A monção indiana está diretamente relacionada a inversão sazonal dos ventos controlada pela migração latitudinal da Zona de Convergência Intertropical (ITCZ). Em longo período os sistemas de monções são fortalecidos em resposta a períodos interglaciais (quentes e húmidos) e enfraquecidos em resposta a períodos glaciais (frios e secos). Durante os últimos 500 mil anos o clima global tem oscilado com uma periodicidade de ∼100 mil anos sendo controlado principalmente pela forçante orbital. Dados de testemunhos do Mar da Arábia, mostram que o aporte de sedimentos fluviais ocorre principalmente na parte noroeste com valores reduzidos à sudeste onde está localizada a República das Maldivas, que compreendem uma região distante o bastante das fontes fluviais de sedimento, sendo um local ideal para a obtenção de registros de sedimentos eólicos. Dados de satélite da pluma de poeira nas quatro diferentes estações do ano mostram que as Maldivas estão fortemente sob a influência da pluma de poeira relacionada a monção de inverno com ventos vindos de nordeste, tornando esta, uma região ideal parra o estudo das condições de aridez na área fonte na massa de terra indiano-asiática. Aqui nós apresentamos dados não destrutivos em alta resolução da Fluorescência do Raio X (XRF) e de magnetismos ambiental e de rocha dos vinte metros superiores do testemunho U1471, IODP EXP. 359, compreendendo um registro continuo de 500 mil anos. As boas correlações entre os diferentes elementos associados aos sedimentos terrígenos indicam que as variações nos dados de Fe, K, Al e Ti são robustas, sendo destes, o Fe, o elemento que menos apresentou ruído. Com a premissa de que, o aumento na extensão de regiões áridas na área fonte durante períodos frios está relacionada com o aumento na quantidade de elementos terrígenos que fluíram para as Maldivas, construímos um modelo de idade correlacionando os dados de Fe com os dados de δ18O, a alta resolução dos nossos dados e a boa correlação com os dados de δ18O permitiram identificar os Marine Isotope Stages (MIS) 1 ao 14. Dados de próxies paleoclimáticos como as razões, Al/Si, Fe/K e Sr/Ca indicam eventos abruptos extremamente húmidos em especial durante a transição MIS 5-6 sucedendo em poucas centenas de anos o evento Heinrich 11 (H11). Os dados de magnetismos ambiental e de rocha apontam para forte diagênese redutora de magnetita, formando minerais compostos de sulfeto de ferro, associada com a transição sulfato metano (SMT) na coluna sedimentar, abaixo desta transição a resposta magnética fica extremamente reduzida, mas ainda conserva as variações do sinal anterior a diagênese. Dados de First Order Reverse Curve (FORC) e de X Ray Absorption Near the Edge Structure (XANES) apontam a presença de magnetita bacteriana no topo do registro, mas devido ao caráter redutor do sedimento coluna abaixo e ao tamanho extremamente reduzido, Single Domain (SD), da magnetita bacteriana, este sinal está restrito ao topo do registro. / The Indian monsoon is directly related to the seasonal inversion of the winds driven by the latitudinal migration of the Intertropical Convergence Zone (ITCZ). Over a long term, monsoon systems are strengthened in response to interglacial periods (hot and humid) and weakened in response to glacial periods (cold and dry). Over the last 500 thousand years the global climate has oscillated with a periodicity of ∼100 thousand years being controlled mainly by the orbital forcing. Data from the Arabian Sea cores show that the contribution of fluvial sediments occurs mainly in the northwestern part with reduced values to the southeast where the Republic of the Maldives is located, which comprise a region far enough from the fluvial sediment sources, being an excellent place for the obtaining records of dust. Satellite data of the dust in the four different seasons of the year show that the Maldives are strongly influenced by the winter monsoon with north-easterly winds, making this an ideal region for the study of arid conditions in the source area in the Indian-Asian landmass. Here we present non-destructive high-resolution X-ray Fluorescence (XRF) and, environmental and rock magnetisms data from the upper twenty meters of the U1471, IODP EXP. 359, comprising a continuous record of 500 thousand years. The good correlations between the different elements associated to the terrigenous sediments indicate that the variations in the Fe, K, Al and Ti data are robust, of which Fe is the least noise element. With the premise that the increase in the extent of arid regions in the source area during cold periods is related to the increase in the amount of terrigenous elements that flowed into the Maldives, we constructed an age model by correlating the Fe data with the data of δ18O, the high resolution of our data and the good correlation with the data of δ18O allowed to identify the Marine Isotope Stages (MIS) 1 to 14. Paleoclimatic proxy data as the reasons, Al / Si, Fe / K and Sr / Ca indicate extremely humid abrupt events, especially during the MIS 5-6 transition succeeding in a few hundred years the event Heinrich 11 (H11). Environmental and rock magnetism data point to strong magnetite reduction diagenesis, forming minerals composed of iron sulphide, associated with the methane sulphate transition (SMT) in the sedimentary column, below this transition the magnetic response is extremely reduced, but still conserved the variations of the pre-diagenesis signal. First Order Reverse Curve (FORC) and X Ray Absorption Near the Edge (XANES) data indicate the presence of bacterial magnetite at the top of the core, but due to the reduced character of the sediment column below and the extremely small size, Single Domain (SD), of bacterial magnetite, this signal is restricted to the top.

