A geração de novas fontes de energia limpa, segura e renovável por meio da fusão nuclear envolve importantes desafios tecnológicos, dentre eles a pesquisa, caracterização e a fabricação de materiais avançados para os futuros reatores de fusão nuclear. Os aços ferrítico-martensíticos de reduzida atividade radioativa, em especial a liga Eurofer-97, destacam-se por apresentar uma combinação única de propriedades para esta aplicação. O objetivo desta Tese de Doutorado é avaliar a estabilidade microestrutural deste aço recozido numa ampla faixa de temperaturas. Cálculos termodinâmicos e testes de dilatometria foram usados para determinar as temperaturas de transformação de fase. A estabilidade microestrutural foi estudada por meio de recozimentos isotérmicos entre 200 e 1350oC após laminação a frio com reduções de 40, 70, 80 e 90%. A avaliação da estabilidade mecânica do aço Eurofer-97 foi realizada por meio de medidas de dureza Vickers. As principais técnicas utilizadas para caracterização microestrutural foram microscopias eletrônica de varredura e de transmissão, tomografia por sonda atômica e medidas de magnetização DC. Tanto a textura como a microtextura foram determinadas por meio de medidas de difração de raios X e de elétrons retroespalhados (EBSD). Recuperação, recristalização primária e crescimento anormal de grão ocorrem neste material recozido abaixo de 800oC. Acima desta temperatura, a transformação martensítica ocorre alterando bastante a micoroestrutura. A cinética de crescimento anormal de grão é alterada pela quantidade de redução a frio previamente aplicada. A hipótese proposta para explicar o crescimento anormal de grãos neste material baseia-se principalmente na vantagem de tamanho adquirida pelos núcleos de recristalização primária com diferenças de orientação médias superiores a 45º em relação aos vizinhos. Neste caso, o crescimento anormal de grão é responsável por fortalecer as componentes {111} e {111}, {001} e {110}. Acima de 800oC a transformação martensítica prevalece elevando a dureza Vickers e randomizando a textura deste aço. As características do produto transformado dependem tanto da temperatura de austenitização quanto do tamanho incial do grão ferrítico. Os dados de composição química das partículas estáveis após recozimento em temperaturas inferiores a 800oC foram usados para validar os resultados dos cálculos termodinâmicos obtidos via Thermo-Calc. / Clean, safe, and renewable energy sources such as nuclear fusion comprise important technological challenges, including research, characterization and manufacture of advanced materials for future fusion reactors. Modified ferritic-martensitic steels with reduced radioactive activity (RAFM), especially Eurofer-97 steel, are among worldwide references in the nuclear field for their unique properties. The scope of this Thesis is to evaluate the microstructural (thermal) stability in ferritic-martensitic Eurofer-97 after annealing within a wide range of temperatures. Themodinamic calculations as well as dilatometric tests were used to determine the main phase transformation temperatures. The microstructural stability of this steel was followed by isothermal annealing between 200 and 1350°C after cold rolling to 40, 70, 80 and 90% reductions in thickness. The mechanical stability in the Eurofer-97 was assessed by Vickers microhardness measurements. Representative samples for each metallurgical condition were characterized by scanning electron microscopy, transmission electron microscopy, atom probe tomography, and DC-magnetization tests. Both texture and microtexture were evaluated by X-ray diffraction and electron backscattered diffraction (EBSD) techniques. Recovery, primary recrystallization, and abnormal grain growth (secondary recrystallization) processes have been observed at temperatures below 800°C. The amount of abnormally grown grains depends on the amount of previous cold rolling. The hypothesis for the most probable mechanism responsible for abnormal grain growth is based on the advantage size acquired by nuclei with misorientations above 45º surrounding their neighboring grains, even in regions where primary recrystallization was incomplete. The texture developed after abnormal grain growth has components belonging to ?- and ?-fibers with predominance of {111}, {111}, {100} e {110} components. The martensite transformation takes place when this steel is annealed above 800°C causing an increase of hardness, significant changes in microstructure, and texture weakening. The martensitic sructure depends very much on both austenitization temperature and initial austenitic grain size. The results of chemical analyses of stable particles present in samples annealed below 800oC were used to validate the thermodynamic calculations provided by Thermo-Calc.

