Although band theory is about a century old, it remains relevant today as a tool for the treatment of electrons in solids. The confluence of mathematical ideas like geometry and topology with band theory has proven to be a ripe avenue for research in the past few decades. The importance of Fermi surface geometry, especially in conjunction with electronic correlation, has been well recognized. One particular thread in this direction is probing the occurrence of non-trivial Fermi surface geometry, and its influence on macroscopic properties of materials. A notable example of exotic Fermi surface geometry arises from singular points of the dispersion, and these have been known since 1953. The investigation into these was reignited recently, culminating in the work presented in this thesis. In this dissertation, I investigate two broad categories of singular points in bands. At a singular point, either the dispersion or the Fermi surface fail to be smooth. This may cause distinct signatures in transport and spectroscopic properties when the singular point occurs close to the Fermi level. In the two dimensional setting, I classify using catastrophe theory, the point singularities arising from higher order saddles of the dispersion. These are the more exclusive cousins of the regular van Hove saddle that cause, among other things, a power law divergence in the density of states. The role of lattice symmetries in aiding or preventing the occurrence of these singularities is also carefully explored. In the case of three dimensional bands, I investigate the spectroscopic properties of the nodal point singularity, arising from a linear band crossing. In particular, I determine the distinct signature of nodal points in the analytic, momentum resolved, joint density of states (JDOS) and the numerically calculated resonant inelastic x-ray scattering (RIXS) spectrum, within the fast collision approximation that ignores core hole effects. The results presented here will be the stepping stone towards a careful future calculation, incorporating the potential edge singularity effects through core hole potential. Such a calculation may be directly comparable with ongoing experiments.

Understanding the low-temperature properties of strongly correlated materials requires accurate measurement of the physical properties of these systems. Specific heat and nuclear spin-lattice relaxation are two such properties that allow the investigation of the electronic behavior of the system.  In this thesis, nanocalorimetry is used to measure specific heat, but also as basis for new experimental approach, developed to disentangle the different contributions to specific heat at low temperatures. The technique, that we call Thermal Impedance Spectroscopy (TISP) allows independent measurement of the electronic and nuclear specific heat at low temperatures based on the frequency response of the calorimeter-sample assembly. The method also enables simultaneous measurements of the nuclear spin-lattice relaxation time (T1). The nuclear spin lattice relaxation, as 1/T1T, and electronic specific heat, as C/T, provide information about the same quantity, electronic density of states, in the system. By comparing these properties in strongly correlated systems, we can obtain insights of electronic interactions.  Metallic indium is studied using thermal impedance spectroscopy from 0.3 K to 7 K at 35 T. The magnetic field dependence of nuclear spin-lattice relaxation rate is measured. Indium is a simple metallic system and the expected behavior of the nuclear spin-lattice relaxation is similar to that of the electronic specific heat. The results of the measurement are matched with the expectation from a simple metallic system and Nuclear Magnetic Resonance (NMR) measurements. This demonstrates the effectiveness of the new technique.  The heavy-fermion superconductor CeCoIn5 is studied using thermal impedance spectroscopy and ac-calorimetry. This material is located near a quantum critical point (QCP) bordering antiferromagnetism, as evidenced by doping studies. The nature of its quantum criticality and unconventional superconductivity is still elusive. Contrasting specific heat and nuclear spin-lattice relaxation in this correlated system helps to reveal the character of its quantum criticality.  The quantum criticality in CeCoIn5 is also studied using X-ray Absorption Spectroscopy (XAS) across the superconducting transition and X-ray Magnetic Circular Dichroism (XMCD) at 0.1 K and 6 T. The element-specific probe zooming in on cerium in this material indicates two things, a mixed valence of Ce in the superconducting state and a very small magnetic moment, that implies resonance-bond like antiferromagnetic local ordering in the system.

