Acoustic Sound Source localization using signal processing is required in order to estimate the direction from where a particular acoustic source signal is coming and it is also important in order to find a soluation for hands free communication. Video conferencing, hand free communications are different applications requiring acoustic sound source localization. This applications need a robust algorithm which can reliably localize and position the acoustic sound sources. The Steered Response Power Phase Transform (SRP-PHAT) is an important and roubst algorithm to localilze acoustic sound sources. However, the algorithm has a high computational complexity thus making the algorithm unsuitable for real time applications. This thesis focuses on describe the implementation of the SRP-PHAT algorithm as a function of source type, reverberation levels and ambient noise. The main objective of this thesis is to present different approaches of the SRP-PHAT to verify the algorithm in terms of acoustic enviroment, microphone array configuration, acoustic source position and levels of reverberation and noise.

Abstract In this doctoral thesis, initial code synchronization (i.e., code acquisition) of a direct sequence spread spectrum (DS/SS) system is studied when a smart antenna is used in a receiver. Code synchronization means time synchronization of the used spreading code in the receiver. After an introduction to the topic, a literature review of code acquisition is presented. In addition, a review of the results in the literature under fading, data modulation, Doppler, intentional interference, multiple-access interference, other system interference, and multiple antennas is given. After that, an overview of the smart antennas, especially focusing on digital beamforming and direction-of-arrival (DOA) estimation algorithms is presented. The end part of the thesis concentrates on the author’s own research of the topic. Original articles of this article dissertation have been classified according to their contents into two groups. The first group covers DS/SS code acquisition performance in intentional interference by exploiting how well different beamforming algorithms can eliminate narrowband and wideband interfering signals in the case, where the DOA of the desired signal is known. The obtained results show that most spatial beamforming algorithms are capable of cancelling multiple different types of interfering signals if they are not arriving from the same direction as the desired signal. If angle separation between desired and interfering signals is not sufficient, then more complex methods have to be used. The second group of articles focuses on a theoretical analysis of synchronization probabilities and mean acquisition times. If the DOA of the desired signal is unknown, the whole angular uncertainty region can be divided into small angular cells using beamforming techniques, as is proposed in the literature. Then there is a two-dimensional (delay-angle) acquisition problem. In this thesis, the research work of that area is expanded to cover also advanced beamforming techniques, since they offer increased interference suppression capability. It is shown that the code acquisition performance of the delay-angle method can be improved in some cases by adding a DOA estimator into the system, because it may reduce the number of required angular cells. In addition, such a minimum mean square error (MMSE) beamforming structure is proposed, where only one period of the known pseudo noise spreading code is used as a reference signal. The method was shown to have better acquisition performance than the delay-angle method has, since MMSE beamforming does not need DOA information. However, in this thesis, such a method was not found which outperforms the rest of the methods in all scenarios. / Tiivistelmä Tässä väitöstyössä tutkitaan suorahajotushajaspektrijärjestelmän (DS/SS, direct sequence spread spectrum) koodisynkronoinnin etsintävaihetta, kun vastaanottimessa käytetään älyantennia. Koodisynkronoinnilla tarkoitetaan järjestelmän käyttämän hajotuskoodin ajastuksen synkronointia vastaanottimessa. Johdannon jälkeen esitetään kirjallisuuskatsaus koodisynkronointiin sekä tuodaan esille kirjallisuudesta löytyviä tutkimustuloksia aihepiiristä seuraavissa tilanteissa: häipyvä