The utilization of ferromagnetic shape memory alloys (FSMAs) in small scale devices has attracted considerable attention within the last decade. However, the lack of sufficient studies on their reversible shape change mechanisms, i.e, superelasticity, magnetic field-induced martensite variant reorientation and martensitic phase transformation, at the micron and submicron length scales prevent the further development and the use of FSMAs in small scale devices. Therefore, investigating the size effects in these mechanisms has both scientific and technological relevance. Superelastic behavior of Ni54Fe19Ga27 shape memory alloy single crystalline pillars was studied under compression as a function of pillar diameter. Multiple pillars with diameters ranging between 200 nm and 10 µm were cut on a single crystalline bulk sample oriented along the [110] direction in the compression axis and with fully reversible two-stage martensitic transformation. The results revealed size dependent two-stage martensitic transformation which was suppressed for pillar sizes of 1 µm and below. We also demonstrated that the reduction in pillar diameter decreases the transformation temperature due to the difficulty of martensite nucleation in small scales. Size effects in the magnetic field-induced martensite variant reorientation were investigated in the Ni50Mn28.3Ga21.7 single crystals oriented along the [100] direction of the austenite phase. Single crystalline compression pillars were fabricated on the martensite twins between the sizes of 630 nm and 20 µm. It was found that the stress-induced and magnetic field-induced martensite variant reorientation are size dependent and became more difficult with the reduction in sample size. Surprisingly, it was still possible to magnetically activate the shape change in the micropillars which indicates the fact that magnetocrystalline anisotropy energy increases with the reduction in sample dimensions. Ni45Mn36.6Co5In13.4 pillars between the 600 nm and 10 µm diameters were investigated along the [100] direction of the austenite to study the size effects in the magnetic field-induced phase transformation (MFIPT). MFIPT was obtained down to 5 µm size in these pillars with reasonable magnetic field levels similar to their bulk counterparts.

Ou study focuses on the effects of phase transformations on crack propagation. We want to understand the changes of fracture toughness during welding. In this work, fracture toughness is expressed by J-integral. There are many experimental methods to obtain the critical toughness JIC but they are impractical for our investigation during phase transformation. That is the reason why we have proposed a method coupling mechanical tests, digital image correlation and finite element simulation. The fracture tests are implemented on pre-cracked single edge notched plate sample which is easy for machining and heat conduct during phase transformation. The tests are conducted at different temperatures until rupture. Digital image correlation gives us the displacement information on every sample. Each test is then simulated by finite element where the fracture toughness is evaluated by the method G-Theta at the crack propagation starting moment found by potential drop method and digital image correlation technical. Two materials have been studied, 15Cr-5Ni martensitic precipitation hardening stainless steel and 16MND5 ferritic low carbon steel. For these two materials, different test temperatures were chosen before, during and after phase transformation for testing and failure characterization of the mechanical behavior. Investigation result shows that metallurgical phase transformation has an influence on fracture toughness and further crack propagation. For 15-5PH, the result of J1C shows that the as received 15-5PH has higher fracture toughness than the one at 200°C. The toughness is also higher than the original material after one cycle heat treatment probably due to some residual austenite. Meanwhile, pure austenite 15-5PH at 200°C has higher fracture toughness than pure martensitic 15-5PH at 200°C. For 16MND5, the result also proves that the phase transformation affects fracture toughness. The as received material has bigger J1C than the situation where it was heated to 600°C. On the other hand, the material at 600°C just before isothermal bainite transformation after the austenitization during cooling process also has higher fracture toughness than the one at 600°C before austenitization. These two conclusions are consistent well with the result of 15-5PH. But the final situation of 16MND5 after one cycle heat treatment has a slightly smaller J1C than the receiving situation. It means that one cycle heat treatment hasn't an significant influence on 16MND5fracture toughness. Conclusions show that one should pay attention to the heating period before austenitization of the substrate material when people do the welding as the higher temperature will bring the lower fracture toughness during this process. While during cooling period, the fracture toughness doesn't change a lot during, before or after the cooling induced phase transformation. Even for 15-5PH, it has a better fracture toughness after the martensite transformation than before.

