O trabalho apresentado foi realizado em duas etapas independentes e baseou-se no estudo de diferentes sistemas nanométricos para viabilizar a aplicação da ftalocianina de cloro alumínio (ClAlPc) na terapia fotodinâmica (TFD) para o tratamento do câncer de pele do tipo melanoma. O fármaco fotossensibilizante (FS) utilizado apresenta propriedades físico-químicas que lhe permitem exercer sua atividade fotodinâmica com excelência, sem a interferência do cromóforo endógeno melanina existente nas células melanocíticas. Para driblar sua elevada hidrofobicidade, ClAlPc foi encapsulada em sistemas nanométricos para administração em meio fisiológico. Inicialmente nanopartículas lipídicas sólidas (NLS) foram desenvolvidas por emulsificação direta, após um estudo de elaboração do diagrama de fases. O compritol foi o lipídio sólido escolhido para compor as NLS, com diferentes concentrações de ClAlPc. Todas as formulações desenvolvidas foram devidamente caracterizadas, com tamanho médio entre 100 e 200 nm, baixa polidispersão, potencial zeta adequadamente negativo (~|30| mV), drug loading de ClAlPc entre 76-94% (com pequena redução após 24 meses) e alta eficiência de encapsulação (E.E.). A morfologia arredondada das nanopartículas foi confirmada por microscopia eletrônica de transmissão e de força atômica. A estabilidade das NLS foi de 24 meses. A avaliação da cristalinidade do lipídio revelou a integração da ClAlPc à matriz lipídica da NLS, presença de estruturas polimórficas e grau de cristalinidade adequado, sem alterações após 24 meses. Nos estudos de difusão in vitro, observou-se que ftalocianina encapsulada nas NLS acumulam-se preferencialmente na epiderme e derme do que no estrato córneo, sem traços de permeação do ativo. Foi confirmado o caráter biocompatível das NLS sobre fibroblastos NIH-3T3. A ftalocianina encapsulada nas NLS não foi tóxica na linhagem de melanoma B16-F10 na ausência de luz, porém, apresentou excelente efeito fototóxico (0,75 ?g mL-1 de ClAlPc nanoencapsulada e irradiação entre 0,5 e 2,0 J cm-2), com redução da viabilidade celular de 87%. O segundo sistema de veiculação estudado foram as vesículas cataniônicas (VesCat), que se formam espontaneamente em água com o tensoativo TriCat 12. A obtenção das vesículas contendo ClAlPc envolve uma etapa adicional, para remoção de solvente orgânico, que foi aprimorada, reduzindo o tempo de produção em 55%. As VesCat/ClAlPc obtidas mantiveram suas propriedades físico-químicas e morfologia arredondada (confirmada por microscopia eletrônica de varredura), drug loading de 47% e alta E.E. Os resultados comprovaram que a aplicação desses dois sistemas nanométricos é altamente eficiente para aplicação da TFD no tratamento do câncer de pele do tipo melanoma ou outras doenças cutâneas, apresentando características favoráveis para avanços nos estudos de fase clínica e pré-clínica. / The present work was conducted in two independent steps, which were based on the study of different nanometric systems that make feasible the application of aluminum phthalocyanine chloride (ClAlPc) in the photodynamic therapy (PDT) to the melanoma skin cancer treatment. The photosensitizer (PS) used has physical-chemical properties that allow it to perform its photodynamic activity with excellence, without the interference of the melanin, an endogenous chromophore found in melanotic cells. In order to circumvent the high PS hydrophobicity, ClAlPc was encapsulated into nanosystems to administration in physiological environment. At first, solid lipid nanoparticles (SLN) were developed by direct emulsification process after drawing up phase diagram study. The solid lipid compritol was chosen to make the SLN, produced with different ClAlPc concentrations. The developed samples were properly characterized with mean size between 100-200 nm, low polydispersity, negative zeta potential (~|30| mV), ClAlPc drug loading around 76-94% (with slight decrease after 24 months) and high encapsulation efficiency (EE). The round shape of SLN was confirmed by transmission electron microscopy and atomic force microscopy. The nanoparticles were stable for at least 24 months. The evaluation of lipid crystallinity has proved the ClAlPc integration to SLN lipid matrix, the presence of polymorphic structures and a suitable crystalline degree, without large variations after 24 months. In the in vitro diffusion studies were observed that phthalocyanine conveyed in the nanoparticles accumulates preferably in the epidermis and dermis than in the stratum corneum, without any drug permeation traits. The NLS biocompatibility was confirmed on NIH-3T3 fibroblasts. ClAlPc-loaded NLS did not exhibit toxicity on B16-F10 melanoma cell line in the dark, but it was shown their outstanding phototoxicity effect (0.75 ?g mL-1 of encapsulated ClAlPc and irradiation between 0.5 and 2.0 J cm-2) with cell viability reduction of 87%. The second drug delivery system studied were the catanionic vesicles (VesCat) that are spontaneously obtained by mixing the self-assembly surfactant TriCat 12 in water. The production of ClAlPc-loaded vesicles comprises an additional step (to remove the organic solvent) that was optimized, saving 55% of the production time. The final VesCat/ClAlPc kept their physical-chemical properties and round shape (confirmed by scanning electron microscopy), drug loading of 47% and high EE. Hence, the results have proved the great efficiency of these two nanometric systems applied in the PDT to the treatment of melanoma skin cancer and other cutaneous disease, useful features for further progress towards preclinical and clinical trials.

