Dans cette thèse, la définition du SERS en tant que biocapteur a été testée et une nouvelle approche a été développée. Ainsi, concernant la quantification, il est montré que le SERS peut-être un outil très efficace. Concernant la sélectivité, la qualité spectrale a été améliorée. Une excellente limite de détection associée à l’approche statistique et dynamique permet une très bonne sensibilité (inférieure au nanomolaire). Cette approche permet également une grande reproductibilité du capteur dans le temps. Ainsi, alors que le SERS ne réponds pas forcément bien aux caractéristiques d’un capteur dans son approche classique, dans notre cas le couplage entre un substrat de nanoparticules d’or non fonctionnalisées associé à un système microfluidique, le tout monté sur un microscope confocal pour des études temporelles dynamiques analysées statistiquement a contribué à définir le SERS comme un biocapteur efficace. / In this thesis, the definition of SERS as a biosensor has been tested and a new approach developed for. Also, in terms of quantification, it has been shown that SERS can be an efficient tool. Concerning the selectivity, the spectral quality was improved. A low limit of detection associated to the statistical and dynamic approach allows a very good sensitivity (under the nanomolar). This approach also enables a high reproducibility in time of the sensor. Thus, as low as SERS does not well answer to the sensor capabilities in a classical approach, in our case the coupling between a non-functionalized GNPs substrate coupled with a microfluidic chip, all mounted on a confocal microscope for temporal dynamic studies statistically analyzed has contributed to define SERS as an efficient biosensor.

Neste trabalho estudamos o efeito SERS de moléculas adsorvidas em sistemas eletroquímicos em termos da participação do mecanismo de transferência de carga na intensificação total observada. Desenvolvemos um modelo para o mecanismo químico de transferência de carga assitido por fótons, de maneira a explicar a variação do potencial de máxima intensificação SERS (Vmax) com a energia da radiação excitante. O modelo permite também o uso da expressão para o espalhamento Raman no domínio do tempo para o cálculo de perfis de excitação SERS (intensidade SERS versus potencial aplicado) de moléculas adsorvidas em interfaces eletroquímicas. Este método de cálculo dos perfis de excitação SERS foi aplicado para os casos da piridina e do íon complexo [Fe2(CN)104,4\'-bpy]6- em eletrodo de prata. Os resultados mostram existir uma boa relação entre os perfis calculados e os obtidos experimentalmente. Como resultado dos cálculos efetuados, o modelo fornece ainda dados sobre o deslocamento das curvas de poço potencial dos estados excitados envolvidos nos processos de transferência de carga assistidos por fótons. Nos capítulos seguintes, estudamos algumas conseqüências deste modelo, e sua aplicação em diferentes sistemas químicos. Um dos sistemas estudados foi o íon complexo [Ru(bpy)2viol]+ adsorvido em eletrodo de prata. Observa-se que a intensidade relativa dos modos vibracionais de cada um dos ligantes varia com o potencial aplicado ao eletrodo. Esses resultados podem ser explicados considerando-se dois processos de transferência de carga superficie → adsorbato assistidos por fótons. O primeiro deles deve-se a uma transição envolvendo estados doadores próximos ao nível de Fermi do metal (EF) e estados receptores (orbitais π*) localizados no violurato. O segundo envolve estados doadores em EF e orbitais π* da bpy. A energia da transição de transferência de carga metal → adsorbato varia com o potencial aplicado. Existe portanto a possibilidade de se alcançar diferentes estados eletrônicos excitados do adsorbato, intensificando, seletivamente, diferentes cromóforos com um único comprimento de onda. Assim, através da variação do potencial aplicado ao eletrodo é possível modular a transição de transferência de carga Ag → complexo de modo a envolver cada um dos diferentes ligantes. Estudamos também o mecanismo envolvido no efeito SERS da molécula FePc (ftalocianina de ferro) em eletrodo de prata. Nesse sistema, foi possível apresentar uma versão mais detalhada para o efeito químico envolvido na intensificação SERS incluindo o efeito de múltiplos estados excitados e acoplamento vibrônico, enfatizando as relações de simetria e overlap de funções de onda que regem os mecanismos de intensificação Raman ressonante. A excitação dos espectros SERS em comprimentos de onda fora da condição de Raman ressonante pode intensificar modos vibracionais de simetria a2g (não permitidos no espectro Raman normal) desde que o potencial aplicado esteja próximo à condição de ressonância para uma transição de