Submitted by Alison Vanceto (alison-vanceto@hotmail.com) on 2017-02-23T14:32:27Z No. of bitstreams: 1 TeseBP.pdf: 10262484 bytes, checksum: fba14b7c525ee723da7badf4144c7db2 (MD5) / Approved for entry into archive by Ronildo Prado (ronisp@ufscar.br) on 2017-03-13T19:29:26Z (GMT) No. of bitstreams: 1 TeseBP.pdf: 10262484 bytes, checksum: fba14b7c525ee723da7badf4144c7db2 (MD5) / Approved for entry into archive by Ronildo Prado (ronisp@ufscar.br) on 2017-03-13T19:29:43Z (GMT) No. of bitstreams: 1 TeseBP.pdf: 10262484 bytes, checksum: fba14b7c525ee723da7badf4144c7db2 (MD5) / Made available in DSpace on 2017-03-13T19:36:18Z (GMT). No. of bitstreams: 1 TeseBP.pdf: 10262484 bytes, checksum: fba14b7c525ee723da7badf4144c7db2 (MD5) Previous issue date: 2016-06-24 / Coordenação de Aperfeiçoamento de Pessoal de Nível Superior (CAPES) / Technological development and market pressure turned polymers into widely used structural materials for several different applications, being manufactured by a wide range of monomers. However, traditional polymers usually show some drawbacks regarding environmental aspects, as most used polymers are produced with nonrenewable feedstock and generate huge amounts of non-biodegradable residues. Therefore it is imperative the sustainable development of new bio-based and biodegradable polymeric materials. The use of microorganisms for obtaining biopolymers is a very promising reality. However, in order to achieve viable production in industrial scale it is necessary to overcome economic barriers, by using microbes with good assimilation of low-cost substrates and high biopolymer yields. As such, the objective of this work was the isolation and identification of bacteria associated with the insect Diabrotica speciosa, as well as the evaluation microbial capacity of biopolymer production. The insect presented great microbial diversity, identified as an underexplored niche with tremendous biotechnological potential for the investigation of novel species and/or strains. In an attempt to find bacterial isolates effective on the production of two classes of biopolymers, polyhydroxyalkanoates (PHA) and exopolysaccharides (EPS), it was obtained 73 strains of bacteria associated with Diabrotica speciosa. These bacteria were identified at genus level by genetic techniques using 16S rDNA sequencing and by proteomic techniques using MALDI-TOF MS. Both characterization methods yielded 100% convergence on results. It was found 17 different bacterial genera, which were submitted to qualitative screening assays in order to identify strains producing PHA using Nile Red dye method, as well as for EPS by using the bacterial spot test. Promising strains on both assays were selected for further quantitative studies and structural characterization of the obtained biopolymers. Quantitative analyses for PHA production corroborated satisfactorily with qualitative results, especially to bacteria from genera Aurantimonas and Delftia which demonstrated high PHA production capacity with 50 and 90% polymer yield on dry mass, both strains being strains able to use substrates such as glucose, acetate and glycerol. GC-MS analyses indicated that Aurantimonas sp. produced mostly a homopolymer of polyhydroxybutyrate (PHB), while Delftia sp. was able to produce a copolymer having butyrate and valerate (PHBV), with up to 10% (w/w) of valerate. Regarding EPS production, the screening showed that the isolates were able to produce polymers in variable amounts, with vast and complex structural variations. Strains from genera Acidovorax, Aurantimonas and Luteibacter were further selected for quantitative analysis of EPS production and analytical characterization of the obtained biopolymer. After analyses using NMR, MALDI-TOF, SEC-UV-ELSD and GC-MS, bacteria from genus Luteibacter produced a highly complex polymer rich in mannose, glucose, fucose and xylose; genus Acidovorax produced a glucomannan-type EPS with a high degree of branching; and genus Aurantimonas was able to produce up to 2 g.L-1 of a water insoluble EPS. In face of these results, it was possible to conclude that D. speciosa microbiota showed to be extremely rich in bacterial species viable for exploratory studies with biotechnological context of biopolymer production. Investigated strains showed promising characteristics to be further evaluated in larger scale (fermenters), especially the bacteria Aurantimonas sp., able to produce PHBV and EPS. / O desenvolvimento tecnológico e a pressão de mercado fizeram com que os polímeros se tornassem materiais estruturais amplamente utilizados em uma grande variedade de aplicações, sendo manufaturados a partir de uma ampla gama de monômeros. Entretanto, estes materiais geralmente apresentam algumas desvantagens do ponto de vista ambiental, pois os polímeros mais utilizados são produzidos com matérias-primas não renováveis e geram grandes volumes de resíduos não biodegradáveis. Assim, torna-se necessário o desenvolvimento sustentável de novos materiais biobaseados e biodegradáveis. O uso de microorganismos para a obtenção deste tipo de polímero é uma realidade bastante promissora. Todavia, para a produção viável em escala industrial é necessário superar barreiras econômicas, através do uso de cepas com boa assimilação de substratos de baixo custo, proporcionando uma alta produtividade. Assim, este trabalho teve por objetivo o isolamento e identificação de bactérias associadas ao inseto Diabrotica speciosa, bem como a avaliação da capacidade microbiana de produção de biopolímeros. O inseto apresentou uma grande diversidade em