O óxido nítrico (NO) é um versátil agente biológico, atuando em diversas partes do organismo, tais como cérebro, artérias, sistema imunológico, fígado e pulmões. Sua natureza radicalar lhe confere grande reatividade e versatilidade, tornando o entendimento de sua bioquímica um desafio. A molécula de NO tende a reagir rapidamente com alguns metais de transição, formando compostos estáveis denominados complexos nitrosilos, os quais podem ser utilizados como fonte geradora de óxido nítrico. A liberação de NO a partir de complexos nitrosilos pode ocorrer por redução química, eletroquímica e fotoquímica. No presente trabalho foi estudada a obtenção, caracterização e permeação cutânea de um complexo nitrosilo de rutênio, o trans-[RuC(cyclam)(NO)]C2 (cyclam-NO), que associado ao fotossensibilizador protoporfirina IX, possui a peculiaridade de absorver na região do visível, podendo então ser aplicados na terapia fotodinâmica (TFD) para tratamento de câncer de pele. A mistura dos compostos foi incorporada em nanodispersões de cristais líquidos, de fase cúbica (DFC) e de fase hexagonal (DFH), e sua penetração/permeação in vitro em pele de modelo animal foi avaliada, assim como o comportamento fotoquímico do sistema, no que se refere à liberação de NO, visando uma futura aplicação em TFD. A atividade citotóxica dos compostos isolados e em mistura foi avaliada frente às linhagens B16F10 e Melan-A, na ausência e presença de luz, mostrando maior atividade da mistura dos compostos quando irradiados em 630 nm. Foram construídos diagramas de fase binário e ternário e, a partir destes, foram escolhidas as formulações a serem estudadas. Estas formulações foram caracterizadas por microscopia de luz polarizada e difração de raios-X e foram avaliados o tamanho médio de partícula e o índice de polidispersividade das nanodispersões obtidas e sua estabilidade por turbidimetria. Também foi analisada a liberação de oxigênio singlete e de NO a partir dos compostos em solução e destes incorporados nas formulações. Foi desenvolvido e validado um método analítico por cromatografia líquida de alta eficiência para a quantificação simultânea dos compostos nos experimentos. A liberação dos compostos a partir das formulações usando membrana de acetato de celulose também foi avaliada, sendo possível detectar apenas o cyclam-NO. O estudo da eficiência de encapsulação mostrou que cerca de 70% da quantidade adicionada dos compostos foi incorporado na DFC e cerca de 80% na DFH. Os experimentos in vitro de permeação e retenção dos compostos em pele de orelha de porco mostraram aumento significativo da concentração dos compostos, comparado a controles contendo os mesmos em PEG. A DFH promoveu um aumento na concentração de PpIX no estrato córneo (EC) de 2,6 vezes e na epiderme+derme se EC ([E+D]) de 3,4 vezes, e para o cyclam-NO de 2,7 vezes no EC e 2,4 vezes na [E+D]. Já a DFC aumentou em 1,6 vezes a quantidade de PpIX no EC e 1,9 vezes na [E+D] e em 4,6 vezes a quantidade de cyclam-NO no EC e em 2,0 vezes na [E+D]. Os resultados obtidos permitem sugerir que estes sistemas são adequados para utilização como potenciais carreadores para a associação cyclam-NO e PpIX na TFD do câncer de pele e que esta associação apresentou efeito sinérgico, sendo mais eficiente que a utilização de apenas um dos compostos. / Nitric oxide (NO) is a versatile biological agent, acting in several parts of the body such as brain, arteries, immune system, liver and lungs. Its radical nature gives great versatility and reactivity, making the understanding of its biochemical a challenge. The NO molecule tends to react quickly with some transition metals, forming stable compounds called nitrosyl complexes, which can be used as a source of nitric oxide. NO release from nitrosyl complexes can occur by chemical, electrochemical or photochemical reduction. In this work, the acquisition, characterization and permeation of a nitrosyl ruthenium complex, trans-[RuC(cyclam)(NO)]C2 (cyclam-NO), which associated with the photosensitizer protoporphyrin IX, has the peculiarity of absorbing in the visible region, and could then be applied in photodynamic therapy (PDT) for treatment of skin cancer, were studied. The mixture of compounds was incorporated into liquid crystal nanodispersions, cubic (DFC) and hexagonal (DFH) phases, and its penetration/permeation in vitro in an animal model skin was evaluated, as well as the photochemical behavior of the system, with regard to NO release, seeking a future application in PDT. The cytotoxic activity of the compounds alone and in combination was evaluated against the B16F10 and Melan-A cell lines, in the absence and in the presence of light. Binary and ternary phase diagrams were constructed, and from these, the formulations to be studied were chosen. These formulations were characterized by polarized light microscopy and X-ray diffraction and were evaluated for particle size and polydispersity index of nanodispersions obtained and their stability by turbidimetry. Also, the release of singlet oxygen and NO from the compounds in solution and incorporated in the formulations was discussed. An