The search for novel quantum states is a fundamental theme in condensed matter physics. The almost boundless number of possible materials and complexity of the theory of electrons in solids make this both an experimentally and theoretically exciting and challenging research field. Particularly, the concept of quantum criticality resulted in a range of discoveries of novel quantum phases, which can become thermodynamically stable in the vicinity of a second order phase transition at zero temperature due to the existence of quantum critical fluctuations. One of the materials in which a novel quantum phase is believed to form close to a proposed quantum critical point is Sr₃Ru₂O₇. In this quasi-two-dimensional metal, the critical end point of a line of metamagnetic first order phase transitions can be suppressed towards zero temperature, theoretically leading to a quantum critical end point. Before reaching absolute zero, one experimentally observes the formation of an anomalous phase region, which has unusual ‘nematic-like’ transport properties. In this thesis magnetocaloric effect and specific heat measurements are used to systematically study the entropy of Sr₃Ru₂O₇ as a function of both magnetic field and temperature. It is shown that the boundaries of the anomalous phase region are consistent with true thermodynamic equilibrium phase transitions, separating the novel quantum phase from the surrounding ‘normal’ states. The anomalous phase is found to have a higher entropy than the low and high field states as well as a temperature dependence of the specific heat which deviates from standard Fermi liquid predictions. Furthermore, it is shown that the entropy in the surrounding ‘normal’ states increases significantly towards the metamagnetic region. In combination with data from other experiments it is concluded that these changes in entropy are most likely caused by many body effects related to the underlying quantum phase transition.

Orientador: Ricardo Luís Doretto / Dissertação (mestrado) - Universidade Estadual de Campinas, Instituto de Física Gleb Wataghin / Made available in DSpace on 2018-09-03T02:41:35Z (GMT). No. of bitstreams: 1 Leite_LeonardoDaSilvaGarcia_M.pdf: 1468749 bytes, checksum: 2f4e22a34c4a72b7b68eec6673285298 (MD5) Previous issue date: 2017 / Resumo: Nesse trabalho, calculamos a entropia de emaranhamento de um antiferromagneto de Heisenberg dimerizado em uma rede quadrada. Dois padrões de dimerização distintos são considerados: colunar e alternado. Em ambos os casos, focamos na fase de sólidos de singletos (VBS) que é descrita pela representação dos operadores de ligação. Nesse formalismo, o hamiltoniano de spin original é mapeado em um modelo efetivo de bósons interagentes com excitações de tripleto. O hamiltoniano efetivo é estudado na aproximação harmônica e o espectro das excitações elementares e o diagrama de fase dos dois modelos dimerizados são determinados. Consideramos um subsistema unidimensional (cadeia) de comprimento $L$ dentro de uma rede quadrada com condições periódicas de contorno e calculamos a entropia de emaranhamento. Seguimos um procedimento analítico baseado na teoria de ondas de spin modificadas que havia sido desenvolvido originalmente para calcular a entropia de emaranhamento em fases magneticamente ordenadas. Em particular, esse procedimento nos permite considerar subsistemas unidimensionais compostos por até 200 sítios. Combinamos esse procedimento com o formalismo dos operadores de ligação na aproximação harmônica e mostramos que, para os dois modelos de Heisenberg dimerizados, a entropia de emaranhamento da fase VBS obedece uma lei de área. Tanto para a dimerização colunar quanto para a alternada, mostramos que a entropia de emaranhamento aumenta à medida que o sistema se aproxima da transição de fase quântica entre as fases Néel-VBS / Abstract: Nesse trabalho, calculamos a entropia de emaranhamento de um antiferromagneto de Heisenberg dimerizado em uma rede quadrada. Dois padrões de dimerização distintos são considerados: colunar e alternado. Em ambos os casos, focamos na fase de sólidos de singletos (VBS) que é descrita pela representação dos operadores de ligação. Nesse formalismo, o hamiltoniano de spin original é mapeado em um modelo efetivo de bósons interagentes com excitações de tripleto. O