Coherent detection employing multilevel modulation formats has become one of the most promising technologies for next generation high speed transmission systems due to the high power and spectral efficiencies. Using the powerful digital signal processing (DSP), coherent optical receivers allow the significant equalization of chromatic dispersion (CD), polarization mode dispersion (PMD), phase noise (PN) and nonlinear effects in the electrical domain. Recently, the realizations of these DSP algorithms for mitigating the channel distortions in the coherent transmission systems are the most attractive investigations. The CD equalization can be performed by the digital filters developed in the time and the frequency domain, which can suppress the fiber dispersion effectively. The PMD compensation is usually performed in the time domain with the adaptive least mean square (LMS) and constant modulus algorithms (CMA) equalization. Feed-forward and feed-back carrier phase estimation (CPE) algorithms are employed to mitigate the phase noise (PN) from the transmitter (TX) and the local oscillator (LO) lasers. The fiber nonlinearities are compensated by using the digital backward propagation methods based on solving the nonlinear Schrödinger (NLS) equation and the Manakov equation. In this dissertation, we present a comparative analysis of three digital filters for chromatic dispersion compensation, a comparative evaluation of different carrier phase estimation methods considering digital equalization enhanced phase noise (EEPN) and a brief discussion for PMD adaptive equalization. To implement these investigations, a 112-Gbit/s non-return-to-zero polarization division multiplexed quadrature phase shift keying (NRZ-PDM-QPSK) coherent transmission system with post-compensation of dispersion is realized in the VPI simulation platform. In the coherent transmission system, these CD equalizers have been compared by evaluating their applicability for different fiber lengths, their usability for dispersion perturbations and their computational complexity. The carrier phase estimation using the one-tap normalized LMS (NLMS) filter, the differential detection, the block-average (BA) algorithm and the Viterbi-Viterbi (VV) algorithm is evaluated, and the analytical predictions are compared to the numerical simulations. Meanwhile, the phase noise mitigation using the radio frequency (RF) pilot tone is also investigated in a 56-Gbit/s NRZ single polarization QPSK (NRZ-SP-QPSK) coherent transmission system with post-compensation of chromatic dispersion. Besides, a 56-Gbit/s NRZ-SP-QPSK coherent transmission system with CD pre-distortion is also implemented to analyze the influence of equalization enhanced phase noise in more detail. / QC 20120528

Orientadores: Dalton Soares Arantes, Fabbryccio Akkazzha Chaves Machado Cardoso / Tese (doutorado) - Universidade Estadual de Campinas, Faculdade de Engenharia Elétrica e de Computação / Made available in DSpace on 2018-08-24T01:49:02Z (GMT). No. of bitstreams: 1 Garcia_FabioLumertz_D.pdf: 40460342 bytes, checksum: 576d63ee41c2ab7aa3312f22902103b5 (MD5) Previous issue date: 2013 / Resumo: Esta tese apresenta um novo método para recuperação de portadora e fase, sem o emprego de Phase-Locked Loops, com aplicação em um sistema óptico coerente com modulação 16-QAM, taxa de 112Gb/s e multiplexação por polarização. A estrutura desenvolvida viabiliza uma Operação de Alinhamento dos símbolos modulados em fase e quadratura da constelação QAM, possibilitando a estimação eficiente dos desvios de freqüência e fase. Um projeto especial de preâmbulo foi concebido para o uso desta estrutura, possibilitando uma comutação suave para o segmento de dados com o auxílio de um esquema denominado Conjugado Virtual. Esses conceitos possibilitam correção de desvios de freqüência superiores a 1,5 GHz e operação com faixas de ruído de fase da ordem de 3,5 MHz (' DELTA' v × TS = 2.5 × 10?4), quando operando na taxa de 14 GBaud e em ambientes bastante degradados. Resultados de simulação apontam que nesses cenários degradados a equalização não-fracionária não é capaz de realizar a inversão do canal óptico. Essa conclusão é particularmente ilustrada por uma imagem bidimensional relacionando as taxas de erro de bit (BERs) em função de pares de amostras. Finalmente, o sistema óptico foi emulado com o software VPI Photonics. / Abstract: This thesis presents a novel method for Carrier Phase Estimation (CPE), without Phase-Locked Loops, with application to a 112 Gb/s Dual-Polarization 16-QAM Coherent Optical System. The developed structure allows for an Alignment Operation that performs the alignment of the symbols of the QAM constellation, resulting in more efficient estimation of carrier frequency and phase. An especial preamble design was conceived for this structure, enabling a soft switching from preamble to data segment using an especial Virtual Conjugation scheme. These concepts enable frequency mismatch correction over to 1.5 GHz and operation with phase noise linewidth in the order of 3.5 MHz (' DELTA' v × TS = 2.5 × 10?4), when operating at the rate of 14 GBaud and highly degraded channel conditions. Simulation results show that, in these scenarios, baudrate equalization is not able to perform channel inversion. This conclusion is especially illustrated by a bidimensional image which depicts Bit Error Rates (BERs) as a function of pairs of samples. Finally, the optical system was emulated using VPI Photonics Simulation Software. / Doutorado / Telecomunicações e Telemática / Doutor em Engenharia Elétrica