analytical method using high efficiency liquid chromatography was developed and validated for simultaneous quantification of compounds in the experiments. The release of compounds from formulations using cellulose acetate membrane was evaluated, and only the cyclam-NO could be detect. The study of the encapsulation efficiency showed that about 70% of the added amount of the compounds was incorporated in the DFC and approximately 80% in DFH. In vitro permeation and retention experiments of the compounds in pig ear skin were performed, showing a significant increase in the concentration of the compounds in the skin layers, compared to controls containing compounds in polyethylene glycol. The DFH promoted an increase in the concentration of PpIX in the stratum corneum (EC) of 2.6 times and in the epidermis + dermis without EC ([E + D]) of 3.4 times, and the cyclam-NO by 2.7 times for EC and 2.4 times in the [E + D]. DFC already increased by 1.6 times the amount of PpIX in EC and 1.9 times at the [E+D] and 4.6 times the amount of cyclam-NO in EC and 2.0 times in the [E + D]. The results may suggest that these systems are suitable for use as potential carriers for the association of cyclam-NO and PpIX for use in skin cancer PDT and that this association showed a synergistic effect, being more efficient than the use of only one of the compounds.

O objetivo deste estudo foi avaliar a resposta do tecido conjuntivo subcutâneo de camundongos isogênicos após o uso da Terapia Fotodinâmica antimicrobiana (aPDT), utilizando dois fotossensibilizadores, Derivado fenotiazínico (Helbo Blue) e Curcumina, em diferentes tempos de aplicação de lasers (30 segundos, 1 minuto ou 2 minutos). Foram utilizados 141 camundongos isogênicos da linhagem BALB/c cujo tecido conjuntivo subcutâneo foi exposto aos dois fotossensibilizadores, e em seguida irradiado com laser diodo no grupo do Derivado Fenotiazínico e ao LED no grupo da Curcumina. Para cada fotossensibilizador foram utilizados três tempos de irradiação: 30 segundos, 1 minuto e 2 minutos. Ao final de cada um dos períodos experimentais (7, 21 e 63 dias), uma porção do tecido conjuntivo subcutâneo da área do centro da área em que foi aplicada a aPDT foi removida e submetida ao processamento histotécnico de rotina. Foi realizada a descrição do processo inflamatório de forma qualitativa e semi-quantitativa (por meio de escores). Adicionalmente, foi realizada a marcação imunohistoquímica para neutrófilos e macrófagos. Os dados numéricos foram analisados por meio do programa estatístico Sigma Plot 12.0®, utilizando o teste não paramétrico de Kruskal-Wallis, seguido pelo Pós-teste de Dunn, quando houve diferença significativa entre os grupos. O nível de significância adotado foi de 5%. Foi possível observar que, com relação aos parâmetros fibrosamento, espessura e infiltrado inflamatório, no período inicial de 7 dias, as alterações teciduais foram pequena magnitude. No período de 21 dias, apenas o parâmetro infiltrado inflamatório apresentou pequenas variações entre os grupos. No período final de 63 dias, a compatibilidade tecidual foi observada para os dois fotossensibilizadores (Derivado Fenotiazínico e Curcumina) que não apresentaram diferenças significativas nos parâmetros avaliados, independentemente do tempo de aplicação do laser. / The aim of this study was to evaluate the response of subcutaneous connective tissue of isogenic mice after Antimicrobial Therapy (aPDT), using two photosensitizers, Phenothiazine Derivative (Helbo Blue) and Curcumin, at different laser application times (30 seconds, 1 minute or 2 minutes). One hundred and forty one (141) BALB/c isogenic mice were used, which had the subcutaneous connective tissue exposed to the two photosensitizers, followed by irradiation with laser diode to the Phenothiazine derivatives group, and LED to the Curcumin group. Three irradiation times were used to each photosensitizer: 30 seconds, 1 minute and 2 minutes. At the end of each experimental period (7, 21 and 63 days), a sample of the subcutaneous connective tissue, was collected and histotechnical processing was performed. Inflammatory process was described by qualitative and semi-quantitative analysis, using scores. Additionally, immunohistochemical technique was performed to identify neutrophils and macrophages. Data obtained was analyzed by the statistical program Sigma Plot 12.0®, using the non-parametric Kruskal-Wallis test, followed by the Dunn\'s post-test, when significant difference was found between groups. The significance level adopted was 5%. It was also possible to observe that, in relation with the parameters: fiber collagen formation, tissue thickness and inflammatory infiltrate, at the initial period of 7 days, the tissue alteration were of small significance (p<0.05). At 21-days period, only the inflammatory infiltrate parameter presented variation between groups (p<0.05). In the later time point of 63 days, it was observed tissue compatibility regarding the two photosensitizers (Phenothiazine Derivative and Curcumin) with no differences in the evaluated parameters or the laser application times.

