With the reality that diverse air interfaces and dissimilar access networks coexist, accompanied by the trend that dynamic spectrum access (DSA) is allowed and will be gradually employed, cognition and cooperation form a promising framework to achieve the ideality of seamless ubiquitous connectivity in future communication networks. In this dissertation, the cognitive gateway (CG), conceived as a special cognitive radio (CR) node, is proposed and designed to facilitate universal interoperability among incompatible waveforms. A proof-of-concept prototype is built and tested. Located in places where various communication nodes and diverse access networks coexist, the CG can be easily set up and works like a network server with differentiated service (Diffserv) architecture to provide automatic traffic relaying and link establishment. The author extracts a scalable '“source-CG-destination“ snapshot from the entire network and investigates the key enabling technologies for such a snapshot. The CG features provide universal interoperability, which is enabled by a generic waveform representation format and the reconfigurable software defined radio platform. According to the trend of an all IP-based solution for future communication systems, the term “waveform“ in this dissertation has been defined as a protocol stack specification suite. The author gives a generic waveform representation format based on the five-layer TCP/IP protocol stack architecture. This format can represent the waveforms used by Ethernet, WiFi, cellular system, P25, cognitive radios etc. A significant advantage of CG over other interoperability solutions lies in its autonomy, which is supported by appropriate signaling processes and automatic waveform identification. The service process in a CG is usually initiated by the users who send requests via their own waveforms. These requests are transmitted during the signaling procedures. The complete operating procedure of a CG is depicted as a waveform-oriented cognition loop, which is primarily executed by the waveform identifier, scenario analyzer, central controller, and waveform converter together. The author details the service process initialized by a primary user (e.g. legacy public safety radio) and that initialized by a secondary user (e.g. CR), and describes the signaling procedures between CG and clients for the accomplishment of CG discovery, user registration and un-registration, link establishment, communication resumption, service termination, route discovery, etc. From the waveforms conveyed during the signaling procedures, the waveform identifier extracts the parameters that can be used for a CG to identify the source waveform and the destination waveform. These parameters are called “waveform indicators.“ The author analyzes the four types of waveforms of interest and outlines the waveform indicators for different types of communication initiators. In particular, a multi-layer waveform identifier is designed for a CG to extract the waveform indicators from the signaling messages. For the physical layer signal recognition, a Universal Classification Synchronization (UCS) system has been invented. UCS is conceived as a self-contained system which can detect, classify, synchronize with a received signal and provide all parameters needed for physical layer demodulation without prior information from the transmitter. Currently, it can accommodate the modulations including AM, FM, FSK, MPSK, QAM and OFDM. The design and implementation details of a UCS have been presented. The designed system has been verified by over-the-air (OTA) experiments and its performance has been evaluated by theoretical analysis and software simulation. UCS can be ported to different platforms and can be applied for various scenarios. An underlying assumption for UCS is that the target signal is transmitted continually. However, it is not the case for a CG since the detection objects of a CG are signaling messages. In order to ensure higher recognition accuracy, signaling efficiency, and lower signaling overhead, the author addresses the key issues for signaling scheme design and their dependence on waveform identification strategy. In a CG, waveform transformation (WT) is the last step of the link establishment process. The resources required for transformation of waveform pairs, together with the application priority, constitute the major factors that determine the link control and scheduling scheme in a CG. The author sorts different WT into five categories and describes the details of implementing the four typical types of WT (including physical layer analog – analog gateway, up to link layer digital – digital gateway, up-to-network-layer digital gateway, and Voice over IP (VoIP) – an up to transport layer gateway) in a practical CG prototype. The issues that include resource management and link scheduling have also been addressed. This dissertation presents a CG prototype implemented on the basis of GNU Radio plus multiple USRPs. In particular, the service process of a CG is modeled as a two-stage tandem queue, where the waveform identifier queues at the first stage can be described as M/D/1/1 models and the waveform converter queue at the second stage can be described as G/M/K/K model. Based on these models, the author derives the theoretical block probability and throughput of a CG. Although the “source-CG-destination” snapshot considers only neighboring nodes which are one-hop away from the CG, it is scalable to form larger networks. CG can work in either ad-hoc or infrastructure mode. Utilizing its capabilities, CG nodes can be placed in different network architectures/topologies to provide auxiliary connectivity. Multi-hop cooperative relaying via CGs will be an interesting research topic deserving further investigation. / Ph. D.