sua microbiota, mostrando ser este um nicho subexplorado e com enorme potencial para a investigação de novas espécies e/ou isolados. Com o propósito de encontrar isolados eficientes na produção de duas classes de biopolímeros, polihidroxialcanoatos (PHAs) e exopolissacarídeos (EPS), foram obtidos 73 isolados bacterianos do inseto praga Diabrotica speciosa. Todas as cepas foram identificadas em nível de gênero pelo uso de técnicas genéticas, através do sequenciamento de 16S rDNA parcial e por análises proteômicas, avaliando-se o perfil proteico obtido via MALDI-TOF MS. Ambas as técnicas de identificação apresentaram 100% de convergência entre os resultados. Foram encontrados no total 17 gêneros de bactérias, que foram submetidas a ensaios qualitativos de triagem para identificação de isolados produtores de PHAs pelo método do corante vermelho de Nilo, bem como para EPS pelo método do teste de ponto bacteriano. Isolados promissores em ambos os ensaios foram selecionados para estudos quantitativos e caracterização estrutural dos polímeros obtidos. As análises quantitativas para a produção de PHA corroboraram satisfatoriamente com os resultados qualitativos, com destaque para as bactérias do gênero Aurantimonas e Delftia que apresentaram alta capacidade de produção de PHA, com rendimentos de 50 e 90% de polímero em massa seca, respectivamente, sendo ambas as cepas capazes de utilizar substratos como glicose, acetato e glicerol. Análises por GC-MS realizadas após metanólise do polímero indicaram que Aurantimonas sp. produziu majoritariamente homopolímero de polihidroxibutirato (PHB), enquanto Delftia sp. foi capaz de produzir um copolímero contendo monômeros do tipo butirato e valerato (PHBV), contendo até 10% em massa de valerato. Com relação à produção de EPS, a triagem indicou que os isolados se mostraram capazes de produzir polímeros em quantidade variáveis, com uma grande e complexa variação estrutural. Isolados dos gêneros Acidovorax, Aurantimonas e Luteibacter foram selecionados para avaliação quantitativa da produção de EPS e caracterização estrutural do biopolímero. Após análises por NMR, MALDI-TOF, SEC-UV-ELSD e GC-MS, o gênero Luteibacter produziu um polímero altamente complexo contendo manose, glicose, fucose e xilose, o gênero Acidovorax produziu um EPS do tipo glucomanana altamente ramificado;= e o gênero Aurantimonas foi capaz de produzir até 2 g.L-1 de um EPS insolúvel em água. Deste modo, foi possível concluir que a microbiota de D. speciosa se apresentou extremamente rica em isolados microbianos viáveis para estudos exploratórios no contexto biotecnológico de produção de biopolímeros. Os isolados investigados apresentaram características promissoras para serem futuramente avaliadas em escalas maiores (fermentadores), especialmente a bactéria Aurantimonas sp., que foi capaz de produzir tanto PHBV, quanto EPS.

Made available in DSpace on 2015-05-14T13:21:13Z (GMT). No. of bitstreams: 1 arquivototal.pdf: 2559856 bytes, checksum: 50fe82b4059b56d6e01eb8e3cf66ea70 (MD5) Previous issue date: 2012-10-20 / Financiadora de Estudos e Projetos - Finep / Mesoionic compounds are notable heterocyclic for having the most diverse biological properties, physical and chemical properties. Are defined as flat and non-aromatic heterocyclic Betaines stabilized by electron delocalization. Through an in situ cycloaddition/cicloreversion 1,3-dipolar were obtained two mesoionic, MI-1.1 and MI-1.2 through of the interconversion system 1,3-oxazólio-5-olato (Munchnonas) for 1,3-tiazólio-5-tiolato. A nucleophilic substitution reaction with excess methyl iodide, CH3I, promoted the first modification to the mesoionic system were changed of free base to iodates salts, S-methylated forming derivatives mesoionic, MI-2.1 e MI-2.2. These underwent a cyclodehydration reaction in the presence of acetic anhydride yielding two mesoionic system 1,3-diazolium-5-thiolate, MI-3.1 and MI-3.2, which in turn were alkylated again and originated two derived in the form of iodates salts S-methylated, MI-4.1 and MI-4.2. As the mesoionic and its derivatives: MI-2.1, MI-2.2, MI-3.1, MI-3.2, MI-4.1 and MI-4.2 and unpublished literature. Their structures were elucidated by spectroscopic techniques for RMN 1H and 13C and infrared light through a comparative analysis with existing structures. / Os compostos mesoiônicos são heterocíclicos notáveis por apresentar as mais diversas propriedades biológicas, físicas e químicas. São definidos como betaínas heterocíclicas planas e não aromáticas estabilizadas por deslocalização de elétrons. Através de uma reação in situ de cicloadição/cicloreversão 1,3-dipolar obtiveram-se dois mesoiônicos, MI-1.1 e MI-1.2, através da interconversão do sistema 1,3-oxazólio-5-olato (Munchnonas) para 1,3-tiazólio-5-tiolato. Uma reação de substituição nucleofílica com excesso de iodeto de metila, CH3I, promoveu a primeira modificação no sistema mesoiônico sendo transformados de base livre para sais iodatos S-metilados formando os derivados mesoiônicos, MI-2.1 e MI-2.2. Estes sofreram uma reação de ciclodesidratação na presença de anidrido acético obtendo-se dois mesoiônicos do sistema 1,3-diazólio-5-tiolato, MI-3.1 e MI-3.2, que por sua vez foram alquilados novamente e originaram dois derivados em forma de sais iodatos S-metilados, MI-4.1 e MI-4.2. Sendo os mesoiônicos e seus derivados: MI-2.1, MI-2.2, MI-3.1, MI-3.2, MI-4.1 e MI-4.2 inéditos na literatura. Suas estruturas foram elucidadas por meio de técnicas espectroscópicas de RMN 1H e 13C e infravermelho através de uma análise comparativa com estruturas já existentes.