In the course of this PhD thesis metastable Cu50Zr50-xTix (0≤ x ≤ 10) and (Cu0.5Zr0.5)100-xAlx (5 ≤ x ≤ 8) alloys were prepared and characterised in terms of phase formation, thermal behaviour, crystallisation kinetics and most importantly in terms of mechanical properties. The addition of Al clearly enhances the glass-forming ability although it does not affect the phase formation. This means that the Cu-Zr-Al system follows the characteristics of the binary Cu-Zr phase diagram, at least for Al additions up to 8 at.%. Conversely, the presence of at least 6 at.% Ti changes the crystallisation sequence of Cu50Zr50-xTix metallic glasses and a metastable C15 CuZrTi Laves phase (Fd-3m) precipitates prior to the equilibrium phases, Cu10Zr7 and CuZr2. A structurally related phase, i.e. the “big cube” phase (Cu4(Zr,Ti)2O, Fd-3m), crystallises in a first step when a significant amount of oxygen, on the order of several thousands of mass-ppm (parts per million), is added. Both phases, the C15 Laves as well as the big cube phase, contain pronounced icosahedral coordination and their formation might be related to an icosahedral-like short-range order of the as-cast glass. However, when the metallic glasses obey the phase formation as established in the binary Cu-Zr phase diagram, the short-range order seems to more closely resemble the coordination of the high-temperature equilibrium phase, B2 CuZr. During the tensile deformation of (Cu0.5Zr0.5)100-xAlx bulk metallic glasses where B2 CuZr nanocrystals precipitate polymorphically in the bulk and some of them undergo twinning, which is due to the shape memory effect inherent in B2 CuZr. Qualitatively, this unique deformation process can be understood in the framework of the potential energy landscape (PEL) model. The shear stress, applied by mechanically loading the material, softens the shear modulus, thus biasing structural rearrangements towards the more stable, crystalline state. One major prerequisite in this process is believed to be a B2-like short-range order of the glass in the as-cast state, which could account for the polymorphic precipitation of the B2 nanocrystals at a comparatively small amount of shear. Diffraction experiments using high-energy X-rays suggest that there might be a correlation between the B2 phase and the glass structure on a length-scale less than 4 Å. Additional corroboration for this finding comes from the fact that the interatomic distances of a Cu50Zr47.5Ti2.5 metallic glass are reduced by cold-rolling. Instead of experiencing shear-induced dilation, the atoms become more closely packed, indicating that the metallic glass is driven towards the more densely packed state associated with the more stable, crystalline state. It is noteworthy, that two Cu-Zr intermetallic compounds were identified to be plastically deformable. Cubic B2 CuZr undergoes a deformation-induced martensitic phase transformation to monoclinic B19’and B33 structures, resulting in transformation-induced plasticity (TRIP effect). On the other hand, tetragonal CuZr2 can also be deformed in compression up to a strain of 15%, yet, exhibiting a dislocation-borne deformation mechanism. The shear-induced nanocrystallisation and twinning seem to be competitive phenomena regarding shear band generation and propagation, which is why very few shear offsets, due to shear banding, can be observed at the surface of the bulk metallic glasses tested in quasistatic tension. The average distance between the crystalline precipitates is on the order of the typical shear band thickness (10 - 50 nm) meaning that an efficient interaction between nanocrystals and shear bands becomes feasible. Macroscopically, these microscopic processes reflect as an appreciable plastic strain combined with work hardening. When the same CuZr-based BMGs are tested in tension at room temperature and at high strain rate (10-2 s-1) there seems to be a “strain rate sensitivity”, which could be related to a crossover of the experimental time-scale and the time-scale of the intrinsic deformation processes (nanocrystallisation, twinning, shear band generation and propagation). However, further work is required to investigate the reasons for the varying slope in the elastic regime. As B2 CuZr is the phase, that competes with vitrification, it precipitates in a glassy matrix if the cooling rate is not sufficient to freeze the structure of the liquid completely. The pronounced work hardening and the plasticity of the B2 phase, which are a result of the deformation-induced martensitic transformation, leave their footprints in the stress-strain curves of these bulk metallic glass matrix composites. The behaviour of the yield strength as a function of the crystalline volume fraction can be captured by the rule of mixtures at low crystalline volume fractions and by the load bearing model at high crystalline volume fractions. In between both of these regions there is a transition caused by percolation (impingement) of the B2 crystals. Furthermore, the fracture strain can be modelled as a function of the crystalline volume fraction by a three-microstructural-element body and the results imply that the interface between B2 crystals and glassy matrix determines the plastic strain of the composites. The combination of shape memory crystals and a glassy matrix leads to a material with a markedly high yield strength and an enhanced plastic strain. In the CuZr-based metastable alloys investigated, there is an intimate relationship between the microstructure and the mechanical properties. The insights gained here should prove useful regarding the optimisation of the mechanical properties of bulk metallic glasses and bulk metallic glass composites.