transferência de carga superficie/adsorbato. O mecanismo químico de intensificação envolvido no efeito SERS desse sistema pode ser descrito como um processo de transferência de carga modulado pelo potencial, envolvendo dois estados doadores da FePc e um estado aceptor localizado na superficie do eletrodo de prata. Enquanto os modos totalmente simétricos (a1g) são intensificados por um mecanismo de Franck-Condon, os modos a2g têm a simetria apropriada para acoplar dois estados eletrônicos de simetria A1u e A2u, sendo intensificados através do mecanismo de Herzberg- Teller. Os efeitos da natureza química do solvente, e das interações solvente-soluto nas geometrias de adsorção e nas posições dos estados eletrônicos do adsorbato, são analisados para os ciano complexos Fe(phen)2(CN)2 e [Fe2(BPE)(CN)10]6-. Os resultados obtidos demonstram a influência decisiva da natureza química de solventes e eletrólitos suporte na espectroscopia de espécies adsorvidas em interfaces eletroquímicas. De fato, a natureza das interações solvente-adsorbato ou eletrólito-adsorbato podem determinar a ligação à superficie, e, desta maneira, intensificação seletiva de modos vibracionais da molécula pode ser obtida. A partir do estudo do processo de transferência de carga entre a superficie e os complexos adsorvidos através dos perfis de excitação SERS foi possível, em alguns casos, mapear os níveis de energia do adsorbato com relação ao nível de Fermi do metal. / In this work, attention has been given to systems in which the charge transfer (CT) mechanism is contributing to the enhancement of the Raman scattering of species adsorbed on metal surfaces in order to address the participation of a resonance Raman effect on this part of the total enhancement. A model for the adsorbate-metal surface interaction and the charge transfer mechanism for surface-enhanced Raman scattering (SERS) is presented. The fundamental observation behind the currently proposed model is that ali previous theories indicate that Raman intensity should be at maximum when the incident laser frequency is resonant with a surface/adsorbate charge transfer band. This fact leads to the conclusion that this aspect of the chemical effect may be due to a resonance Raman mechanism. Therefore, for such mechanism to be valid, the chemical effect of SERS must follow the already well established principies of resonance Raman theory. In this model, the metal surface provides a source of electrons that may, upon interaction with light, flow into and out of the adsorbed species. Based on this model we have proposed a formalism derived from the time-domain description of the resonance Raman effect that describes the dependence of the SERS intensities of molecules adsorbed in electrochemical interfaces upon the applied potential. This approach accounts for the enhancement of totally symmetric modes via a Franck-Condon mechanism, and only one electronic excited state of the adsorbate/surface system is considered. The analytical expression derived to calculate the SERS intensity versus applied potential profiles and their dependence on the exciting radiation has been applied for pyridine and for the ion complex [Fe2(CN)10bpy]6- adsorbed on a silver electrode. A good agreement between calculated and experimental excitation profiles have been obtained for both investigated species. Resonance Raman spectroscopy is also an electronic spectroscopy, and, as presented in this work, the SERS effect, or part of it, is also an electronic spectroscopy. Its intensity contains, therefore, information about the structure of the excited electronic state involved in the charge transfer process. This information is provided by the calculation of the SERS excitation profiles according to the derived expression in the form of ΔK values. The remaining sections of this work are dedicated to the study of the SERS effect of coordination compounds adsorbed on silver electrodes. One of the investigated systems is the mixed ligand ion complex [Ru(bpy)2viol]+. The SERS measurements have shown that the vibrational modes of both ligands can be selectively enhanced by changing the electrochemical applied potential at a fixed laser excitation energy. This result indicates the presence of two different metal to adsorbate photon assisted charge transfer processes. The first one involves a density of donor states near the Fermi level (EF) of the metal and na acceptor state localized on the violurate ligand, while the second process involves na acceptor state localized on the bpy ligand. These results demonstrate the possibility of reaching different excited electronic states of molecules adsorbed on electrode surfaces, selectively enhancing different chromofores by