kanava, Doppler-ilmiö, tahallinen häirintä, monikäyttöhäiriö, muiden järjestelmien aiheuttama häiriö sekä moniantennijärjestelmät. Tämän jälkeen esitetään yleiskatsaus älyantenneihin kohdistuen erityisesti digitaalisiin keilanmuodostus- sekä suuntaestimointialgoritmeihin. Työn loppuosa keskittyy kirjoittajan omaan tutkimukseen aiheesta. Tämän nippuväitöskirjan alkuperäiset artikkelit on luokiteltu kahteen ryhmään niiden sisältöön perustuen. Ensimmäinen ryhmä käsittelee DS/SS-järjestelmän koodisynkronoinnin etsintävaiheen suorituskykyä tahallisessa häirinnässä tutkimalla, miten hyvin erilaiset keilanmuodostusalgoritmit kykenevät poistamaan kapea- ja leveäkaistaisia häirintäsignaaleja tilanteessa, jossa hyötysignaalin tulosuunta tiedetään. Tutkimustulokset osoittavat, että monet tilatason keilanmuodostusalgoritmit kykenevät poistamaan useita erityyppisiä häirintäsignaaleita, jos ne eivät saavu hyötysignaalin kanssa samasta suunnasta. Mikäli kulmaero hyöty- ja häirintäsignaalien välillä ei ole riittävä, joudutaan käyttämään rakenteeltaan monimutkaisempia menetelmiä. Toinen ryhmä artikkeleita keskittyy synkronointiin liittyvien todennäköisyyksien ja keskimääräisen etsintäajan teoreettiseen analyysiin. Jos hyötysignaalin tulosuunta on tuntematon, voidaan kulmaepävarmuusalue jakaa pieniin kulmasoluihin käyttäen keilanmuodostustekniikoita, kuten kirjallisuudessa esitetään. Tällöin kyseessä on kaksiulotteinen (viive-kulma) etsintäongelma. Tässä työssä kyseistä tutkimusaihetta laajennetaan koskemaan myös edistyneet keilanmuodostusmenetelmät, koska ne tarjoavat parantuneen häiriönvaimennuskyvyn. Työssä osoitetaan, että viive-kulma menetelmän suorituskykyä voidaan parantaa joissakin tilanteissa lisäämällä järjestelmään suuntaestimaattori, koska se saattaa vähentää tarvittavien kulmasolujen lukumäärää. Lisäksi tutkitaan sellaista pienimmän keskineliövirheen (MMSE, minimum mean square error) keilanmuodostusmenetelmää, jossa ainoastaan yhtä hajotuskoodin koodijaksoa käytetään opetukseen. Kyseisellä menetelmällä todettiin olevan parempi suorituskyky kuin viive-kulma etsinnällä, koska MMSE-menetelmä ei tarvitse suuntainformaatiota. Tässä työssä ei kuitenkaan löydetty yhtä sellaista menetelmää, jonka suorituskyky on muita parempi kaikissa tilanteissa.

Los sistemas MIMO (Multiple-Input Multiple-Output) multi-usuario multi-celda coordinados se definen como una configuración avanzada y cooperativa de sistema MIMO. En estos sistemas, varias estaciones base cooperan perfectamente en datos a través de un enlace de alta capacidad, y transmiten de forma coordinada a todos los usuarios de una determinada área. Además, cada estación base del sistema está sujeta a una restricción en la potencia total que puede transmitir. El objetivo general de la Tesis es estudiar algoritmos que combinan control de potencia y beamforming óptimo para resolver el problema de minimización de potencia en el enlace downlink de un sistema W-CDMA MIMO multi-usuario multi-celda coordinado. Al mismo tiempo, se propone un modelo de sistema matricial y lineal que caracteriza completamente los procesos que tienen lugar en transmisión y en recepción en este tipo de sistemas. Paralelamente, a lo largo de la Tesis se contemplan soluciones a problemas de tipo práctico, como por ejemplo, limitaciones en el tipo de información que se dispone en transmisión. / Botella Mascarell, C. (2008). Algoritmos para Sistemas de Comunicaciones Multi-Usuario con Múltiples Antenas [Tesis doctoral no publicada]. Universitat Politècnica de València. https://doi.org/10.4995/Thesis/10251/2421 / Palancia

A new communication paradigm is foreseen for beyond 2020 society, due to the emergence of new broadband services and the Internet of Things era. The set of requirements imposed by these new applications is large and diverse, aiming to provide a ubiquitous broadband connectivity. Research community has been working in the last decade towards the definition of the 5G mobile wireless networks that will provide the proper mechanisms to reach these challenging requirements. In this framework, three key research directions have been identified for the improvement of capacity in 5G: the increase of the spectral efficiency by means of, for example, the use of massive MIMO technology, the use of larger amounts of spectrum by utilizing the millimeter wave