Submitted by Alison Vanceto (alison-vanceto@hotmail.com) on 2017-08-30T12:06:28Z No. of bitstreams: 1 DissMRS.pdf: 7292710 bytes, checksum: b518987951bcfa31933df3cece2f16cf (MD5) / Approved for entry into archive by Ronildo Prado (ronisp@ufscar.br) on 2017-09-06T18:24:26Z (GMT) No. of bitstreams: 1 DissMRS.pdf: 7292710 bytes, checksum: b518987951bcfa31933df3cece2f16cf (MD5) / Approved for entry into archive by Ronildo Prado (ronisp@ufscar.br) on 2017-09-06T18:33:14Z (GMT) No. of bitstreams: 1 DissMRS.pdf: 7292710 bytes, checksum: b518987951bcfa31933df3cece2f16cf (MD5) / Made available in DSpace on 2017-09-06T18:34:27Z (GMT). No. of bitstreams: 1 DissMRS.pdf: 7292710 bytes, checksum: b518987951bcfa31933df3cece2f16cf (MD5) Previous issue date: 2017-02-10 / Conselho Nacional de Desenvolvimento Científico e Tecnológico (CNPq) / Fundação de Amparo à Pesquisa do Estado de São Paulo (FAPESP) / Shape memory alloys (SMA) are alloys that undergo martensitic transformation due to an external solicitation (temperature, stress, strain or magnetic field) and are capable of recovering permanent deformation when heated above a critical temperature. The most used shape memory alloys are Ti-Ni- and Cu-based. Cu-based SMA have some advantages due to better thermal and electrical conductivity, lower production cost and are easier to process. The main disadvantage of Cu-based SMA is its low ductility. This property is improved by decreasing the grain size and by a reduction of microstructural heterogeneities. This can be achieved at the surface of structural components after LASER remelting, through which the surface of the material is remelted by a LASER beam and solidifies under extremely high cooling rates. In this context, the aim of the present work is to investigate the influence of LASER surface remelting in the microstructure, thermal stability and mechanical properties of Cu-11.8Al-3.2Ni-3Mn (wt. %) SMA plates obtained by suction casting. The samples were characterized by optical and scanning electron microscopy, energy dispersive X-ray spectroscopy, electron backscatter diffraction, X-ray computed tomography, X-ray diffraction, differential scanning calorimetry as well as by tensile and microhardness tests. The results show that small shifts in the transformation temperatures occur due to the LASER treatment. It was observed that only the monoclinic β’1 martensitic phase formed in the as cast and LASER treated samples. The LASER treatment provided an improvement in mechanical properties with an increase of up to 162 MPa in fracture stress, up to 2.2% in fracture strain and up to 21 HV in microhardness when compared with the as-cast sample. This makes the surface remelting treatment a promising method for improving the mechanical properties of Cu-based SMA. / Ligas com memória de forma (LMF) sofrem transformação martensítica devido a uma solicitação externa (temperatura, tensão, deformação ou campo magnético) e são capazes de recuperar deformações permanentes quando aquecidas acima de uma temperatura crítica. Dentre as LMF mais utilizadas se destacam aquelas à base de Ti e Ni e aquelas à base de Cu. As à base de Cu apresentam vantagens devido a melhor condutividade térmica e elétrica, menor custo de produção e maior facilidade de processamento. A principal desvantagem das LMF à base de cobre é a baixa ductilidade. Uma forma de melhorar essa propriedade é promovendo uma diminuição no tamanho de grão e uma redução das heterogeneidades microestruturais. Isso pode ser obtido no tratamento de refusão superficial a LASER, no qual a superfície do material é refundida por um feixe de LASER e solidificada sob altas taxas de resfriamento. Nesse contexto, o objetivo da presente dissertação de mestrado é analisar a influência do tratamento de refusão superficial a LASER na microestrutura, na estabilidade térmica e nas propriedades mecânicas de placas da LMF Cu-11,8Al-3,2Ni-3Mn (% peso) obtidas através de fundição por sucção. As amostras foram caracterizadas por microscopia óptica e eletrônica de varredura, espectometria de energia dispersiva de raios X, difração de elétrons retroespalhados, tomografia computacional por raios X, calorimetria diferencial de varredura, difração de raios X, ensaio de tração e microdureza. A análise dos resultados mostrou que as temperaturas de transformação sofreram pequenas variações e nenhuma nova fase foi observada após o tratamento de refusão a LASER, sendo observada apenas a presença da fase monoclínica martensítica β’1. O tratamento propiciou uma melhoria nas propriedades mecânicas das placas obtidas por fundição por sucção, com um aumento em até 162 MPa na tensão de fratura, em até 2,2 % na deformação de fratua e em até 21 HV na microdureza, fazendo deste tratamento um método promissor para melhorar as propriedades mecânicas das LMF à base de Cu. / CNPq: 132132/2015-0 / FAPESP: 2015/04134-7