changing the applied potential and of assigning electronic charge transfer transitions based on SERS results. In order to provide a more detailed description of the charge transfer mechanism of enhancement working in the SERS effect of adsorbed molecules, including the role of multiple excited electronic states, vibronic coupling and symmetry selection rules, the SERS effect of iron phthalocyanine is discussed. The charge transfer mechanism of enhancement in this system is characterized as a potential modulated charge transfer process involving two donor states at the FePc and an acceptor state at the silver electrode surface. Excitation of the SERS spectra at wavelengths off resonance with the Q-band may enhance the a2g vibrational modes (non allowed modes at normal Raman condition), via a Herzberg-Teller mechanism, providing that the applied potential is dose to the resonance condition for the adsorbate to metal charge transfer transition. The effects of the chemical nature of the solvent in the adsorption geometry and in the position of the electronic states of adsorbates is discussed for the cyano complexes Fe(phen)2(CN)2 and [Fe2(BPE)(CN)10]6-. The results obtained have demonstrated the decisive role played by the chemical nature of solvents and supporting electrolytes in the surface-enhanced spectroscopy of species adsorbed at electrochemical interfaces. In fact, the nature of solvent or electrolyte - molecule interaction can determine the bonding to the surface, and therefore, selective enhancement of vibrational modes within a molecule can be accomplished. Based on the charge transfer processes between the surface and the adsorbed molecules probed by the SERS excitation profiles, it has been possible, in some cases, to determine the position of the energy levels of the adsorbate in relation to the Fermi level of the metal electrode.

Stress in silicon structures plays an essential role in modern semiconductor technology. This stress has to be measured and due to the ongoing miniaturization in today’s semiconductor industry, the measuring method has to meet certain requirements. The present thesis deals with the question how Raman spectroscopy can be used to measure the state of stress in semiconductor structures. In the first chapter the relation between Raman peakshift and stress in the material is explained. It is shown that detailed stress maps with a spatial resolution close to the diffraction limit can be obtained in structured semiconductor samples. Furthermore a novel procedure, the so called Stokes-AntiStokes-Difference method is introduced. With this method, topography, tool or drift effects can be distinguished from stress related influences in the sample. In the next chapter Tip-enhanced Raman Scattering (TERS) and its application for an improvement in lateral resolution is discussed. For this, a study is presented, which shows the influence of metal particles on the intensity and localization of the Raman signal. A method to attach metal particles to scannable tips is successfully applied. First TERS scans are shown and their impact on and challenges for high resolution stress measurements on semiconductor structures is explained. / Spannungen in Siliziumstrukturen spielen eine entscheidende Rolle für die moderne Halbleitertechnologie. Diese mechanischen Verspannungen müssen gemessen werden und die fortlaufende Miniaturisierung in der Halbleiterindustrie stellt besondere Anforderungen an die benutzte Messmethode. Diese Arbeit beschäftigt sich mit dem Thema, inwieweit Raman Spektroskopie zur Spannungsmessung in Halbleiterstrukturen geeignet ist. Im ersten Kapitel wird der Zusammenhang zwischen Raman Peakverschiebung und mechanischer Spannung erläutert. Es wird gezeigt wie man detaillierte stress maps in strukturierten Halbleiterproben erhält mit einer Auflösung nahe am Diffraktionslimit. Darüber hinaus wird ein neuartiges Verfahren, die sogenannte Stokes-AntiStokes-Differenz Methode vorgestellt mit deren Hilfe man Einflüsse von Topographie, Geräteeffekten und Drift von den zu messenden Spannungszuständen in der Probe unterscheiden kann. Im nächsten Kapitel wird diskutiert, inwiefern der Ansatz von Tip-enhanced Raman Scattering (TERS), also spitzenverstärkter Raman Streuung genutzt werden kann um die laterale Auflösung bei Raman Spannungsmessungen zu erhöhen. Hierzu wird eine Studie präsentiert, die zeigt, welchen Einfluss Metallpartikel auf Erhöhung und Lokalisierung des Ramansignals haben. Eine Methode um Metallpartikel an scannbare Spitzen anzubringen wird erfolgreich angewendet. Erste TERS-Scans werden gezeigt und deren Bedeutung und Herausforderungen bei der hochaufgelösten Messung von Spannungen in Halbleiterstrukturen wird erläutert.

