D’après l’Organisation Mondiale de la Santé (OMS), les maladies cardiovasculaires (CVDs) sont la cause majeure de morbidité et de mortalité dans le monde. Dans un contexte où les thérapies non chirurgicales impliquent une administration de molécules actives à hautes doses, limiter les effets secondaires et augmenter l’efficacité thérapeutique est un enjeu majeur. Une possible réponse à cette problématique est l’utilisation de nanoparticules polymères encapsulant des molécules actives. Pour des applications de délivrance de principe actif et/ou de génie tissulaire, les polymères utilisés doivent suivre certains critères : (i) la biodégradabilité ; (ii) la biocompatibilité ; (iii) l’uniformité des chaînes polymères et (iv) une fonctionnalisation aisée par les molécules d’intérêt. Dans ce contexte, des copolymères dégradables obtenus par polymérisation radicalaire par ouverture de cycle (rROP) entre les acétals de cétène cyclique (CKAs) et des monomères vinyliques semblent satisfaire à ces critères. En effet, les CKAs sont des monomères cycliques qui s’ouvrent par voie radicalaire et permettent la formation de fonctions esters dans le squelette polymère au cours de la polymérisation. Hormis les CKAs bien connus (e.g., 2-methylene-1,3-dioxepane (MDO), et 2-methylene-4-phenyl-1,3-dioxolane (MPDL)), un besoin de nouveaux CKAs plus hydrophiles et/ou avec de nouvelles fonctionnalités est récemment apparu. Par conséquent la synthèse de nouveaux CKAs a été étudiée.Par ailleurs, les calculs par la théorie de la fonctionnelle de la densité (DFT) ont démontré que la copolymérisation radicalaire du MDO avec des dérivés d’éther de vinyle (VE) était quasi idéale, ce qui fut par la suite confirmé expérimentalement. Ainsi, ce système a permis l’obtention via un mécanisme radicalaire de copolymères similaires à des polyesters, en particulier à la polycaprolactone (PCL), hautement fonctionnels via l’utilisation de divers VE. La dégradation hydrolytique des P(MDO-co-VE) ainsi obtenus a été étudiée en conditions accélérées et physiologiques. Les copolymères ont montré une vitesse de dégradation dépendant du taux de MDO et de la nature du VE. L’hydrolyse en conditions physiologiques des P(MDO-co-VE) a donné des taux de dégradation comparables à ceux obtenus pour l’acide polylactique (PLA) et la PCL, tous deux approuvés par l’agence américaine des produits alimentaires et médicamenteux (FDA). La dégradation enzymatique assistée par les lipases Candida antartica a également été étudiée, donnant une dégradation quasi complète des copolymères en 48 h. En plus d’être biodégradables, l’avantage des P(MDO-co-VE) est que les fonctions portées par les VE ont permis une fonctionnalisation aisée des copolymères via le greffage de petites molécules ou des macromolécules telles que des chaînes de poly(éthylène glycol) (PEG) ; soit après polymérisation (approche “grafting to”) soit avant polymérisation (approche “grafting through”). Les propriétés physico-chimiques ont pu être finement ajustées, permettant ainsi la formulation de nanoparticules stables convenant à des applications de délivrance de principes actifs. / According to the World Health Organization (WHO), cardiovascular diseases (CVDs) are the major cause of morbidity and mortality in the world. In a context where non-surgical therapy involves active molecules administration at high doses, circumventing possible toxic side effects and increasing the therapeutic effect is a major challenge. Thus, the use of drug-loaded polymeric nanoparticles may represent a potential solution to this problem. For drug delivery and/or tissue engineering applications, polymers should follow some criteria: (i) biodegradability; (ii) biocompatibility; (iii) uniformity of the polymer chain and (iv) possibility of functionalization with molecules of interest. As such, degradable copolymers were obtained by radical ring-opening copolymerization (rROP) between cyclic ketene acetals (CKAs) and vinylic monomers and fulfilled all those criteria. Indeed, CKAs are cyclic monomers which open through a radical mechanism and give degradable ester functions in the polymer backbone upon polymerization. Besides well-known CKAs (e.g., 2-methylene-1,3-dioxepane (MDO), and 2-methylene-4-phenyl-1,3-dioxolane (MPDL)), a crucial need for new CKAs that would be more hydrophilic and/or with new functionalities has recently emerged. Therefore, synthesis of new CKAs was investigated.In addition, the rROP of MDO and vinyl ether (VE) derivatives was predicted to be quasi-ideal by Density Functional Theory (DFT) calculations and subsequently confirmed experimentally. Thus, this system gave the opportunity to obtain polyester-like