band, and the network densification by deploying more base stations per unit area. This dissertation addresses densification as the main enabler for the broadband and massive connectivity required in future 5G networks. To this aim, this Thesis focuses on the study of the UDN. In particular, a set of technology enablers that can lead UDN to achieve their maximum efficiency and performance are investigated, namely, the use of higher frequency bands for the benefit of larger bandwidths, the use of massive MIMO with distributed antenna systems, and the use of distributed radio resource management techniques for the inter-cell interference coordination. Firstly, this Thesis analyzes whether there exists a fundamental performance limit related with densification in cellular networks. To this end, the UDN performance is evaluated by means of an analytical model consisting of a 1-dimensional network deployment with equally spaced BS. The inter-BS distance is decreased until reaching the limit of densification when this distance approaches 0. The achievable rates in networks with different inter-BS distances are analyzed for several levels of transmission power availability, and for various types of cooperation among cells. Moreover, UDN performance is studied in conjunction with the use of a massive number of antennas and larger amounts of spectrum. In particular, the performance of hybrid beamforming and precoding MIMO schemes are assessed in both indoor and outdoor scenarios with multiple cells and users, working in the mmW frequency band. On the one hand, beamforming schemes using the full-connected hybrid architecture are analyzed in BS with limited number of RF chains, identifying the strengths and weaknesses of these schemes in a dense-urban scenario. On the other hand, the performance of different indoor deployment strategies using HP in the mmW band is evaluated, focusing on the use of DAS. More specifically, a DHP suitable for DAS is proposed, comparing its performance with that of HP in other indoor deployment strategies. Lastly, the presence of practical limitations and hardware impairments in the use of hybrid architectures is also investigated. Finally, the investigation of UDN is completed with the study of their main limitation, which is the increasing inter-cell interference in the network. In order to tackle this problem, an eICIC scheduling algorithm based on resource partitioning techniques is proposed. Its performance is evaluated and compared to other scheduling algorithms under several degrees of network densification. After the completion of this study, the potential of UDN to reach the capacity requirements of 5G networks is confirmed. Nevertheless, without the use of larger portions of spectrum, a proper interference management and the use of a massive number of antennas, densification could turn into a serious problem for mobile operators. Performance evaluation results show large system capacity gains with the use of massive MIMO techniques in UDN, and even greater when the antennas are distributed. Furthermore, the application of ICIC techniques reveals that, besides the increase in system capacity, it brings significant energy savings to UDNs. / A partir del año 2020 se prevé que un nuevo paradigma de comunicación surja en la sociedad, debido a la aparición de nuevos servicios y la era del Internet de las cosas. El conjunto de requisitos impuesto por estas nuevas aplicaciones es muy amplio y diverso, y tiene como principal objetivo proporcionar conectividad de banda ancha y universal. En las últimas décadas, la comunidad científica ha estado trabajando en la definición de la 5G de redes móviles que brindará los mecanismos necesarios para garantizar estos requisitos. En este marco, se han identificado tres mecanismos clave para conseguir el necesario incremento de capacidad de la red: el aumento de la eficiencia espectral a través de, por ejemplo, el uso de tecnologías MIMO masivas, la utilización de mayores porciones del espectro en frecuencia y la densificación de la red mediante el despliegue de más estaciones base por área. Esta Tesis doctoral aborda la densificación como el principal mecanismo que permitirá la conectividad de banda ancha y universal requerida en la 5G, centrándose en el estudio de las Redes Ultra Densas o UDNs. En