Ameaças na sustentabilidade do desenvolvimento mundial em consideração ao aquecimento global, a dependência energética e a demanda exponencial pela produção de alimentos têm levado ao crescente interesse por fontes alternativas renováveis de energia como a biomassa vegetal. Neste cenário, a viabilização do etanol sem competição por terra cultivável a partir do bagaço de cana-de-açúcar (BC) pela rota enzimática é peça chave para a produção integrada e sustentável dos biocombustíveis visando otimização de recursos, redução de resíduos e minimização de impactos ambientais negativos. Entretanto, a sua comercialização precisa ser ainda consolidada através da economicidade nos insumos de hidrólise (enzimas celulases) e de uma maior eficiência na etapa de pré-tratamento da lignocelulose. Dessa forma, este trabalho teve como objetivo contribuir na redução dos custos de produção celulases utilizando um resíduo característico da indústria brasileira, o BC, para produção de celulases específicas através da tecnologia de fermentação em estado sólido com o microorganismo Aspergillus niger. A proposta desenvolvida consiste em bioprocesso com pré-tratamento hidrotérmico do BC condizente a seu uso como substrato fermentativo, complementação deste substrato com 35% de farelo de soja e meio de suplementação com acréscimo de protéicas, umidade de fermentação de 80% e uso de circulação forçada em bioreator de coluna instrumentado visando o balanço hídrico e térmico do processo. As celulases específicas assim produzidas exibiram atividades de FPase: 0,045; CMCase: 1,10; xilanase: 9,17 e \'beta\'-glicosidase:0,33 UI/mL, e sua ação sinérgica sobre o BC explodido resultou na conversão em açúcares redutores de 15% após 22 horas de hidrólise. A direta aplicabilidade e especificidade do coquetel enzimático produzido mostram a proposta do bioprocesso como uma tecnologia de elevado potencial de integração no modelo de produção de etanol celulósico, anexo a uma usina convencional. Esta alternativa de desenvolvimento a maior escala indica uma oportunidade nacional para o crescimento sustentável na produção de bioetanol e a expansão das vantagens associadas com o uso de biocombustíveis no âmbito mundial. / Threats to sustainability of world development in regards to global warming, energy dependence and the exponential demand for food production have led to growing interest in alternative renewable sources of energy such as biomass. In this context, the viability of ethanol from sugar cane bagasse cane (SCB) by enzymatic pathway, without competition for farmland, is the key for sustainable and integrated biofuels production aiming to optimize resources, waste reduction and negative environmental impacts minimization. However, its commercialization needs to be further consolidated through the economy of hydrolysis enzymes (cellulases) and efficiency improvements in lignocellulosic pre-treatment. Thus, this study aimed to contribute for the reduction of costs in cellulases production using a traditional brazilian industrial waste, the SCB, in order to obtain specific cellulases with the microorganism Aspergillus niger by solid state fermentation. The proposal of bioprocess developed consists of SCB hydrothermal pre-treatment towards to its use as fermentation substrate, complementation of this substrate with 35% of soybean bran and supplementation medium with protein sources addition, moisture fermentation of 80% and use of a column bioreactor instrumented with forced aeration aiming suitable control of water and thermal balance of the process. Thus, specific cellulases produced exhibited activities of FPase = 0.045; CMCase = 1.10; xylanase = 9.17 and -glucosidase = 0.33 IU/mL, and their synergy action over exploded SCB resulted in 15% of reducing sugar conversion after 22 hours of hydrolysis. The direct applicability and specificity of the enzymatic cocktail produced shows the proposed bioprocess as a high potential technology for integration into the production model of cellulosic ethanol, joint to a conventional power plant. This development alternative to larger scale indicates a national opportunity for sustainable growth in bioethanol production and associated benefits expansion with the worldwide use of biofuels.

