<div>Aperiodic structures offer new functionalities for control, manipulation, and sensing that can benefit applications in all frequency ranges. We present a study of the influence of the degrees of freedom from a binary aperiodic nanostructure in free space, where each pixel is either the scatterer or the background, that uses a multivariate statistical analysis to examine the covariance matrix of the output field distributions. The total variance of the output fields and the rank can be evaluated to provide quantitative measurements of control. In addition, the field statistics provide an improved understanding of the scattering properties of aperiodic structures.</div><div><br></div><div><br></div><div><div>It has been proposed that structuring a metal surface can substantially increase the optical pressure over that possible with a planar interface. Based upon the forces on the mirrors of a one-dimensional asymmetric Fabry-Perot cavity, we show that the sum of the pressures on both mirrors increases through asymmetry and with quality factor. Using cavity quality factor as a measure, we present the physical basis of the enhanced pressure on a nanostructured metallic surface as being due to an array of asymmetric resonant cavities.</div></div><div><br></div><div><div>With use of optimized, aperiodic structures, more control and higher pressure should be possible. We present a design method by which the electromagnetic pressure on a nanostructured binary material can be controlled in terms of both the enhancement and the direction. This analysis offers new avenues for optomechanics.</div></div>

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Optical interconnects based on CMOS compatible photonic integrated circuits are regarded as a promising technique to tackle the issues traditional electronics faces, such as limited bandwidth, latency, vast energy consumption and so on. In recent years, plasmonic integrated components have gained great attentions due to the properties of nano-scale confinement, which may potentially bridge the size mismatch between photonic and electronic circuits. Based on silicon nanowire platform, this thesis work studies the design, fabrication and characterization of several integrated plasmonic components, aiming to combine the benefits of Si and plasmonics. The basic theories of surface plasmon polaritons are introduced in the beginning, where we explain the physics behind the diffraction-free confinement. Numerical methods frequently used in the thesis including finite-difference time-domain method and finite-element method are then reviewed. We summarize the device fabrication techniques such as film depositions, e-beam lithography and inductively coupled plasma etching as well as characterization methods, such as direct measurement method, butt coupling, grating coupling etc. Fabrication results of an optically tunable silicon-on-insulator microdisk and III-V cavities in applications as light sources for future nanophotonics interconnects are briefly discussed. Afterwards we present in details the experimental demonstrations and novel design of plasmonic components. Hybrid plasmonic waveguides and directional couplers with various splitting ratios are firstly experimentally demonstrated. The coupling length of two 170 nm wide waveguides with a separation of 140 nm is only 1.55 µm. Secondly, an ultracompact polarization beam splitter with a footprint of 2×5.1 μm2 is proposed. The device features an extinction ratio of 12 dB and an insertion loss below 1.5 dB in the entire C-band. Thirdly, we show that plasmonics offer decreased bending losses and enhanced Purcell factor for submicron bends. Novel hybrid plasmonic disk, ring and donut resonators with radii of ~ 0.5 μm and 1 μm are experimentally demonstrated for the first time. The Q-factor of disks with 0.5 μm radii are                         , corresponding to Purcell factors of . Thermal tuning is also presented. Fourthly, we propose a design of electro-optic polymer modulator based on plasmonic microring. The figure of merit characterizing modulation efficiency is 6 times better comparing with corresponding silicon slot polymer modulator. The device exhibits an insertion loss below 1 dB and a power consumption of 5 fJ/bit at 100 GHz. At last, we propose a tightly-confined waveguide and show that the radius of disk resonators based on the proposed waveguide can be shrunk below 60 nm, which may be used to pursue a strong light-matter interaction. The presented here novel components confirm that hybrid plasmonic structures can play an important role in future inter- and intra-core computer communication systems. / <p>QC 20140404</p>