concreto, se analiza el conjunto de tecnologías habilitantes que pueden llevar a las UDNs a obtener su máxima eficiencia y prestaciones, incluyendo el uso de altas frecuencias para el aprovechamiento de mayores anchos de banda, la utilización de MIMO masivo con sistemas de antenas distribuidas y el uso de técnicas de reparto de recursos distribuidas para la coordinación de interferencias. En primer lugar, se analiza si existe un límite fundamental en la mejora de las prestaciones en relación a la densificación. Con este fin, las prestaciones de las UDNs se evalúan utilizando un modelo analítico de red unidimensional con BSs equiespaciadas, en el que la distancia entre BSs se disminuye hasta alcanzar el límite de densificación cuando ésta se aproxima a 0. Las tasas alcanzables en redes con distintas distancias entre BSs son analizadas, considerando distintos niveles de potencia disponible en la red y varios grados de cooperación entre celdas. Además, el comportamiento de las UDNs se estudia junto al uso masivo de antenas y la utilización de anchos de banda mayores. Más concretamente, las prestaciones de ciertas técnicas híbridas MIMO de precodificación y beamforming se examinan en la banda milimétrica. Por una parte, se analizan esquemas de beamforming en BSs con arquitectura híbrida en función de la disponibilidad de cadenas de radiofrecuencia en escenarios exteriores. Por otra parte, se evalúan las prestaciones de ciertos esquemas de precodificación híbrida en escenarios interiores, utilizando distintos despliegues y centrando la atención en los sistemas de antenas distribuidos o DAS. Además, se propone un algoritmo de precodificación híbrida específico para DAS, y se evalúan y comparan sus prestaciones con las de otros algoritmos de precodificación utilizados. Por último, se investiga el impacto en las prestaciones de ciertas limitaciones prácticas y deficiencias introducidas por el uso de dispositivos no ideales. Finalmente, el estudio de las UDNs se completa con el análisis de su principal limitación, el nivel creciente de interferencia en la red. Para ello, se propone un algoritmo de control de interferencias basado en la partición de recursos. Sus prestaciones son evaluadas y comparadas con las de otras técnicas de asignación de recursos. Tras este estudio, se puede afirmar que las UDNs tienen gran potencial para la consecución de los requisitos de la 5G. Sin embargo, sin el uso conjunto de mayores porciones del espectro, adecuadas técnicas de control de la interferencia y el uso masivo de antenas, las UDNs pueden convertirse en serios obstáculos para los operadores móviles. Los resultados de la evaluación de prestaciones de estas tecnologías confirman el gran aumento de la capacidad de las redes mediante el uso masivo de antenas y la introducción de mecanismos de I / A partir de l'any 2020 es preveu un nou paradigma de comunicació en la societat, degut a l'aparició de nous serveis i la era de la Internet de les coses. El conjunt de requeriments imposat per aquestes noves aplicacions és ampli i divers, i té com a principal objectiu proporcionar connectivitat universal i de banda ampla. En les últimes dècades, la comunitat científica ha estat treballant en la definició de la 5G, que proveirà els mecanismes necessaris per a garantir aquests exigents requeriments. En aquest marc, s'han identificat tres mecanismes claus per a aconseguir l'increment necessari en la capacitat: l'augment de l'eficiència espectral a través de, per exemple, l'ús de tecnologies MIMO massives, la utilització de majors porcions de l'espectre i la densificació mitjançant el desplegament de més estacions base per àrea. Aquesta Tesi aborda la densificació com a principal mecanisme que permetrà la connectivitat de banda ampla i universal requerida en la 5G, centrant-se en l' estudi de les xarxes ultra denses (UDNs). Concretament, el conjunt de tecnologies que poden dur a les UDNs a la seua màxima eficiència i prestacions és analitzat, incloent l'ús d'altes freqüències per a l'aprofitament de majors amplàries de banda, la utilització de MIMO massiu amb sistemes d'antenes distribuïdes i l'ús de tècniques distribuïdes de repartiment de recursos per a la coordinació de la interferència. En primer lloc, aquesta Tesi analitza si existeix un límit fonamental en les prestacions en relació a la