Este trabalho teve como foco principal a caracterização espectroscópica dos haletos de berílio, BeCl, BeBr e BeI. O conhecimento acerca dessas espécies foi ampliado significativamente através do cálculo de parâmetros de difícil caracterização experimental. Como os poucos trabalhos experimentais realizados para esses haletos apresentam resultados inconclusivos para a transição C 2Σ+ - X 2Σ+, através do cálculo acurado de probabilidades de transição foi possível oferecer uma nova interpretação para os dados existentes, apresentando inclusive resultados para as outras transições eletrônicas até o presente desconhecidas. Cálculos utilizando o método de Interação de Configurações Multirreferencial (MRCI) com um conjunto de funções de base consistentes na correlação de qualidade quintupla-zeta foram utilizados para se obter as curvas de energia potencial associadas ao primeiro e segundo canais de dissociação para os estados dubleto e quarteto dessas espécies. Parâmetros espectroscópicos como as constantes vibracionais we, wexe, a constante rotacional Be e a distância de equilíbrio foram determinados para os estados de mais baixa energia. Além disso, foram calculadas a energia de excitação (Te) e a energia de dissociação (De) com e sem a inclusão de efeitos spin-órbita. Os resultados obtidos expandiram significativamente nosso conhecimento sobre os estados eletrônicos dessa espécies. Para os estados já investigados experimentalmente, houve boa coerência entre os parâmetros calculados e experimentais. As diferenças de energia entre os dois canais no limite de dissociação para as moléculas BeCl, BeBr e BeI obtidas neste trabalho foram, respectivamente: 21835, 21889 e 21998 cm-1, em concordância com o respectivo resultado experimental das três espécies (21980 cm-1). A determinação teórica da energia de dissociação D0 foi bastante satisfatória. Obtivemos 92,24; 72,77 e 51,75 kcal·mol-1, respectivamente, para as moléculas BeCl, BeBr e BeI incluindo os efeitos spin-órbita, comparados a 91,78, 71 e 57 kcal·mol-1. Para uma análise mais completa das curvas de energia potencial, elas também foram obtidas considerando-se os efeitos relativísticos. A constante de acoplamento spin-órbita calculada na região de equilíbrio de cada uma das moléculas BeCl, BeBr e BeI foi, respectivamente: 41, 207 e 324 cm-1, em boa concordância com os resultados experimentais: 52,8, 198 e 361,1 cm-1, respectivamente. A separação spin-órbita no limite de dissociação calculada foi de 823, 3446 e 6975 cm-1 (BeCl, BeBr e BeI), também coerentes com resultados experimentais: 882, 3685,24 e 7603,15 cm-1, respectivamente. Foi ainda realizada uma análise detalhada sobre os canais de dissociação das moléculas HBeP e BePH. A construção de um diagrama de energias relativas permitiu obter um conjunto de dados importantes a respeito de todos os possíveis canais de dissociação. Em particular é mostrado a estabilidade relativa e a energia no limite de dissociação. Para a energia no limite de dissociação obtivemos resultados consistentes com os valores experimentais. Nossos cálculos para os três primeiros canais de dissociação HBeP = H + Be resultaram nos seguintes valores: H (2Sg) + Be (X 4Σ+), 0 cm-1; H (2Sg) + Be (a 2π), 426 cm-1 (exp. 502 cm-1); H (2Sg) + Be (b 2Σ-), 1896 cm-1 (exp. 1976 cm-1). Por fim, pela primeira vez na literatura, o calor de formação e de atomização foram calculados para estas espécies. Para os isômeros HBeP e BePH, a energia de atomização a 298,15 K calculada foi de 119,02 kcal·mol-1 e 107,40 kcal·mol-1, respectivamente; para o calor de formação a 298,15 K, obtivemos 86,14 e 97,76 kcal·mol-1 para as espécies HBeP e BePH, respectivamente. / This work has mainly focused on the spectroscopic characterization of the beryllium halides, BeCl, BeBr and BeI. Knowledge about these species was substantially increased through the calculation of parameters that are difficult to access in an experimental characterization. As the few experimental works carried out for these halides presented inconclusive results for the C 2Σ+ - X2Σ+ transition, we carried out accurate calculations of transition probabilities, thus offering a new interpretation about the existing data, including also results for other electronic transitions as yet unknown. Calculations using the method Multireference Configuration Interaction (MRCI) along with correlation-consistent basis set functions of quintuple-zeta quality were used to obtain the potential energy curves associated with the first and second dissociation channels for the doublet and quartet states of these species. Spectroscopic parameters such as vibrational constants We, WeXe, the rotational constant Be and the equilibrium distance were determined for the low-lying states. Furthermore, we also calculated the excitation energy (Te) and the dissociation energy (De) with and without the inclusion of spin-orbit effects. The obtained results significantly expanded our knowledge about the electronic states of this species. For states already investigated experimentally, there was good consistency between the calculated and the experimental parameters. The energy differences between the two channels in the dissociation limit for BeCI, BeBr and Bel molecules obtained in this work were: 21835, 21889 and 21998 cm-1, in agreement with the corresponding experimental results of the three species (21 980 cm-1). The theoretical determination of the dissociation energy D0 was very satisfactory. We obtained 92.24, 72.77, and 51.75 kcal·mol-1, respectively, for the BeCl, BeBr and BeI molecules including spin-orbit effects, compared to 91.78, 71 and 57 kcal . mol-1. For a more complete analysis of the potential energy curves, they also were obtained considering relativistic effects. The calculated spin-orbit coupling constants in the equilibrium region of BeCl, BeBr and BeI molecules were respectively 41, 207 and 324 cm-1, in good agreement with the experimental results: 52.8, 198, and 361.1 cm-1, respectively. The calculated spin-orbit splitting in the dissociation limit was 823, 3446 and 6975 cm-1 (BeCl, BeBr and BeI) also consistent with the experimental results: 882, 3685.24 and 7603.15 cm-1, respectively. Additionally, a detailed analysis of the dissociation channels of HBeP and BePH molecules was performed. The construction of a relative energies diagram allowed us to derive a set of important data for all the possible dissociation channels. In particular, it is shown the relative stability and the energy in the dissociation limit. For the energy in the dissociation limit, we obtained results consistent with the experimental values. Our calculations for the first three dissociation channels HBeP = H + Be resulted in the following values: H (2Sg) + Be (X 4Σ+), 0 cm-1; H (2Sg) + Be (a 2π), 426 cm-1 (exp. 502 cm-1); H (2Sg) + Be (b 2Σ-), 1896 cm-1 (exp. 1976 cm-1). Finally, for the first time in the literature, the heat of formation and the atomization energy were calculated for these species. For the HBeP and BePH isomers, the atomization energy calculated at 298.15 K was 119.02 and 107.40 kcal . mol-1, respectively; for the heat of formation at 298.15 K, we obtained 86.14 and 97.76 kcal· mol-1 for HBeP and BePH species, respectively.

