In the past decade, great research effort was inspired by the need to realise active optical functionalities in silicon, in order to develop the full potential of silicon as a photonic platform. In this thesis we explore the possibility of achieving tunable delay and optical gain in silicon, taking advantage of the unique dispersion capabilities of photonic crystals. To achieve tunable optical delay, we adopt a wavelength conversion and group velocity dispersion approach in a miniaturised engineered slow light photonic crystal waveguide. Our scheme is equivalent to a two-step indirect photonic transition, involving an alteration of both the frequency and momentum of an optical pulse, where the former is modified by the adiabatic tuning possibilities enabled by slow light. We apply this concept in a demonstration of continuous tunability of the delay of pulses, and exploit the ultrafast nature of the tuning process to demonstrate manipulation of a single pulse in a train of two pulses. In order to address the propagation loss intrinsic to slow light structures, with a prospect for improving the performance of the tunable delay device, we also investigate the nonlinear effect of stimulated Raman scattering as a means of introducing optical gain in silicon. We study the influence of slowdown factors and pump-induced losses on the evolution of a signal beam along the waveguide, as well as the role of linear propagation loss and mode profile changes typical of realistic photonic crystal structures. We then describe the work conducted for the experimental demonstration of such effect and its enhancement due to slow light. Finally, as the Raman nonlinearity may become useful also in photonic crystal nanocavities, which confine light in very small volumes, we discuss the design and realisation of structures which satisfy the basic requirements on the resonant modes needed for improving Raman scattering.

The growing speed and bandwidth requirements of telecommunication systems demand all-optical on-chip solutions. Microphotonic devices can deliver low power nonlinear signal processing solutions. This thesis looks at the slow light photonic crystals in chalcogenide glasses to enhance low power nonlinear operation. I demonstrate the development of new fabrication techniques for this delicate class of materials. Both, reactive ion etching and chemically assisted ion beam etching are investigated for high quality photonic crystal fabrication. A new resist-removal technique was developed for the chemical, mechanical and light sensitive thin films. I have developed a membraning method based on vapor phase etching in combination with the development of a save and economical etching tool that can be used for a variety of vapour phase processes. Dispersion engineered slow light photonic crystals in Ge₃₃As₁₂Se₅₅ are designed and fabricated. The demonstration of low losses down to 21±8dB/cm is a prerequisite for the successful demonstration of dispersion engineered slow light waveguides up to a group index of around n[subscript(g)] ≈ 40. The slow light waveguides are used to demonstrate highly efficient third harmonic generation and the first advantages of a pure chalcogenide system over the commonly used silicon. Ge₁₁.₅As₂₄24Se₆₄.₅ is used for the fabrication of photonic crystal cavities. Quality factors of up to 13000 are demonstrated. The low nonlinear losses have enabled the demonstration of second and third harmonic generation in those cavities with powers up to twice as high as possible in silicon. A computationally efficient model for designing coupled resonator bandpass filters is used to design bandpass filters. Single ring resonators are fabricated using a novel method to define the circular shape of the rings to improve the fabrication quality. The spectral responses of the ring resonators are used to determine the coupling coefficient needed for the design and fabrication of the bandpass filters. A flat top bandpass filter is fabricated and characterized as demonstration of this method. A passive all-optical regenerator is proposed, by integrating a slow-light photonic crystal waveguide with a band-pass filter based on coupled ring resonators. A route of designing the regenerator is proposed by first using the dispersion engineering results for nonlinear pulse propagation and then using the filter responses to calculate the nonlinear transfer function.