This dissertation thesis is concerned with developing a mesoscopic model for sin- gle crystalline shape-memory alloys including thermo-dynamically consistent thermo- mechanical coupling - here the term "mesoscopic" refers to the ability of the model to capture fine spatial oscillations of the deformation gradient by means of gradient Young measures. Existence of solutions to the devised model is proved in a "phase-field-like approach" by a scale transition from a microscopic model that features a term related to the interfacial energy; this scale transition from a physically relevant model justifies the mesoscopic relaxation. Further, existence of solutions is also proved by backward- Euler time discretization which forms a conceptual numerical algorithm. Based on this conceptual algorithm a computer implementation of the model has been developed and further optimized in the rate-independent isothermal setting; some calculations using this implementation are also presented. Finally, refinements s of the analysis in the convex case as well as a limit of the phase-field-like approach in this case are exposed, too.

A geração de novas fontes de energia limpa, segura e renovável por meio da fusão nuclear envolve importantes desafios tecnológicos, dentre eles a pesquisa, caracterização e a fabricação de materiais avançados para os futuros reatores de fusão nuclear. Os aços ferrítico-martensíticos de reduzida atividade radioativa, em especial a liga Eurofer-97, destacam-se por apresentar uma combinação única de propriedades para esta aplicação. O objetivo desta Tese de Doutorado é avaliar a estabilidade microestrutural deste aço recozido numa ampla faixa de temperaturas. Cálculos termodinâmicos e testes de dilatometria foram usados para determinar as temperaturas de transformação de fase. A estabilidade microestrutural foi estudada por meio de recozimentos isotérmicos entre 200 e 1350oC após laminação a frio com reduções de 40, 70, 80 e 90%. A avaliação da estabilidade mecânica do aço Eurofer-97 foi realizada por meio de medidas de dureza Vickers. As principais técnicas utilizadas para caracterização microestrutural foram microscopias eletrônica de varredura e de transmissão, tomografia por sonda atômica e medidas de magnetização DC. Tanto a textura como a microtextura foram determinadas por meio de medidas de difração de raios X e de elétrons retroespalhados (EBSD). Recuperação, recristalização primária e crescimento anormal de grão ocorrem neste material recozido abaixo de 800oC. Acima desta temperatura, a transformação martensítica ocorre alterando bastante a micoroestrutura. A cinética de crescimento anormal de grão é alterada pela quantidade de redução a frio previamente aplicada. A hipótese proposta para explicar o crescimento anormal de grãos neste material baseia-se principalmente na vantagem de tamanho adquirida pelos núcleos de recristalização primária com diferenças de orientação médias superiores a 45º em relação aos vizinhos. Neste caso, o crescimento anormal de grão é responsável por fortalecer as componentes {111} e {111}, {001} e {110}. Acima de 800oC a transformação martensítica prevalece elevando a dureza Vickers e randomizando a textura deste aço. As características do produto transformado dependem tanto da temperatura de austenitização quanto do tamanho incial do grão ferrítico. Os dados de composição química das partículas estáveis após recozimento em temperaturas inferiores a 800oC foram usados para validar os resultados dos cálculos termodinâmicos obtidos via Thermo-Calc. / Clean, safe, and renewable energy sources such as nuclear fusion comprise important technological challenges, including research, characterization and manufacture of advanced materials for future fusion reactors. Modified ferritic-martensitic steels with reduced radioactive activity (RAFM), especially Eurofer-97 steel, are among worldwide references in the nuclear field for their unique properties. The scope of this Thesis is to evaluate the microstructural (thermal) stability in ferritic-martensitic Eurofer-97 after annealing within a wide range of temperatures. Themodinamic calculations as well as dilatometric tests were used to determine the main phase transformation temperatures. The microstructural stability of this steel was followed by isothermal annealing between 200 and 1350°C after cold rolling to 40, 70, 80 and 90% reductions in thickness. The mechanical stability in the