Text in English / The study analysed the effects of conservation farming in Zimbabwe using a mixed methodology approach. This analysis comes against the background of the recognition that climate change, as characterized by severe droughts, has played a significant role in reducing agricultural productivity, in the process leaving smallholder farmers and the nation of Zimbabwe exposed to recurrent food insecurity. Conservation farming was introduced as a climate adaptation strategy that was aimed at improving crop yields. The study focused on assessing the association between the adoption of conservation farming and a concomitant increase in agricultural productivity. This was key in understanding if there are benefits of using conservation farming as opposed to making use of the conventional method of farming. The study also investigated the nature of conservation farming being practiced in Umguza District; this was done in order to understand whether smallholder farmers are implementing all the key principles underpinning the use of conservation farming. The study further assessed the challenges and opportunities that exist through the use of conservation farming with the aim of coming up with sustainable solutions to the challenges affecting smallholder farmers. The study went on to assess the factors that determine the adoption and maximum utilization of conservation farming. Identification of these key variables was instrumental in the design of a localized conservation farming model. Study results revealed that conservation farming is an effective method of increasing agricultural productivity. The study also established that smallholder farmers are not implementing all the key principles of conservation farming and this was attributed to the failure to include the smallholder farmers in the design of conservation farming models. It was further revealed that smallholder farmers face various challenges that include access to inputs and limited support from the government. Implications of the study highlight the need for the community to be actively involved in the design of a conservation farming model localized to the unique context of smallholder farmers. A prototype for implementing a sustainable conservation farming model was developed in collaboration with the smallholder farmers as part of a solution based approach to dealing with the challenges affecting smallholder farmers. / School of Agriculture and Life Sciences / Ph. D.

Rural Ethiopia rolled-out a program for the establishment of farmers’ collective action groups known as ‘Farmers’ Development Groups’ (FDGs), in 2007, based on presumed common interest of smallholder farmers. Although the government trusts that FDGs fetch fast and widescale agricultural transformation as part of the participatory agricultural extension system, systematic study and evidence on what motivates smallholder farmers to act collectively, the group dynamics, long term impact and transformative potential of the agricultural extension groups is scarce. Using the expectancy-value theory in social-psychology, this study explores what drives smallholders to act collectively; their participation level and benefits in groups, particularly for women and the youth; and the extent to which farmers’ groups attain intended agricultural transformation goals of productivity and commercialization. The study collected a mix of qualitative and quantitative data in 2016, through 46 key informant interviews; 8 focus group discussions with farmers, and a survey of randomly selected 120 smallholder farmers (30 percent women) in four sample woredas (districts) of Ethiopia. The findings of the study are drawn through a content analysis, and descriptive and correlation analysis of the qualitative and quantitative data, respectively. The study findings show that social identity, and not ‘common interest’ motivates smallholder farmers to join and participate in FDGs. The study provides evidence that participation in FDGs enhances smallholder farmers’ adoption and use of agricultural technologies, where 96 and 84 percent of the farmers who received extension messages in the group on crop and livestock production, respectively, applied the message. Consequently, by 2015 more than 85 percent of the survey respondent farmers reported above 10 percent increase in crop and livestock productivity. Nevertheless, the nature of the incremental changes brought by the collective actions are not transformative, nor sustainable. Extension groups have limited contribution to commercialization of smallholders, where only 20 percent of the FDG members participate in output marketing. More so, FDGs avail limited collective opportunity for the landless youth, and married female farmers in a rural society where difference in power, status and privilege prevail. It also limits deviation of thought among the rural community. Limited access to inputs and technology; large family size; limited access to farm land; over dependence of the extension system on ‘model’ farmers and public extension agents, and poorly designed sustainability features bound the transformative potential of FDGs. The study forwards a set of five recommendations to unleash the potential of FDGs: reconsider the group design to be identity congruent; ensure inclusiveness for young and female farmers; empower and motivate voluntary group leaders; encourage collective marketing and; invest in sustainability features of the group. / Development Studies / Ph. D. (Development Studies)