densificació. Per això, les prestacions de les UDNs s'avaluen utilitzant un model analític unidimensional amb estacions base equidistants, en les quals la distància entre estacions base es redueix fins assolir el límit de densificació quan aquesta distància s'aproxima a 0. Les taxes assolibles en xarxes amb diferents distàncies entre estacions base s'analitzen considerant diferents nivells de potència i varis graus de cooperació entre cel·les. A més, el comportament de les UDNs s'estudia conjuntament amb l'ús massiu d'antenes i la utilització de majors amplàries de banda. Més concretament, les prestacions de certes tècniques híbrides MIMO de precodificació i beamforming s'examinen en la banda mil·limètrica. D'una banda, els esquemes de beamforming aplicats a estacions base amb arquitectures híbrides és analitzat amb disponibilitat limitada de cadenes de radiofreqüència a un escenari urbà dens. D'altra banda, s'avaluen les prestacions de certs esquemes de precodificació híbrida en escenaris d'interior, utilitzant diferents estratègies de desplegament i centrant l'atenció en els sistemes d' antenes distribuïdes (DAS). A més, es proposa un algoritme de precodificació híbrida distribuïda per a DAS, i s'avaluen i comparen les seues prestacions amb les de altres algoritmes. Per últim, s'investiga l'impacte de les limitacions pràctiques i altres deficiències introduïdes per l'ús de dispositius no ideals en les prestacions de tots els esquemes anteriors. Finalment, l' estudi de les UDNs es completa amb l'anàlisi de la seua principal limitació, el nivell creixent d'interferència entre cel·les. Per tractar aquest problema, es proposa un algoritme de control d'interferències basat en la partició de recursos. Les prestacions de l'algoritme proposat s'avaluen i comparen amb les d'altres tècniques d'assignació de recursos. Una vegada completat aquest estudi, es pot afirmar que les UDNs tenen un gran potencial per aconseguir els ambiciosos requeriments plantejats per a la 5G. Tanmateix, sense l'ús conjunt de majors amplàries de banda, apropiades tècniques de control de la interferència i l'ús massiu d'antenes, les UDNs poden convertir-se en seriosos obstacles per als operadors mòbils. Els resultats de l'avaluació de prestacions d' aquestes tecnologies confirmen el gran augment de la capacitat de les xarxes obtingut mitjançant l'ús massiu d'antenes i la introducci / Giménez Colás, S. (2017). Ultra Dense Networks Deployment for beyond 2020 Technologies [Tesis doctoral no publicada]. Universitat Politècnica de València. https://doi.org/10.4995/Thesis/10251/86204 / TESIS

Tato diplomová práce se zabývá problematikou vzdáleného rozpoznávání mluvčích. V případě dat zachycených odlehlým mikrofonem se přesnost standardního rozpoznávání značně snižuje, proto jsem navrhl dva přístupy pro zlepšení výsledků. Prvním z nich je použití mikrofonního pole (záměrně rozestavené sady mikrofonů), které je schopné nasměrovat virtuální "paprsek" na pozici řečníka. Dále jsem prováděl adaptaci komponent systému (PLDA skórování a extraktoru i-vektorů). S využitím simulace pokojových podmínek jsem syntetizoval trénovací a testovací data ze standardní datové sady NIST 2010. Ukázal jsem, že obě techniky a jejich kombinace vedou k výraznému zlepšení výsledků. Dále jsem se zabýval společným určením identity a pozice mluvčího. Zatímco výsledky ve venkovním simulovaném prostředí (bez ozvěn) jsou slibné, výsledky z interiéru (s ozvěnami) jsou smíšené a vyžadují další prozkoumání. Na závěr jsem mohl systémem vyhodnotit omezené množství reálných dat získaných přehráním a záznamem nahrávek ve skutečné místnosti. Zatímco výsledky pro mužské nahrávky odpovídají simulaci, výsledky pro ženské nahrávky nejsou přesvědčivé a vyžadují další analýzu.

This thesis deals with design and realization of acoustic camera for sound source location. The essence of the device is microphone field listening for acoustic impulses which are processed in real-time in order to locate the source. Found location is displayed on LCD together with images from regular video camera. FPGA is used as a computational unit.

The aim of this master´s thesis is to work out a comparison and evaluation of selected methods used for sound field mapping. Thesis will include software tools and results of sample measurement on test object for each mapping method.