La pollution des eaux par des composés organiques constitue un problème mondial majeur. Parmi cescomposés, les molécules aromatiques de faibles masses molaires constituent une famille largementrependue dont la toxicité et la cancérogénicité est avérée et bien documentée. La Directive-CadreEuropéenne sur l’eau (2000/60/EC, 2006/118/EC and 2006/11/EC) établit des normes de qualitéenvironnementales ayant pour objectif d’améliorer la qualité des eaux. Dans ce contexte, ledéveloppement d’outils analytiques robustes, permettant de détecter et de quantifier précisément et insitula présence de polluants dans les eaux est d’une importante primordiale. L’objectif principal de cetteétude est l’élaboration de nanocapteurs sensibles, robustes et réutilisables, permettant l’analyse depolluants organiques dans les eaux grâce à la Spectroscopie Raman Exaltée de Surface (SERS).Tout d’abord, une attention particulière a été portée à la sélection des récepteurs et des différentesstratégies de fonctionnalisation permettant d’élaborer un nanocapteur SERS capable de pré-concentrerles polluants visés. L’utilisation d’antigènes et de fragments d’antigènes (F(ab)2) a montré des résultatsprometteurs pour l’élaboration de nanocapteurs très sélectifs. Une seconde approche basée surl’utilisation de cavitants ou molécules hôtes, telles que les cyclodextrines (CDs), a été développée. Lapré-concentration sélective des polluants grâce à leur taille a été démontrée par spectroscopie Raman etSERS. Enfin, grâce à la possibilité d’identification moléculaire en milieu complexe offerte par laspectroscopie SERS, une approche permettant une pré-concentration non spécifique des polluants a étédéveloppée. Pour ce faire, différents sels de diazoniums (DSs) ont été synthétisés et greffés à la surfacedes nanocapteurs afin de créer une couche hydrophobe permettant la pré-concentration et la détection decomposés apolaires. Les performances de ces nano-capteurs ont été démontrées pour la détection de plusieurs PAHs apolaires. / Environmental water pollution by organic compounds is in continues worldwide concern. Low molecular mass aromatic molecules consisting in benzene rings have received considerable attention due to a documented significant toxicity and carcinogenicity. Within the objectives of the European Water Framework Directives (2000/60/EC, 2006/118/EC and 2006/11/EC) aiming in water quality improvement, the development of analytical tools allowing in-situ accurate and sensitive detection is of primary importance and would be a meaningful innovation. With this regard, the main scope of this study was to design sensitive, reproducible, specific and reusable nanosensor for the detection of organic pollutants in environmental waters using Surface Enhanced Raman Spectroscopy (SERS).During this study the main attention was paid to the selection of suitable receptors and strategies for SERS nanosensor surface functionalisation in order to preconcentrate targeted pollutants. The application of antibodies and antigen binding fragments (F(ab)2) for surface decoration was found to be promising approach for highly selective nanosensor design. Another strategy exploited during this study was related with an application of cyclodextrins (CDs). Using Raman and SERS spectroscopies the size selective encapsulation of analytes was demonstrated. Finally, taking advantage of molecular identification in the complex environments offered by SERS technique, nanosensors providing non-specific molecular pre-concentration was considered. For this purpose several diazonium salts (DSs) were studied and applied to the surface functionalisation to create highly hydrophobic coating layer. The performance of such nanosensor was evaluated by detection of aromatic pollutants.