<p>  </p> <p>Food systems are facing unprecedented challenges and need reforms to be more efficient and provide safe and nutritious food from farm to fork. In this dissertation, I present new empirical evidence on different strategies to tackle two critical problems of food systems in sub-Saharan Africa (SSA): food contamination and the inefficient delivery and use of subsidized agricultural inputs. The first essay measures demand and network effects for a newly available technology called Aflasafe that delivers credence attributes (i.e., benefits difficult or impossible to observe and measure even after frequent use of the technology). The second essay exploits a policy change in Malawi to estimate the efficiency of public and private channels at distributing inputs to smallholder farmers. I use a panel dataset covering the period from 2010 to 2016 and a difference-in-differences (DID) framework to estimate the impact of the policy change on procurement of subsidized fertilizer, efficiency and service quality, agricultural productivity, and the household’s decision to purchase commercial fertilizer. The third essay identifies a series of constraints faced by smallholder farmers in Senegal and assesses which ones are associated with chemical and microbial contaminants in groundnut (peanut).</p>

D. Tech. (Department of Information and Communication Technology, Faculty of Applied and Computer Sciences), Vaal University of Technology. / The agriculture sector is the lifeblood of the economies of the world's least developed countries (LDCs). In Zimbabwe, this sector is considered to be the backbone of Zimbabwe's economy, and as a result, it is the sector that supports the economic growth of the country, food security, and poverty eradication efforts. Furthermore, the use of mobile technology has continued to rise in Zimbabwe, and farmers now can obtain agricultural information through the use of mobile technology. Mobile phones are increasingly being integrated into current agricultural trade businesses, owing to the critical role they serve in facilitating information transmission between farmers and buyers. The potential of mobile phones in agriculture spawned mAgriculture, which is the use of mobile phones to provide agricultural information and services. Variousitechnology companies in iZimbabwe have come up with various mobile farming platforms as innovation, with the aim of improving overall performance among smallholder farmers. In order to find the usefullness of these mobile farming platforms, it imperative to measure the adoption and acceptance of this technology in the farming environment. The study sought to investigate the adoption and acceptance of mobile farming platforms in Zimbabwe through a more comprehensive model based on UTAUT 2 that encapsulates the key factors that influence user adoption and acceptance of mobile farming platforms. The main aim of the study was to inform technology start-up companies and other mobile application developers in the development of mobile farming platforms or applications that can be fully adopted and accepted by users, taking into cognisance all salient factors affecting their adoption and acceptance. The model has been used to investigate smallholder farmers in a developing country such as Zimbabwe. The model explores the effect of attitude as one of the key determinants that affect the behavioral intention to use mobile farming platforms. In addition, the model looked at the moderating effect of Hofstede's five cultural dimensions on the key determinants that influence behavioral intention as well as actual use of mobile farming platforms at individual level. A total of 411 questionnaires were received from smallholder farmers in Zimbabwe's three major provinces who were using mobile farming platforms. Structural Equation Modelling was utilized to test the hypothesized conceptual model. Reliability and validity checks were done to the model instrument. As hypothesized, the findings of this study revealed that performance expectancy (PE), effort expectancy (EE) and facilitating conditions (FC) are significant determinants of the newly added variable Attitude (AT). Attitude (AT), together with social influence (SI), facilitating conditions (FC), hedonic motivation (HM), price value (PV), and habit (HB) were found to be significant determinants of behavioral intention and usage of mobile farming platforms for smallholder farmers. The results also showed that cultural dimensions have a moderating effect on user acceptance of mobile farming platforms. According to the findings, attitude and culture are significant factors to consider when analyzing farmers' behavioral intentions and use of mobile farming platforms. The findings of the study contribute to the literature by validating and supporting the applicability of the extended UTAUT 2 for the adoption and acceptance of mobile farming platforms by smallholder farmers in developing countries. The theoretical contribution of the study was through the extension of UTAUT 2 where attitude was added as one of the new key determinants of behavioral intention and cultural dimensions were added as mediators. The other contribution is to the Zimbabwean farming community where the study was conducted.