copolymers, especially polycaprolactone-like polymers, highly functional from the use of functional VE derivatives. Hydrolytic degradation of the resulting P(MDO-co-VE) was investigated under accelerated and physiological conditions. Copolymers showed tunable degradation rate as a function of the MDO content and of the nature of the VE. Hydrolysis in physiological conditions of P(MDO-co-VE) copolymers led to a degradation rate comprised between those obtained for polylactide (PLA) and PCL, both approved by the Food and Drug Administration (FDA). Enzymatic degradation by lipases Candida antartica was also studied, leading to nearly complete degradation in 48 h. In addition to be hydrolytically and enzymatically degradable, a strong advantage of P(MDO-co-VE) copolymers rely in their easiness of functionalization via the use of various VE moieties, leading to efficient grafting by small molecules or macromolecules such as poly(ethylene glycol) (PEG) chains; either after polymerization (“grafting to” approach) or before polymerization (“grafting through” approach). Physicochemical properties were finely tuned enabling the formulation of stable nanoparticles suitable for drug delivery purpose.

The use of synthetic materials for tissue and organ reconstruction, i. e. tissue engineering, has become a promising alternative to current surgical therapies and may overcome the shortcomings of the methods in use today. The challenge is in the design and reproducible fabrication of biocompatible and bioresorbable polymers, with suitable surface chemistry, desirable mechanical properties, and the wanted degradation profile. These material properties can be achieved in various manners, including the synthesis of homo- and copolymers along with linear and star-shaped architectures. In many applications the materials’ three-dimensional structure is almost as important as its composition and porous scaffolds with high porosity and interconnected pores that facilitate the in-growth of cells and transportation of nutrients and metabolic waste is desired. In this work linear and star-shaped polymers have been synthesized by ring-opening polymerization using a stannous-based catalyst and a spirocyclic tin initiator. A series of linear copolymers with various combinations of 1,5-dioxepane-2-one (DXO), Llactide (LLA) and ε-caprolactone (CL) have been polymerized using stannous octoate as catalyst. It is shown that the composition of the polymers can be chosen in such a manner that the materials’ mechanical and thermal properties can be predetermined. A solvent-casting and particulate leaching scaffold preparation technique has been developed and used to create three-dimensional structures with interconnected pores. The achieved physical properties of these materials’ should facilitate their use in both soft and hard tissue regeneration. Well defined star-shaped polyesters have been synthesized using a spirocyclic tin initiator where L-lactide was chosen as a model system for the investigation of the polymerization kinetics. Neither the temperature nor the solvent affects the molecular weight or the molecular weight distribution of the star-shaped polymers, which all show a molecular weight distribution below 1.19 and a molecular weight determined by the initial monomer-to-initiator concentration. / QC 20101217

Cross-linked films of ε-caprolactone (CL) and 1,5-dioxepan-2-one (DXO) having various mole fractions of monomers and different cross-link densities were prepared using 2,2’-bis-(-caprolactone-4-yl) propane (BCP) as cross-linking agent and Sn(Oct)2 as catalyst. Reaction parameters were examined to optimize the film-forming conditions. Networks obtained were elastomeric materials, easy to cast and remove from the mould. Effect of CL content and cross-link density on the final properties of the polymer network was evaluated. Thermal, mechanical and surface properties of the films were controlled by monomer feed composition and cross-link density. The films have potential to be used for tissue engineering applications as shown by preliminary cell growth studies. To avoid organometallic catalysts in the synthesis of poly(1,5-dioxepan-2-one) (PDXO), the enzyme-catalyzed ring-opening polymerization (ROP) of DXO was performed with lipase-CA (derived from Candida antarctica) as a biocatalyst. A linear relationship between number-average molecular weight (Mn) and monomer conversion was observed, which suggested that the product molecular weight can be controlled by the stoichiometry of the reactants. The monomer consumption followed a first-order rate law with respect to monomer and no chain termination occurred. Effect