A monção indiana está diretamente relacionada a inversão sazonal dos ventos controlada pela migração latitudinal da Zona de Convergência Intertropical (ITCZ). Em longo período os sistemas de monções são fortalecidos em resposta a períodos interglaciais (quentes e húmidos) e enfraquecidos em resposta a períodos glaciais (frios e secos). Durante os últimos 500 mil anos o clima global tem oscilado com uma periodicidade de ∼100 mil anos sendo controlado principalmente pela forçante orbital. Dados de testemunhos do Mar da Arábia, mostram que o aporte de sedimentos fluviais ocorre principalmente na parte noroeste com valores reduzidos à sudeste onde está localizada a República das Maldivas, que compreendem uma região distante o bastante das fontes fluviais de sedimento, sendo um local ideal para a obtenção de registros de sedimentos eólicos. Dados de satélite da pluma de poeira nas quatro diferentes estações do ano mostram que as Maldivas estão fortemente sob a influência da pluma de poeira relacionada a monção de inverno com ventos vindos de nordeste, tornando esta, uma região ideal parra o estudo das condições de aridez na área fonte na massa de terra indiano-asiática. Aqui nós apresentamos dados não destrutivos em alta resolução da Fluorescência do Raio X (XRF) e de magnetismos ambiental e de rocha dos vinte metros superiores do testemunho U1471, IODP EXP. 359, compreendendo um registro continuo de 500 mil anos. As boas correlações entre os diferentes elementos associados aos sedimentos terrígenos indicam que as variações nos dados de Fe, K, Al e Ti são robustas, sendo destes, o Fe, o elemento que menos apresentou ruído. Com a premissa de que, o aumento na extensão de regiões áridas na área fonte durante períodos frios está relacionada com o aumento na quantidade de elementos terrígenos que fluíram para as Maldivas, construímos um modelo de idade correlacionando os dados de Fe com os dados de δ18O, a alta resolução dos nossos dados e a boa correlação com os dados de δ18O permitiram identificar os Marine Isotope Stages (MIS) 1 ao 14. Dados de próxies paleoclimáticos como as razões, Al/Si, Fe/K e Sr/Ca indicam eventos abruptos extremamente húmidos em especial durante a transição MIS 5-6 sucedendo em poucas centenas de anos o evento Heinrich 11 (H11). Os dados de magnetismos ambiental e de rocha apontam para forte diagênese redutora de magnetita, formando minerais compostos de sulfeto de ferro, associada com a transição sulfato metano (SMT) na coluna sedimentar, abaixo desta transição a resposta magnética fica extremamente reduzida, mas ainda conserva as variações do sinal anterior a diagênese. Dados de First Order Reverse Curve (FORC) e de X Ray Absorption Near the Edge Structure (XANES) apontam a presença de magnetita bacteriana no topo do registro, mas devido ao caráter redutor do sedimento coluna abaixo e ao tamanho extremamente reduzido, Single Domain (SD), da magnetita bacteriana, este sinal está restrito ao topo do registro. / The Indian monsoon is directly related to the seasonal inversion of the winds driven by the latitudinal migration of the Intertropical Convergence Zone (ITCZ). Over a long term, monsoon systems are strengthened in response to interglacial periods (hot and humid) and weakened in response to glacial periods (cold and dry). Over the last 500 thousand years the global climate has oscillated with a periodicity of ∼100 thousand years being controlled mainly by the orbital forcing. Data from the Arabian Sea cores show that the contribution of fluvial sediments occurs mainly in the northwestern part with reduced values to the southeast where the Republic of the Maldives is located, which comprise a region far enough from the fluvial sediment sources, being an excellent place for the obtaining records of dust. Satellite data of the dust in the four different seasons of the year show that the Maldives are strongly influenced by the winter monsoon with north-easterly winds, making this an ideal region for the study of arid conditions in the source area in the Indian-Asian landmass. Here we present non-destructive high-resolution X-ray Fluorescence (XRF) and, environmental and rock magnetisms data from the upper twenty meters of the U1471, IODP EXP. 359, comprising a continuous record of 500 thousand years. The good correlations between the different elements associated to the terrigenous sediments indicate that the variations in the Fe, K, Al and Ti data are robust, of which Fe is the least noise element. With the premise that the increase in the extent of arid regions in the source area during cold periods is related to the increase in the amount of terrigenous elements that flowed into the Maldives, we constructed an age model by correlating the Fe data with the data of δ18O, the high resolution of our data and the good correlation with the data of δ18O allowed to identify the Marine Isotope Stages (MIS) 1 to 14. Paleoclimatic proxy data as the reasons, Al / Si, Fe / K and Sr / Ca indicate extremely humid abrupt events, especially during the MIS 5-6 transition succeeding in a few hundred years the event Heinrich 11 (H11). Environmental and rock magnetism data point to strong magnetite reduction diagenesis, forming minerals composed of iron sulphide, associated with the methane sulphate transition (SMT) in the sedimentary column, below this transition the magnetic response is extremely reduced, but still conserved the variations of the pre-diagenesis signal. First Order Reverse Curve (FORC) and X Ray Absorption Near the Edge (XANES) data indicate the presence of bacterial magnetite at the top of the core, but due to the reduced character of the sediment column below and the extremely small size, Single Domain (SD), of bacterial magnetite, this signal is restricted to the top.