International climate mitigation agendas increasingly focus on the conservation of tropical forests such as the Amazon due to their high potential of sequestering large amounts of carbon. At the same time, Peru’s Amazonian frontier is increasingly subject to market pressures and other factors contributing to deforestation and the expansion of the agricultural frontier. In the face of these processes, the perspectives of local people and indigenous communities are often rendered invisible. Therefore, it becomes increasingly relevant to align goals of forest conservation with strategies to not compromise livelihood needs for rural populations. This thesis explores unheard perspectives of local people and the corresponding struggles to make a life in the Peruvian Amazon. More concrete, it is a case study on livelihoods in the indigenous community Naranjal in San Martín, one of the upper eastern jungle regions of Peru. Through using the conceptual lens of the ‘Extended Livelihood Framework’ and theories rooted in political ecology, the different livelihood activities are analysed both on the village and household level as well as in relation to wider political trends influencing these. Methodologically, qualitative PRA tools such as semi-structured interviews with households and key informants were used. The Findings demonstrate household complexity and livelihood diversity in which tensions between the different activities followed by villagers arise. The contested institutional landscape around Naranjal forms part of this puzzle. A crucial concern is the access to livelihood resources such as old-growth forests and farming land. These are in turn influenced by external ecological and demographic changes as well as political interests by the Peruvian state. Access mechanisms such as social networks and social identity in terms of indigeneity as well as farmer’s local knowledge on ecologies were highlighted, among others. It is argued that political and development actors should consider features of these mechanisms and livelihoods found in Naranjal, as they hold potential to contribute to a more sustainable future for indigenous communities in rural Amazonia. Equally, more collaboration among different development interventions should be aspired to build on synergies and head towards an integrative development approach which includes and considers villager’s own concerns and perspectives.

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Smallholder farmers often have great entrepreneurial qualities that build on generations of experience. However, many farm management practices are poorly adapted to current climate change conditions. In order for farmers to understand the risks they are undertaking by following certain farming practices and to adapt accordingly, a decision support tool is being developed by researchers at TU Delft. The tool runs a socio-hydrological model, created in Python, in the back-end and provides farmer specific investment and profit data for different crops in the front-end. The aim of this study is to develop a risk assessment process that integrates hydro-climatic variability in the decision support tool, and to identify ways of communicating risk to smallholder farmers in Maharashtra, India. Two sources of variability were characterised based on a literature review of Indian farmers’ own risk perceptions; the untimely onset of the Indian Summer Monsoon and the frequency of dry spells. A sensitivity analysis was then carried out to investigate their respective effects on the farmers’ crop yields. The method proposed to evaluate these risks used a single variable, precipitation data, and a two-dimensional risk matrix to compound the two risk factors, over a time span of 14 years (2003-2016). However, the results indicate that it might be more beneficial to define dry spells in terms of crop water stress, instead of a precipitation threshold. This study also proposed a method for translating a cumulative distribution curve into a risk representation that is adapted for low-literacy users by combining numbers and text with graphics, color and voice descriptions. Ultimately, however, the usability of the tool cannot be determined solely through literature, but must involve the end-users in its design. / Småskaliga jordbrukare är goda entreprenörer som samlat på sig kunskaper och erfarenheter över flera generationer. Däremot är vissa metoder som jordbrukarna använder sig av idag för att förvalta sitt jordbruk inte anpassade till nutida klimatförändringar. För att jordbrukarna ska förstå riskerna som de åtar sig vid valet av dessa metoder försöker forskare vid TU Delft nu ta fram ett verktyg för att underlätta jordbrukares förmåga att ta självständiga men välgrundade beslut om sitt jordbruk. Verktyget är baserat på en socio-hydrologisk modell som är framtagen i Python och som förser specifika investerings- och inkomstdata för enskilda jordbrukare. Syftet med detta kandidatarbete är att bidra till verktyget genom att undersöka de hydroklimatiska risker som uppstår till följd av föränderliga och osäkra klimatologiska förhållanden för jordbrukare i delstaten Maharashtra, Indien. Två riskfaktorer karakteriserades baserat på en litteraturstudie om indiska jordbrukares riskuppfattningar: avvikelser i starten på den indiska sommarmonsunen och antal torrperioder under monsunsäsongen. Dessutom utfördes en känslighetsanalys för att undersöka om och hur den existerande modellens utdata av skörd påverkades av de valda riskfaktorerna. Monsunstarten och torrperioderna togs fram genom metoder som enbart använde historiska nederbördsdata över tidsperioden 2003-2016 och kombinerades sedan med hjälp av en tvådimensionell riskmatris. Resultaten visade att det fanns anledning att ifrågasätta hur torrperioderna definierades och att det kan vara mer fördelaktigt att undersöka vattenbrist för grödan, snarare än att enbart förlita sig på nederbördsdata. Vidare föreslog denna studie en metod för att översätta en kumulativ fördelningsfunktion till en grafisk riskframställning som är anpassad till användare med låg läskunnighet genom att kombinera siffror med text, grafik, färg och ljudförklaringar. I slutändan kan dock inte användbarheten av verktyget enbart avgöras utifrån litteratur, utan måste även inkludera återkoppling från slutanvändarna.