Ce travail porte sur la réalisation de nanostructures d'or sur substrat de verre afin d’en étudier les propriétés plasmoniques et de les optimiser pour des applications dans le domaine des biocapteurs. L'objectif principal a été de démontrer la faisabilité de combiner sur une même biopuce, les biocapteurs à résonance de plasmon de surface propagatif (SPR) et ceux basés sur la diffusion Raman exaltée de surface (SERS). Nous montrons que la présence d’un film d’or sous les nanostructures est très favorable pour une double caractérisation SPR-SERS. Afin d’étudier plus en détails les couplages entre les différents modes plasmoniques existants dans ces substrats et ainsi pouvoir déterminer la structure optimale, l’essentiel des échantillons a été réalisé par lithographie électronique. La nanoimpression assistée par UV (UV-NIL) a aussi été développé au cours de cette thèse afin de réaliser un nombre important d'échantillons et répondre aux futurs besoins de l'industrie des biocapteurs. Les performances de ces échantillons réalisés par UV-NIL ont été comparées avec ceux fabriqués par lithographie électronique. Les diamètres des nanodisques d'or varient de 40 nm à 300 nm et les périodes de 80 nm à 600 nm en fonction de la technique de fabrication. En SERS, des facteurs d’exaltation de 10^6 à 10^8 ont été obtenus grâce à la présence du film d’or continu sous le réseau de nanodisques. Ce gain est fonction de l’épaisseur du film d’or, de la longueur d’onde d’excitation utilisée et du taux de remplissage des nanostructures. En SPR, nous avons démontré expérimentalement et théoriquement la possibilité de couplage entre les modes localisés et propagatifs donnant lieu à un nouveau mode hybride, potentiellement plus sensible car plus confiné. Les calculs numériques développés pour simuler le comportement de structures réelles (présence d’arrondi, de flanc ou de couche d’accroche) confirment les résultats obtenus. L’ensemble de ce travail a permis de manière expérimentale et théorique d’apporter une meilleure compréhension des propriétés plasmoniques aux échelles nanométriques sur des structures constituées de réseaux de nanostructures d'or, notamment sur film d’or. Par ailleurs, une étude précise des différentes étapes technologiques a permis de comprendre quels éléments impactent significativement les propriétés plasmoniques des échantillons et donc améliorent ou dégradent les performances de ces substrats en tant que biocapteur. Au final, les échantillons réalisés ont été testés et validés en tant que biocapteur au sein d'un appareil bimodal SPR-SERS. / This thesis is focused on gold nanostructuration on glass substrate in order to study and optimize their plasmonic properties for biosensing applications. The main goal was to demonstrate the feasibility of combining on a single biochip, Surface Plasmon Resonance Imaging (SPRI) and Surface Enhanced Raman Scattering (SERS) measurements. We have demonstrated that adding a gold film under the nanostructures was highly beneficial for a dual SPRI-SERS characterization. In order to optimize the geometry of the nanostructures and understand the various plasmonic modes, most of the samples were first made by electron beam lithography. Nanoimprinting assisted by UV (UV-NIL) was also developed during this thesis to manufacture samples in large quantities and reply to the future industrial needs for biosensing applications. Performances of these UV-NIL samples were compared with those produced by e-beam lithography. Diameters and periods of gold nanodisks range respectively from 40 nm to 300 nm and 80 nm to 600 nm, depending on the manufacturing technique used. In SERS, enhancement factor of 10^6 to 10^8 were obtained thanks to the presence of the continuous gold film under the nanodisks array. We found that this gain is a function of the thickness of the gold film, the excitation wavelength used and the nanostructures filling factor. In SPRI, we have demonstrated experimentally and theoretically the existence of a coupling between the propagating and localized plasmonic modes, resulting in a new hybrid mode, potentially more sensitive due to its high confinement. Numerical models confirm these results, taking into account the defects found in real samples (rounded edges, imperfect lateral side, adhesion layer). The whole work proposes a better understanding, both experimentally and theoretically, of the plasmonic properties at nanoscale of gold nanostructures with and without an underlying gold film. Moreover, a detailed study of the different technological processes helps to understand which steps significantly impact the plasmonic properties of the samples and their performance as a biosensor. Finally, these samples were characterized and validated on a bimodal instrument SPRI-SERS.