This thesis exploits index modulation techniques to design energy- and spectrum-efficient system models to operate in future wireless networks. In this respect, index modulation techniques are studied considering two different media: mapping the information onto the frequency indices of multicarrier systems, and onto the antenna array indices of a platform that comprises multiple antennas. The index modulation techniques in wideband communication scenarios considering orthogonal and generalized frequency division multiplexing systems are studied first. Single cell multiuser networks are considered while developing the system models that exploit the index modulation on the subcarriers of the multicarrier systems. Instead of actively modulating all the subcarriers, a subset is selected according to the index modulation bits. As a result, there are subcarriers that remain idle during the data transmission phase and the activation pattern of the subcarriers convey additional information. The transceivers for the orthogonal and generalized frequency division multiplexing systems with index modulation are both designed considering the uplink and downlink transmission phases with a linear combiner and precoder in order to reduce the system complexity. In the developed system models, channel state information is required only at the base station. The linear combiner is designed adopting minimum mean square error method to mitigate the inter-user-interference. The proposed system models offer a flexible design as the parameters are independent of each other. The parameters can be adjusted to design the system in favor of the energy efficiency, spectrum efficiency, peak-to-average power ratio, or error performance. Then, the index modulation techniques are studied for large-scale multiple-input multiple-output systems that operate in millimeter wave bands. In order to overcome the drawbacks of transmission in millimeter wave frequencies, channel properties should be taken in to account while envisaging the wireless communication network. The large-scale multiple-input multiple-output systems increase the degrees of freedom in the spatial domain. This feature can be exploited to focus the transmit power directly onto the intended receiver terminal to cope with the severe path-loss. However, scaling up the number of hardware elements results in excessive power consumption. Hybrid architectures provide a remedy by shifting a part of the signal processing to the analog domain. In this way, the number of bulky and high power consuming hardware elements can be reduced. However, there will be a performance degradation as a consequence of renouncing the fully digital signal processing. Index modulation techniques can be combined with the hybrid system architecture to compensate the loss in spectrum efficiency to further increase the data rates. A user terminal architecture is designed that employs analog beamforming together with spatial modulation where a part of the information bits is mapped onto the indices of the antenna arrays. The system is comprised a switching stage that allocates the user terminal antennas on the phase shifter groups to minimize the spatial correlation, and a phase shifting stage that maximizes the beamforming gain to combat the path-loss. A computationally efficient optimization algorithm is developed to configure the system. The flexibility of the architecture enables optimization of the hybrid transceiver at any signal-to-noise ratio values. A base station is designed in which hybrid beamforming together with spatial modulation is employed. The analog beamformer is designed to point the transmit beam only in the direction of the intended user terminal to mitigate leakage of the transmit power to other directions. The analog beamformer to transmit the signal is chosen based on the spatial modulation bits. The digital precoder is designed to eliminate the inter-user-interference by exploiting the zero-forcing method. The base station computes the hybrid beamformers and the digital combiners, and only feeds back the digital combiners of each antenna array-user pair to the related user terminals. Thus, a low complexity user architecture is sufficient to achieve a higher performance. The developed optimization framework for the energy efficiency jointly optimizes the number of served users and the total transmit power by utilizing the derived upper bound of the achievable rate. The proposed transceiver architectures provide a more energy-efficient system model compared to the hybrid systems in which the spatial modulation technique is not exploited. This thesis develops