An innovative approach for characterization of one dimensional Photonic Band Gap structures comprised of metallic inclusions (i.e. subwavelength dipole elements or resonant ring elements) is presented. Through an efficient S- to T-parameters conversion technique, a detailed analysis has been performed to investigate the variation of the dispersion characteristics of 1-D PBG structures as a function of the cell element configuration. Also, for the first time, the angular sensitivity of the structure has been studied in order to obtain the projected band diagrams for both TE and TM polarizations. Polarization sensitivity of the subwavelength cell element is exploited to propose a novel combination of elements which allows achieving PBGs with simultaneous frequency and polarization selectivity. The proposed approach demonstrates that the dispersion characteristic of each orthogonal polarization can be independently adjusted with dipole elements parallel to that same polarization. Generally, the structure has potential applications in orthomode transducer, and generally whenever the polarization of the incoming signal is to be used as a means of separating it from another signal in the same frequency band that is of orthogonal polarization. The current distribution and the resonance behavior of the ring element is studied and the effect of resonance on dispersion characteristics of 1-D PBGs composed of rings is investigated for the first time, for both individual and coupled rings. Interestingly, it is observed that 1-D PBG composed of resonant elements consistently has a bandgap around the resonant frequency of the single layer structure.

An innovative approach for characterization of one dimensional Photonic Band Gap structures comprised of metallic inclusions (i.e. subwavelength dipole elements or resonant ring elements) is presented. Through an efficient S- to T-parameters conversion technique, a detailed analysis has been performed to investigate the variation of the dispersion characteristics of 1-D PBG structures as a function of the cell element configuration. Also, for the first time, the angular sensitivity of the structure has been studied in order to obtain the projected band diagrams for both TE and TM polarizations. Polarization sensitivity of the subwavelength cell element is exploited to propose a novel combination of elements which allows achieving PBGs with simultaneous frequency and polarization selectivity. The proposed approach demonstrates that the dispersion characteristic of each orthogonal polarization can be independently adjusted with dipole elements parallel to that same polarization. Generally, the structure has potential applications in orthomode transducer, and generally whenever the polarization of the incoming signal is to be used as a means of separating it from another signal in the same frequency band that is of orthogonal polarization. The current distribution and the resonance behavior of the ring element is studied and the effect of resonance on dispersion characteristics of 1-D PBGs composed of rings is investigated for the first time, for both individual and coupled rings. Interestingly, it is observed that 1-D PBG composed of resonant elements consistently has a bandgap around the resonant frequency of the single layer structure.

Large on-chip bandwidths required for high performance electronic chips will render optical components essential parts of future on-chip interconnects. Silicon photonics enables highly integrated photonic integrated circuit (PIC) using CMOS compatible process. In order to maximize the bandwidth density and design flexibility of PICs, vertical integration of electronic layers and photonics layers is strongly preferred. Comparing deposited silicon, single crystalline silicon offers low material absorption loss and high carrier mobility, which are ideal for multi-layer silicon PIC. Three different methods to build multi-layer silicon PICs based on single crystalline silicon are demonstrated in this dissertation, including double-bonded silicon-on-insulator (SOI) wafers, transfer printed silicon nanomembranes, and adhesively bonded silicon nanomembranes. 1-to-12 waveguide fanouts using multimode interference (MMI) couplers were designed, fabricated and characterized on both double-bonded SOI and transfer printed silicon nanomembrane, and the results show comparable performance to similar devices fabricated on SOI. However, both of these two methods have their limitations in optical interconnects applications. Large and defect-free silicon nanomembrane fabricated using adhesive bonding is identified as a promising solution to build multi-layer silicon PICs. A double-layer structure constituted of vertically integrated silicon nanomembranes was demonstrated. Subwavelength length based fiber-to-chip grating couplers were used to couple light into this new platform. Three basic building blocks of silicon photonics were designed, fabricated and characterized, including 1) inter-layer grating coupler based on subwavelength nanostructure, which has efficiency of 6.0 dB and 3 dB bandwidth of 41 nm, for light coupling between layers, 2) 1-to-32 H-tree optical distribution, which has excess loss of 2.2 dB, output uniformity of 0.72 dB and 3 dB bandwidth of 880 GHz, 3) waveguide crossing utilizing index-engineered MMI coupler, which has crossing loss of 0.019 dB, cross talk lower than -40 dB and wide transmission spectrum covering C-band and L-band. The demonstrated integration method and silicon photonic devices can be integrated into the CMOS back-end process for clock distribution and global signaling. / text