La nanomédecine activée à deux-photon est devenue l'un des principaux candidats à l'accomplissement de la sélectivité spatiotemporelle nécessaire pour la nanomédecine. En effet, la raison d'être de l'application médicale de nanotechnologie dans le domaine du traitement du cancer est de diminuer et supprimer les effets secondaires causés par les techniques actuelles telles que la chimiothérapie et la radiothérapie, à cause de leur manque de sélectivité. Parmi diverses nanoparticules (NPs), les nanoparticules de silice mésoporeuse (MSN) ont attiré une attention croissante dans la dernière décennie pour leur faible cytotoxicité, leur internalisation cellulaire et excrétion, et leur capacité de combiner de nombreuses fonctions à la fois pour le diagnostique et la thérapie de cancers via un seul nanovéhicule : l'ainsi appelée nanomédecine théranostique.Dans cette thèse, des MSN pour l'activation à un et deux-photon d'imagerie par fluorescence, de délivrance de principe actifs et d'acides nucléiques, et de photothérapie dynamique (PTD), seront présentées. Premièrement, le relargage contrôlé de molécules encapsulées dans des MSN fonctionnalisées avec des nanovalves est considéré par effet plasmonique. La photodégradation contrôlée de la silice soumise à l'effet photothermique de NPs d'or est ensuite étudiée. Deuxièmement, l'activation biphotonique est considérée pour la délivrance contrôlée de molécules anticancéreuses in-vitro par avec des nano-rotor et des nano-valves, ainsi que la fonctionnalisation de surface des NPs par des dérivés d'ammonium- azobenzene pour la délivrance d'acides nucléiques. Troisièmement, des MSN multifonctionnelles incorporant des photosensibilisateurs à deux-photon sont systématiquement étudiées en termes de leurs propriétés optiques et photophysiques; la sélection du meilleur matériau est suivie d'applications biomédicales in-vitro.De plus, deux types de nanomatériaux émergeant sont également élaborés pour la nanomédecine activée à deux-photon, des NPs de polysilsesquioxane pontés (BS) et d'organosilice mésoporeuse périodiques (PMO). Ces matériaux furent élaborés sans précurseur de silice (tétraéthoxysilane par exemple), et seulement à partir de bis- ou multi-organoalkoxysilane, afin d'obtenir le plus haut pourcentage de matière organique pour l'application ciblée. En conséquence, des NPs de BS et de PMO hybrides à base de disulfures se révélèrent être des outils biodégradables, et les NPs à base de photosensibilisateurs furent appliquées pour la PTD à deux-photon. Des NPs de BS et de cœur-coquille d'or-BS sont synthétisées pour d'efficaces imagerie et PTD à deux-photon, tandis que des NPs de PMO servirent de nano-plateformes théranostiques. En outre, diverse NPs de PMO multipodes à surface spécifique très élevées sont présentées pour la construction de structuration complexe à l'échelle nanométrique.Enfin, des nano-conteneurs d'MSN composées de cœur d'oxyde de fer (Fe3O4@MSN) sont décrites pour de multiples applications. D'une part, l'élaboration de NPs MSN (et PMO) magnétiques sensibles à deux-photon est étudiée en tant que perspective pour la délivrance de gène combinant l'imagerie par résonance magnétique. D'autre part, les conteneurs de Fe3O4@MSN sont misent en œuvre et appliqués pour la dépollution de métaux lourds via la fonctionnalisation d'un ligand de type acide diéthylène triamine penta acétique. L'augmentation de l'efficacité de la dépollution est étudiée par la fonctionnalisation de la surface extérieure et/ou des pores des Fe3O4@MSN. / Two-photon actuated nanomedicine has become one of the main proponents for the achievement of the spatiotemporal selectivity needed for nanomedicine. Indeed, the raison d'être of the medical application of nanotechnology in the field of cancer treatment is to lower and suppress the side effects caused by current techniques such as chemotherapy and radiotherapy, due to their lack of selectivity. Among various nanoparticles (NPs), mesoporous silica nanoparticles (MSN) have attracted increasing attention over the past decade for their low cytotoxicity, cellular internalization and excretion, and the ability to carry multiple features for both the diagnosis and therapy of cancers in a single nanovehicle: the so-called theranostic nanomedicine.In this dissertation, I will describe MSN for one and/or two-photon-actuated fluorescence imaging, drug-delivery, gene delivery and photodynamic therapy (PDT). First, plasmonically-triggered cargo delivery via MSN nanovalves and designed mesoporous silica photodegradation is presented. Then, in-vitro two-photon-triggered drug delivery with azobenzene-functionalized MSN such as nanoimpellers and fluorescent nanovalves, along with preliminary studies of gene delivery via ammonium-functionalized nanoimpellers are discussed. Multifunctional MSN incorporating a two-photon photosensitizer are systematically studied in terms of the resulting optical and photophysical properties of the NPs, and then used for in-vitro biomedical applications.Furthermore, two kinds of emerging nanomaterials are also designed for two-photon actuated nanomedicine, bridged silsesquioxane (BS) and periodic mesoporous organosilica (PMO) NPs. These