In dieser Arbeit wird das regionale Klimamodell HIRHAM mit einer horizontalen Auflösung von 50 km und 19 vertikalen Schichten erstmals auf den asiatischen Kontinent angewendet, um die indische Monsunzirkulation unter rezenten und paläoklimatischen Bedingungen zu simulieren. Das Integrationsgebiet des Modells erstreckt sich von etwa 0ºN - 50ºN und 42ºE - 110ºE und bedeckt dabei sowohl die hohe Topographie des Himalajas und Tibet Plateaus als auch den nördlichen Indischen Ozean. Das Ziel besteht in der Beschreibung der regionalen Kopplung zwischen der Monsunzirkulation und den orographischen sowie diabatischen Antriebsmechanismen. Eine 44-jährige Modellsimulation von 1958-2001, die am seitlichen und unteren Rand von ECMWF Reanalysen (ERA40) angetrieben wird, bildet die Grundlage für die Validierung der Modellergebnisse mit Beobachtungen auf der Basis von Stations- und Gitterdatensätzen. Der Fokus liegt dabei auf der atmosphärischen Zirkulation, der Temperatur und dem Niederschlag im Sommer- und Wintermonsun, wobei die Qualität des Modells sowohl in Bezug zur langfristigen und dekadischen Klimatologie als auch zur interannuellen Variabilität evaluiert wird. Im Zusammenhang mit einer realistischen Reproduktion der Modelltopographie kann für die Muster der Zirkulation und Temperatur eine gute Übereinstimmung zwischen Modell und Daten nachgewiesen werden. Der simulierte Niederschlag zeigt eine bessere Übereinstimmung mit einem hoch aufgelösten Gitterdatensatz über der Landoberfläche Zentralindiens und in den Hochgebirgsregionen, der den Vorteil des Regionalmodells gegenüber der antreibenden Reanalyse hervorhebt. In verschiedenen Fall- und Sensitivitätsstudien werden die wesentlichen Antriebsfaktoren des indischen Monsuns (Meeresoberflächentemperaturen, Stärke des winterlichen Sibirischen Hochs und Anomalien der Bodenfeuchte) untersucht. Die Ergebnisse machen deutlich, dass die Simulation dieser Mechanismen auch mit einem Regionalmodell sehr schwierig ist, da die Komplexität des Monsunsystems hochgradig nichtlinear ist und die vor allem subgridskalig wirkenden Prozesse im Modell noch nicht ausreichend parametrisiert und verstanden sind. Ein paläoklimatisches Experiment für eine 44-jährige Zeitscheibe im mittleren Holozän (etwa 6000 Jahre vor heute), die am Rand von einer globalen ECHAM5 Simulation angetrieben wird, zeigt markante Veränderungen in der Intensität des Monsuns durch die unterschiedliche solare Einstrahlung, die wiederum Einflüsse auf die SST, die Zirkulation und damit auf die Niederschlagsmuster hat. / In this study the regional climate model HIRHAM with a horizontal resolution of 50 km and 19 vertical levels is applied over the Asian continent to simulate the Indian monsoon circulation under present-day and past conditions. The integration domain extends from 0ºN - 50ºN and 42ºE - 110ºE and covers the high topography of Himalayas and Tibetan Plateau as well as the northern Indian Ocean. The main objective is the description of the regional coupling between monsoon circulation and orographic as well as thermal driving mechanisms of monsoon. A 44-years long simulation from 1958-2001, driven at the lateral and lower boundaries by European reanalysis (ERA40), is the basis for the validation of model results with observations based on station and gridded data sets. The focus is on the the long-term and decadal summer and winter monsoon climatology and its variability concerning atmospheric circulation, temperature and precipitation. The results successfully reproduce the observations due to a realistic simulation of topographic features. The simulated precipitation shows a better agreement with a high-resolution gridded data set over the central land areas of India and in the higher elevated Tibetan and Himalayan regions than ERA40. In different case and sensitivity studies the main driving mechanisms of the Indian monsoon (Sea Surface Temperatures, strength of the Siberian High in winter and soil moisture anomalies) are investigated. The results show, that the simulation of these mechanisms with a regional climate model is also difficult related to the complex non linear monsoon system and the small-scale processes, which are not just sufficiently parameterized and understood in the model. A paleoclimatic experiment for a 44-years long time slice in mid-holocene (6000 years before present), which is driven by a global ECHAM5 simulation, shows significant changes in the monsoon intensity due to the different solar forcing, which influences the SST, the circulation and the precipitation.

Using a 50-year (1951-2000) gridded (1-degree) daily rainfall data set over the Indian land region, we study two main aspects of the Indian monsoon. The first aspect deals with the changing nature of the rainfall annual cycle. This, to our knowledge, is the first attempt at studying the changing behaviour of the Indian monsoon rainfall annual cycle in a systematic way. The annual cycle is defined as a combination of the first few Fourier harmonics of daily rainfall. We then identify five attributes of the annual cycle for each year and location (grid): (a) the day of maximum intensity (peak day); (b) maximum intensity (peak value); (c) beginning; (d) end; and (e) duration of the annual cycle. An extensive statistical analysis of these five attributes over the central Indian region (16.5 – 26.5N; 74.5 – 86.5E) shows that the probability distributions of all attributes, barring the peak value, show a significant change in the last 25 years (1976-2000) compared to the first 25 years (1951-1975). The second issue addressed in this thesis deals with the behaviour of the intraseasonal oscillations in flood and drought years. Previous studies on this issue have been limited to only specific flood or drought years. Our analysis confirms earlier findings such as the northwestward propagation of the 10-20 day ISO. However, we also find, for the first time, based on 9 flood and 9 drought years, that the 20-60 day has an eastward propagation during drought years and remains stationary in flood years. The analysis is primarily statistical in nature, and providing a physical explanation for some of our findings is beyond the scope of our work. Finally, it is worth noting here that without the long-term gridded data, it would have been difficult to assess coherent changes over a large region and long time-period.