hamiltoniano efetivo é estudado na aproximação harmônica e o espectro das excitações elementares e o diagrama de fase dos dois modelos dimerizados são determinados. Consideramos um subsistema unidimensional (cadeia) de comprimento $L$ dentro de uma rede quadrada com condições periódicas de contorno e calculamos a entropia de emaranhamento. Seguimos um procedimento analítico baseado na teoria de ondas de spin modificadas que havia sido desenvolvido originalmente para calcular a entropia de emaranhamento em fases magneticamente ordenadas. Em particular, esse procedimento nos permite considerar subsistemas unidimensionais compostos por até 200 sítios. Combinamos esse procedimento com o formalismo dos operadores de ligação na aproximação harmônica e mostramos que, para os dois modelos de Heisenberg dimerizados, a entropia de emaranhamento da fase VBS obedece uma lei de área. Tanto para a dimerização colunar quanto para a alternada, mostramos que a entropia de emaranhamento aumenta à medida que o sistema se aproxima da transição de fase quântica entre as fases Néel-VBS / Mestrado / Física / Mestre em Física / 1547615/2015 / CAPES

Thermal conductivity and thermopower measurements in strongly correlated electron systems at low temperatures

The discovery of an unexpectedly large thermopower accompanied by low resistivity and low thermal conductivity in NaxCoO2 raised significant research interest in these materials and let to a number of experimental and theoretical investigations. This interest has strongly been reinforced by the discovery of superconductivity in the hydrated compound Na0.35CoO2 •1.3H2O in 2003, and thus, NaxCoO2 experiences an again increasing attention. The similarity of the Na cobaltates to the high temperature superconductors (HTSC) - both are transition metal oxides and adopt a layered crystal structure with quasi-two-dimensional (Cu,Co)O2 layers - is an important aspect of the research activities. In contrast to the HTSC cuprates however, the CoO2 layers consist of edge sharing CoO6 octahedra which are distorted in such a way that the resulting local symmetry is trigonal. The trigonal coordination of the Co sites results in geometric frustration which favours unconventional electronic ground states. The geometrically frustrated CoO2 sublattice also exists in the nonhydrated parent compound NaxCoO2, which has been investigated in this work. The intercalation of water into the parent compound is expected to have little effect on the Fermi surface beside the increase in two dimensionality due to the effect of expansion. Upon lowering the symmetry from cubic to trigonal, the t2g states split into states with eg_and a1g symmetry. Measurements of polarisation and temperature dependent soft X-ray absorption have been performed on a wide doping range of NaxCoO2 single crystals. Beside the Co L_2,3-edges, the O K-edge and the Na K-edge have been measured. These measurements show strong polarisation dependencies especially for the excitations into the lower lying a1g energy level. In addition to that, also an unexpected polarisation dependence for higher energies has been observed, which should be absent in trigonal symmetry. These results point towards a deviation of the local trigonal symmetry of the CoO6 octahedra, which is temperature independent in a temperature range between 25 K and 372 K. This deviation was found to be different for Co3+ and Co4+ sites, which leads to a polaronic electron transport. Furthermore, a strong hybridisation between the Co and O ions has been found. In order to shed further light on the electronic structure of NaxCoO2, the electronic spectrum of a CoO6 cluster has been calculated including all interactions between 3d orbitals as well as hopping processes between Co and O and O and O ions. The ground state for two electronic occupations in the cluster (i.e. Co3+ and Co4+) that correspond nominally to all O in the O−2 oxidation state, and Co+3 or Co+4 has been obtained. Then, all excited states obtained by promotion of a Co 2p electron to a 3d electron, and the corresponding matrix elements are calculated. A fit of the observed experimental spectra is good and points out a large Co-O covalence and cubic crystal field effects, that result in low spin Co 3d configurations. The results indicate that the effective