicilatta) foi registrada pelo método de playback. A vegetação apresentou estrutura de matas maduras nos fragmentos maiores. Maior precipitação e relevo mais plano também influenciaram a estrutura das matas. Os cipós ocorreram em maior abundância em áreas de menor precipitação, o que está relacionado a uma vantagem competitiva que estas formas de vida têm em ambientes de maior restrição de água. As bromélias também foram mais abundantes em ambientes de menor precipitação, mas demandaram também uma distribuição mais regular de chuvas. Já as palmeiras ocorreram em maior quantidade em áreas de mata madura. Nenhuma das variáveis analisadas relacionou-se com a abundância de bambus. O presente estudo detectou que as áreas de maior densidade de guigós se concentram no sul de Sergipe. Matas com árvores mais grossas e próximas entre si, sub-bosque mais denso e maior abundância de cipós favoreceram maiores densidades de guigós. Essas características representam matas em estágio sucessional avançado e condizem com maior disponibilidade de alimento para o guigó. Durante a amostragem, a presença de C. coimbrai não foi confirmada em quatro áreas onde a espécie havia sido anteriormente registrada. Calculou-se que a probabilidade de ocorrência do guigó nessas áreas variou entre 0,000177 e 0,0604. Uma baixa densidade natural juntamente com o pequeno tamanho dos fragmentos e a degradação ambiental seriam as causas dessas extinções. O presente trabalho também levanta a suspeita de extinção em outras duas matas onde a busca pelo guigó não foi feita de forma sistemática, mas onde não houve respostas ao playback e os moradores locais apontaram a ausência do guigó nas matas. Além destas, outros três fragmentos onde o C. coimbrai havia sido previamente registrado foram completamente suprimidos. Somando-se essas áreas, até um quinto da área de ocupação da espécie pode ter sido perdida em menos de uma década, o que é um cenário bastante preocupante para a conservação da espécie.

There are considerable expenditures by government and private forest industry to enhance the growth of forests and reduce time required for crop rotation. The effectiveness of some of these treatments is dependent on site productivity. In addition, as responsible stewards of the forest resource and habitat, it is important that the state of forests are actively monitored, especially in the face of a changing climate and increased rates of disturbance. This dissertation reports on the development of a method for estimating and mapping forest productivity. The Shawnigan Lake thinning and fertilization forest installation, established in 1971 by CFS, was selected as the study site largely for its rich mensuration history. Square treatment plots were 0.04ha in area and included two thinning levels (1/3 & 2/3 of the basal area), two fertilization treatments (224kg & 448kg N/ha) with repeated fertilizations and macronutrient experiments (S, P) and control plots. A sample of plots was selected for high precision ground based lidar reference surveys. In September of 2012 a multi-sensor airborne survey of SLP was conducted that collected high-density lidar (up to ~70pnts/m2) and VNIR imaging spectroscopy. A thorough empirical radiometric calibration was conducted in addition to a spatial calibration at the Victoria International Airport. A combination of area based height percentile, point density ratios and statistical moments with individual lidar tree metrics including height distribution and proximity metrics were generated. Topographic metrics were also generated from the lidar ground classified point cloud. A library of spectral indices was computed from the imaging spectrometer data, with an emphasis on those indices known to be associated with vegetation health. These metrics were summarized to the plot level for a coarse scale regression analysis. A control survey and ground based lidar was used to facilitate an individual tree based fine scale of analysis, where reference data could unambiguously be matched to airborne collected data through the projected positions. Regression analysis was conducted applying the best subset regression with exhaustive feature selection search criteria and included a critical evaluation of the resulting selected features. Models were investigated considering the data source and in combination, that is, lidar metrics were considered independent of spectroscopy as well as the converse, and lidar metrics in combination with spectral metrics. The contribution of this study is the revelation that existing area based point cloud metrics are highly correlated, potentially noisy and sensitive to variations in point density, resulting in unstable feature selection and coefficients in model building. The approach offered as an alternative is the gridded lidar treetops method, which is evidently lacking within the literature and which this study overwhelmingly advocates. Additionally, the breadth and diversity of metrics assessed, the size and quality of the reference data applied, and the fine spatial scale of analysis are unique within the research area. This study also contributes to the knowledge base, in that, productivity can be estimated by remote sensing technologies. The use of gridded generalizations of the individual tree approach reduced estimation errors for both structural and productivity attributes. At the plot-level, crown structure and crown health features best estimated productivity. This study emphasizes the dangers of empirical modeling; at the even-aged SLP installation, growth is strongly tied to structure and the extrapolation to other sites is expected to provide biased values. It is my perspective that physical lidar structural models of the dominant and co-dominant crown classes be used to augment spatially explicit tree and stand growth models. In addition, direct measures should be obtained by multi-temporal lidar surveys or as an alternative photogrammetric point clouds after an initial lidar survey to quantify growth and aid in calibrating growth models. / Graduate