of reaction water content, enzyme concentration and polymerization temperature on monomer conversion and polymer properties was studied. An initial activation by heating the enzyme was sufficient to start the polymerization as monomer conversion occurred at room temperature afterwards. Terminal-functionalized polyesters and tri-block polyesters were synthesized by lipase-CA catalyzed ROP of DXO and CL in the presence of an appropriate alcohol as initiator. Alcohol bearing unsaturation introduced a double bond at the chain end of the polyester, which is a useful pathway to synthesize comb polymers. Dihydroxyl compounds were used as macro-initiators to form tri-block polyesters. The enzyme-catalyzed polymerization of lactones has been shown to be a useful method to synthesize metal-free polyesters. / QC 20101221

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Chemical catalysts are divided into two traditional categories: homogeneous and heterogeneous catalysts. Although homogeneous (molecular) catalysts tend to have high activity and selectivity, their wide application is hampered by the difficulties in catalyst separation. In contrast, the vast majority of industrial scale catalysts are heterogeneous catalysts based on solid materials. Immobilized catalysts, combining the advantages of homogeneous and heterogeneous catalysts, have developed into an important field in catalysis research. This dissertation presents synthesis, characterization and evaluation of several novel immobilized catalysts. In the first part, MNP supported aluminum isoproxide was developed for ROP of Є-caprolactone to achieve facile magnetic separation of catalysts from polymerization system and reduce toxic metal residues in the poly(caprolactone) product. Chapter 3 presents a silica coated MNP supported DMAP catalyst that was synthesized and displayed good activity and regio-selectivity in epoxide ring opening reactions. In Chapter 4, hybrid sulfonic acid catalysts based on polymer brush materials have been developed. The unique polymer brush architecture permits high catalyst loadings as well as easy accessibility of the active sites to be achieved in this catalytic system. In Chapter 5, aminopolymer-silica composite supported Pd catalysts with good activity and selectivity were developed for the selective hydrogenation of alkynes. In this case, the aminopolymer composite works as a stabilizer for palladium nanoparticles, as well as a modifier to tune the catalyst selectivity. All in all, the general theme of the thesis is developing new immobilized catalysts with improved activity/selectivity as well as easy separation via rational catalyst design.

La base phosphazène ButP4 associée au thiophénol ou au bis (2-mercaptoéthyl) éther a été utilisée avec succès pour amorcer quantitativement la polymérisation anionique par ouverture de cycle des monomères cyclopropane-1,1-dicarboxylates de dialkyle. Pour des températures comprises entre 30 et 60°C dans le THF ou entre 30 et 100°C dans le toluéne, le mécanisme observé est celui d'une polymérisation anionique vivante qui conduit à des polymères présentant des indices de polymolécularité faibles et dont les Mn expérimentaux (mesurés par SEC et RMN 1H) sont en accord avec les valeurs théoriques. D'autres systèmes déamorçage comme le carbazole ou des composés possédant un proton acide associés à ButP4 conduisent également à des polymères bien définis. Une étude cinétique montre que l'ordre interne en monomère est égal à 1 sur l'ensemble de la gamme de conversion. Le système déamorçage thiophénol / ButP4 dans le THF présente une réactivité bien supérieure à celle du thiophénolate de sodium dans le DMSO qui est le système classique d'amorçage pour ce type de polymérisation. Différents agents de terminaison, comme l'acide chlorhydrique, le bromure d'allyle ou le bromure de propargyle, ont été utilisés pour terminer les réactions et ont conduit à l'obtention de polyméres hétérotéléchéliques. D'autres dérivés de cyclopropanes présentant des substituants variés ont également été examinés. Ces résultats ouvrent de très intéressantes perspectives dans la préparation d'architectures complexes comme des copolyméres à blocs, greffés ou en étoile. Les premières expériences de copolymérisation ont d'ailleurs été couronnées de succès. Afin d'obtenir de nouveaux canaux ioniques artificiels, différents monomères cyclopropane-1,1- dicarboxylates porteurs d'éthers-couronne ont été synthétisés. La polymérisation anionique par ouverture de cycle de ceux-ci a été étudiée en utilisant soit le thiophénolate de sodium soit le système thiophénol / ButP4 comme amorceur. Ces travaux ont également permis