O Nafion é um ionômero constituído por uma matriz de politetrafluoroetileno (PTFE) contendo ramificações laterais terminadas em grupos sulfônicos. Neste trabalho, a membrana na forma ácida e nas formas salinas (Li+, Na+, K+, Rb+ e Cs+) foram analisadas, via espectroscopia vibracional e análise térmica. Para proceder à análise vibracional, dividiu-se o ionômero em três grupos, cada qual pertencente a um grupo pontual distinto: o grupo sultanato (C3v) ; o grupo éter (C2v) e a matriz fluorocarbônica D(14π/15). O grupo sulfonato apresenta modos vibracionais de estiramento simétrico (1060 cm-1) e de estiramento degenerado (na região de 1300 cm-1). O Nafion apresenta dois grupos éter, os quais deram origem no espectro a duas bandas: uma em 984 e outra na região de 970 cm-1. Verificou-se que apenas a banda em 970 cm-1 sofre uma influência mais direta do ambiente iônico. A atribuição das bandas da matriz polimérica foi feita considerando-se que a cadeia de PTFE apresenta estrutura helicoidal (157) . Nesta estrutura são previstas a existência de quatro espécies de simetria que apresentam atividade nos espectro Raman e infravermelho. No Raman são ativos os modos de espécie A1, E1 e E2 e no infravermelho são ativos os modos de espécie A2 e E1. A análise térmica dividiu-se em: termogravimetria e calorimetria exploratória diferencial. A termogravimetria mostrou que a membrana na forma ácida apresenta um padrão de decomposição distinto das membranas nas formas salinas. A calorimetria exploratória diferencial mostrou que a membrana na forma ácida apresenta três eventos endotérmicos: em 134ºC, em 250ºC e o último em 325ºC. Na membrana nas formas salinas apenas o primeiro pico endotérmico é bastante evidente, o segundo pico é pouco pronunciado e o terceiro está completamente ausente. / Nafion is an ionomer that consists of a polytetrafluoroethylene (PTFE) backbone with side chains terminated with a sulfonate group. In this work, Nafion in acid and saline forms (Li+, Na+, K+, Rb+ e Cs+) forms were investigated by vibrational spectroscopy, thermogravimetry and differential scanning calorimetry. To proceed to the vibrational analysis the ionômero was splitted into three regions and which one has its own symmetry group. Sulfonate group (C3v), ether group (C2v) and the polymeric matrix D(14π/15). The sulfonate group presents two modes: the symmetric stretching (1060 cm-1) and the degenerated stretching (around 1300 cm-1). Nafion has two ether groups which originated two bands: one in 984 and the other in 970 cm-1. We verify that only the band in 970 cm-1 is affected by the ionic ambient. The assignment of the polymeric band was made considering that the PTFE has helicoidal structure (157). In this structure four symmetry species are predicted. In Raman spectra the following species are active: A1, E1 and E2 and the infrared are active the species: A2 and E1. Thermal analysis consisted of thermogravimetry and differential scanning calorimetry. Thermogravimetry shows that water content is dependent of cation change. Thermogravimetry also shows that the membrane in the acid and saline forms have different mechanisms of decomposition. Differential scanning calorimetry of Nafion-H shows three endothermic peaks: the first in 134ºC, the second in 250ºC and the last in 325ºC. Nafion saline forms shows only the first peak.