Submitted by Valquíria Barbieri (kikibarbi@hotmail.com) on 2018-05-11T22:47:21Z No. of bitstreams: 1 DISS_2015_Viviann Maciel da Silva Alves.pdf: 2007992 bytes, checksum: fb0de83e59ffafb9ee648dca885c8520 (MD5) / Approved for entry into archive by Jordan (jordanbiblio@gmail.com) on 2018-05-24T16:05:46Z (GMT) No. of bitstreams: 1 DISS_2015_Viviann Maciel da Silva Alves.pdf: 2007992 bytes, checksum: fb0de83e59ffafb9ee648dca885c8520 (MD5) / Made available in DSpace on 2018-05-24T16:05:46Z (GMT). No. of bitstreams: 1 DISS_2015_Viviann Maciel da Silva Alves.pdf: 2007992 bytes, checksum: fb0de83e59ffafb9ee648dca885c8520 (MD5) Previous issue date: 2015-07-31 / O desbaste é prática silvicultural que visa reduzir a competição entre indivíduos e reestabelecer o crescimento das árvores remanescentes. A idade em que o desbaste é aplicado, o tipo utilizado e a sua intensidade promovem alterações estruturais e melhoram a qualidade do povoamento e o seu volume. Assim, o objetivo deste trabalho foi comparar a alteração estrutural e os produtos obtidos de povoamentos de Tectona grandis submetidos ao desbaste seletivo e ao desbaste misto. O trabalho foi desenvolvido em dois povoamentos homogêneos e coetâneos de teca, implantados no espaçamento de 3,0 m x 3,0 m, e desbastados aos cinco anos de idade. Foram estabelecidas parcelas permanentes de 15 m x 60 m, sendo 23 em Nossa Senhora do Livramento e 22 em São José dos Quatro Marcos, onde foram medidas as alturas total e comercial e a circunferência à altura do peito e calculados o DAP, a área transversal média, além dos volumes total e comercial e a área basal. As árvores foram qualificadas quanto à forma de fuste, quanto ao estado fitossanitário e determinadas às respectivas causas e intensidade do dano. Para cada parcela, os indivíduos ainda foram qualificados quanto à classe de dominância e determinados os valores das mesmas variáveis para cada classe. Para comparar os produtos e as alterações estruturais de cada um dos desbastes, os valores médios das parcelas foram submetidos ao teste de Student. Com os valores médios das parcelas para as classes de dominância foram confeccionados os perfis horizontal e vertical para representar esquematicamente a alteração estrutural dos povoamentos desbastados. De forma independente, o desenvolvimento de cada povoamento desbastado ao quinto ano foi avaliado e descrito aos sexto e sétimo anos de idade. O tipo de desbaste aplicado interfere na qualidade da floresta remanescente de Teca e nos produtos obtidos com a operação. O desbaste misto remove toras de qualidade superior ás toras do desbaste seletivo. As árvores remanescentes do desbaste misto apresentam maior frequência de indivíduos de qualidade inferior e presença alternada de linhas com maior ou menor adensamento. O desbaste seletivo proporciona aumento da qualidade das árvores remanescentes, com desenvolvimento superior em relação ao desbaste misto, ainda que, no primeiro ano apresente desenvolvimento superior em relação ao seletivo. / The thinning is a forestry practice to reduce competition between individuals and restore growth of the remaining trees. The age at which trimming is applied, the type used and structural changes its intensity promote and improve the quality of the stand and tree volume. The objective of this study was to compare the structural change and the products obtained from stands of Tectona grandis subjected to selective thinning and mixed thinning. The study was conducted in two homogeneous and aged teak stands, planted with spacing of 3.0 m x 3.0 m, and chopped to five years of age. Permanent plots of 15m x 60m were established, 23 in Nossa Senhora do Livramento and 22 in São José dos Quatro Marcos, in them were measured total and commercial height and circumference at breast height and calculated the diameter at breast height, cross-sectional area, in addition to total and commercial volumes. The trees were still qualified on how to stem, as the healthy and determined the causes and extent of damage. For each installment, the individuals were still qualified as the dominance of certain class and the values of the same variables for each class. To compare products and structural changes of each of the thinning, the mean values of the plots were submitted to the Student test. With average values of parcels for dominance classes were made the horizontal and vertical profiles to schematically represent the structural change of thinned. The development of each of the thinned fifth grade was evaluated, and described independently to the sixth and seventh years. The type of applied thinning interferes with the quality of the remaining forest teak and products obtained from the operation. The mixed thinning removes top quality logs ace logs of selective thinning. The remaining trees mixed thinning an increased frequency of inferior individuals and alternating presence of lines with varying density. Selective thinning provides increased quality of the remaining trees, with a better performance in relation to mixed thinning, even in the first year to present higher development compared to selective.