The Himalaya plays a vital role in shaping the hydro-climate of South Asia and beyond, but their climate has not yet been monitored and modelled as well as some other regions. As the summer monsoon is the dominant climate system over South Asia, including the Himalaya, realistic simulation of the South Asian summer monsoon (SASM) should be a prerequisite for the satisfactory simulation of the Himalayan climate. The present research tests the assumption that higher resolution modelling will provide improved representation of the SASM, both regionally and over the Himalaya region. The first part of this research assesses the strength and stability of the temporal relationships between the monsoon rainfall indices (MRIs) and the large-scale monsoon circulation indices (MCIs), as a precursor to using such indices for model evaluation. The remainder of the thesis evaluates model performance in simulating various characteristics of SASM, mainly with regard to precipitation. In particular, the sensitivity of a regional climate model (RCM) simulation to domain size and added value of high resolution RCM simulation are evaluated. For this purpose, the Hadley Centre unified model - HadGEM is utilized in its regional and, in few instances, global configurations. The RCM simulations are performed at 0.44° and 0.11° horizontal resolutions and they are forced by the ERA interim dataset. Results show that i) the MRI-MCI relationship exhibits considerable low-frequency variability, ii) RCM simulation of SASM, particularly precipitation, shows sensitivity to domain size and simulation with a moderately sized domain that partially excludes bias prone equatorial Indian ocean outperform those with larger domains, iii) high resolution RCM simulation adds value in many aspects of SASM precipitation, including the seasonal mean, relative frequency distribution, extremes, and active and break monsoon composites, but the improvements are generally seen over the Indo-Gangetic plain rather than the Himalaya. The findings promote use of a high resolution RCM over a moderate sized domain (~ 25,000,000 sq. km) for the realistic simulation of SASM, but the study needs to be repeated with multiple realizations and different RCMs before arriving at a robust conclusion.

Das Ziel dieser Arbeit ist es Geheimnisse des Indischen Monsuns aufzudecken-ein groß-skaliges Klimaphänomen,das mehr als 1,7 Milliarden Menschen stark beeinflußt.Folglich ist das Verständnis der Mechanismen des Indischen Monsuns und seine erfolgreiche Prognose nicht nur eine Frage von größtem Interesse,sondern auch eine bedeutende wissenschaftliche Herausforderung.Der erste Teil dieser Arbeit ist den extremen Niederschlagsereignissen über dem Indischen Subkontinent gewidmet.In dieser Arbeit wurde gezeigt,dass eine Synchronizität zwischen extremen Niederschlagsereignissen in den Eastern Ghats und Nord Pakistan Regionen durch das Zusammenspiel zwischen dem indischen Monsun und einem nicht-Monsun-Niederschlagsmuster verursacht wird.Dieses Ergebnis unterstreicht die Bedeutung der Region Nord-Pakistan zur Ableitung der Wechselwirkung zwischen dem indischen Monsun-System und den West-Störungen,und verbessert daher das Verständnis der Kopplung des indischen Monsuns mit den Extratropen.Der zweite Teil der Arbeit befasst sich mit dem Problem der räumlichen und zeitlichen Organisation des abrupten Übergangs auf den indischen Monsun.Hier wird ein neuartiger Mechanismus des räumlich-zeitlichen Übergangs zur Regenperiode vorgeschlagen.Er hat mehrere Vorteile gegenüber bestehenden Erklärungen der Natur des indischen Monsuns:Es beschreibt den abrupten Übergang in einer gewählten Region des indischen Subkontinents sowie die räumliche Ausbreitung und Variabilität des indischen Monsuns beim Einsetzen entlang der Achse des Monsuns.Der dritte Teil dieser Arbeit konzentriert sich auf das Problem der Vorhersagbarkeit des indischen Monsuns.Das vorgeschlagene Verfahren ermöglicht die Vorhersage des Einsetzens und Endens über einen mehr als zwei Wochen bzw.einen Monat früheren Zeitraum im Vergleich zu bisher bekannten Methoden.Schließlich kann die vorgeschlagene Instrumentarium direkt in das bestehende lang-reichweitige Vorhersagesystem für den Monsuns implementiert werden. / The aim of this thesis is to uncover some of the mysteries surrounding the Indian Monsoon - a large-scale climatic phenomenon affecting more than 1.7 billion people. Consequently, understanding the mechanisms of the Indian monsoon and its successful forecasting is not only a question of great interest, but also a significant scientific challenge. The first part of this thesis is devoted to extreme rainfall events over the Indian subcontinent. In this thesis, I have shown that a synchronicity between extreme rainfall events in the Eastern Ghats and North Pakistan regions is caused by the interplay between the Indian Monsoon and a non-monsoonal precipitation pattern driven by the Westerlies - Western Disturbances. This result highlights the importance of the North Pakistan region for inferring the interaction between the Indian Monsoon system and Western Disturbances, and, therefore, improves the understanding of the Indian Monsoon coupling with the extratropics. The second part of this dissertation is concerned with the problem of the spatial and temporal organization of the abrupt transition to the Indian monsoon. Here, I have proposed a novel mechanism of a spatio-temporal transition to monsoon. It has several advantages in comparison to existing explanations of the Indian Monsoon nature: it describes the abrupt transition to monsoon in a chosen region of the Indian subcontinent, as well as the spatial propagation and variability of the Indian Monsoon onset along the axis of advance of monsoon. The third part of this thesis focuses on the problem of predictability of the Indian Monsoon. I have developed a novel method that predicts the onset and withdrawal dates more than two weeks and a month earlier than existing methods, respectively. Finally, the proposed scheme can be directly implemented into the existing long-range forecasting system of the monsoon''s timing.