This dissertation provides the theory, design, and implementation of a cognitive engine, the enabling technology of cognitive radio. A cognitive radio is a wireless communications device capable of sensing the environment and making decisions on how to use the available radio resources to enable communications with a certain quality of service. The cognitive engine, the intelligent system behind the cognitive radio, combines sensing, learning, and optimization algorithms to control and adapt the radio system from the physical layer and up the communication stack. The cognitive engine presented here provides a general framework to build and test cognitive engine algorithms and components such as sensing technology, optimization routines, and learning algorithms. The cognitive engine platform allows easy development of new components and algorithms to enhance the cognitive radio capabilities. It is shown in this dissertation that the platform can easily be used on a simulation system and then moved to a real radio system. The dissertation includes discussions of both theory and implementation of the cognitive engine. The need for and implementation of all of the cognitive components is strongly featured as well as the specific issues related to the development of algorithms for cognitive radio behavior. The discussion of the theory focuses largely on developing the optimization space to intelligently and successfully design waveforms for particular quality of service needs under given environmental conditions. The analysis develops the problem into a multi-objective optimization process to optimize and trade-of of services between objectives that measure performance, such as bit error rate, data rate, and power consumption. The discussion of the multi-objective optimization provides the foundation for the analysis of radio systems in this respect, and through this, methods and considerations for future developments. The theoretical work also investigates the use of learning to enhance the cognitive engine's capabilities through feed-back, learning, and knowledge representation. The results of this work include the analysis of cognitive radio design and implementation and the functional cognitive engine that is shown to work in both simulation and on-line experiments. Throughout, examples and explanations of building and interfacing cognitive components to the cognitive engine enable the use and extension of the cognitive engine for future work. / Ph. D.

Radio spectrum has become increasingly scarce due to the proliferation of new wireless communication services. This problem has been exacerbated by fixed bandwidth licensing policies that often lead to spectral underutilization. Cognitive radio networks (CRN) can address this issue using flexible spectrum management that permits unlicensed (secondary) users to access the licensed spectrum. Supporting real-time quality-of-service (QoS) in CRNs however, is very challenging, due to the random spectrum availability induced by the licensed (primary) user activity. This thesis considers the problem of real-time voice transmission in CRNs with an emphasis on secondary network ``friendliness''. Friendliness is measured by the secondary real-time voice capacity, defined as the number of connections that can be supported, subject to typical QoS constraints. The constant bit rate (CBR) air interface case is first assumed. An offline scheduler that maximizes friendliness is derived using an integer linear program (ILP) that can be solved using a minimum cost flow graph construction. Two online primary scheduling algorithms are then introduced. The first algorithm is based on shaping the primary spectral hole patterns subject to primary QoS constraints. The second applies real-time scheduling to both primary traffic and virtual secondary calls. The online scheduling algorithms are found to perform well compared to the friendliness upper bound. Extensive simulations of the primary friendly schedulers show the achievable secondary voice capacity for a variety of parameters compared to non-friendly primary scheduling. The thesis then considers the variable bit rate (VBR) air interface option for primary transmissions. Offline and online approaches are taken to generate a primary VBR traffic schedule that is friendly to secondary voice calls. The online VBR schedulers are found to perform well compared to the friendliness upper bound. Simulation results are presented that show the effect of the primary traffic load and primary network delay tolerance on the primary network friendliness level towards potential secondary voice traffic. Finally, secondary user friendliness is considered from an infrastructure deployment point of view. A cooperative framework is proposed, which allows the primary traffic to be relayed by helper nodes using decode-and-forward (DF) relaying. This approach decreases the primary traffic channel utilization, which, in turn, increases the capacity available to potential secondary users. A relay selection optimization problem is first formulated that minimizes the primary channel utilization. A greedy algorithm that assigns relay nodes to primary data flows is introduced and found to perform well compared to the optimum bound. Results are presented that show the primary network friendliness for different levels of primary channel utilization. / Dissertation / Doctor of Philosophy (PhD)