Disturbance events affect forest composition and structure across a range of spatial and temporal scales, and forest development may differ after natural, anthropogenic, or compound disturbances. Following large, natural disturbances, salvage logging is a common yet controversial management practice around the globe. While the short-term impacts of salvage logging have been studied in many systems, the long-term effects remain unclear. Further, while natural disturbances create many persistent and unique microsite conditions, little is known about the long-term influence of microsites on forest development. We capitalized on over eighty years of data on stand development following the 1938 hurricane in New England to provide the longest known evaluation of salvage logging impacts, as well as to highlight developmental trajectories for eastern hemlock (Tsuga canadensis)-white pine (Pinus strobus) forests under a variety of disturbance histories. Eight decades following disturbance, there were no differences in current overstory composition between areas that were logged, hurricane disturbed, or hurricane disturbed and salvage logged, but white pine declined across most sites. In contrast, structural characteristics remain distinct between the three management histories. In the unsalvaged area, the diversity of microsites and the coverage of uprootings and pits influenced overstory tree composition, diversity, and structural characteristics. These findings underscore the long-term influence of salvage logging on forest development and the importance of natural disturbance-mediated microsite conditions on tree species growth and survival. Future salvage logging efforts should consider these impacts and provide a greater range of unsalvaged areas across the landscape to maintain these important structural legacies over the long term.

Dans un contexte de changements globaux, il est primordial de mettre au point des pratiques de gestion durable des forêts tropicales assurant le maintien de services environnementaux clés (e.g., biodiversité, stockage de carbone) et la production de biens essentiels aux communautés locales. La mesure, la spatialisation et la compréhension des déterminismes de la structure des forêts tropicales est un challenge pour la gestion durable des ressources forestières. Les forêts denses humides (FDH) de Nouvelle-Calédonie, un point chaud de biodiversité localisé dans le Pacifique Sud-Ouest, sont un modèle d'étude idéal pour comprendre les déterminants de la structure des FDH. En effet, les FDH néo-calédoniennes sont réparties le long d’une chaîne de montagne et sont ainsi soumises à de forts gradients environnementaux auxquels se superposent différents gradients de perturbations naturelles ou anthropiques. Les objectifs de cette thèse sont (i) de définir les caractéristiques structurales des FDH néo-calédoniennes, (ii) de cartographier les FDH et prédire leur structure à large échelle, et (iii) de quantifier l'influence de l’environnement et des dynamiques forestières sur la structure des FDH. Pour cela, 23 parcelles d’inventaire forestier de 100 m x 100 m ont été mise en place en Province Nord, entre 250 et 900 m d'altitude et 1500 et 3000 mm de précipitations annuelles. En plus de caractériser localement la structure des FDH, ces parcelles ont permis de calibrer un modèle prédictif basé sur l’analyse de la texture de la canopée, à l'aide la méthode FOTO (FOurier transform Textural Ordination), qui a été appliqué à huit images satellitaires à très haute résolution Pléiades (couvrant 1295 km2). Un tel modèle capable de lier texture et structure repose sur le postulat que la relation allométrique entre le DBH (Diameter at Breast Height) et l'aire de la couronne des arbres de canopée est stable. Nous avons également testé cette relation à échelle pantropicale. Nos résultats ont montré que les FDH néo-calédoniennes sont denses (1182 ± 233 tiges/ha), ont une