hopping between different Co atoms plays a major role in determining the symmetry of the ground state in the lattice. Remaining quantitative discrepancies with the XAS experiments are expected to come from composition effects of itineracy in the ground and excited states. Beside these points, results of photoemission spectroscopy, magnetisation measurements as well as resonant and non-resonant X-ray diffraction using high energy X-rays are shown and discussed. / Die Entdeckung unerwartet großer Thermokraft bei gleichzeitigem niedrigem Widerstand und niedriger thermischen Leitfähigkeit in NaxCoO2 führte zu einem großen wissenschaftlichem Interesse an diesen Materialien und zu einer großen Anzahl an experimentellen und theoretischen Arbeiten. Dieses Interesse steigerte sich noch einmal nach der Entdeckung von Supraleitung in der hydrierten Verbindung Na0.35CoO2 •1.3H2O im Jahre 2003. Die Ähnlichkeit der Na Kobaltate zu den Hochtemperatur-Supraleitern (HTSL) – beides sind Übergangsmetalloxide mit einer geschichteten Kristallstruktur in der quasi zwei dimensionale (Cu,Co)O2 Ebenen enthalten sind – ist ein wichtiger Aspekt moderner wissenschaftlicher Arbeiten. Im Gegensatz zu den HTSL Kupraten bestehen die CoO2 Ebenen aus CoO6 Oktaedern die über ihre Kanten verbunden sind und in der Art verzerrt sind, dass die resultierende Symmetrie trigonal ist. Die trigonale Anordnung der Co Plätze führt zu einer geometrischen Frustration und unkonventionellen elektronischen Grundzuständen. Diese geometrisch frustrierten CoO2 Untergitter existieren ebenfalls in den nicht hydrierten Mutterverbindungen NaxCoO2, welche in dieser Arbeit untersucht wurden. Interkalierung von Wasser in die Mutterverbindung hat nur einen kleinen Einfluss auf die Fermi Oberfläche und führt zu einem Anstieg des zwei dimensionalen Charakters durch den Effekt der Ausdehnung. Durch Verminderung der Symmetrie von kubisch zu trigonal splitten die vormals entarteten t2g Zustände auf in Zustände mit eg und a1g Symmetrie. Zur Bestimmung der elektronischen Struktur von NaxCoO2 wurden polarisations- und temperaturabhängige Messungen der Röntgenabsorption im weichen Röntgenbereich für einen großen Dotierungsbereich durchgeführt. Neben den Co L_2,3-Kanten wurden auch die O K-Kante und die Na K-Kante gemessen. Sie zeigen eine starke Polarisationsabhängigkeit speziell für Anregungen in die niederenergetischen a1g Level. Zusätzlich wurde eine unerwartete Polarisationsabhängigkeit bei höheren Energien gefunden, die für trigonalen Symmetrie so nicht auftauchen dürfte. Diese Ergebnisse weisen auf eine Abweichung von der lokalen trigonalen Symmetrie der CoO6 Oktaeder hin, welche Temperatur unabhängig ist in einem Temperaturbereich zwischen 25 und 372 Kelvin. Diese Abweichung ist unterschiedlich für Co3+ und Co4+ Ionen was wiederum auf einen polaronischen Transport hinweist. Zusätzlich wird deutlich, dass eine starke Co-O Hybridisierung existieren muss. Um weiteres Informationen über die elektronische Struktur von NaxCoO2 zu erhalten, wurde das elektronische Spektrum eines CoO6 Oktaeders berechnet in dem alle Wechselwirkungen zwischen 3d Orbitalen sowie Hüpfprozesse zwischen Co und O sowie O und O Ionen enthalten sind. Der Grundzustand für zwei elektronische Besetzungen in einem Cluster (d.h. Co3+ und Co4+) wurde bestimmt für O Ionen mit einer nominellen O-2 Oxidation sowie Co3+ und Co4+ Ionen. Im angeregten Zustand werden die entsprechenden Anregungen eines Co 2p Elektrons in einen unbesetzten 3d Zustand berücksichtigt und die entsprechenden Matrixelemente berechnet. Ein Fit an den experimentellen Daten ist gut und weist auf eine starke Co-O Kovalenz und auf einen starken Einfluss des kubischen Kristallfeldes hin, der zu einer Low-Spin Co 3d Konfiguration führt. Die Ergebnisse zeigen, dass ein effektives Hüpfen zwischen benachbarter Co Ionen eine große Rolle für die Symmetrie des Grundzustandes im Gitter spielt. Quantitative Unterschiede zwischen den experimentellen und theoretischen Daten kommen anscheinend von itineranten Effekten im Grund- und angeregten Zustand. Zusätzlich zu den oben kurz beschriebenen Ergebnissen werden in dieser Arbeit weitere Ergebnisse der Photoemissionsspektroskopie, der Magnetisierung sowie aus resonanter und nicht resonanter Röntgenbeugung mit harter Röntgenstrahlung gezeigt und diskutiert.