Eurofer-97 was assessed by Vickers microhardness measurements. Representative samples for each metallurgical condition were characterized by scanning electron microscopy, transmission electron microscopy, atom probe tomography, and DC-magnetization tests. Both texture and microtexture were evaluated by X-ray diffraction and electron backscattered diffraction (EBSD) techniques. Recovery, primary recrystallization, and abnormal grain growth (secondary recrystallization) processes have been observed at temperatures below 800°C. The amount of abnormally grown grains depends on the amount of previous cold rolling. The hypothesis for the most probable mechanism responsible for abnormal grain growth is based on the advantage size acquired by nuclei with misorientations above 45º surrounding their neighboring grains, even in regions where primary recrystallization was incomplete. The texture developed after abnormal grain growth has components belonging to ?- and ?-fibers with predominance of {111}, {111}, {100} e {110} components. The martensite transformation takes place when this steel is annealed above 800°C causing an increase of hardness, significant changes in microstructure, and texture weakening. The martensitic sructure depends very much on both austenitization temperature and initial austenitic grain size. The results of chemical analyses of stable particles present in samples annealed below 800oC were used to validate the thermodynamic calculations provided by Thermo-Calc.

Les alliages de titane β-métastables biocompatibles suscitent un intérêt croissant pour les applications médicales grâce à leur comportement superélastique et/ou effet mémoire de forme, leur excellente résistance à la corrosion et leur bonne aptitude à la déformation à froid. Dans le cadre de cette thèse, un alliage superélastique Ti-26Nb et un alliage à mémoire de forme Ti-24Nb ont été élaborés en creuset froid en semi-lévitation magnétique et ont fait l'objet d'une caractérisation approfondie sur le plan microstructural et mécanique. Les mécanismes de déformation activés lors d'une sollicitation mécanique ont été identifiés pour les deux alliages au moyen d'essais de traction couplés à des mesures in-situ en diffraction des rayons X. Une procédure d'optimisation basée sur des traitements thermo-mécaniques nano-structurants a été développée pour augmenter simultanément la résistance mécanique et la superélasticité tout en conservant un bas module élastique. Un ensemble de propriétés qui conditionne la réussite de la pose d'implant en améliorant la qualité de transfert des contraintes à l'interface os/implant. Les évolutions microstructurales à l'origine de l'optimisation de ces propriétés ont été étudiées par diffraction des rayons X, microscopie électronique à transmission et essais mécaniques. Ce travail se conclut par une introduction à la modélisation micromécanique du comportement du Ti-26Nb. Les caractéristiques cristallographiques de la transformation martensitique ont été déterminées en se basant sur la théorie de Ball et James. L'influence de l'orientation cristallographique sur le comportement mécanique des monocristaux a été étudiée. / Biocompatible metastable β-titanium alloys have attracted much attention for biomedical applications in recent years thanks to their superelastic and/or shape memory behavior, their superior corrosion resistance and their excellent cold workability. In this present study, a superelastic Ti-26Nb alloy and a shape memory Ti-24Nb alloy were produced by the cold crucible levitation melting method. A detailed microstructural and mechanical characterization were performed. The deformation mechanisms occurring during uniaxial deformation were identified for these two alloys by coupling in situ tensile testing with X-ray diffraction measurement. An optimization route based on nanostructuring process was developed in order to enhance both strength and superelasticity while keeping a low elastic modulus. These properties are required to improve the load transfer along the bone/implant interface which is essential to the success of implants. The microstructural evolution during the thermomechanical process resulting in the optimization of properties was investigated through tensile tests, X-ray diffraction and transmission electron microcopy. The last part of this study deals with an introduction of micromechanical modeling of the Ti-26Nb behavior. The crystallographic features of the martensitic transformation were determined by applying the Ball and James theory. The influence of the crystallographic orientation on the mechanical response was investigated for tension and compression.