As wireless technologies evolve, novel innovations and concepts are required to dynamically and automatically alter various radio parameters in accordance with the radio environment. These innovations open the door for cognitive radio (CR), a new concept in telecommunications. CR makes its decisions using an inference engine, which can learn and adapt to changes in radio conditions. Fuzzy logic (FL) is the proposed decision-making algorithm for controlling the CR's inference engine. Fuzzy logic is well-suited for vague environments in which incomplete and heterogeneous information is present. In our proposed approach, FL is used to alter various radio parameters according to experience gained from different environmental conditions. FL requires a set of decision-making rules, which can vary according to radio conditions, but anomalies rise among these rules, causing degradation in the CR's performance. In such cases, the CR requires a method for eliminating such anomalies. In our model, we used a method based on the Dempster-Shafer (DS) theory of belief to accomplish this task. Through extensive simulation results and vast case studies, the use of the DS theory indeed improved the CR's decision-making capability. Using FL and the DS theory of belief is considered a vital module in the automation of various radio parameters for coping with the dynamic wireless environment. To demonstrate the FL inference engine, we propose a CR version of WiMAX, which we call CogMAX, to control different radio resources. Some of the physical parameters that can be altered for better results and performance are the physical layer parameters such as channel estimation technique, the number of subcarriers used for channel estimation, the modulation technique, and the code rate. / Ph. D.

The tremendous success of various wireless applications operating in unlicensed bands has resulted in the overcrowding of those bands. Cognitive radio (CR) is a new technology that enables an unlicensed user to coexist with incumbent users in licensed spectrum bands without inducing interference to incumbent communications. This technology can significantly alleviate the spectrum shortage problem and improve the efficiency of spectrum utilization. Networks consisting of CR nodes (i.e., CR networks)---often called dynamic spectrum access networks or NeXt Generation (XG) communication networks---are envisioned to provide high bandwidth to mobile users via heterogeneous wireless architectures and dynamic spectrum access techniques. In recent years, the operational aspects of CR networks have attracted great research interest. However, research on the security aspects of CR networks has been very limited. In this thesis, we discuss security issues that pose a serious threat to CR networks. Specifically, we focus on three potential attacks that can be launched at the physical or MAC layer of a CR network: primary user emulation (PUE) attack, spectrum sensing data falsification (SSDF) attack, and control channel jamming (CCJ) attack. These attacks can wreak havoc to the normal operation of CR networks. After identifying and analyzing the attacks, we discuss countermeasures. For PUE attacks, we propose a transmitter verification scheme for attack detection. The scheme utilizes the location information of transmitters together with their signal characteristics to verify licensed users and detect PUE attackers. For both SSDF attacks and CCJ attacks, we seek countermeasures for attack mitigation. In particular, we propose Weighted Sequential Probability Ratio Test (WSPRT) as a data fusion technique that is robust against SSDF attacks, and introduce a multiple-rendezvous cognitive MAC (MRCMAC) protocol that is robust against CCJ attacks. Using security analysis and extensive numerical results, we show that the proposed schemes can effectively counter the aforementioned attacks in CR networks. / Ph. D.