nanomaterials are elaborated without silica precursor (e.g. tetraethoxysilane) and solely with bis- or tetra-organoalkoxysilanes, thus providing materials with the highest organic content for the targeted applications. Consequently, disulfide-based hybrid BS and PMO NPs were elaborated as biodegradable nanomedical tools, and photosensitizer-based BS and PMO NPs were used for efficient in-vitro PDT. BS and gold-BS core-shells NPs are constructed for ultrabright two-photon imaging and efficient PDT, while two-photon functionalized PMO NPs serve as theranostic nanocarriers. Besides, versatile multipodal ethylene-benzene PMO NPs with very high surface areas are presented as a promising strategy for the design of structural complexities at the nanoscale.Finally, iron oxide core MSN shell (Fe3O4@MSN) nanocontainers are described for versatile applications. The design of two-photon-sensitive magnetic MSN and PMO core-shell nanovehicles is presented as a perspective for gene delivery and magnetic resonance imaging. Furthermore, Fe3O4@MSN containers are constructed for heavy metal removal of twelve of the most toxic metal ions through the diethylene triamine pentaacetic acid (DTPA) ligand. The enhancement of the pollutant removal efficiency is studied by selective surface and/or porous DTPA functionalizations.

The present thesis deals with different aspects of the chemistry and photo-biology of various ferrocene-conjugates, their interaction with double helical DNA, DNA photocleavage and photo-enhanced cytotoxicity in visible light, localization and cellular uptake to study the mechanism of cell death. Phenyl analogues of the active complexes have been synthesized and used for comparison in biological assays. Chapter I presents an overview of cancer and its types, various treatments for cancer. A general overview on the Photodynamic Therapy, a new modality of light activated cancer treatment and its various possible mechanism of action, has been made. The promise of photoactivated chemotherapy is discussed with recently developed metal based antitumor agents. Biological applications of few ferrocene conjugates as anticancer and anti-malarial agents are discussed. The objective of the present investigation is also presented in this chapter. Chapter II presents the synthesis, characterization, structure, DNA binding, DNA photocleavage, photocytotoxicity and cellular localization of ferrocene-conjugated dipicolylamine oxovanadium(IV) complexes of curcumin. To explore the role of the ferrocenyl moiety the phenyl analogue of the ferrocenyl complexes is synthesized and used as a control for comparison purpose. Chapter III deals with the photo-induced DNA cleavage and photo-enhanced cytotoxicity of ferrocene-conjugated oxovanadium(IV) complexes of heterocyclic bases. The synthesis, characterization, structural comparisons, DNA binding, DNA photocleavage and photocytotoxic activity in visible light are discussed in detail. Chapter IV describes the synthesis, characterization and structure of ferrocene-conjugated oxovanadium(IV) complexes of acetylacetonate derivatives. The complexes are evaluated for DNA binding, DNA photocleavage and photocytotoxic activity in HeLa, MCF-7, 3T3 cells in visible light. The fluorescent nature of the complexes is used to study the cellular localization of the complexes and the mechanism of cell death induced by the complexes is also discussed. Chapter V presents the photocytotoxic effect of ferrocene-conjugated oxovanadium(IV) complexes of different curcuminoids in HeLa , HepG2 and 3T3 cells. Curcumin based fluorescence has been successfully used to study the cellular uptake and localization behavior of the complexes. The positive role of the ferrocenyl complex is evident from the ~4 fold increase in its photocytotoxicity compared to the phenyl analogue. The apoptotic mode of cell death is evident from nuclear co-staining using Hoechst dye. Chapter VI describes the synthesis, characterization and photochemotherapeutic efficacy of ferrocene conjugates of N-alkyl pyridinium salts. Mitochondria targeting property of ferrocene compound having n-butyltriphenylphosphonium group has been studied by JC-1 assay. FACS analysis showed significant sub G1/G0 phase cell-cycle arrest in cancer cells on visible light treatment. Finally, the summary of the dissertation and conclusions drawn from the present investigations are presented. The references in the text have been indicated as superscript numbers and compiled at the end of each chapter. The complexes presented in this thesis are represented by bold-faced numbers. Crystallographic data of the structurally characterized complexes are given in CIF format in the enclosed CD (Appendix-I). Due acknowledgements have been made wherever the work described is based on the findings of other investigators. Any unintentional omission that might have happened due to oversight or mistake is regretted. INDEX WORDS: Ferrocene conjugates Crystal structure DNA binding DNA photocleavage Photocytotoxicity Vanadium Cellular Imaging