Recentemente, a dopagem de semicondutores (envolvendo compostos II-VI, IV-VI, III-V, e do grupo-IV) com espécies magnéticas tem sido extensivamente investigada em função do seu potencial em spintrônica. Neste contexto, semicondutores magnéticos baseados no Si e no Ge são atraentes devido à sua compatibilidade com a indústria de semicondutores existente. Entretanto, a solubilidade das espécies magnéticas nestes materiais em forma cristalina é muito baixa e, consequentemente, sua atividade magnética é limitada. Este não é o caso para o silício amorfo (a-Si) e o germânio amorfo (a-Ge), que podem conter elementos magnéticos além do limite de solubilidade de seus análogos cristalinos, e apresentar propriedades magnéticas notáveis. Motivado por estes fatos, este trabalho apresenta uma investigação abrangente de filmes finos de Si e Ge contendo diferentes quantidades de Mn e Co, trazendo informações úteis no entendimento das propriedades desta classe de materiais. As amostras foram preparadas por co-sputtering, e possuíram concentrações de Mn na faixa de ~ 0.1-24 at.%, e de Co na faixa de ~ 1-10 at.%. Após a deposição, os filmes foram submetidos a tratamentos térmicos cumulativos até 900 oC, e foram investigados por: espectroscopia de energia dispersiva de raios-x (EDS); espalhamento Raman; difração de raios-x; transmissão óptica; microscopias eletrônica de varredura (SEM), de força atômica (AFM) e de força magnética (MFM); magnetometria SQUID; método de van der Pauw; etc. Para fins comparativos, amostras puras também foram preparadas, tratadas e caracterizadas de forma similar. Os presentes resultados indicam que os átomos de Mn e Co foram incorporados de forma efetiva e homogênea nas matrizes amorfas. Além disso, os filmes sem tratamento (puros ou contendo impurezas) são essencialmente amorfos. Ao contrário, tratamentos em altas temperaturas induzem a cristalização das amostras, e alterações em suas demais características, dependentes da introdução de dopantes. Desta forma: suas propriedades estruturais, ópticas, morfológicas, elétricas, e magnéticas, são notadamente afetadas pela inserção de Mn e Co, e pela temperatura de tratamento térmico. Estas observações foram sistematicamente investigadas e serão apresentadas e discutidas em detalhe. / Along the last few years, the doping of semiconductors (either II-VI, IV-VI, III-V, and group-IV compounds) with magnetic species have been extensively studied due to their potential applications in spintronics. Among them, Si- and Ge-based magnetic semiconductors are very attractive because of their total compatibility with the well-established current semiconductor technology. In the crystalline form, however, these materials exhibit a low solubility limit to magnetic species and, consequently, limited magnetic activity. This is not the case for amorphous (a-)Si and a-Ge, which can contain magnetic elements beyond the solubility limit of their crystalline counterparts, and present improved magnetic properties. Motivated by these facts, this work contains a comprehensive investigation of Si and Ge thin films containing different amounts of Mn and Co, providing useful information concerning the properties of this class of materials. The samples were prepared by co-sputtering, rendering Mn concentrations in the ~ 0.1-24 at.% range, and Co contents in the ~ 1-10 at.% range. After deposition, the films were submitted to isochronal thermal annealing treatments up to 900 oC and investigated by: energy dispersive x-ray spectrometry (EDS); Raman scattering spectroscopy; x-ray diffraction; optical transmission measurements; scanning electron (SEM), atomic force (AFM) and magnetic force (MFM) microscopy techniques; SQUID magnetometry; van der Pauw technique; etc. For comparison purposes, pure samples were also prepared, annealed and characterized in a similar way. The present experimental results indicate that the Mn and Co atoms were effectively and homogenously incorporated into the amorphous hosts. Moreover, the as-deposited films (either pure or doped) are essentially amorphous. On the contrary, thermal annealing at increasing temperatures induces the crystallization of the samples, and changes in their further characteristics, that are dependent of the doping. In this way: their structural, optical, morphological, electrical, and magnetic properties, etc., are notably affected by the insertion of Mn and Co, and by the temperature of thermal annealing. These experimental observations were systematically studied and will be presented and discussed in detail.

L'oxyde d'aluminium anodique poreux (AAO) est formé par anodisationde l'aluminium dans une solution électrolytique acide, sous une tensionconstante et de la température de l'électrolyte. Des techniques spectroscopiquespareilles que la spectroscopie infrarouge FT (ATR-FTIR), diffraction des rayonsX (XRD), spectroscopie Raman, la microscopie à force atomique (AFM) etmicroscopie électronique à balayage (MEB) utilisés pour caractériser la matrice.L'oxydation anodique d'acides L-aminés et des mélanges de monomèrescomprenant 0,1 M aniline et des acides L-aminés dans le milieu aqueux acide deplatine et électrode lisses électrodes Pt modifié (Pt / AAO) est étudié.L'oxydation des acides L-aminés et les électropolymérisation de l'aniline 0,1 Mavec des acides L-aminés tels que la L-alanine, la L-sérine, la L-méthionine,acide L-aspartique, la L-lysine, et phénylalanine en acide le milieu a étéeffectuée par voltammetric cyclique électrochimique couplée à microbalance àcristal de quartz (EQCM). La concentration des acides aminés, le pH del'électrolyte et les effets de balayage de numéros de voltamétrie cyclique ont étéexaminées. L'analyse spectroscopique comme réflectance totale atténuée FTspectroscopie infrarouge (ATR-FTIR), UV-visible, la spectroscopiephotoélectronique à rayons X (XPS), la spectroscopie Raman, et la diffractiondes rayons X (XRD) sont utilisés pour caractériser les couches minces obtenues.Microscopie électronique à balayage (MEB) utilisé pour étudier la morphologiede surface mince de films. La solubilité pour les polymères sont étudiées. Laprésence de liaisons peptidiques est clairement mise en évidence. DFTmodélisation de poly-L-acides aminés volet sur Pt (001) couplée à des mesuresspectroscopiques sont en faveur de L-amino-acides électropolymérisation enacides poly-L-aminés d'une manière irréversible.Les électrosynthèses de poly-L-amino acides, la polyaniline et depolymères ont été utilisées en tant que récepteur de protons à l'état solide pHcapteur solide. / Anodic aluminum oxide porous (AAO) is formed by the anodization ofaluminum in acidic electrolytic solution under at constant voltage and electrolytetemperature. Spectroscopic techniques such as FT infrared spectroscopy (ATRFTIR),X-ray diffraction (XRD), Raman spectroscopy, atomic force microscopy(AFM) and scanning electron microscopy (SEM) used to characterize thetemplate.The anodic oxidation of L-amino acids and monomer mixtures comprising0.1 M aniline and some L-amino acids in acidic aqueous medium on platinumsmooth electrodes and modified Pt electrode (Pt/AAO) is studied. The oxidationof L-amino acids and in presence of aniline 0.1 M with L-amino acids such as Lalanine,L-serine, L-methionine, L-aspartic acid, L-lysine, and L- phenylalaninein acidic media was carried out by cyclic voltammetry coupled withelectrochemical quartz crystal microbalance (EQCM). The Amino acidconcentration, pH of the electrolyte and the scan number effects on cyclicvoltammetry were examined. Spectroscopic analysis such as attenuated totalreflectance FT infrared spectroscopy (ATR-FTIR), UV-Visible, X-rayphotoelectron spectroscopy (XPS), Raman spectroscopy, and X-ray diffraction(XRD) are used to characterize the resulting thin film coatings. Scanningelectron microscopy (SEM) used to study the morphology of thin films surfaceas well as the solubility are studied. The presence of peptide bonds is clearlyhighlighted. DFT modelization of poly-L-amino acids strand on Pt(001) coupledto spectroscopic measurements are in favor of L-amino acidselectropolymerization into poly-L-amino acids in an irreversible way.The electrosynthesis of poly-L-amino acids, polyaniline and polymerswere used as proton receptor for solid state pH solid sensor.