The field of nanophotonics is a major research topic, as it offers potential solutions to important challenges, such as the creation of low power, high bandwidth interconnects or optical sensors. Within this field, resonant structures and slow light waveguides are used to improve device performance further. Photonic crystals are of particular interest, as they allow the fabrication of a wide variety of structures, including high Q-factor cavities and slow light waveguides. The high scattering loss of photonic crystal waveguides, caused by fabrication disorder, however, has so far proven to be the limiting factor for device applications. In this thesis, I present a detailed study of propagation loss in slow light photonic crystal waveguides. I examine the dependence of propagation loss on the group index, and on disorder, in more depth than previous work by other authors. I present a detailed study of the relative importance of different components of the propagation loss, as well as a calculation method for the average device properties. A new calculation method is introduced to study different device designs and to show that photonic crystal waveguide propagation loss can be reduced by device design alone. These “loss engineered” waveguides have been used to demonstrate the lowest loss photonic crystal based delay line (35 dB/ns) with further improvements being predicted (< 20 dB/ns). Novel fabrication techniques were investigated, with the aim of reducing fabrication disorder. Initial results showed the feasibility of a silicon anneal in a nitrogen atmosphere, however poor process control led to repeatability issues. The use of a slow-fast-slow light interface allowed for the fabrication of waveguides spanning multiple writefields of the electron-beam lithography tool, overcoming the problem of stitching errors. The slow-fast-slow light interfaces were combined with loss engineering waveguide designs, to achieve an order of magnitude reduction in the propagation loss compared to a W1 waveguide, with values as low as 130 dB/cm being achieved for a group index around 60.

This thesis describes a number of studies of microstructured optical resonators, designed with the aim of enhancing the performance of organic semiconductor lasers and exploring potential applications. The methodology involves the micro-engineering of the photonic environment in order to modify the pathways of the emitted light and control the feedback mechanism. The research focuses on designing new organic microstructures using established semi-analytical and numerical methods, developing fabrication techniques using electron-beam lithography, and optically characterising the resulting structures. Control of the feedback mechanism in conjugated polymer lasers is first investigated by studying Distributed Feedback or photonic crystal resonators based on a square feedback lattice. This study identified the diffraction to free space radiation as a major source of loss in current microstructured resonator designs. By cancelling the coupling to free space through the use of different feedback symmetries and diffraction orders, a threshold reduction by almost an order of magnitude is demonstrated. The introduction of mid-gap defect photonic states in an otherwise uniformly periodic structure was studied in Distributed Bragg Reflector (DBR) resonators. This enabled GaN diode pumped polymer lasers to be demonstrated, indicating that the transition from complex excitation sources to more compact systems is possible. Devices for potential applications in the field of optical communications are also explored by demonstrating a polymer DBR laser based on silicon. In this way, the potential for integrating conjugated polymers with silicon photonics is confirmed. Photonic crystal fibres, which have a periodic microstructure in the transverse direction, are explored as an alternative means for controlling the optical properties of organic lasers. Fluidic fibre organic lasers were demonstrated as efficient sources with good spectral purity. In these devices, mechanisms to tune the emission wavelength were explored and the origin of the frequency selection mechanism was investigated.

Research towards the development of a gas-discharge fibre laser using noble gases, with target emission wavelengths in the mid-IR. Additional and separate work on gas treatment methods for managing the formation of photo-induced defects in silica glass.

Les microcavités à grand facteur de qualité et faible volume modal permettent, grâce à un fort effet de confinement de la lumière, le renforcement des interactions lumière-Matière et la réalisation de futurs dispositifs pour le traitement optique de l’information à faible énergie de commande. Ce travail de thèse traite du fonctionnement de microcavités à cristal photonique en régime d’excitation cohérente, basé sur des impulsions dont la relation temps-Fréquence est contrôlée afin de renforcer les interactions non linéaires intracavité.La modélisation de la dynamique non linéaire de ces cavités à l'aide de la théorie des modes couplés, a permis de mettre en avant le rôle des non-Linéarités réfractives sur la réduction des effets de localisation au cours de l'excitation.Nous proposons alors de contrôler la dynamique du champ intracavité par un contrôle de la relation temps-Fréquence des impulsions.Cette excitation dite cohérente, repose sur la mise en œuvre d'un montage de mise en forme d'impulsions, constitué d'un étireur d'impulsions et d'un dispositif de filtrage spectral.La caractérisation non linéaire de nanoguides en silicium a permis, en complément du modèle, la détermination précise des paramètres des impulsions.Nous avons ensuite réalisé la toute première démonstration expérimentale de l'excitation cohérente de microcavités, menant à la fois à un renforcement des interactions non linéaires et une réduction des distorsions subies par les impulsions transmises par la cavité. / High quality factor and small modal volume microcavities allow, thanks to a strong light confinement, an enhancement of light matter interactions and the realization of low energy consumption devices for optical signal processing.In this work, we study the coherent excitation of nonlinear photonic crystal resonators, which is achieved by controlling the pulse time-Frequency relation, enabling nonlinear interaction enhancement.A modeling of the intra-Cavity nonlinear dynamics is conducted using the coupled mode theory, underlying the nonlinear refractive effects contribution in the intra-Cavity pulse energy reduction and distortion.We show that an appropriate pulse time-Frequency relation allow to compensate for the cavity resonance frequency shift, and to maintain the benefit of light localization during the entire excitation.The pulse shaper, made of a pulse-Stretcher combined with a spectral filter, has been specifically designed.Preliminary nonlinear characterizations of silicon nanowires enable to determine the shaped pulses parameters.A very first experimental coherent excitation of an optical resonator is reported, leading to a nonlinear interaction enhancement, and to the control of both the optical bandwidth and nonlinear dynamics of the cavity.