Cette thèse a comme sujet général l’étude théorique de deux aspects de la physique des systèmes d’électrons 4f. La première partie est consacrée aux systèmes intermétalliques de lanthanides à valence intermédiaire ou possédant une transition de valence. Dans ce but, nous étudions une version étendue du modèle d’Anderson périodique, auquel est ajoutée une interaction coulombienne entre les électrons de conduction et les électrons f localisés (intéraction de Falico-Kimball). Si cette interaction est plus forte qu’une valeur critique, le changement de valence n’est plus continu, mais devient discontinu. Le modèle est traité par un ensemble de approximations appropriées aux échelles d’énergie du problème : Hubbard I et champ moyen.Le diagramme de phases du modèle à température nulle et l’évolution de la valence avec les paramètres du modèle sont déterminés. En plus, les effets d’un champ magnétique extérieur et des interactions ferromagnétiques entre les électrons localisés sont examinés. Nos résultats sont comparés à quelques composés à base de Yb et Eu, comme YbCu2Si2, YbMn6Ge6-xSnx and EuRh2Ir2.Dans la deuxième partie nous étudions des systèmes de lanthanides dans lesquels le nombre d’atomes magnétiques localisés peut être modifié par substitution par des atomes non-magnétiques (Alliages Kondo). Dans ces systèmes il est possible de passer du régime d’impureté Kondo au régime de réseau Kondo ; à basse température ces deux régimes sont des liquides de Fermi dont les caractéristiques sont différentes. Le modèle d’alliage Kondo est étudié dans la théorie du champ moyen dynamique statistique, qui traite différents aspects du désordre et qui est formellement exacte dans un arbre de Bethe avec un nombre de coordination quelconque.Les distributions des paramètres de champ moyen, des densité d’états locales et d’autres quantités locales sont présentées en fonction des paramètres du modèle, en particulier la concentration de moments magnétiques x, le nombre d’électrons de conduction par site nc, et la valeur de l’interaction Kondo JK. Nos résultats montrent une différence nette entre les régimes d’impureté et de réseau pour une interaction Kondo forte. Pour des concentrations intermédiaires (proches de la concentration des électrons de conduction), le système est dominé par le désordre et des indications d’un comportement non-liquide de Fermi et d’une localisation des états électroniques sont observés. Ces caractéristiques disparaissent quand l’interaction Kondo est faible. Nous discutons aussi la question d’une basse dimensionnalité et la relation avec le problème de percolation dans ces systèmes. / The topics of the thesis concerns two theoretical aspects of the physics of 4f electron systems.In the first part the topic of intermediate valence and valence transitions in lanthanide systems is explored. For that purpose, we study an extended version of the Periodic Anderson Model which includes the Coulomb interaction between conduction electrons and the localized f electrons (Falicov-Kimball interaction). If it is larger than a critical value, this interaction can transform a smooth valence change into a discontinuous valence transition. The model is treated in a combination of Hubbard-I and mean-field approximations, suitable for the energy scales of the problem.The zero temperature phase diagram of the model is established. It shows the evolution of the valence with respect to the model parameters. Moreover, the effects of an external magnetic field and ferromagnetic interactions on the valence transitions are investigated. Our results are compared to selected Yb- and Eu-based compounds, such as YbCu2Si2, YbMn6Ge6-xSnx and EuRh2Ir2.In the second part of the thesis, we study lanthanide systems in which the number of local magnetic atoms is tuned by substitution of non-magnetic atoms, also known as Kondo Alloys. In such systems it is possible to go from the single Kondo impurity to the Kondo lattice regime, both characterized by different type of Fermi liquids. The Kondo Alloy model is studied within the Statistical Dynamical Mean-Field Theory, which treats different aspects of disorder and is formally exact in a Bethe lattice of any coordination number.The distributions of the mean-field parameters, the local density of states and other local quantities are presented as a function of model parameters, in particular the concentration of magnetic moments x, the number of conduction electrons per site nc and the Kondo interaction strength JK. Our results show a clear distinction between the impurity (x<<1) and the lattice (x≈1) regimes for a strong Kondo interaction. For intermediate concentrations (x≈nc), the system is dominated by disorder effects and indications of Non-Fermi liquid behavior and localization of electronic states are observed. These features disappear if the Kondo interaction is weak. We further discuss the issue of low dimensionality and its relation to the percolation problem in such systems.