La technique laser-induced breakdown spectroscopy (LIBS), qui consiste à exploiter le spectre du plasma induit par laser sur la surface de l'échantillon pour déterminer sa composition élémentaire, a été inventée il y a plus de 50 ans. Récemment, elle connaît un développement rapide, poussée par des besoins d'application dans différents domaines, citons par exemple, exploration océanique, détection de pollution environnementale, ou contrôle de procédés industriels. Cette technique utilise le plasma généré par ablation laser comme la source spectroscopique. La particularité de LIBS est que le plasma induit par laser présente un comportement transitoire et une distribution spatiale qui ne soit pas uniforme en général. Bien que la détection résolue en temps puisse améliorer considérablement la performance de LIBS, surtout pour le procédé de LIBS autocalibration avec une meilleure détermination de température, l'évolution temporelle du plasma est souvent corrélée avec sa morphologie et son inhomogénéité spatiale. L'étude de la morphologie ainsi que la structure interne du plasma avec l'évolution pendant l'expansion de celui-ci dans un gaz ambiant, représente donc un point crucial pour l'optimisation du plasma entant qu'une source spectroscopique. Suite à la thèse de Qianli Ma réalisée dans notre équipe et soutenue en décembre 2012, qui a été notamment consacrée à l'étude de l'effet de la longueur d'onde du laser d'ablation sur les propriétés et l'évolution du plasma dans un gaz ambiant d'argon, la présente thèse s'intéresse aux effets des autres paramètres, la fluence du laser d'ablation, la durée de l'impulsion, et les différents gaz ambiants (argon ou air), sur la morphologie et la structure du plasma. Par ailleurs, les mécanismes microscopiques conduisant à l'onde de détonation soutenue par laser dans argon ou dans l'air sont aussi étudiés. Lors du refroidissant du plasma dans l'air, des oxydes métalliques peuvent se former. L'étude de la formation de molécules, au-delà de l'intérêt pratique pour la LIBS, fournit également un aperçu de la cinétique chimique dans le plasma, ce qui est intéressant pour l'étude de la transformation du plasma en phase gazeuse à une phase recondensée de nanoparticules / Laser-induced breakdown spectroscopy (LIBS) has been invented for more than 50 years, which analyzes the spectrum of the laser-induced plasma to determine the elemental composition of the ablated sample. Recently, LIBS technique has been well developed and applied in different domains, for example oceanic exploration, pollution monitoring in the environment. LIBS uses the ablation plasma as a light source that contains the elemental composition information of the sample. However, the laser-induced plasma exhibits a transient behavior. Although time-resolved and gated detection can greatly improve the performance of the LIBS technique especially that of calibration-free LIBS (CF-LIBS) with a better determination of plasma temperature, the temporal evolution of the plasma is correlated to its morphology and its spatial inhomogeneity. The determination of the morphology as well as the internal structure of the plasma together with their evolution during plasma expansion into the ambient gas is therefore crucial for the optimization of the use of ablation plasma as a spectroscopic emission source. Evolutions of the morphology and the internal structure of the ablation plasma are considered as the consequence of its hydrodynamic expansion into the ambient gas. Following the thesis of Qianli Ma which has studied the effect of laser wavelength on the behavior of the plasma induced in an ambient gas of argon, the present thesis has used the same diagnostic techniques (time- and space-resolved emission spectroscopy and fast spectroscopic images) together with 1064 nm ns laser pulse ablation of a target of aluminum to investigate the effects of other parameters, such as the fluence and the duration of laser pulse, the effect of different ambient gases (argon and air), on the morphology and internal structure of the plasma. Furthermore, in order to understand the effects of these parameters on the properties of the plasma, the microscopic mechanisms during post ablation and the propagation of the plasma are also studied. While the plasma cools down in air, molecules are formed, AlO for instance. So the thesis also studied the condition for the formation of the molecules in the plasma. Beyond the practical interest of this study for LIBS, it provides also insights to the kinetics of the AlO molecule formation in laserinduced plasma