Erkenntnisse aus paläoklimatologischen Studien, theoretischen Betrachtungen und Modellsimulationen deuten darauf hin, dass anthropogene Emissionen von Treibhausgasen und Aerosolen zu großskaligen, singulären Klimaereignissen führen könnten. Diese bezeichnen stark nichtlineare, abrupte Klimaänderungen, mit regionalen bis hin zu globalen Auswirkungen. Ziel dieser Arbeit ist die Entwicklung von Modellen zweier maßgeblicher Komponenten des Klimasystems, die singuläres Verhalten aufweisen könnten: die atlantische thermohaline Zirkulation (THC) und der indische Monsun. Diese Modelle sind so konzipiert, dass sie den Anforderungen der "Integrated Assessment"-Modellierung genügen, d.h., sie sind realistisch, recheneffizient, transparent und flexibel. <br /> <br /> Das THC-Modell ist ein einfaches, interhemisphärisches Boxmodell, das anhand von Daten kalibriert wird, die mit einem gekoppelten Klimamodell mittlerer Komplexität erzeugt wurden. Das Modell wird durch die globale Mitteltemperatur angetrieben, die mit Hilfe eines linearen Downscaling-Verfahrens in regionale Wärme- und Süßwasserflüsse übersetzt wird. Die Ergebnisse einer Vielzahl von zeitabhängigen Simulationen zeigen, dass das Modell in der Lage ist, maßgebliche Eigenschaften des Verhaltens komplexer Klimamodelle wiederzugeben, wie die Sensitivität bezüglich des Ausmaßes, der regionalen Verteilung und der Rate der Klimaänderung. <br /> <br /> Der indische Monsun wird anhand eines neuartigen eindimensionalen Boxmodells der tropischen Atmosphäre beschrieben. Dieses enthält Parmetrisierungen der Oberflächen- und Strahlungsflüsse, des hydrologischen Kreislaufs und derHydrologie der Landoberfläche. Trotz des hohen Idealisierungsgrades ist das Modell in der Lage, relevante Aspekte der beobachteten Monsundynamik, wie z.B. den Jahresgang des Niederschlags und das Eintritts- sowie Rückzugsdatum des Sommermonsuns, zufrieden stellend zu simulieren. Außerdem erfasst das Modell die Sensitivitätdes Monsuns bezüglich Änderungen der Treibhausgas- und Aerosolkonzentrationen, die aus komplexeren Modellen bekannt sind. <br /> <br /> Eine vereinfachte Version des Monsunmodells wird für die Untersuchung des qualitativen Systemverhaltens in Abhängigkeit von Änderungen der Randbedingungen eingesetzt. Das bemerkenswerteste Ergebnis ist das Auftreten einer Sattelknotenbifurkation des Sommermonsuns für kritische Werte der Albedo oder der Sonneneinstrahlung. Darüber hinaus weist das Modell zwei stabile Zustände auf: neben dem niederschlagsreichen Sommermonsun besteht ein Zustand, der sich durch einen schwachen hydrologischen Kreislauf auszeichnet. Das Beachtliche an diesen Ergebnissen ist, dass anthropogene Störungen der plantetaren Albedo, wie Schwefelemissionen und/oder Landnutzungsänderungen, zu einer Destabilisierung des indischen Monsuns führen könnten. <br /> <br /> Das THC-Boxmodell findet exemplarische Anwendung in einem "Integrated Assessment" von Klimaschutzstrategien. Basierend auf dem konzeptionellen und methodischen Gerüst des Leitplankenansatzes werden Emissionskorridore (d.h. zulässige Spannen an CO2-Emissionen) berechnet, die das Risiko eines THC-Zusammenbruchs begrenzen sowie sozioökonomische Randbedingungen berücksichtigen. Die Ergebnisse zeigen u.a. eine starke Abhängigkeit der Breite der Emissionskorridore von der Klima- und hydrologischen Sensitivität. Für kleine Werte einer oder beider Sensitivitäten liegt der obere Korridorrand bei weit höheren Emissionswerten als jene, die von plausiblen Emissionsszenarien für das 21. Jahrhundert erreicht werden. Für große Werte der Sensitivitäten hingegen, verlassen schon niedrige Emissionsszenarien den Korridor in den frühen Jahrzehnten des 21. Jahrhunderts. Dies impliziert eine Abkehr von den gegenwärtigen Emissionstrends innherhalb der kommenden Jahrzehnte, wenn das Risko eines THC Zusammenbruchs gering gehalten werden soll. <br /> <br /> Anhand einer Vielzahl von Anwendungen - von Sensitivitäts- über Bifurkationsanalysen hin zu integrierter Modellierung - zeigt diese Arbeit den Wert reduzierter Modelle auf. Die Ergebnisse und die daraus zu ziehenden Schlussfolgerungen liefern einen wertvollen Beitrag zu der wissenschaftlichen und politischen Diskussion bezüglich der Folgen des anthropogenen Klimawandels und der langfristigen Klimaschutzziele. / Concerns have been raised that anthropogenic climate change could lead to large-scale singular climate events, i.e., abrupt nonlinear climate changes with repercussions on regional to global scales. One central goal of this thesis is the development of models of two representative components of the climate system that could exhibit singular behavior: the Atlantic thermohaline circulation (THC) and the Indian monsoon. These models are conceived so as to fulfill the main requirements of integrated assessment modeling, i.e., reliability, computational efficiency, transparency and flexibility. <br /> <br /> The model of the THC is an interhemispheric four-box model calibrated against data generated with a coupled climate model of intermediate complexity. It is designed to be driven by global mean temperature change which is translated into regional fluxes of heat and freshwater through a linear down-scaling procedure. Results of a large number of transient climate change simulations indicate that the reduced-form THC model is able to emulate key features of the behavior of comprehensive climate models such as the sensitivity of the THC to the amount, regional distribution and rate of change in the heat and freshwater