Photodynamic therapy(PDT) has recently emerged as a promising new non-invasive treatment modality for a large number of neoplastic and non-neoplastic lesions. Photoexcitation of a photosensitizing drug in the tumor tissue causes generation of reactive oxygen species which results in cell death. The current porphyrinic photosensitizers suffer a wide range of drawbacks leading to the development of the chemistry of alternative photosensitizing agents in PDT. Among them, the 4d and 5d transition metal-based photosensitizers have been explored extensively with the exception of the 3d metal complexes. The objective of this thesis work is to design and synthesize photoactive iron(III) abd cobalt(III) complexes and evalutate their photonuclease and photocytotoxic potential. Bioessential 3d metal ions provide an excellent platform for metal-based PDT drug designing as because of its varied spectral, magnetic and redox properties, with its complexes possessing rich photochemical behavior in aqueous and non-aqueous media. We have synthesized binary iron(III) complexes as netropsin mimics using amino acid Schiff bases derived from salicylaldehyde/napthaldehyde and arginine/lysine. The complexes were found to be good AT selective DNA binders and exhibited significant DNA photocleavage activity. To enhance the photodynamic potential, we further synthesized iron(III) complexes of phenolate-based ligand and planar phenanthroline bases. The DNA photocleavage activity of these complexes and their photocytotoxic potential in cancer models were studied. ROS generated by these complexes were found to induce apoptotic cell death. Ternary cobalt(III) complexes were synthesized to study the effect of the central metal atom. The diamagnetic cobalt(III) complexes were structurally dissimilar to their iron(III) analogues. Although the Co(III)/Co(II) redox couple is chemically and photochemically accessible but the Co(III)-dppz complex, unlike its iron(III)-dppz analogue, exhibited selective damage to hTSHR expressing cells but not in HeLa cells. A structure-activity relationship study on iron(III) phenolates having modified dppz ligands was carried out and it was found that electron donating group on the phenazine unit and an increase of the aromatic surface area largely improved the PDT efficiency. Finally, SMVT targeted iron(III) complexes with biotin as targeting moiety were synthesized and the in vitro efficacy of the complexes was tested in HepG2 cells over-expressing SMVTs and compared to HeLa amd HEK293 cells. The complexes exhibited higher phytocytotoxicity in HepG2 than in HeLa and cells and HEK293 cells. An endocytotic mode of uptake took place in HepG2 cells whereas in HEK293 cells, uptake is purely by diffusion. This is expected to reduce the side-effects and have less effect on cells with relatively less SMVTs. In summary, the present research work opens up novel strategies for the design and development of primarily iron-based photosensitizers for their potential applications in PDT with various targeting moieties.

Our goal was to optimize the antimicrobial photodynamic effect of methylene blue (MB) by adding ethanol or oxygen carrier in the formulation. Pseudomonas aeruginosa PA01 biofilms were formed on acrylic disks for 5 days. Photoactivated formulations contained MB (250 μM) in: buffered water, 10% ethanol (buffer:ethanol, 90:10), 20% ethanol (buffer:ethanol, 80:20) and emulsion carrier (perfluorodecalin:buffer:triton-X100, 60:35:5). The buffer used was a Tris-HCl solution to a pH of 7.4; and sodium acetate/acetic acid to solutions at pH 5.6. Untreated biofilms and exposed to the buffer, 10% ethanol and 20% without polymerization were evaluated as controls. Production of singlet oxygen was measured by photo-oxidation of 1.3-difenilisobenzofuran (75μM). Data of photo-oxidation and CFU (log10) were evaluated by One-Way ANOVA and post hoc Tukey and Dunnett, respectively. Student t-test assessed differences between the same formulation with different pH. Increased production of singlet oxygen was determined on MB diluted in 10% ethanol and 20% at pH 7.4. However, these formulations showed no statistical difference compared to pH 5.6; or in comparison to the MB diluted in buffer. Average data of CFU log10 for compositions of pH 7.4 containing MB/ethanol 10%, MB/ethanol 20% and MB/carrier were 3.99 ± 1.74; 4.04 ± 1.82; 3.82 ± 1.63, respectively. The average microbial reduction of these formulations were 2.47 (P=0.03); 2.42 (P=0.03); and 2.64 (P=0.02), respectively. The other formulations had no significant antimicrobial effect. / Nosso objetivo foi otimizar o efeito fotodinâmico antimicrobiano do azul de metileno (AM) por meio da inclusão de etanol ou carreador de oxigênio na formulação. Biofilmes de Pseudomonas aeruginosa PA01 foram formados sobre discos de acrílico por 5 dias. Formulações fotoativadas continham AM (250 μM) em: água tamponada, etanol 10% (tampão:etanol, 90:10), etanol 20% (tampão:etanol, 80:20) e emulsão com carreador (perfluordecaleno:tampão:triton-X100, 60:35:5). O tampão utilizado foi o Tris-HCl para as soluções em pH 7,4; e acetato de sódio/ácido acético para as soluções em pH 5,6. Biofilmes sem tratamento e expostos ao tampão, etanol 10% e 20% sem fotoativação foram avaliados como controles. Produção de oxigênio singleto foi mensurada pela fotoxidação do 1,3-difenilisobenzofuran (75μM). Dados de foto-oxidação e UFC (log10) foram avaliados por One-Way ANOVA e post hoc Tukey e Dunnett, respectivamente. Teste t-Student avaliou diferenças entre a mesma formulação com diferente pH. Maior produção de oxigênio singleto foi verificada com AM diluído em etanol 10% e 20% no pH 7,4. Contudo, estas formulações não apresentaram diferença estatística em relação ao pH 5,6; ou em comparação ao AM diluído no tampão. Dados médios de UFC log10 para formulações com pH 7,4 contendo AM/etanol 10%, AM/etanol 20%, e AM/carreador foram de 3,99 ± 1,74; 4,04 ± 1,82; 3,82 ± 1,63, respectivamente. A redução microbiana média dessas formulações foi de 2,47 (P=0,03); 2,42 (P=0,03); e 2,64 (P=0,02), respectivamente. As demais formulações não apresentaram efeito antimicrobiano estatisticamente significante.

Ce projet vise à développer et à analyser de nouveaux nanovecteurs pour des applications biomédicales. Nous travaillons en étroite collaboration avec des chimistes pour mettre au point des nanoparticules hautement efficaces (principalement des nanoparticules de silicium poreux - pSiNPs). Mon travail consiste à évaluer la toxicité des nano-objets développés et à établir leur potentiel en terme de thérapie photodynamique et d'imagerie. Les nanovecteurs sont recouverts de sucres reconnus par les lectines surexprimées par les cellules cancéreuses. Cette interaction permet le ciblage spécifique des cellules cancéreuses par les nanovecteurs. Lors des études in vitro, nous sélectionnerons les nano-objets les plus prometteurs pour réaliser des études préliminaires in vivo. / The focus of this project concerns the development and the analysis of new nanocarriers for biomedical applications. We work in collaboration with chemists to design efficient nanoparticles (mainly porous silicon nanoparticles - pSiNPs). Then, I evaluate their cytotoxic activity and their photodynamic therapeutic effect as well as their imaging potential. Nanovectors are coated with sugar recognized by lectins overexpressed on the surface of cancer cells. This interaction permits the specific targeting of cancer cells by nanovectors synthesized. During the study in vitro, we will select the most promising nanotools for preliminary studies in vivo.

Dans ce travail, nous avons développé des nanostructures théranostics à base de polypeptides fonctionnalisées avec un photosensibilisateur (PTS) dans le but d’être utilisées en thérapie photodynamique (PDT). La génération d'oxygène singulet et les propriétés de fluorescence du PTS peuvent ainsi à la fois diagnostiquer et traiter une tumeur. Un dérivé asymétrique et multifonctionnel de l'aza-dipyrrométhènes difluorure de bore chélate (aza-BODIPY) fluorogène a été synthétisé pour être utilisé comme photosensibilisateur en raison de ses propriétés non toxiques, son insensibilité à l'environnement biologique externe, sa production d'oxygène singulet élevée et son important rendement quantique de fluorescence. Pour permettre au photosensibilisant d’atteindre la tumeur, quatre copolymères à blocs amphiphiles différents en termes de localisation du PTS et de la longueur de la chaîne PEG ont été synthétisés. Les blocs amphiphiles sont constitués de segments poly(ɤ-benzyl-L-glutamate) (PBLG, DP ~ 50) et poly(éthylène glycol) (PEG, DP = 45 et 113). Ces copolymères sont en outre capables de s’auto-assembler en micelles et en vésicules. Nous avons développé une stratégie de synthèse permettant la liaison covalente du PTS pour les copolymères à blocs amphiphiles, empêchant ainsi une fuite du PTS avant que le nanoparticules atteignent le site de la tumeur. En outre, nous avons étudié l'activité du PTS en fonction de la concentration, de la morphologie des nanoparticules et de la localisation du PTS dans les nanoparticules. Enfin, l'efficacité des nanoparticules a été évaluée in vitro sur des cellules HeLa et B16F1. / In this work, we developed photosensitizer (PTS) functionalized polypeptide-based theranostic nano-assemblies to be used in photodynamic therapy (PDT). The singlet oxygen generation and fluorescence properties of the PTS provide simultaneous diagnosis and therapy of the tumor.An asymmetric and multifunctional derivative of the aza-dipyrromethene boron difluoride chelate (aza-BODIPY) fluorophore was synthesized to be used as a photosensitizer due to its nontoxic properties, insensitivity to external biological environment, high singlet oxygen generation and fluorescent quantum yield. To carry the photosensitizer to the tumor, four different (in terms of PTS localization and PEG chain length) amphiphilic block copolymers consisting of poly(ɤ-benzyl-L-glutamate) (PBLG, DP~50) and poly(ethylene glycol) (PEG, DP=45 and 113) chains, able to self-assembled into micelles and vesicles, were synthesized. We developed a synthetic strategy allowing covalent linkage of PTS to the amphiphilic block copolymers, thus preventing PTS leakage before the nano-assembly reaches the tumor site. Moreover, we investigated PTS activity as a function of concentration, morphology of the nano-assemblies and PTS localization in the nano-assemblies. Finally, the efficacy of the nano-assemblies has been evaluated in vitro on HeLa and B16F1 cells.