Lysosomen spielen entscheidende Rolle bei der zellulären Homöostase. Die Überwachung von Lysosomen, die Lipide ansammeln, ist eine erhebliche Herausforderung. Diese Arbeit konzentriert sich auf die Entwicklung der oberflächenverstärkten Raman-Streuung (SERS) als Methode zur Überwachung intakter Lysosomen, insbesondere hinsichtlich des Einflusses von Arzneimitteln, die den Lipidstoffwechsel stören. Um das Potenzial von SERS zur Untersuchung von Lysosomen in lebenden Zellen zu bewerten, wurden die Wechselwirkungen zwischen trizyklischen Antidepressiva und saurer Sphingomyelinase untersucht. Zunächst wurden Modellsysteme untersucht. Die Wechselwirkungen zwischen den Antidepressiva und Goldnanopartikeln wurden durch SERS charakterisiert. Die Daten zeigten, dass Moleküle mit den Nanopartikeln interagieren. Als Modellsystem der lipidreichen Umgebung wurden Komposite aus Liposomen und Goldnanopartikeln von SERS und Cryo-EM untersucht. Die SERS-Spektren sind charakteristisch für die Lipidzusammensetzung der Vesikel. Die Wechselwirkungen zwischen den Antidepressiva und den Lysosomen wurden in der Fibroblastenzelllinie 3T3 durch SERS und komplementäre Methoden untersucht. In Übereinstimmung mit den SERS-Spektren von Modellsystemen zeigen die SERS-Spektren lebender Zellen Signaturen sowohl der Antidepressiva als auch der Lipide. Um die Unterschiede in den Lysosomen zwischen behandelten und nicht behandelten Zellen aufzudecken, wurde ein zufälliger Waldansatz verwendet. Darüber hinaus wurde SERS verwendet, um die Lipidverteilung in Leishmania-infizierten Makrophagen zu untersuchen, von denen bekannt ist, dass sie Lipide akkumulieren. Die Ergebnisse zeigen, dass SERS verwendet werden kann, um die Lipidzusammensetzung in lebenden Zellen verschiedener Zelltypen zu untersuchen. Als neue methodische Entwicklung zeigt die Random-Forest-Analyse von SERS-Daten, dass Ansätze des maschinellen Lernens für ein besseres Verständnis von Daten aus biologischen Systemen nützlich sein können. / Lysosomes play a crucial role in cellular homeostasis. Monitoring lysosomes that accumulate lipids represents a considerable challenge. This thesis focuses on the development of surface-enhanced Raman scattering (SERS) as a method to monitor intact lysosomes, in particular regarding the influence of drugs that interfere with lipid metabolism. To evaluate the potential of SERS for studying lysosomes in live cells, the interactions between tricyclic antidepressants and acid sphingomyelinase were studied. First, model systems were investigated. The interactions between the antidepressants and gold nanoparticles were characterized by SERS. The data showed that molecules interact with the nanoparticles. As a model system of the lipid-rich environment, composites of liposome and gold nanoparticles were studied by SERS and cryo-EM. The SERS spectra are characteristic of the vesicles’ lipid composition. The interactions between the antidepressants and the lysosomes were studied in the fibroblast cell line 3T3 by SERS and complementary methods. In agreement with the SERS spectra of model systems, the SERS spectra of live cells show signatures of both, the antidepressants and the lipids. To reveal the differences in the lysosomes between treated and non-treated cells, a random forest approach was used. Moreover, SERS was used to study the lipid distribution in Leishmania-infected macrophages known to accumulate lipids. The results show that SERS can be used to investigate lipid composition in live cells of different cell types. As a new methodological development, the random forest analysis of SERS data shows that machine learning approaches can be useful for a better understanding of data from biological systems.

<p>Recent advances in nanotechnology have led to the application of nanoparticles in a wide variety of fields. In the field of nanomedicine, there is great emphasis on combining diagnostic and therapeutic modalities into a single nanoparticle construct (theranostics). In particular, anisotropic nanoparticles have shown great potential for surface-enhanced Raman scattering (SERS) detection due to their unique optical properties. Gold nanostars are a type of anisotropic nanoparticle with one of the highest SERS enhancement factors in a non-aggregated state. By utilizing the distinct characteristics of gold nanostars, new plasmonic materials for diagnostics, therapy, and sensing can be synthesized. The work described herein is divided into two main themes. The first half presents a novel, theranostic nanoplatform that can be used for both SERS detection and photodynamic therapy (PDT). The second half involves the rational design of silver-coated gold nanostars for increasing SERS signal intensity and improving reproducibility and quantification in SERS measurements. </p><p>The theranostic nanoplatforms consist of Raman-labeled gold nanostars coated with a silica shell. Photosensitizer molecules for PDT can be loaded into the silica matrix, while retaining the SERS signal of the gold nanostar core. SERS detection and PDT are performed at different wavelengths, so there is no interference between the diagnostic and therapeutic modalities. Singlet oxygen generation (a measure of PDT effectiveness) was demonstrated from the drug-loaded nanocomposites. In vitro testing with breast cancer cells showed that the nanoplatform could be