Les oxydes d’iridium (iridates) ont attiré particulière attention au cours de la dernière décennie grâce à l’identification d’un état isolant de Mott induit par l’action conjointe du champ cristallin, de la corrélation électronique et du couplage spin-orbite. Cet état a été intensément investigué et des phases et excitations nouvelles ont été prédites théoriquement et aussi individuées expérimentalement. Sans doute, la diffusion inélastique résonante de rayons X (RIXS) est l’une des techniques les plus adoptée pour mesurer les excitations à basse énergie des iridates. En effet, la section efficace relativement large de la spectroscopie RIXS au seuil L3 de l’iridium et la bonne résolution en énergie ont encouragé l’emploi de cette technique. Cette thèse se pose un double objectif : concevoir des développements instrumentaux ayant pour but d’améliorer les possibilités offertes par la spectroscopie RIXS, et appliquer le RIXS afin d’étudier la physique à basse énergie de certains iridates.Le principal projet de développement instrumental est un nouveau spectromètre RIXS avec résolution en polarisation. L’analyse de la polarisation des rayons X diffusés permet d’obtenir des informations sur la symétrie et donc la nature des excitations. Cependant, elle est peu employée à cause de problèmes techniques qui naissent quand l’on veut préserver aussi la résolution en énergie et l’efficience du spectromètre. Même si le polarimètre RIXS projeté n’est pas encore disponible, le schéma optique a été vérifié et validé. Le polarimètre aura une résolution en énergie et une efficience équivalentes à celles des spectromètres RIXS courants. Le second développement technique comprend l’équipement permettant de réaliser des mesures RIXS à basse température et haute pression. Ces équipements ont permis d’investiguer l’évolution en pression des excitations magnétique du composé Sr3Ir2O7 en dessous de la température de Néel et jusqu’au 12 GPa. Les mesures peuvent aider l’affinage des modèles magnétiques courants pour ce système. Ces mesures démontrent que les excitations magnétiques peuvent être acquises en haute pression par la spectroscopie RIXS, démontrant ainsi la possible utilisation de cette technique dans ce nouveau domaine.Cette thèse comprend aussi des ultérieurs travails expérimentaux. Le premier considère le composé CaIrO3, dont la structure cristalline est constituée par des octaèdres partageant un sommet et une arête dans deux directions orthogonales. Du coup, les interactions magnétiques sont très différentes selon la direction cristallographique. Spécifiquement, la suppression du couplage de type Heisenberg dans la direction où les octaèdres partagent une arête produit des interactions magnétiques principalement unidimensionnelles. La caractéristique de ceux-ci est la présence d’un continuum d’excitations avec une dépendance en énergie et quantité de mouvement typique, qui a été révélé par la spectroscopie RIXS. Les excitations électroniques de CaIrO3 ont aussi des caractéristiques propres. Enfin, j’ai étudié les propriétés électroniques du composé Rb2[IrF6]. Des calculs récents proposaient que ce système possède un état d’isolant de Mott similairement aux oxydes d’iridium. Les mesures RIXS ont aidé à éclairer les propriétés électroniques de ce composé. La solidité des propriétés électroniques a été vérifiée par rapport à la substitution du métal alcalin ou de l’halogène, et à l’application de pression.Cette thèse accroit l’importance de l’utilisation de la spectroscopie RIXS dans des domaines qui étaient précédemment inexplorés. L’analyse de la polarisation des rayons X diffusés sera avantageuse dans les cas où la nature des excitations ne peut être établie sans ambiguïté. L’équipement développé pour réaliser les mesures RIXS en conditions extrêmes permet d’étudier la dynamique électronique et magnétique dans des phases de la matière inaccessibles jusqu’à aujourd’hui. / Iridium oxides (iridates) have raised notable attention in the last decade due to the identification of a Mott insulating state realized by the joint action of crystal field, electron correlation, and spin-orbit coupling. Such state has been intensively investigated and novel quantum phases and excitations have been theoretically predicted and experimentally found. Undoubtedly, one of the most employed techniques to elucidate the low-energy physics of iridates is resonant inelastic X-ray scattering (RIXS). At the iridium L3 edge, it benefits from a particularly