A metallic hole array of a rectangular converging-diverging channel (RCDC) shape exhibits extraordinary transmission for wavelengths larger than the periodicity of the holes. We use a three-dimensional (3D) finite element method to analyze the transmission characteristics of two-dimensional metallic hole arrays (2D-MHA) with RCDC. For a straight channel MHA, when the aperture size is reduced, the transmission peaks have a blue-shift. The same result is observed for a smaller gap throat for the RCDC structure. For the rectangular holes with a high length-width ratio, a similar blue-shift in the transmission peaks as well as a narrower full width at half maximum (FWHM) are observed. The asymmetry from the rectangular shape gives this structure high selectivity for light with different polarizations. Furthermore, the RCDC shape gives extra degrees of geometrical variables to 2D-MHA for tuning the location of the transmission peak and the FWHM. Tunable extraordinary transmission via changing temperature of a porous metallic layer on top of a thin layer of dielectric strontium titanate (STO) is then studied. The metallic layer has a through-hole array and each hole has a circular converging-diverging channel (CDC) shape, which induces the excitation of surface plasmon polaritons (SPPs) and then results in a controllable extraordinary optical transmission in the terahertz (THz) frequency range. We use a three-dimensional (3D) finite element method to analyze the transmission characteristics of the structure. Location and magnitude of the transmission peaks can be adjusted by the hole size, converging angle, and thicknesses of metal and STO layers. Remarkably, the suggested structure presents a strong transmission dependency on temperature, which offers a new approach to actively and externally tune the transmission. Currently, the performances of thin film solar cells are limited by poor light absorption and carrier collection. In this research, large, broadband, and polarization-insensitive light absorption enhancement is realized via integrating with unique metallic nanogratings. Through simulation, three possible mechanisms are identified to be responsible for such an enormous enhancement. A test for totaling the absorption over the solar spectrum shows an up to ~30% broadband absorption enhancement when comparing to bare thin film cells. Overall performance of a thin film solar cell is determined by the efficiency of conversing photons to electrons that include light absorption, carrier generation and carrier collection processes. Photon management via hybrid designing has been emerging as a powerful means to further boost the conversion efficiency. Here a new nanograting solar cell design, which can be universal and a new solar cell platform technology, is proposed with goals to achieve large enhancement on broadband light absorption and carrier generation, most importantly, under the much reduced usage of active and non-earth-abundant materials. A test for the short circuit current density in CuIn[subscript x]Ga([subscript 1-x])Se₂ (CIGS) thin film solar cells shows an up to ~250% enhancement when comparing to the corresponding bare thin film cells. Besides that, by placing metal strips on top of the nanograting, which act as the top electrode, this design is able to reduce the use of non-earth-abundant materials such as indium that is normally used in both active and transparent conducting materials. / text

An innovative approach for characterization of one dimensional Photonic Band Gap structures comprised of metallic inclusions (i.e. subwavelength dipole elements or resonant ring elements) is presented. Through an efficient S- to T-parameters conversion technique, a detailed analysis has been performed to investigate the variation of the dispersion characteristics of 1-D PBG structures as a function of the cell element configuration. Also, for the first time, the angular sensitivity of the structure has been studied in order to obtain the projected band diagrams for both TE and TM polarizations. Polarization sensitivity of the subwavelength cell element is exploited to propose a novel combination of elements which allows achieving PBGs with simultaneous frequency and polarization selectivity. The proposed approach demonstrates that the dispersion characteristic of each orthogonal polarization can be independently adjusted with dipole elements parallel to that same polarization. Generally, the structure has potential applications in orthomode transducer, and generally whenever the polarization of the incoming signal is to be used as a means of separating it from another signal in the same frequency band that is of orthogonal polarization. The current distribution and the resonance behavior of the ring element is studied and the effect of resonance on dispersion characteristics of 1-D PBGs composed of rings is investigated for the first time, for both individual and coupled rings. Interestingly, it is observed that 1-D PBG composed of resonant elements consistently has a bandgap around the resonant frequency of the single layer structure.