La Spectroscopie et l'Imagerie Spectroscopique de Résonance Magnétique (ISRM) jouent un rôle émergent parmi les outils cliniques, en donnant accès, d'une manière complètement non-invasive, aux concentrations des métabolites in vivo. Néanmoins, les inhomogénéités du champ magnétique, ainsi que les courants de Foucault, produisent des distorsions significatives de la forme de raie des spectres, induisant des conséquences importantes en termes de biais lors de l'estimation des concentrations. Lors des traitements post-acquisition, cela est habituellement traité à l'aide des méthodes de pré-traitement, ou bien par l'introduction de fonctions analytiques plus complexes. Cette thèse se concentre sur la prise en compte de distorsions arbitraires de la forme de raie, dans le cas des méthodes qui utilisent une base de métabolites comme connaissance a priori. L'état de l'art est évalué, et une nouvelle approche est proposée, fondée sur l'adaptation de l'amortissement de la base des métabolites au signal acquis. La forme de raie présumée commune à tous les métabolites est estimée et filtrée à l'aide de la méthode LOWESS. L'approche est validée sur des signaux simulés, ainsi que sur des données acquises in vitro. Finalement, une deuxième approche novatrice est proposée, fondée sur l'utilisation des propriétés spectrales de la forme de raie commune. Le nouvel estimateur est testé seul, mais aussi associé avec l'estimateur classique de maximum de vraisemblance, démontrant une réduction significative du biais dans le cas des signaux à haut rapport signal-sur-bruit. / Magnetic Resonance Spectroscopy (MRS) and Spectroscopic Imaging (MRSI) play an emerging role in clinical assessment, providing in vivo estimation of disease markers while being non-invasive and applicable to a large range of tissues. However, static magnetic field inhomogeneity, as well as eddy currents in the acquisition hardware, cause important distortions in the lineshape of acquired NMR spectra, possibly inducing significant bias in the estimation of metabolite concentrations. In the post-acquisition stage, this is classically handled through the use of pre-processing methods to correct the dataset lineshape, or through the introduction of more complex analytical model functions. This thesis concentrates on handling arbitrary lineshape distortions in the case of quantitation methods that use a metabolite basis-set as prior knowledge. Current approaches are assessed, and a novel approach is proposed, based on adapting the basis-set lineshape to the measured signal.Assuming a common lineshape to all spectral components, a new method is derived and implemented, featuring time domain local regression (LOWESS) filtering. Validation is performed on synthetic signals as well as on in vitro phantom data. Finally, a completely new approach to MRS quantitation is proposed, centred on the use of the compact spectral support of the estimated common lineshape. The new metabolite estimators are tested alone, as well as coupled with the more common residual-sum-of-squares MLE estimator, significantly reducing quantitation bias for high signal-to-noise ratio data.

Large spectroscopic surveys are trailblazing endeavours in the study of stellar archaeology and near eld cosmology. Access to homogeneous databases of thousands of stellar spectra allow for a detailed and statistically satisfying look into the chemical abundance distribution of our Galaxy and its surrounding satellites, ultimately working towards a better understanding of galactic chemical evolution. This thesis presents the work of three new studies at the current frontier of stellar archaeology. Through the rst look at carbon-enhanced metal-poor (CEMP) stars using H-band spectra, six new CEMP stars and another seven likely candidates were found within the APOGEE database following Data Release 12. These stars have chemical compositions typical of metal-poor halo stars, however the alpha-abundances of two stars indicate possible origins in an accreted dwarf galaxy. A lack of heavy element spectral lines impedes further sub-classi cation of these CEMP stars, however, based on radial velocity scatter, we predict most are not CEMP-s stars which are typically found in binary systems. This preliminary investigation warrants optical observations to con rm the stellar parameters and low metallicities of these stars, to determine the heavy-element abundance ratios and improve the precision in the derived abundances, and to examine their CEMP sub-classi cations. Additionally, the rst results for the spectroscopic follow up to the Pristine survey are presented. Using a sample of 149 stars, a success rate of 70% for finding stars with [Fe/H]<-2.5 and 22% for finding stars with [Fe/H]<-3.0 is reported, significantly higher than other surveys that typically report success rates of 3-4% for recovering stars with [Fe/H]<-3.0. Finally, the new spectral analysis tool StarNet is introduced. A deep neural network architecture is used to examine both synthetic stellar spectra and SDSS-III APOGEE spectral data and can produce the stellar parameters of temperature, gravity, and metallicity with similar or better precision as the APOGEE pipeline values when trained directly with the APOGEE spectra. StarNet is capable of being trained on synthetic data as well, and is able to reproduce the stellar parameters for both synthetic and APOGEE spectra, including low signal-to-noise spectra, with similar precision to training on the APOGEE spectra itself. The residuals between StarNet predictions and APOGEE DR13 parameters are similar to or better than the di erences between the APOGEE DR13 results and optical high resolution spectral analyses for a subset of benchmark stars. While developed using the APOGEE spectral database (real spectra and corresponding ASSET synthetic data with similar normalization functions), StarNet should be applicable to other large spectroscopic surveys like Pristine. / Graduate