Coherent detection employing multilevel modulation format has become one of the most promising technologies for next generation high speed transmission system due to the high power and spectral efficiencies. With the powerful digital signal processing (DSP), coherent optical receivers allow the significant equalization of chromatic dispersion (CD), polarization mode dispersion (PMD), phase noise (PN) and nonlinear effects in the electrical domain. Recently, the realizations of these DSP algorithms for mitigating the channel distortions in the transmission system are the most attractive investigations.  The CD equalization can be performed by the digital filters developed in the time and the frequency domain, which can suppress the fiber dispersion effectively. The PMD compensation is usually performed in the time domain with the adaptive least mean square (LMS) and constant modulus algorithms (CMA) equalization. Feed-forward and feed-back carrier phase estimation algorithms are employed to mitigate the phase noise from the transmitter and local oscillator lasers. The fiber nonlinearities are compensated by using the digital backward propagation methods based on solving the nolinear Schrodinger (NLS) equation and the Manakov equation.  In this dissertation, we present a comparative analysis of three digital filters for chromatic dispersion compensation, an analytical evaluation of carrier phase estimation with digital equalization enhanced phase noise and a brief discussion for PMD adaptive equalization. To implement these investigations, a 112-Gbit/s non-return-to-zero polarization division multiplexed quadrature phase shift keying (NRZ-PDM-QPSK) coherent transmission system is realized in the VPI simulation platform. With the coherent transmission system, these CD equalizers have been compared by evaluating their applicability for different fiber lengths, their usability for dispersion perturbations and their computational complexity. Meanwhile, the bit-error-rate (BER) floor in carrier phase estimation using a one-tap normalized LMS filter is evaluated analytically, and the numerical results are compared to a differential QPSK detection system. / QC 20110629

The increase in capacity demand along with the advancement in digital signal processing (DSP) have recently revived the interest in coherent optical communications and led to its commercialization. However, design and development of robust DSP algorithms for example for carrier phase recovery (CPR) becomes complex as we opt for high order modulation formats such as 16QAM and beyond. Further, electrical-domain dispersion compensation (EDC), while providing many advantages, makes the system more susceptible to laser frequency noise (FN). For instance, in coherent optical links with post-reception EDC, while the transmitter frequency noise causes only phase impairment, the local oscillator (LO) FN in these systems results in a noise enhancement in both amplitude and phase. This noise is commonly known as equalization enhanced phase noise (EEPN). It results in asymmetric requirements for transmitter laser and LO laser. Further, the system design in the presence of lasers with non-white frequency noise becomes increasingly challenging for increased capacity-distance product. The main contributions of this thesis are, firstly, an experimentally validated theory of coherent optical links with lasers having general non-white frequency noise spectrum and corresponding system/laser design criteria and mitigation technique. Secondly, low complexity and high phase noise tolerant CPR for high order modulation formats. The general theory propounded in this thesis elucidates the origin of the laser frequency noise induced noise enhancement in coherent optical links with different DSP configurations. The thesis establishes the existence of multiple frequency noise regimes and shows that each regime results in different set of impairments. The influence of the impairments due to some regimes can ideally be reduced by optimizing the corresponding mitigation algorithms, while other regimes cause irretrievable impairments. Experimentally validated theoretical boundaries of these regimes and corresponding criteria applicable to system/laser design are provided. Further, an EEPN mitigation method and its two possible implementations are proposed and discussed. The thesis also demonstrates an intrinsic limitation of the conventional Blind Phase Search (BPS) algorithm due to angular quantization and provides methods to overcome it. Finally, this thesis proposes and demonstrates single stage and multi-stage carrier phase recovery algorithms for compensation of phase impairments due to the two lasers for higher order circular and square modulations. The proposed methods outperform the state of art algorithms both in performance and in complexity. / <p>QC 20170516</p> / European project ICONE gr. #608099

Coherent detection together with multilevel modulation formats has the potential to significantly increase the capacity of existing optical communication systems at no extra cost in signal bandwidth. However, these modulation formats are more susceptible to the impact of different noise sources and distortions as the distance between its constellation points in the complex plane reduces with the modulation index. In this context, digital signal processing (DSP) plays a key role as it allows compensating for the impairments occurring during signal generation, transmission and/or detection relaxing the complexity of the overall system. The transition towards pluggable optical transceivers, offers flexibility for network design/upgrade but sets strict requirements on the power consumption of the DSP thus limiting its complexity. The DSP module complexity however, scales with the modulation order and, in this scenario, low complex yet high performance DSP algorithms are highly desired. In this thesis, we mainly focus on the impact of laser phase noise arising from the transmitter and local oscillator (LO) lasers in coherent optical communication systems employing high order modulation formats. In these systems, the phase noise of the transmitting and LO lasers translate into phase noise in the received constellation impeding the proper recovery of the transmitted data. In order to increase the system phase noise tolerance, we firstly explore the possibility of re-arranging the constellation points in a circularly shaped mQAM (C-mQAM) constellation shape to exploit its inherent phase noise tolerance. Different low-complex carrier phase recovery (CPR) schemes applicable to these constellations are proposed along with a discussion on its performance and implementation complexity. Secondly, the design guidelines of high performance and low complex CPR schemes for conventional square mQAM constellations are presented. We identify the inherent limitation of the state-of-the-art blind phase search (BPS) carrier phase recovery algorithm which hinders its achievable performance and implementation complexity and present a low complex solution to overcome it. The design guidelines of multi-stage CPR schemes for high order modulation formats, where the BPS algorithm is employed at any of the stages, are also provided and discussed. Finally, the interplay between the received dispersed signal and the LO phase noise is analytically investigated to characterize the origin of the equalization enhanced phase noise phenomena. / <p>QC 20170516</p> / EU project ICONE, gr. #608099