Being one of the fastest growing fields of engineering, wireless has gained the attention of researchers and commercial businesses all over the world. Extensive research is underway to improve the performance of existing systems and to introduce cutting edge wireless technologies that can make high speed wireless communications possible. The first part of this dissertation deals with discrete channel models that are used for simulating error traces produced by wireless channels. Most of the time, wireless channels have memory and we rely on discrete time Markov models to simulate them. The primary advantage of using these models is rapid experimentation and prototyping. Efficient estimation of the parameters of a Markov model (including its number of states) is important to reproducing and/or forecasting channel statistics accurately. Although the parameter estimation of Markov processes has been studied extensively, its order estimation problem has been addressed only recently. In this report, we investigate the existing order estimation techniques for Markov chains and hidden Markov models. Performance comparison with semi-hidden Markov models is also discussed. Error source modeling in slow and fast fading conditions is also considered in great detail. Cognitive Radio is an emerging technology in wireless communications that can improve the utilization of radio spectrum by incorporating some intelligence in its design. It can adapt with the environment and can change its particular transmission or reception parameters to execute its tasks without interfering with the licensed users. One problem that CR network usually faces is the difficulty in detecting and classifying its low power signal that is present in the environment. Most of the time traditional energy detection techniques fail to detect these signals because of their low SNRs. In the second part of this thesis, we address this problem by using higher order statistics of incoming signals and classifying them by using the pattern recognition capabilities of HMMs combined with cased-based learning approach. This dissertation also deals with dynamic spectrum allocation in cognitive radio using HMMs. CR networks that are capable of using frequency bands assigned to licensed users, apart from utilizing unlicensed bands such as UNII radio band or ISM band, are also called Licensed Band Cognitive Radios. In our novel work, the dynamic spectrum management or dynamic frequency allocation is performed by the help of HMM predictions. This work is based on the idea that if Markov models can accurately model spectrum usage patterns of different licensed users, then it should also correctly predict the spectrum holes and use these frequencies for its data transmission. Simulations have shown that HMMs prediction results are quite accurate and can help in avoiding CR interference with the primary licensed users and vice versa. At the same time, this helps in sending its data over these channels more reliably. / Ph. D.

Third Generation (3G) wireless networks have been well studied and optimized with traditional radio resource management techniques, but still there is room for improvement. Cognitive radio technology can bring significantcant network improvements by providing awareness to the surrounding radio environment, exploiting previous network knowledge and optimizing the use of resources using machine learning and artificial intelligence techniques. Cognitive radio can also co-exist with legacy equipment thus acting as a bridge among heterogeneous communication systems. In this work, an approach for applying cognition in wireless networks is presented. Also, two machine learning techniques are used to create a hybrid cognitive engine. Furthermore, the concept of cognitive radio resource management along with some of the network applications are discussed. To evaluate the proposed approach cognition is applied to three typical wireless network problems: improving coverage, handover management and determining recurring policy events. A cognitive engine, that uses case-based reasoning and a decision tree algorithm is developed. The engine learns the coverage of a cell solely from observations, predicts when a handover is necessary and determines policy patterns, solely from environment observations. / Ph. D.