successfully used for PDT. When further conjugating the nanoplatform with a cell-penetrating peptide (CPP), efficacy of both SERS detection and PDT is enhanced. </p><p>The rational design of plasmonic nanoparticles for SERS sensing involved the synthesis of silver-coated gold nanostars. Investigation of the silver coating process revealed that preservation of the gold nanostar tips was necessary to achieve the increased SERS intensity. At the optimal amount of silver coating, the SERS intensity is increased by over an order of magnitude. It was determined that a majority of the increased SERS signal can be attributed to reducing the inner filter effect, as the silver coating process moves the extinction of the particles far away from the laser excitation line. To improve reproducibility and quantitative SERS detection, an internal standard was incorporated into the particles. By embedding a small-molecule dye between the gold and silver surfaces, SERS signal was obtained both from the internal dye and external analyte on the particle surface. By normalizing the external analyte signal to the internal reference signal, reproducibility and quantitative analysis are improved in a variety of experimental conditions.</p> / Dissertation

Cellular redox potential is incredibly important for the control and regulation of a vast number of processes occurring in cells. Disruption of the fine redox balance within cells is has been associated with disease. Of particular interest to my research is the redox gradient that develops in cancer tumours, in which the internal regions are further from vascular blood supply and therefore become starved of oxygen and hypoxic. This makes treatment of these areas a lot more challenging, as radiotherapy approaches rely on the presence of oxygen and, with a poor vascular blood supply, drugs delivered through the blood stream will have poor access to these regions. Currently, there is limited knowledge regarding the quantitative nature of this redox gradient in cancerous tumours. To aid the development of drugs and therapies to overcome this problem, a system that enables quantitative mapping of redox potential through a tumour would be a vital tool. In this work redox sensitive molecules attached to gold nanoparticles (NPs) are delivered to cells and give signals using surface enhanced Raman scattering (SERS). Redox potential changes are monitored quantitatively by ratiometric changes in signal intensity of selected signals in the SER spectra acquired. Multicellular tumour spheroids (MTS) are used as a three dimensional (3D) in vitro tumour model, in which the 3D architecture and gradients observed in tumours in vivo develop. As redox potential is pH dependent and pH is another important physiological characteristic in its own right, a SERS pH sensor was developed and ultimately a system that multiplexes intracellular pH and redox measurement by SERS. Initially, simultaneous redox potential and pH measurements were performed in monolayer culture before extending this to MTS. Photothermal optical coherence tomography (OCT) was used to investigate overall 3D NP distribution in the MTS models. It was possible to control NP delivery to MTS to localise NPs to various regions. Redox potential and pH could then be measured using a fibre optic Raman probe, and spatial response to drug treatment monitored. Intracellular NP localisation was investigated using transmission electron microscopy (TEM), scanning electron microscopy (SEM), helium ion microscopy (HIM) and confocal fluorescence microscopy (CFM) and attempts were made to control NP delivery to particular intracellular compartments.

The detection and analysis of lipids in biological matrices for clinical applications poses many challenges, but rapid and reliable detection will prove invaluable for clinical diagnosis. Herein, we report the application of drop-casted Ag nanoplatelets as surface enhanced Raman scattering (SERS) substrates for qualitative detection of 20-hydroxyeicosatetraenoic acid (20-HETE), which is a potential biomarker for diagnosis of hypertensive disorders. Biomarker peaks of 20-HETE can be reliably detected and differentiated from those of the structurally similar lipids (arachidonic acid, eicosapentaenoic acid, and docosahexaenoic acid) commonly found in human blood, even 1 pM concentrations. Additionally, one study mixed 20-HETE with three structurally similar lipids at concentrations several orders of magnitude greater than the target lipid and 20-HETE could still be detected under these conditions. These experiments demonstrate the viability of SERS for the rapid and reliable detection of endogenous bioactive lipids, which has significant clinical impact in enabling point of care diagnostics.

Surface-enhanced Raman scattering (SERS) effect on Ag films with different morphology is studied. We varied the deposition rates and also proposed a new method to control the nano-gaps on the silver island film. By bending the glass substrates during film deposition, we can control the gap width on the fractal Ag film. The measured SERS intensity is related to the metal film morphology and we found that the gap width is the dominant factor to analyze the SERS signal. The 3-layer metal-insulator-metal structure is simulated and the E-field intensity with different gaps fits to our measurement results.