aire basale élevée (44 ± 11 m2/ha), une canopée relativement basse (14 ± 3 m) et une biomasse aérienne caractéristique des forêts tropicales (299 ± 83 t/ha). Elles se distinguent également par une importante variabilité structurale. Cette variabilité est du même ordre que ce soit le long de gradients environnementaux ou de gradients de succession forestière. La méthode FOTO appliquée aux images Pléiades a permis de prédire et de spatialiser des paramètres structuraux clefs (tels que la densité de tiges et la biomasse aérienne des FDH) à partir de corrélations robustes avec les indices de texture de la canopée (R² ≥ 0,6; RMSE ≤ 20%). La structure des FDH est principalement dirigée par l'insolation potentielle et l'altitude à l'échelle des massifs montagneux, et par la pente et un indicateur topographique d'humidité à l'échelle du versant. Ces travaux permettront d'estimer les ressources forestières à l'échelle de la Nouvelle-Calédonie et de définir une nouvelle typologie des FDH sur le territoire intégrant leur variabilité structurale. / In the course of global change, new practices of sustainable management in tropical rainforests that maintain key environmental services (e.g., biodiversity, carbon sequestration) and produce goods on which local communities rely is needed. The measurement, spatialization and understanding of the drivers of rainforest structure at large scale is challenging for managing sustainably forest resources. Rainforests of New Caledonia, a biodiversity hotspot located in the South-West Pacific, are a well-suited study model to explore the drivers of rainforest structure. Indeed, New Caledonian rainforests are distributed along a mountain chain, which creates strong environmental gradients overlaid by a range of natural and anthropogenic disturbance gradients. The aims of this thesis are (i) to define some structural features of New Caledonian rainforests, (ii) to map rainforests and to predict their structure at large scale, and (iii) to quantify the influence of the environment and the forest dynamics on rainforest structure. To this end, 23 one hectare forest inventories were set up in the North Province of New Caledonia. In these plots, elevation ranged between 250 and 900 m and annual rainfall between 1500 and 3000 mm. In addition to characterize locally rainforest structure, these plots were used to calibrate a predictive model based on a textural analysis of the canopy, using the FOTO (FOurier transform Textural Ordination) method, which was applied to eight very high resolution images from a Pléiades satellite (covering 1295 km2). Such a model able to relate texture and structure is based on the hypothesis that the allometric relationship between the DBH (Diameter at Breast Height) and the crown size of a canopy tree is stable. We tested this hypothesis tropics-wide. Our results show that New Caledonian rainforests are dense (1182 ± 233 tree/ha), with a high basal area (44 ± 11 m2/ha), a relatively low canopy (14 ± 3 m) and an above-ground biomass typical of tropical rainforests (299 ± 83 t/ha). These forests are also characterized by a high structural variability. This variability has the same range when influenced by environmental gradients as when influenced by forest succession gradients. The FOTO method applied to Pléiades images allowed to predict and spatialize key structural parameters (like the stem density or the above-ground biomass of rainforests) from robust correlations with the textural indices of the canopy (R² ≥ 0,6; RMSE ≤ 20%). The structure of New Caledonian rainforest is mainly driven by the potential insolation and the elevation at the scale of mountain massifs, and by the slope and the topographic wetness at the scale of a mountainside. These findings will enable to estimate rainforest resources across the territory and to define a new typology of New Caledonian rainforests taking into account their structural variability.