With recent advances in electronics and communication technologies, our daily lives are immersed in an environment of Internet-connected smart things. Despite the great convenience brought by the development of these technologies, privacy concerns and security issues are two topics that deserve more attention. On one hand, as smart things continue to grow in their abilities to sense the physical world and capabilities to send information out through the Internet, they have the potential to be used for surveillance of any individuals secretly. Nevertheless, people tend to adopt wearable devices without fully understanding what private information can be inferred and leaked through sensor data. On the other hand, security issues become even more serious and lethal with the world embracing the Internet of Things (IoT). Failures in computing systems are common, however, a failure now in IoT may harm people's lives. As demonstrated in both academic research and industrial practice, a software vulnerability hidden in a smart vehicle may lead to a remote attack that subverts a driver's control of the vehicle. Our approach to the aforementioned challenges starts by understanding privacy leakage in the IoT era and follows with adding defense layers to the IoT system with attackers gaining increasing capabilities. The first question we ask ourselves is "what new privacy concerns do IoT bring". We focus on discovering information leakage beyond people's common sense from even seemingly benign signals. We explore how much private information we can extract by designing information extraction systems. Through our research, we argue for stricter access control on newly coming sensors. After noticing the importance of data collected by IoT, we trace where sensitive data goes. In the IoT era, edge nodes are used to process sensitive data. However, a capable attacker may compromise edge nodes. Our second research focuses on applying trusted hardware to build trust in large-scale networks under this circumstance. The application of trusted hardware protects sensitive data from compromised edge nodes. Nonetheless, if an attacker becomes more powerful and embeds malicious logic into code for trusted hardware during the development phase, he still can secretly steal private data. In our third research, we design a static analyzer for detecting malicious logic hidden inside code for trusted hardware. Other than the privacy concern of data collected, another important aspect of IoT is that it affects the physical world. Our last piece of research work enables a user to verify the continuous execution state of an unmanned vehicle. This way, people can trust the integrity of the past and present state of the unmanned vehicle. / Doctor of Philosophy / The past few years have witnessed a rising in computing and networking technologies. Such advances enable the new paradigm, IoT, which brings great convenience to people's life. Large technology companies like Google, Apple, Amazon are creating smart devices such as smartwatch, smart home, drones, etc. Compared to the traditional internet, IoT can provide services beyond digital information by interacting with the physical world by its sensors and actuators. While the deployment of IoT brings value in various aspects of our society, the lucrative reward from cyber-crimes also increases in the upcoming IoT era. Two unique privacy and security concerns are emerging for IoT. On one hand, IoT brings a large volume of new sensors that are deployed ubiquitously and collect data 24/7. User's privacy is a big concern in this circumstance because collected sensor data may be used to infer a user's private activities. On the other hand, cyber-attacks now harm not only cyberspace but also the physical world. A failure in IoT devices could result in loss of human life. For example, a remotely hacked vehicle could shut down its engine on the highway regardless of the driver's operation. Our approach to emerging privacy and security concerns consists of two directions. The first direction targets at privacy protection. We first look at the privacy impact of upcoming ubiquitous sensing and argue for stricter access control on smart devices. Then, we follow the data flow of private data and propose solutions to protect private data from the networking and cloud computing infrastructure. The other direction aims at protecting the physical world. We propose an innovative method to verify the cyber state of IoT devices.

No / A novel multi-standard dual-wide band filter with a compact size of only 8.8 mm by 16.8mm is designed and developed for transceiver devices. The proposed filter has a fundamental bandwidth of 1.6GHz with fractional bandwidth (FBW) of 29.7% centered at the 5.4GHz band, and second bandwidth of 300.0MHz with FBW of 3.6% centered at the 8.15GHz band. The basic dual-wide bandwidth is attributed to the interaction of the novel modified polygon pair and upper stub loaded stepped impedance resonator. Moreover, the added down stub loaded stepped impedance resonator (SLSIR) further enhances the pass band performance by widening the bandwidth and optimizing reflection coefficient performance considerably. To validate the proposed ideas, the multi-standard filter is designed and simulated by Ansoft HFSS software. The simulated results agree well with the theory predictions. The featured broad bandwidths over two frequency bands and the miniaturized size of the proposed filter make it very promising for applications in future multi-standard wireless communication.

Common control channels in cognitive radio (CR) ad hoc networks are spectrum resources temporarily allocated and commonly available to CR users for control message exchange. With no presumably available network infrastructure, CR users rely on cooperation to perform spectrum management functions. One the one hand, CR users need to cooperate to establish common control channels, but on the other hand, they need to have common control channels to facilitate such cooperation. This control channel problem is further complicated by primary user (PU) activities, channel impairments, and intelligent attackers. Therefore, how to reliably and securely establish control links in CR ad hoc networks is a challenging problem. In this work, a framework for control channel design and analysis is proposed to address control channel reliability and security challenges for seamless communication and spectral efficiency in CR ad hoc networks. The framework tackles the problem from three perspectives: (i) responsiveness to PU activities: an efficient recovery control channel method is devised to efficiently establish control links and extend control channel coverage upon PU's return while mitigating the interference with PUs, (ii) robustness to channel impairments: a reinforcement learning-based cooperative sensing method is introduced to improve cooperative gain and mitigate cooperation overhead, and (iii) resilience to jamming attacks: a jamming-resilient control channel method is developed to combat jamming under the impacts of PU activities and spectrum sensing errors by leveraging intrusion defense strategies. This research is particularly attractive to emergency relief, public safety, military, and commercial applications where CR users are highly likely to operate in spectrum-scarce or hostile environment.