In the present thesis, computational methods for theanalysis and design of photonic bandgap structure areconsidered. Many numerical methods have been used to study suchstructures. Among them, the plane wave expansion method is veryoften used. Using this method, we show that inclusions ofelliptic air holes can be used effectively to obtain a largercomplete band gap for two-dimensional (2D) photonic crystals.An optimal design of a 2D photonic crystal is also consideredin the thesis using a combination of the plane wave expansionmethod and the conjugate gradient method. We find that amaximum complete 2D band gap can be obtained by connectingdielectric rods with veins for a photonic crystal with a squarelattice of air holes in GaAs. For some problems, such as defect modes, the plane waveexpansion method is extremely time-consuming. It seems that thefinite-difference time-domain (FDTD) method is promising, sincethe computational time is proportional to the number of thediscretization points in the computation domain (i.e., it is oforderN). A FDTD scheme in a nonorthogonal coordinate systemis presented in the thesis to calculate the band structure of a2D photonic crystal consisting of askew lattice. The algorithmcan easily be used for any complicated inclusion configuration,which can have both the dielectric and metallic constituents.The FDTD method is also applied to calculate the off-plane bandstructures of 2D photonic crystals in the present thesis. Wealso propose a numerical method for computing defect modes in2D crystals (with dielectric or metallic inclusions). Comparedto the FDTD transmission spectra method, our method reduces thecomputation time and memory significantly, and finds as manydefect modes as possible, including those that are not excitedby an incident plane wave in the FDTD transmission spectramethod. The FDTD method has also been applied to calculateguided modes and surface modes in 2D photonic crystals using acombination of the periodic boundary condition and theperfectly matched layer for the boundary treatment. Anefficient FDTD method, in which only real variables are used,is also proposed for the full-wave analysis of guided modes inphotonic crystal fibers. / QC 20100629

Photonic crystals, periodic dielectric structures that control photons in a similar way that atomic crystals control electrons, present opportunities for the unprecedented control of light. Photonic crystals display a wide gamut of properties, such as the photonic band gap, negative index of refraction, slow or stationary modes, and anomalous refraction and propagation effects. This thesis investigates the modeling, simulation, fabrication, and measurement of two-dimensional square lattice photonic crystals. An effective index model was developed to describe the propagation of electromagnetic waves in the media and applied to characterize the behavior of self-collimated beams to discern the effect of the photonic crystal on the evolution of the amplitude and phase of the propagating beam. Potential applications include optical interconnects and stand alone devices such as filters and lasers. Based on design parameters from the simulations, two dimensional photonic crystals were fabricated on amorphous and single crystal silicon-on-insulator substrates utilizing electron beam lithography and inductively coupled plasma etching. A unique etching process utilizing a combination of Cl2 and C4F6 gases was developed and characterized which displayed a vertical profile with a sidewall angle of under 1 degree from vertical and very smooth sidewalls for features as small as 150 nm. The high quality of the etching was the key to obtaining extremely low loss, low noise structures, making feasible the fabrication of large area photonic crystal devices that are necessary to measure propagation phenomena. Reflectivity measurements were used to directly observe the photonic band structure with excellent correlation with theory. A device was designed and fabricated which successfully verified the prediction of the simulations through measurements of the self-collimation effect across a broad range of infrared wavelengths. A solid foundation for the necessary components (simulation, modeling, design, fabrication, and measurement) of two-dimensional photonic crystal has been demonstrated. Elements from solid state physics, materials science, optics, and electromagnetics were incorporated to further the understanding of the mechanism of beam propagation in photonic crystals and illuminating the vast potential of research in periodic media.