[ES] Esta tesis aborda el desarrollo de métodos de procesado y análisis de datos ALSFW para la caracterización de la estructura vertical del bosque y, en particular, del sotobosque. Para responder a este objetivo general, se establecieron seis objetivos específicos: En primer lugar, se analiza la influencia de la densidad de pulso, de los parámetros de voxelización (tamaño de vóxel y valor de asignación) y de los métodos de regresión sobre los valores de las métricas ALSFW y sobre la estimación de atributos de estructura del bosque. Para ello, se redujo aleatoriamente la densidad de pulsos y se modificaron los parámetros de voxelización, obteniendo los valores de las métricas ALSFW para las diferentes combinaciones de parámetros. Estas mismas métricas ALSFW se emplearon para la estimación de atributos de la estructura del bosque mediante diferentes métodos de regresión. En segundo lugar, se integran métodos de procesado y análisis de datos ALSFW en una nueva herramienta llamada WoLFeX (Waveform Lidar for Forestry eXtraction) que incluye los procesos de recorte, corrección radiométrica relativa, voxelización y extracción de métricas a partir de los datos ALSFW, así como nuevas métricas descriptoras del sotobosque. En tercer lugar, se evalúa la influencia del ángulo de escaneo utilizado en la adquisición de datos ALS y la corrección radiométrica en la extracción de métricas ALSFW y en la estimación de atributos de combustibilidad forestal. Para ello, se extrajeron métricas ALSFW con y sin corrección radiométrica relativa y empleando diferentes ángulos de escaneo. En cuarto lugar, se caracteriza la oclusión de la señal a lo largo de la estructura vertical del bosque empleando y comparando tres tipos diferentes de láser escáner (ALSFW, ALSD y láser escáner terrestre: TLS, por sus siglas en inglés), determinando así sus limitaciones en la detección de material vegetativo en dos ecosistemas forestales diferenciados: el boreal y el mediterráneo. Para cuantificar la oclusión de la señal a lo largo de la estructura vertical del bosque se propone un nuevo parámetro, la tasa de reducción del pulso, basada en el porcentaje de haces láser bloqueados antes de alcanzar una posición dada. En quinto lugar, se evalúa la forma en que se detectan y determinan las clases de densidad de sotobosque mediante los diferentes tipos de ALS. Se compararon los perfiles de distribución vertical en los estratos inferiores descritos por el ALSFW y el ALSD con respecto a los descritos por el TLS, utilizando este último como referencia. Asimismo, se determinaron las clases de densidad de sotobosque aplicando la curva Lorenz y el índice Gini a partir de los perfiles de distribución vertical descritos por ALSFW y ALSD. Finalmente, se aplican y evalúan las nuevas métricas ALSFW basadas en la voxelización, utilizando como referencia los atributos extraídos a partir del TLS, para estimar la altura, la cobertura y el volumen del sotobosque en un ecosistema mediterráneo. / [EN] This thesis addresses the development of ALSFW processing and analysis methods to characterize the vertical forest structure, in particular, the understory vegetation. To answer this overarching goal, a total of six specific objectives were established: Firstly, the influence of pulse density, voxel parameters (i.e., voxel size and assignation value) and regression methods on ALSFW metric values and on estimates of forest structure attributes are analyzed. To do this, pulse density was randomly reduced and voxel parameters modified, obtaining ALSFW metric values for the different parameter combinations. These ALSFW metrics were used to estimate forest structure attributes with different regression methods. Secondly, a set of ALSFW data processing and analysis methods are integrated in a new software named WoLFeX (Waveform Lidar for Forestry eXtraction), including clipping, relative radiometric correction, voxelization and ALSFW metric extraction, and proposing new metrics for understory vegetation. Thirdly, the influence of the scan angle of ALS data acquisition and radiometric correction on the extraction of ALSFW metrics and on modeling forest fuel attributes is assessed. To do this, ALSFW metrics were extracted applying and without applying relative radiometric correction and using different scan angles. Fourthly, signal occlusion is characterized along the vertical forest structure using and comparing three different laser scanning configurations (ALSFW, ALSD and terrestrial laser scanning: TLS), determining their limitations in the detection of vegetative material in two contrasted forest ecosystems: boreal and Mediterranean. To quantify signal occlusion along the vertical forest structure, a new parameter based on the percentage of laser beams blocked prior to reach a given location, the rate of pulse reduction, is proposed. Fifthly, the assessment of how understory vegetation density classes are detected and determined by different ALS configurations is done. Vertical distribution profiles at the lower strata described by ALSFW and ALSD are compared with those described by TLS as