Weltweit wird ein großer Teil der Energie für die Kühlung unterschiedlichster Arten verwendet und der Bedarf steigt weiterhin an. Herkömmliche Kühlsysteme funktionieren mittels Kompression von Gasen mit sehr niedriger Verdampfungstemperatur. Diese Kältemittel sind entweder giftig, brennbar oder klimaschädlich. Deshalb zielen aktuelle Forschungsschwerpunkte auf alternative und nachhaltige Kühlsysteme. Eine vielversprechende Alternative ist der Einsatz von Festkörpern mit Phasenumwandlungen. Die durch verschiedene (magnetische, elektrische oder elastische) Felder induzierten Phasenübergänge ermöglichen die Nutzung kalorischer Effekte. Der magnetokalorische Effekt (MKE) beschreibt das physikalische Phänomen, bei dem ein sich veränderndes äußeres Magnetfeld unter adiabatischen Bedingungen zu einer Temperaturänderung in einem magnetischen Material führt. Für die Nutzung des MKE in Kühlsystemen stellen die Ni-Mn-X (X = Ga, In, Sb, Sn) Heusler-Legierungen eine geeignete Materialklasse dar. Sie besitzt mit ihrer gekoppelten magnetostrukturellen Umwandlung, bei der eine martensitische Phasenumwandlung auch die magnetischen Eigenschaften ändert, ein großes Potential für einen MKE. Beim Absenken der Temperatur unter die Umwandlungstemperatur kommt es zu einer diffusionslosen Strukturumwandlung von einer hohen zu einer niedrigeren Kristallsymmetrie. Dabei wird die Hochtemperaturphase als Austenit und die Niedrigtemperaturphase als Martensit bezeichnet. Werden einige Atomprozent Kobalt zu Ni-Mn-Ga hinzulegiert, ändern sich die magnetischen Eigenschaften der Phasen deutlich. So zeigt Ni-Mn-Ga-Co einen magnetostrukturellen Übergang zwischen der ferromagnetischen Austenitphase und der ferrimagnetischen Martensitphase und damit einen inversen MKE. Beim Anlegen eines äußeren magnetischen Feldes kommt es demnach zu einer Abkühlung des funktionalen Materials und damit zu positiven Werten der Entropieänderung. Für die Anwendung dieser Festkörper als Kühlelemente in Mikrosystemen ist die Entwicklung und Charakterisierung dünner Schichten nötig. Ihr hohes Oberflächen-zu-Volumen-Verhältnis ermöglicht einen schnellen Wärmeaustausch mit dem umgebenden Medium, wodurch hohe Zyklusfrequenzen erreichbar sind. Entsprechend können hohe spezifische Kühlleistungen erzielt werden. Epitaktische Ni-Mn-basierende Heusler-Legierungsschichten sind außerdem ein gutes Modellsystem für die Untersuchung des Einflusses von Ober- und Grenzflächen auf die Phasenumwandlung und die Materialeigenschaften und erlauben Untersuchungen zu den Ursachen der Hysterese, die bei einer martensitischen Phasenumwandlung auftritt. In dieser Arbeit werden epitaktisch gewachsene Ni-Mn-Ga-Co-Schichten, die eine gekoppelte strukturelle und magnetische Phasenumwandlung nahe Raumtemperatur besitzen, hergestellt und charakterisiert. Ausgehend von Vorarbeiten zu Ni-Mn-X-Schichten und vielversprechenden Zusammensetzungen, die von Massivmaterialproben bekannt sind, wird durch die Variation der Herstellungsparameter und der chemischen Zusammensetzung der Schichten, magnetostrukturelle Umwandlungen mit scharfen Umwandlungsbereichen und geringer thermischen Hysterese bei großer Magnetisierungsänderung erzielt. Anhand von zwei mittels Kombinatorik hergestellter Probenserien wird der Einfluss des Kobalt-Gehaltes auf strukturelle, magnetische und kalorische Eigenschaften untersucht und entspricht den Ergebnissen von Untersuchungen an Ni-Mn-Ga-Co-Massivmaterialien. Es wird gezeigt, wie sich die magnetischen und kalorischen Eigenschaften der Schichten nach der Ablösung vom Substrat ändern. Die Entropieänderung, die ein für die kalorischen Eigenschaften sehr wichtiger Parameter ist, wird indirekt mit Hilfe geeigneter Magnetisierungsmessungen bestimmt und zeigt vielversprechende Werte von bis zu 9,9 J/(kg K). Die Ergebnisse der verschiedenen Messwege durch den