fluxes. <br /> <br /> The Indian monsoon is described by a novel one-dimensional box model of the tropical atmosphere. It includes representations of the radiative and surface fluxes, the hydrological cycle and surface hydrology. Despite its high degree of idealization, the model satisfactorily captures relevant aspects of the observed monsoon dynamics, such as the annual course of precipitation and the onset and withdrawal of the summer monsoon. Also, the model exhibits the sensitivity to changes in greenhouse gas and sulfate aerosol concentrations that are known from comprehensive models. <br /> <br /> A simplified version of the monsoon model is employed for the identification of changes in the qualitative system behavior against changes in boundary conditions. The most notable result is that under summer conditions a saddle-node bifurcation occurs at critical values of the planetary albedo or insolation. Furthermore, the system exhibits two stable equilibria: besides the wet summer monsoon, a stable state exists which is characterized by a weak hydrological cycle. These results are remarkable insofar, as they indicate that anthropogenic perturbations of the planetary albedo such as sulfur emissions and/or land-use changes could destabilize the Indian summer monsoon. <br /> <br /> The reduced-form THC model is employed in an exemplary integrated assessment application. Drawing on the conceptual and methodological framework of the tolerable windows approach, emissions corridors (i.e., admissible ranges of CO2- emissions) are derived that limit the risk of a THC collapse while considering expectations about the socio-economically acceptable pace of emissions reductions. Results indicate, for example, a large dependency of the width of the emissions corridor on climate and hydrological sensitivity: for low values of climate and/or hydrological sensitivity, the corridor boundaries are far from being transgressed by any plausible emissions scenario for the 21st century. In contrast, for high values of both quantities low non-intervention scenarios leave the corridor already in the early decades of the 21st century. This implies that if the risk of a THC collapse is to be kept low, business-as-usual paths would need to be abandoned within the next two decades. <br /> <br /> All in all, this thesis highlights the value of reduced-form modeling by presenting a number of applications of this class of models, ranging from sensitivity and bifurcation analysis to integrated assessment. The results achieved and conclusions drawn provide a useful contribution to the scientific and policy debate about the consequences of anthropogenic climate change and the long-term goals of climate protection. <br><br>--- <br> Anmerkung:<br> Die Autorin ist Trägerin des von der Mathematisch-Naturwissenschaftlichen Fakultät der Universität Potsdam vergebenen Michelson-Preises für die beste Promotion des Jahres 2003/2004.

Uncertainties are pervasive in the Earth System modelling. This is not just due to a lack of knowledge about physical processes but has its seeds in intrinsic, i.e. inevitable and irreducible, uncertainties concerning the process of modelling as well. Therefore, it is indispensable to quantify uncertainty in order to determine, which are robust results under this inherent uncertainty. The central goal of this thesis is to explore how uncertainties map on the properties of interest such as phase space topology and qualitative dynamics of the system. We will address several types of uncertainty and apply methods of dynamical systems theory on a trendsetting field of climate research, i.e. the Indian monsoon.<br><br> For the systematic analysis concerning the different facets of uncertainty, a box model of the Indian monsoon is investigated, which shows a saddle node bifurcation against those parameters that influence the heat budget of the system and that goes along with a regime shift from a wet to a dry summer monsoon. As some of these parameters are crucially influenced by anthropogenic perturbations, the question is whether the occurrence of this bifurcation is robust against uncertainties in parameters and in the number of considered processes and secondly, whether the bifurcation can be reached under climate change. Results indicate, for example, the robustness of the bifurcation point against all considered parameter uncertainties. The possibility of reaching the critical point under climate change seems rather improbable. <br><br> A novel method is applied for the analysis of the occurrence and the position of the bifurcation point in the monsoon model against parameter uncertainties. This method combines two standard approaches: a bifurcation analysis with multi-parameter ensemble simulations. As a model-independent and therefore universal procedure, this method allows investigating the uncertainty referring to a bifurcation in a high dimensional parameter space in many other models. <br><br> With the monsoon model the uncertainty about the external influence of El Niño / Southern Oscillation (ENSO) is determined. There is evidence that ENSO influences the variability of the Indian monsoon, but the underlying physical mechanism is discussed controversially. As a contribution to the debate three different hypotheses are tested of how ENSO and the Indian summer monsoon are linked. In this thesis the coupling through the trade winds is identified as key in linking these two key climate constituents. On the basis of this physical mechanism the observed monsoon