We are reporting on a study of the near-field sensitivity and resolution of a metal-dielectric probe (MDP). The propagation of the electromagnetic field across the probe was studied experimentally by means of time-domain terahertz spectroscopy and numerically simulated by CST MicroWave Studio 2008. Several localised areas at the probe end facet were distinguished and showed to be sensitive to the local dielectric properties and local anisotropy of the sample. Contrast and sensitivity measurements were conducted in several configurations of a MDP; the results were confirmed by simulations. The acquired data were analysed by using singular value decomposition that enabled separating independent physical phenomena in the measured datasets and filtering external disturbances out of the signal. Independent components corresponding to the changes in the output terahertz pulse upon varying the probe-sample distance and reflecting the local anisotropy in a ferroelectric barium titanate (BaTiO3) crystal were extracted and identified. The domain structure with characteristic dimensions of about 5 um was resolved during imaging experiments on the ferroelectric BaTiO3 sample, i.e. the resolved structures were ten times smaller than the characteristic dimensions of the end facet of the probe and forty times smaller than...

L'analyse spectrale d'une scène infrarouge permet une meilleure identification des objets la composant. Il est possible d'obtenir du filtrage spectral grâce à des résonances optiques au sein de nanostructures. Cette thèse traite de l'utilisation de structures à réseau sub-longueur d'onde pour obtenir des filtres spectraux à l'échelle d'un pixel de détection. Je me suis concentré sur l'étude de filtres à résonance de mode guidé, constitué d'un réseau de couplage associé à une couche mince diélectrique, qui nécessite typiquement de grandes surfaces pour fonctionner. J'ai mené une étude numérique du comportement spectral et angulaire de ces structures et j'ai envisagé deux possibilités pour obtenir un filtrage sur de petites dimensions: l'utilisation d'une cavité résonante dans le guide d'onde à l'aide de miroirs latéraux et l'utilisation de réseaux métalliques.L'analyse numérique de la réponse optique des structures à réseau métallique montre qu'il est possible d'obtenir une extension spatiale limitée du champ électromagnétique dans le guide d'onde à la résonance. Grâce à cette faible extension, j'ai pu étudier numériquement des filtres à résonance de mode guidé foisonnants sur des longueurs aussi faibles que 30 µm. J'ai aussi pu établir un processus de fabrication en salle blanche puis caractériser des filtres de la taille d'un pixel de détection infrarouge.Finalement, j'ai étudié la possibilité de fabriquer des mosaïques de filtres à résonance de mode guidé pour le filtrage spectral à proximité d'un détecteur plan focal. J'ai pu démontrer que les dimensions, les transmissions résonantes et les tolérances angulaires de ces filtres les rendent compatibles avec une telle utilisation. J'ai alors pu montrer un exemple d'architecture simple de caméra multi-spectrale infrarouge mettant en jeu une mosaïque de filtres à résonance de mode guidé. / Spectral analysis of an infrared scene allows for a better identification of its components. Nanotechnologies offer new opportunities to achieve spectral filtering thanks to optical resonances. In this thesis, I use sub-wavelength gratings to achieve spectral filtering on areas as small as a pixel. I focused on the study of guided-mode resonance filters, made of a coupling grating and a thin dielectric layer acting as a waveguide. This structure typically needs large surfaces to filter infrared light. However, I proposed two possible modifications of this structure: either using a resonant cavity or using metallic gratings.Numerical analysis of the optical response of structures with a metallic grating showed that the spatial extension of the electromagnetic field is limited at the resonant wavelength. Thanks to this short extension, I is possible to achieve filtering with only 30 µm-long guided-mode resonance filters. I also fabricated and characterized those pixel-sized filters.Finally, I studied mosaics of small guided-mode resonance filters. I showed that the dimensions, the resonant transmissions and the angular acceptance of those mosaics are compatible with using them inside multi-spectral cameras. I also showed a sample architecture for an infrared multispectral-camera using a mosaics of guided-mode resonance filters.