Magnetfeld-Temperatur-Phasenraum werden verglichen und die Unterschiede entsprechend des Nukleations- und Wachstumsmodells der martensitischen Umwandlung erläutert. Die Umwandlungszyklenzahl beeinflusst die Wiederholbarkeit der temperaturabhängigen Magnetisierungskurven und damit auf strukturelle und magnetische Eigenschaften der Schichten deutlich und reduziert die thermische Hysterese. Mittels unvollständiger Umwandlungszyklen kann die martensitische Umwandlung derart beeinflusst werden, dass sich die thermische Hysterese reduzieren lässt. Dadurch werden bestehende Nukleations- und Wachstumsmodelle der martensitischen Umwandlung bestätigt.

<p>Shape memory alloys (SMAs) belong to an important class of active materials. Beyond shape memory, these alloys exhibit super-elasticity and pseudo-plasticity, all originating from a reversible phase transformation from a high-temperature austenitic phase to a low temperature martensitic phase. Their unique thermo-mechanical properties make these SMAs desirable for a wide range of applications in automobiles, robotics, aerospace, construction, and medicine. Only a fraction of the known metallic alloys exhibits martensitic transformations, and a relatively small subset exhibits shape memory. Given this limited pool of SMAs, tunability of this martensitic transformation and, hence, thermo-mechanical properties is a way to move forward for effectively designing the next-generation SMAs for specific applications. The modification in composition has always been at the heart of designing new SMAs for future applications. However, a relatively recent discovery of incorporating a second non-transforming phase in base martensitic materials to tune martensitic transformation to achieve unprecedented thermo-mechanical properties has shown great promise.</p><p><br></p><p>The objective of this work is to utilize the second phase to provide design guidelines for next-generation SMAs and to understand the detailed physics behind the experimentally observed unprecedented thermo-mechanical properties in SMAs as a result of the incorporation of coherent second phases. We first investigate Mg-Sc shape memory alloys that are attractive for a wide range of applications due to their low density. Unfortunately, the use of these alloys is hindered by a low martensitic transformation temperature (173 K). We observe from first-principles calculations that epitaxial strains arising from appropriate substrate or coherent second phase selection increase the martensitic transformation and operational temperature to room temperature. Next, we develop a novel approach to induce martensitic transformation in composite systems of two non-transforming materials. While we demonstrate this approach for the technologically relevant ultra-lightweight Mg/MgLi superlattices, however, our approach is general and will open a wide material space for the discovery and design of next-generation SMAs.</p><p><br></p><p>Finally, to bridge the gap between computationally studied single-crystalline materials and experimentally studied polycrystalline systems, we characterize the role of nanoscale precipitates on temperature- and stress-induced martensitic phase transformation in nanocrystalline Ni63Al37 SMAs using multi-million-atoms molecular dynamics simulations. Simulations provide the understanding of underlying atomistic mechanisms of experimentally observed unprecedented thermo-mechanical properties and the guidelines to design low-fatigue ultra-fine grain shape memory alloys. As a result of the exploration of novel thermomechanical properties in SMAs via coherent second phases, we also published a software package</p><p>to discover coherent precipitates within a base multi-component system by coupling highthroughput equilibrium thermodynamics calculations with strain-based lattice matching.</p>