reference. Moreover, understory vegetation density classes are determined by applying the Lorenz curve and Gini index from the vertical distribution profiles described by ALSFW and ALSD. Finally, the new proposed voxel-based ALSFW metrics are applied and evaluated, using TLS-based attributes as a reference, to estimate understory height, cover and volume in a Mediterranean ecosystem. / [CA] Aquesta tesi aborda el desenvolupament de mètodes de processament i anàlisi de dades ALSFW per a la caracterització de l'estructura vertical del bosc i, en particular, del sotabosc. Per a respondre a aquest objectiu general, s'establiren sis objectius específics: En primer lloc, s'analitza la influència de la densitat de pols, dels paràmetres de voxelització (grandària de vóxel i valor d'assignació) i dels mètodes de regressió sobre els valors de les mètriques ALSFW i sobre l'estimació dels atributs d'estructura del bosc. Per a això, es reduí aleatòriament la densitat de polsos i es modificaren els paràmetres de voxelització, obtenint els valors de les mètriques ALSFW per a les diferents combinacions de paràmetres. Aquestes mètriques ALSFW s'empraren per a l'estimació d'atributs de l'estructura del bosc mitjançant diferents mètodes de regressió. En segon lloc, s'integraren mètodes de processament i d'anàlisi de dades ALSFW en una nova eina anomenada WoLFeX (Waveform Lidar for Forestry eXtraction) que inclou el processos de retallada, correcció radiomètrica relativa, voxelització i extracció de mètriques a partir de les dades ALSFW, així com noves mètriques descriptores del sotabosc. En tercer lloc, s'avalua la influència de l'angle de escaneig emprat en l'adquisició de les dades ALS i la correcció radiomètrica en l'extracció de mètriques ALSFW i en l'estimació d'atributs de combustibilitat forestal. Per a això, s'extragueren mètriques ALSFW amb i sense correcció radiomètrica relativa i emprant diferents angles d'escaneig. En quart lloc, es caracteritza l'oclusió del senyal al llarg de l'estructura vertical del bosc emprant i comparant tres tipus diferents de làser escàner (ALSFW, ALSD i làser escàner terrestre: TLS, per les seues sigles en anglès), determinant així les seues limitacions en la detecció de material vegetatiu en dos ecosistemes diferenciats: un boreal i un mediterrani. Per a quantificar l'oclusió del senyal al llarg de l'estructura vertical del bosc es proposa un nou paràmetre, la taxa de reducció del pols, basada en el percentatge de rajos làser bloquejats abans d'arribar a una posició donada. En cinquè lloc, s'avalua la manera en la qual es detecten i determinen les classes de densitat de sotabosc mitjançant els diferents tipus d'ALS. Es compararen els perfils de distribució vertical en estrats inferiors descrits per l'ALSFW i l'ALSD respecte als descrits pel TLS, emprant aquest últim com a referència. A més a més, es determinaren les classes de densitat de sotabosc aplicant la corba Lorenz i l'índex Gini a partir dels perfils de distribució vertical descrits per l'ALSFW i l'ALSD. Finalment, s'apliquen i avaluen les noves mètriques ALSFW basades en la voxelització, emprant com a referència els atributs extrets a partir del TLS, per a estimar l'alçada, la cobertura i el volum del sotabosc en un ecosistema mediterrani. / Crespo Peremarch, P. (2020). Processing and analysis of airborne fullwaveform laser scanning data for the characterization of forest structure and fuel properties [Tesis doctoral no publicada]. Universitat Politècnica de València. https://doi.org/10.4995/Thesis/10251/153715 / TESIS

Changing environmental conditions often impose stressful growing conditions in plant communities. Until now, morphological plasticity, i.e. polymorphic growth physiognomies of plants, has not been sufficiently studied as a pivotal strategy for the whole ecosystem adaptation to environmental stress. We consider mangrove ecosystems as suitable models to provide insights on this subject. In the thesis, I investigate the ecological significance of tree morphological plasticity in the structural development and the dynamics of mangrove forests. I conducted field experiments in two regions located on both sides of the Amazon River mouths i.e. in French Guiana and North Brazil. Forest inventories were carried out in contrasting mangrove stands in both regions. The thesis combines empirical analysis of field data, terrestrial laser scanning (TLS), and mechanistic, individual-based computer simulations. We published results that proved the TLS-based analysis of individual tree structure useful for a better knowledge on biomass allocation between trunk and branches in tall and large Avicennia germinans mangrove trees reaching 45 m high and 125 cm of trunk diameter. Combining structural descriptions of A. germinans trees found in both sites, I highlighted the site-specific differences in tree allometries. The study suggests that regional differences in mangrove tree structure and function could be captured through better description of crown metrics, and that selected indicators of local morphological plasticity and consequent stand