Because of their outstanding characteristics, micro/nano-mechanical (MM) structures have found a plethora of applications in wireless communications and sensing. Many of these MM structures utilize mechanical vibrations (or phonons) at megahertz or gigahertz frequencies for their operation. On the other hand, the periodic atomic structure of crystals is the fundamental phenomenon behind the new era of electronics technology. Such atomic arrangements lead to a periodic electric potential that modifies the propagation of electrons in the crystals. In some crystals, e.g. silicon (Si), this modification leads to an electronic band gap (EBG), which is a range of energies electrons can not propagate with. Discovering EBGs has made a revolution in the electronics and through that, other fields of technology and the society. Inspired by these trends of science and technology, I have designed and developed integrated MM periodic structures that support large phononic band gaps (PnBGs), which are ranges of frequencies that phonons (and elastic waves) are not allowed to propagate. Although PnBGs may be found in natural crystals due to their periodic atomic structures, such PnBGs occur at extra high frequencies (i.e., terahertz range) and cannot be easily engineered with the current state of technology. Contrarily, the structures I have developed in this research are made on planar substrates using lithography and plasma etching, and can be deliberately engineered for the required applications. Although the results and concepts developed in this research can be applied to other substrates, I have chosen silicon (Si) as the substrate of choice for implementing the PnBG structure due to its unique properties. I have also designed and implemented the fundamental building blocks of MM systems (e.g., resonators and waveguides) based on the developed PnBG structures and have shown that low loss and efficient MM devices can be made using the PnBG structures. As an example of the possible applications of these PnBG structures, I have shown that an important source of loss, the support loss, can be suppressed in MM resonators using PnBG structures. I have also made improvements in the characteristics of the developed MM PnBG resonators by developing and employing PnBG waveguides. I have further shown theoretically, that photonic band gaps (PtBGs) can also be simultaneously obtained in the developed PnBGs structures. This can lead to improved photon-phonon interactions due to the effective confinement of optical and mechanical vibrations in such structures. For the design, fabrication, and characterization of the structures, I have developed and utilized complex and efficient simulation tools, including a finite difference time domain (FDTD), a plane wave expansion (PWE), and a finite elements (FE) tool, each of which I have developed either completely from scratch, or by modification of an existing tool to suit my applications. I have also developed and used advanced micro-fabrication recipes, and characterization methods for realizing and characterizing these PnBG structures and devices. It is agued that by using the same ideas these structures can be fabricated at nanometer scales to operate at ultra high frequency ranges. I believe my contributions has opened a broad venue for new MM structures based on PnBG structures with superior characteristics compared to the conventional devices.

Optical biosensors are increasingly being considered for lab-on-a-chip applications due to their benefits such as small size, biocompatibility, passive behaviour and lack of the need for fluorescent labels. The light guiding mechanisms used by many of them result in poor overlap of the optical field with the target molecules, reducing the maximum sensitivity achievable. This thesis presents a new platform for optical biosensors, namely slotted photonic crystals, which engender higher sensitivities due to their ability to confine, spatially and temporally, the peak of optical mode within the analyte itself. Loss measurements showed values comparable to standard photonic crystals, confirming their ability to be used in real devices. A novel resonant coupler was designed, simulated, and experimentally tested, and was found to perform better than other solutions within the literature. Combining with cavities, microfluidics and biological functionalization allowed proof-of-principle demonstrations of protein binding to be carried out. High sensitivities were observed in smaller structures than most competing devices in the literature. Initial tests with cellular material for real applications was also performed, and shown to be of promise. In addition, groundwork to make an integrated device that includes the spectrometer function was also carried out showing that slotted photonic crystals themselves can be used for on-chip wavelength specific filtering and spectroscopy, whilst gas-free microvalves for automation were also developed. This body of work presents slotted photonic crystals as a realistic platform for complete on-chip biosensing; addressing key design, performance and application issues, whilst also opening up exciting new ideas for future study.