rainfall data can be reproduced to a great extent. Moreover, this mechanism can be identified in two general circulation models (GCMs) for the present day situation and for future projections under climate change. <br><br> Furthermore, uncertainties in the process of coupling models are investigated, where the focus is on a comparison of forced dynamics as opposed to fully coupled dynamics. The former describes a particular type of coupling, where the dynamics from one sub-module is substituted by data. Intrinsic uncertainties and constraints are identified that prevent the consistency of a forced model with its fully coupled counterpart. Qualitative discrepancies between the two modelling approaches are highlighted, which lead to an overestimation of predictability and produce artificial predictability in the forced system. The results suggest that bistability and intermittent predictability, when found in a forced model set-up, should always be cross-validated with alternative coupling designs before being taken for granted. <br><br> All in this, this thesis contributes to the fundamental issue of dealing with uncertainties the climate modelling community is confronted with. Although some uncertainties allow for including them in the interpretation of the model results, intrinsic uncertainties could be identified, which are inevitable within a certain modelling paradigm and are provoked by the specific modelling approach. / Die vorliegende Arbeit untersucht, auf welche Weise Unsicherheiten, wie sie in der integrierten Klima(folgen)forschung allgegenwärtig sind, die Stabilität und die Struktur dynamischer Systeme beeinflussen. <br> Im Rahmen der Erdsystemmodellierung wird der Unsicherheitsanalyse zunehmend eine zentrale Bedeutung beigemessen. Einerseits können mit ihrer Hilfe disziplinäre Qualitäts-standards verbessert werden, andererseits ergibt sich die Chance, im Zuge von "Integrated Assessment" robuste entscheidungsrelevante Aussagen abzuleiten. <br><br> Zur systematischen Untersuchung verschiedener Arten von Unsicherheit wird ein konzeptionelles Modell des Indischen Monsuns eingesetzt, das einen übergang von einem feuchten in ein trockenes Regime aufgrund einer Sattel-Knoten-Bifurkation in Abhängigkeit derjenigen Parameter zeigt, die die Wärmebilanz des Systems beeinflussen. Da einige dieser Parameter anthropogenen Einflüssen und Veränderungen unterworfen sind, werden zwei zentrale Punkte untersucht: zum einen, ob der Bifurkationspunkt robust gegenüber Unsicherheiten in Parametern und in Bezug auf die Anzahl und die Art der im Modell implementierten Prozesse ist und zum anderen, ob durch anthropogenen Einfluss der Bifurkationspunkt erreicht werden kann. Es zeigt sich unter anderem, dass das Auftreten der Bifurkation überaus robust, die Lage des Bifurkationspunktes im Phasenraum ist hingegen sehr sensitiv gegenüber Parameterunsicherheiten ist. <br><br> Für diese Untersuchung wird eine neuartige Methode zur Untersuchung des Auftretens und der Lage einer Bifurkation gegenüber Unsicherheiten im hochdimensionalen Parameterraum entwickelt, die auf der Kombination einer Bifurkationsanalyse mit einer multi parametrischen Ensemble Simulation basiert. <br><br> Mit dem Monsunmodell wird des weiteren die Unsicherheit bezüglich des externen Einflusses von El Niño / Southern Oscillation (ENSO) untersucht. Es ist bekannt, dass durch ENSO die Variabilität des Indischen Monsun beeinflußt wird, wohingegen der zu Grunde liegende Mechanismus kontrovers diskutiert wird. In dieser Arbeit werden drei verschiedene Hypothesen zur Kopplung zwischen diesen beiden Phänomenen untersucht. Es kann gezeigt werden, dass die Passat Winde einen Schlüsselmechanismus für den Einfluß von ENSO auf den Indischen Monsun darstellen.<br> Mit Hilfe dieses Mechanismus können die beobachteten Niederschlagsdaten des Monsuns zu einem großen Anteil reproduziert werden. Zudem kann dieser Mechanismus kann auch in zwei globalen Zirkulationsmodellen (GCMs) für den heutigen Zustand und für ein Emissionsszenario unter Klimawandel identifiziert werden. <br><br> Im weiteren Teil der Arbeit werden intrinsische Unsicherheiten identifiziert, die den Unterschied zwischen der Kopplung von Teilmodulen und dem Vorschreiben von einzelnen dieser Module durch Daten betreffen. Untersucht werden dazu ein getriebenes GCM-Ensemble und ein konzeptionelles Ozean-Atmosphären-Modell, das eine strukturierte Analyse anhand von Methoden der Theorie dynamischer Systeme ermöglicht.<br> In den meisten Fällen kann die getriebene Version, in der ein Teil der Dynamik als externer Antrieb vorschrieben wird, das voll gekoppelte Pendant nachbilden. Es wird gezeigt, dass es jedoch auch Regionen im Phasen- und Parameterraum gibt, in dem sich die zwei Modellierungsansätze signifikant unterscheiden und unter anderem zu einer überschätzung der Vorhersagbarkeit und zu künstlichen Zuständen im getriebenen System führen. Die Ergebnisse legen den Schluss nahe, dass immer auch alternative Kopplungsmechanismen getestet werden müssen bevor das getriebene System als adäquate Beschreibung des gekoppelten Gesamtsystems betrachtet werden kann. <br><br> Anhand der verschiedenen Anwendungen der Unsicherheitsanalyse macht die Arbeit deutlich, dass zum einen Unsicherheiten intrinsisch durch bestimmte Arten der Modellierung entstehen und somit unvermeidbar innerhalb eines Modellierungsansatzes sind, dass es zum anderen aber auch geeignete Methoden gibt, Unsicherheiten in die Modellierung und in die Bewertung von Modellergebnissen einzubeziehen.