La thérapie photodynamique (PDT) est une méthode de lutte contre le cancer basée sur l’utilisation de la lumière et d’un composé sensible à la lumière, appelé photosensibilisateur (PS). Le PS absorbe la lumière et, en présence d’oxygène, engendre la production des dérivés réactifs de l'oxygène (DRO), lesquels sont toxiques et provoquent la régression de la tumeur. La limitation principale des PSs utilisés dans les tests cliniques est leur faible sélectivité envers les tissus cancéreux. Le but principal de ce projet est de créer des agents multifonctionnels combinant sur une même molécule l’activité PDT, la vectorisation et l’imagerie optique proche infrarouge. Dans cette région du spectre optique, les cellules possèdent une faible autofluorescence, et la lumière proche infrarouge pénètre plus profondément dans les tissus biologiques que la lumière visible. Nous proposons ici de modifier une structure dendrimérique de type poly(amidoamine) de génération 3, en tant que plateforme polyvalente. En effet, ce dernier possède trente-deux groupes terminaux qui peuvent être facilement substitués par des PSs. De plus, cette macromolécule peut complexer dans ses cavités jusqu’à 8 cations lanthanides émettant dans le proche infrarouge. Quatre nouveaux ligands dendrimère ont été synthétisés avec différents PSs tels que des dérivés de naphtalimide, d’anthraquinone et de tétraphénylporphyrine. De plus, le naphtalimide a été couplé avec des groupes dérivés de l’acide folique pour assurer la vectorisation envers les tissus cancéreux. Les complexes de lanthanide émettant dans le proche infrarouge ont été préparés pour chaque dendrimère. La caractérisation des performances des différents complexes a été réalisée. La production de DRO et la présence de complexes d’Yb(III) a été démontrée dans les cellules HL60. Les dendrimères modifiés par les groupes anthraquinone et tétraphénylporphyrine en tant que PS, ont montré, dans les cellules vivantes, une émission proche infrarouge lorsqu’ils sont sous la forme de complexe d’Yb(III). Les résultats obtenus montrent que les complexes de lanthanides formés avec des ligands dendrimères peuvent servir comme des agents de PDT et des rapporteurs luminescents proche infrarouge in cellulo. / PDT is a cancer treatment that uses the combination of a nontoxic photoactivated molecule (photosensitizer), an appropriate source of light excitation and molecular oxygen to generate reactive oxygen species (ROS) leading to the decrease of size or to the destruction of tumors. However, the PDT efficiency of currently used drugs is limited by the selectivity for the cancer tissue. The main goal of this work is to develop a multifunctional agent which combines a PDT activity, a tumor targeting and near-infrared (NIR) optical imaging. The use of reporters that absorb at low energy is justified by low tissue autofluorescence and high tissue penetration depth in the NIR spectrum window. For this purpose, we have chosen the generation-3 poly(amidoamine) dendrimers as a versatile platform. Such macromolecules can incorporate eight NIR emitting lanthanide ions inside their branches forming species with thirty-two end groups at the periphery that can be substituted by suitable photosensitizers. Four new dendrimer ligands were synthesized with different photosensitizers, such as derivatives of naphthalimide, anthraquinone, and porphyrin. In addition the naphthalimide photosensitizer was functionalized with a targeting molecule, based on folic acid, to induce selectivity of the molecule towards cancer tissues. The corresponding NIR emitting lanthanide complexes were prepared for each dendrimer. Four Yb(III)-dendrimer complexes were characterized for their photophysical and ROS production properties. All complexes demonstrated a ROS production. The dendrimer functionalized with anthraquinone and tetraphenylporphyrin photosensitizers show strong NIR emission in living cells. These new multifunctional Yb(III)-dendrimer complexes have been designed to broaden the current scope of PDT agents and of NIR optical imaging agents.