low-complexity system models that operate in narrowband and wideband channel environments to meet the energy and spectrum efficiency demands of future wireless networks. It is corroborated in the thesis that adopting index modulation techniques both in the systems improves the system performance in various aspects.:1 Introduction 1 1.1 Motivation 1 1.2 Overview and Contribution 2 1.3 Outline 9 2 Preliminaries and Fundamentals 13 2.1 Multicarrier Systems 13 2.2 Large-scale Multiple Input Multiple Output Systems 17 2.3 Index Modulation Techniques 19 2.4 Single Cell Multiuser Networks 22 3 Multicarrier Systems with Index Modulation 27 3.1 Orthogonal Frequency Division Multiplexing 28 3.2 Generalized Frequency Division Multiplexing 40 3.3 Summary 52 4 Hybrid Beamforming with Spatial Modulation 55 4.1 Uplink Transmission 56 4.2 Downlink Transmission 74 4.3 Summary 106 5 Conclusion and Outlook 109 5.1 Conclusion 109 5.2 Outlook 111 A Quantization Error Derivations 113 B On the Achievable Rate of Gaussian Mixtures 115 B.1 The Conditional Density Function 115 B.2 Tight Bounds on the Differential Entropy 116 B.3 A Bound on the Achievable Rate 118 C Multiuser MIMO Downlink without Spatial Modulation 121 Bibliography

Depuis plusieurs années, les opérateurs de téléphonie mobile sont confrontés à une croissance considérable du trafic de données mobiles. Dans un tel contexte, la technologie Cloud Radio Access Network (CRAN) qui intègre les solutions de Cloud Computing aux réseaux d’accès radio est considérée comme une nouvelle architecture pour les futures générations de réseaux 5G. L’approche CRAN permet une optimisation globale des fonctions de traitement en bande de base du signal et de la gestion des ressources radio pour l’ensemble des RRH et des utilisateurs. Parallèlement, les réseaux hétérogènes (HetNets) ont été proposés pour augmenter efficacement la capacité et la couverture du réseau 5G tout en réduisant la consommation énergétique. En combinant les avantages du Cloud avec ceux des réseaux HetNets, le concept de réseaux H-CRAN (Heterogeneous Cloud Radio Access Networks) est né et est considéré comme l’une des architectures les plus prometteuses pour répondre aux exigences des futurs systèmes. Plus particulièrement, nous abordons le problème important de l’optimisation jointe de l’association utilisateur-RRH et de la solution de beamforming sur la liaison descendante d’un système H-CRAN. Nous formulons un problème de maximisation du débit total du système sous des contraintes de mobilité et d’imperfection de CSI (Channel State Information). Notre principal défi consiste à concevoir une solution capable de maximiser le débit tout en permettant, contrairement aux autres solutions de référence, de réduire la complexité de calcul, et les coûts de signalisation et de feedback CSI dans divers environnements. Notre étude commence par proposer un algorithme Hybride, qui active périodiquement des schémas de clustering dynamiques et statiques pour aboutir à un compromis satisfaisant entre optimalité et le coût en complexité et signalisation CSI et réassociation. L’originalité de l’algorithme Hybride réside aussi dans sa prise en compte de la dimension temporelle du processus d’allocation sur plusieurs trames successives plutôt que son optimalité (ou sous-optimalité) pour la seule trame d’ordonnancement courante. De plus, nous développons une analyse des coûts de l’algorithme en fonction de plusieurs critères afin de mieux appréhender le compromis entre les nombreux paramètres impliqués. La deuxième contribution de la thèse s’intéresse au problème sous la perspective de la mobilité utilisateur. Deux variantes améliorées de l’algorithme Hybride sont proposées : ABUC (Adaptive Beamforming et User Clustering), une version adaptée à la mobilité des utilisateurs et aux variations du canal radio, et MABUC (Mobility-Aware Beamforming et User Clustering), une version améliorée qui règle dynamiquement les paramètres de feedback du CSI (périodicité et type de CSI) en fonction de la vitesse de l’utilisateur. L’algorithme MABUC offre de très bonnes performances en termes de débit cible tout en réduisant efficacement la complexité et les coûts de signalisation CSI. Dans la dernière contribution de la thèse, nous approfondissons l’étude en explorant l’optimisation automatique des paramètres d’ordonnancement du CSI. Pour ce faire, nous exploitons l’outil de l’apprentissage par renforcement afin d’optimiser les paramètres de feedback CSI en fonction du profil de mobilité individuelle des utilisateurs. Plus spécifiquement, nous proposons deux modèles d’apprentissage. Le premier modèle basé sur un algorithme de