Several previous studies have found that various characteristics of the Indian monsoon rainfall have shown secular changes over the past century. In this study, using a gridded (1degree) daily rainfall dataset, we analyse the spatio-temporal characteristics of the intensity and duration of monsoon (June through September) rainfall for secular changes over the last 50 years. The characteristics of the duration of rain events are described by wet and dry spells. A wet/dry spell is defined as a period of consecutive days with rainfall above/below a particular threshold. We choose to use a threshold that is a function of the local climatological mean, given the spatial heterogeneity of mean monsoon rainfall. The wet and dry spells are then divided into three categories: short [1 to 7 days], moderate [8 to 10 days], long [11 and more days] and analysed for changes over the past 50 years [19512000]. We find that while the number of short duration wet spells show a significant increase over the last 50 years (~15% change), the number of long duration wet spells show a significant decrease (~25%). Furthermore, while the numbers of short duration dry periods have shown a significant increase, the moderate and long duration dry spells do not shown an appreciable change. This increase and decrease in the short and long duration wet spells offset each other and consequently the total number of rainy days during the season has not shown any significant change over the past 50 years. In addition to the duration of wet and dry spells, we also analysed for changes in the accumulated rainfall of the short, medium and long duration wet spells. Our analysis suggests that while the depth of accumulated rainfall in short duration wet spells has shown a significant increase (~20%), the depth of rain in the long duration spells has shown a significant decrease (~30%) in the past fifty years.

In the current study, we have presented a systematic analysis of the diurnal cycle of rainfall over the Indian region using satellite observations, and evaluated the ability of the Weather Research and Forecasting Model (WRF) to simulate some of the salient features of the observed diurnal characteristics of rainfall. Using high resolution simulations, we also investigate the underlying mechanisms of some of the observed diurnal signatures of rainfall. Using the Tropical Rain-fall Measuring Mission (TRMM) 3-hourly, 0.25 ×0.25 degree 3B42 rainfall product for nine years (1999-2007), we extract the finer spatial structure of the diurnal scale signature of Indian summer monsoon rainfall. Using harmonic analysis, we construct a signal corresponding to diurnal and sub-diurnal variability. Subsequently, the 3-hourly time-period or the octet of rain-fall peak for this filtered signal, referred to as the “peak octet,” is estimated with care taken to eliminate spurious peaks arising out of Gibbs oscillations. Our analysis suggests that over the Bay of Bengal, there are three distinct modes of the peak octet of diurnal rainfall corresponding to 1130, 1430 and 1730 IST, from north central to south Bay. This finding could be seen to be consistent with southward propagation of the diurnal rainfall pattern reported by earlier studies. Over the Arabian sea, there is a spatially coherent pattern in the mode of the peak octet (1430 IST), in a region where it rains for more than 30% of the time. In the equatorial Indian Ocean, while most of the western part shows a late night/early morning peak, the eastern part does not show a spatially coherent pattern in the mode of the peak octet, owing to the occurrence of a dual maxima (early morning and early/late afternoon). The Himalayan foothills were found to have a mode of peak octet corresponding to 0230 IST, whereas over the Burmese mountains and the Western Ghats (west coast of India) the rainfall peaks during late afternoon/early evening (1430-1730 IST). This implies that the phase of the diurnal cycle over inland orography (e.g., Himalayas) is significantly different from coastal orography (e.g., Western Ghats). We also find that over the Gangetic plains, the peak octet is around 1430 IST, a few hours earlier compared to the typical early evening maxima over land. The second part of our study involves evaluating the ability of the Weather Research and Fore-casting Model (WRF) to simulate the observed diurnal rainfall characteristics. It also includes conducting high resolution simulations to explore the underlying physical mechanisms of the observed diurnal signatures of rainfall. The model (at 54km resolution) is integrated for the month of July 2006 since this period was particularly favourable for the study of diurnal cycle. We first evaluate the sensitivity of the model to the prescribed sea surface temperature (SST) by using two different SST datasets, namely Final Analyses (FNL) and Real-time Global (RTG). The overall performance of RTG SST was found to be better than FNL, and hence it was used for further model simulations. Next, we investigated the impact of different parameterisations (convective, microphysical, boundary layer, radiation and land surface) on the simulation of diurnal cycle of rainfall. Following this sensitivity study, we identified the suite of physical parameterisations in the model that “best” reproduces the observed diurnal characteristics of Indian monsoon rainfall. The “best” model configuration was used to conduct two nested simulations with one-way, three-level nesting (54-18-6km) over central India and Bay of Bengal. While the 54km and 18km simulations were conducted for July 2006, the 6km simulation was carried out for the period 18-24 July 2006. This period was chosen for our study since it is composed of an active period (19-21 July 2006), followed by a break period (22-24 July 2006). At 6km grid-spacing the model is able to realistically simulate the active and break phases in rainfall. During the chosen active phase, we find that the observed rainfall over central India tends to reach a maximum in the late night/early morning hours. This is in contrast to the observed climatological diurnal maxima of late evening hours. Interestingly, the 6km simulation for the active phase is able to reproduce this late night/early morning maxima. Upon further analysis, we find that this is because of the strong moisture convergence at the mid-troposphere during 2030-2330 IST, leading to the rainfall peak seen during 2330-0230 IST. Based on our analysis, we conclude that during both active and break phases of summer monsoon, mid-level moisture convergence seems to be one of the primary factors governing the phase of the diurnal cycle of rainfall. Over the Bay of Bengal, the 6km model simulation is in very good agreement with observations, particularly during the active phase. The southward propagation observed during 19-20 July 2006, which was not captured by the coarse resolution simulation (54km), is exceedingly well captured by the 6km simulation. The positive anomalies in specific humidity attain a maxima during 2030-0230 IST in the north and during 0830-1430 IST in the south. This confirms the role of moisture convergence in the southward propagation of rainfall. Equally importantly we find that while low level moisture convergence is dominant in the north Bay, it is the mid-level moisture convergence that is predominant in the south Bay.