structure could generate a plus-value in the understanding of mangrove stand dynamics across contrasting coastal environments. Beyond the extension of allometric models to large Avicennia trees, we proposed new biomass equations with improved predictive power when crown metrics is taken into account. Additionally, we developed a novel software tool, named Lollymangrove, based on the AMAPStudio suite of software, with the objective of maximizing the potential of further field descriptions and modeling works. Lollymangrove allows standardized forest data capture, 3D visualization of structural data, aboveground biomass computations from a configurable module and export formats for forest dynamics and remote sensing models. Simulation experiments were conducted by means of the spatially explicit, individual-based stand model BETTINA_IBM. This model describes the important mechanism of water uptake limited by salt stress, and revealed insights into the relation between environmental conditions, allometric variations and biomass partitioning of mangrove trees, and stand characteristics. The simulation results suggest close matches with observed ecological patterns (e.g., tree allometries, mortality distributions, and self-thinning trajectories) under higher salinity. In low salinity conditions, however, the current parameterization underestimates the maximum tree height and diameter, and consequently, aboveground biomass and self-thinning trajectories of forest stands. This suggests that the morphology of trees under low levels of salinity are explained by further regulation mechanism(s) that still need to be addressed in a subsequent model improvement. Overall, this work has essentially pointed out the need to elucidate how morphological plasticity relates with structural development of forest stands. It establishes that TLS measurements and structural data analysis associated to efforts for integrative software and mechanistic modelling works could link mangrove dynamics to fast-changing coastal processes.

Em contraposição ao avanço do desmatamento da floresta amazônica em São Félix do Xingu - PA, principalmente pela atividade pecuária, diversas inciativas vêm estimulando a recuperação de áreas degradadas (RAD) por meio da implantação de sistemas agroflorestais com cacau (Theobroma cacao L.) (SAF-cacau). A fim de estudar o potencial SAF-cacau como ferramenta de RAD nesta região, conduzi a pesquisa em quatro hipóteses principais: (1) recupera parcialmente a estrutura florestal; (2) recupera parcialmente a riqueza/diversidade de plantas; (3) recupera a fertilidade do solo; (4) recupera a riqueza/diversidade de grupos de macroinvertebrados do solo. Para tanto, agrupei os SAF\'s em três categorias de sombreamento: sombra inicial (SI), sombra secundária (SS) e sombra abandonada (A), analisando-as comparativamente com Floresta e Pasto. Em paralelo, realizei entrevista socioeconômica e ambiental, pautada na percepção dos produtores rurais, a fim de contextualizar as ações humanas com os usos do solo em estudo. Os principais resultados mostram que os solos são semelhantes em termos de textura e fertilidade, independentemente da situação de uso. Os SAF-cacau são potenciais ferramentas de RAD em termos de estrutura florestal e diversidade florística, necessitando maiores estudos com relação à composição de plantas. A rentabilidade do SAF-cacau mostrou-se expressivamente superior à pecuária, por unidade de área, ocupando menor espaço territorial na propriedade, além de outros benefícios socioambientais, com destaque para provisão de serviços ambientais. / In contrast to the advance of the Amazon rainforest deforestation, mainly by cattle activity, in Sao Felix do Xingu - PA municipality, several initiatives have been stimulating the reclamation of degraded lands (RDL) through the implementation of agroforestry systems with cacao (Theobroma cacao L.) (cacao-AFS). Aiming to study the cacao-AFS as a potential tool to reclaim degraded lands in this region, I based the research in four main hypothesis: (1) it partially reclaims the forestry structure; (2) it partially reclaims the richness/diversity of plants; (3) it reclaims the soil fertility; (4) it reclaims the richness/diversity of soil macroinvertebrates. Thus, I grouped the AFS in three categories: initial shade (IS); secondary shade (SS); abandoned shade (A), comparing them with Forest and Pasture land uses. In parallel, I performed a socioeconomic and environmental interview, based on farmers perception, in order to contextualize the human actions in the studied the land uses. The main results showed similarity in soil\'s texture and fertility, regardless of use situation. The cocoa- AFS are potential tools of RAD in terms of forest structure and floristic diversity, requiring further studies regarding the composition of plants. The profitability of the cacao-AFS was found to be significantly higher than the cattle, per unit area, occupying less territorial space on the property, plus other social and environmental benefits, especially the provision of many environmental services.