l'obtention d'un nouveau type de poly(éther-ester) qui s'est révélé intéressant comme perméabilisant membranaire. Les interactions des oligo(éther-ester)s avec des membranes modèles planes, des vésicules unilamellaires et des cellules ont été étudiées en collaboration avec des physiciens et des biologistes. Des résultats prometteurs en termes de transport d'ions ont été obtenus et sont présentés dans ce mémoire / The tetrameric phosphazene base ButP4 in association with thiophenol or bis(2-mercaptoethyl) ether has been successfully used in order to initiate the anionic ring-opening polymerization of di-n-alkyl cyclopropane-1,1-dicarboxylates. Well-defined monofunctional or difunctional polymers with a very narrow molecular weight distribution were obtained through a living process at temperatures between 30 and 60°C in THF or between 30 and 100°C in toluene. An excellent agreement is observed between theoretical and experimental Mn values (measured by SEC and by NMR). Other initiating systems such as carbazole or compounds with an acidic proton in association with ButP4 lead also to welldefined polymers. A kinetic study shows a first order with respect to the monomer concentration over the entire conversion range. The initiating system thiophenol / ButP4 in THF shows a much higher reactivity compared to the alkali metal thiophenolate which is the classical one. The living ends were reacted with different terminating agents such as hydrochloric acid, allyl and propargyl bromide thus leading to telechelic polymers. Other cyclopropane derivatives with various substituents have been also examined. These results open very exciting perspectives for the preparation of new architectures such as block and graft copolymers, star polymers. The first copolymer attempts were very successful. With the aim of designing new ion channel biomimics, cyclopropane-1,1-dicarboxylate monomers with crown-ethers substituents were synthesized. The anionic ring-opening polymerization of these monomers has been investigated using either sodium thiophenolate or thiophenol activated by ButP4. Moreover a new alternating poly(ether-ester) was obtained which is an interesting membrane permeabilizer. Its interaction with unilamellar vesicles, planar phospholipidic membranes and cells was studied in collaboration with biophysicists and biologists. Very promising results have been obtained

The introduction of a nanoscopic reinforcing phase to a polymer matrix offers great possibilities of obtaining improved properties, enabling applications outside the boundaries of traditional composites. The majority of the work in this thesis has been devoted to polymer/clay nanocomposites in coating applications, using the hydroxyl-functional hyperbranched polyester Boltorn® as matrix and montmorillonite clay as nanofiller. Nanocomposites with a high degree of exfoliation were readily prepared using the straightforward solution-intercalation method with water as solvent. Hard and scratch-resistant coatings with preserved flexibility and transparency were obtained, and acrylate functionalization of Boltorn® rendered a UV-curable system with similar property improvements. In order to elucidate the effect of the dendritic architecture on the exfoliation process, a comparative study on the hyperbranched polyester Boltorn® and a linear analogue of this polymer was performed. X-ray diffraction and transmission electron microscopy confirmed the superior efficiency of the hyperbranched polymer in the preparation of this type of nanocomposites. Additionally, an objective of this thesis was to investigate how cellulose nanofibers can be utilized in high performance polymer nanocomposites. A reactive cellulose “nanopaper” template was combined with a hydrophilic hyperbranched thermoset matrix, resulting in a unique nanocomposite with significantly enhanced properties. Moreover, in order to fully utilize the great potential of cellulose nanofibers as reinforcement in hydrophobic polymer matrices, the hydrophilic surface of cellulose needs to be modified in order to improve the compatibility. For this, a grafting-from approach was explored, using ring-opening polymerization of ε-caprolactone (CL) from microfibrillated cellulose (MFC), resulting in PCL-modified MFC. It was found that the hydrophobicity of the cellulose surfaces increased with longer graft lengths, and that polymer grafting rendered a smoother surface morphology. Subsequently, PCL-grafted MFC film/PCL film bilayer laminates were prepared in order to investigate the interfacial adhesion. Peel tests demonstrated a gradual increase in the interfacial adhesion with increasing graft lengths. / QC20100621