This study examines rural household food security and its determinants in drought-prone Amhara Region of Ethiopia by focusing on Lay Gaint district as a case study site. A range of factors from physical environmental circumstances to policy and institutions-related issues determine households‟ vulnerability to food insecurity and livelihood outcomes. The survey results showed that the majority (74%) of the sampled households experienced food insecurity. The situation was worse among female-headed households such that 86% of them were food insecure. The study revealed that, despite the low level of productivity related to local environmental constraints, rural livelihoods remain undiversified with small scale rain-fed agriculture to provide the primary source of livelihood for the large majority of households (~93% of respondents). Only about 25% of the respondents participated in some form of non-farm or off-farm activities, but with only little contribution to their total annual incomes. Food insecurity is a chronic problem in that, on average, households in the study area consume from own production for only about six months. The study found out that the majority of households (about 80%) perceived annual rainfall to be inadequate to support the growing of crops and grazing of animals. The main adaptive strategies employed by the majority of households included diversifying livestock kept, planting trees and diversifying crops. The study revealed that incidence, depth and severity of food insecurity of the food insecure households showed that Woina-Dega and Kolla agro-ecologies are prone to vulnerability to food insecurity. This suggests that development interventions that are geographically differentiated; and build household assets will improve household food security in the study area, and in other similar environments in the country. / Geography / D.Phil.

The study was conducted across the four district municipalities in the Free State province of South Africa. The objective of the study was to determine socio-economic factors that affected livestock numbers among smallholder cattle and sheep farmers in the Free State province of South Africa. The research was qualitative and quantitative in nature. Proportionate random sampling method was used to collect data. The population comprised of smallholder cattle and sheep farmers that kept at least 30 livestock. Data between the 2008 and 2012 farming seasons were collected by administering well-structured questionnaires to 250 smallholder cattle and sheep farmers. Data collected were captured and analysed using the statistical package for social sciences (SPSS version 22 of 2013) to obtain frequency, cross-tabulation, descriptive statistics and ordinary least square (OLS) regression. Descriptive statistics results indicated that lack of camp systems, drought prevalence, increased feed costs, poor veterinary interventions, insufficient breeding stock, high cost of fuel and transportation, lack of equipment, diseases, stock theft and pilfering, and insufficient grazing land were the prevalent factors that affected cattle and sheep farming in the province.The OLS regression results indicated that the variables that significantly affected livestock numbers were district, household size, livestock numbers in 2008, planted pastures, grazing land condition, grazing land acquisition, service, advice / training, veterinary services, purchase of dosing products and sales per year. The results also indicated that the majority (96.8%) of the smallholder cattle and sheep farmers would like to increase their livestock numbers. It was therefore recommended that extension and veterinary services should be strengthened in the study area. In addition, it was recommended that smallholder livestock farmers should be encouraged to plant pastures to reduce pressure on the natural veld and make forage available throughout the year. Lastly, as a recommendation, government should provide subsidies with distribution policies that will ensure that all smallholder livestock farmers can benefit. / Agriculture and  Animal Health / M. Sc. (Agriculture)