type Q-learning a permis de démontrer l’efficacité de l’approche dans un scénario à taille réduite. Le second modèle, plus scalable car basé sur une approche Deep Q-learning, a été formulé sous la forme d’un processus de type POMDP (Partially observable Markov decision process). Les résultats montrent l’efficacité des solutions qui permettent de sélectionner les paramètres de feedback les plus adaptés à chaque profil de mobilité, même dans le cas complexe où chaque utilisateur possède un profil de mobilité différent et variable dans le temps. / Recently, mobile operators have been challenged by a tremendous growth in mobile data traffic. In such a context, Cloud Radio Access Network (CRAN) has been considered as a novel architecture for future wireless networks. The radio frequency signals from geographically distributed antennas are collected by Remote Radio Heads (RRHs) and transmitted to the cloud-centralized Baseband Units (BBUs) pool through fronthaul links. This centralized architecture enables a global optimization of joint baseband signal processing and radio resource management functions for all RRHs and users. At the same time, Heterogeneous Networks (HetNets) have emerged as another core feature for 5G network to enhance the capacity/coverage while saving energy consumption. Small cells deployment helps to shorten the wireless links to end-users and thereby improving the link quality in terms of spectrum efficiency (SE) as well as energy efficiency (EE). Therefore, combining both cloud computing and HetNet advantages results in the so-called Heterogeneous-Cloud Radio Access Networks (H-CRAN) which is regarded as one of the most promising network architectures to meet 5G and beyond system requirements. In this context, we address the crucial issue of beamforming and user-to-RRH association (user clustering) in the downlink of H-CRANs. We formulate this problem as a sum-rate maximization problem under the assumption of mobility and CSI (Channel State Information) imperfectness. Our main challenge is to design a framework that can achieve sum-rate maximization while, unlike other traditional reference solutions, being able to alleviate the computational complexity, CSI feedback and reassociation signaling costs under various mobility environments. Such gain helps in reducing the control and feedback overhead and in turn improve the uplink throughput. Our study begins by proposing a simple yet effective algorithm baptized Hybrid algorithm that periodically activates dynamic and static clustering schemes to balance between the optimality of the beamforming and association solutions while being aware of practical system constraints (complexity and signaling overhead). Hybrid algorithm considers time dimension of the allocation and scheduling process rather than its optimality (or suboptimality) for the sole current scheduling frame. Moreover, we provide a cost analysis of the algorithm in terms of several parameters to better comprehend the trade-off among the numerous dimensions involved in the allocation process. The second key contribution of our thesis is to tackle the beamforming and clustering problem from a mobility perspective. Two enhanced variants of the Hybrid algorithm are proposed: ABUC (Adaptve Beamforming and User Clustering), a mobility-aware version that is fit to the distinctive features of channel variations, and MABUC (Mobility-Aware Beamforming and User Clustering), an advanced version of the algorithm that tunes dynamically the feedback scheduling parameters (CSI feedback type and periodicity) in accordance with individual user velocity. MABUC algorithm achieves a targeted sum-rate performance while supporting the complexity and CSI signaling costs to a minimum. In our last contribution, we propose to go further in the optimization of the CSI feedback scheduling parameters. To do so, we take leverage of reinforcement learning (RL) tool to optimize on-the-fly the feedback scheduling parameters according to each user mobility profile. More specifically, we propose two RL models, one based on Q-learning and a second based on Deep Q-learning algorithm formulated as a POMDP (Partially observable Markov decision process). Simulation results show the effectiveness of our proposed framework, as it enables to select the best feedback parameters tailored to each user mobility profile, even in the difficult case where each user has a different mobility profile.

京都大学 / 0048 / 新制・課程博士 / 博士(情報学) / 甲第20034号 / 情博第629号 / 新制||情||109(附属図書館) / 33130 / 京都大学大学院情報学研究科通信情報システム専攻 / (主査)教授 佐藤 亨, 教授 守倉 正博, 教授 山本 衛 / 学位規則第4条第1項該当 / Doctor of Informatics / Kyoto University / DFAM