good energy resolution, which matches the energy scales of the relevant excitations, and from a favorable inelastic cross-section. The aim of the present thesis is twofold: conceive challenging instrumental upgrades that contribute to the advancement of the technique itself, and apply RIXS to inspect the magnetic and electronic properties of selected iridates.The main instrumental development concerns the design of a new RIXS spectrometer with polarization resolution. Polarization analysis of the scattered X-rays provides useful information about the symmetry and thus the nature of an excitation. However, it is rather unexploited because of severe technical challenges when energy resolution and efficiency must be preserved. The designed RIXS spectrometer with polarization analysis capabilities is still under construction, however the optical scheme has been validated by preliminary tests. Full polarization analysis is expected without degradation of energy resolution or efficiency with respect to current state-of-the-art RIXS spectrometers. Additional technical developments include sample-environment equipment to perform RIXS experiments in low-temperature and high-pressure conditions. The equipment has been successfully utilized to investigate the magnetic dynamics of the bilayer-perovskite Sr3Ir2O7 below its Néel temperature and up to 12 GPa. Our measurements provide additional observations that may sharpen the challenge to theoretical understanding of the magnetic dynamics of this material. Moreover, we demonstrate for the first time that RIXS experiments of the magnetic dynamics can be extended to unexplored thermodynamic conditions.Besides instrumental advances, additional experimental work has been carried out in order to study the magnetic and electronic excitations of the post-perovskite CaIrO3. Owing to its peculiar crystal structure, featuring both edge- and corner-sharing octahedra, the magnetic interactions of CaIrO3 are very different along orthogonal directions. In particular, the inhibition of the Heisenberg coupling along the edge-sharing direction induces one-dimensional magnetic behavior with characteristic fractional spinon-like excitations, which have been detected by RIXS. Electronic excitations are also found to have particular properties. Finally, I have focused on the electronic structure of Rb2[IrF6], which was theoretically predicted to realize a Mott insulating state similar to the one of iridium oxides. RIXS measurements helped to elucidate the electronic properties of this compound. The robustness of the electronic state has been tested against substitutions of the alkali metal and halogen, and application of physical pressure.The present work extends the potential of the RIXS technique to domains previously unexplored, i.e. polarization analysis of the scattered X-rays and high-pressure low-temperature experiments. I hope that the instrumental upgrades and applications of RIXS discussed in this thesis will further promote the technique as a powerful and reliable tool to characterize elementary excitations in correlated-electron systems.

In the present work the Roth s two-pole approximation (Phys. Rev. 184, 451 (1969)) has been used to investigate the role of d− p hybridization in the normal and superconducting states of an extended d− p Hubbard model. Superconductivity with singlet dx2−y2 -wave pairing is treated by following Beenen and Edwards formalism (Phys. Rev. B 52, 13636 (1995)). In the first part of this work, the effects of the hybridization on the superconductivity, in the hole-doped regime, have been studied treating Roth s band shift within two different approximations. In the first one, the band shift has been calculated in the limit U →¥ (U is the Coulomb interaction), with zero temperature and without consider the superconducting effects. These regards, are restrict to the band shift. In the other parts of the problem, U, the temperature and the superconducting effects have been considered finites. In the second approximation, the Coulomb interaction, the temperature and the superconductivity have been considered in the calculation of some relevant correlation functions present in the Roth s band shift. The obtained results show that the hybridization acts in the sense of to suppresses the superconductivity. Also, it has been verified that the first approximation overstimates the effects of the hybridization on the superconductivity. In the second part of these work, hoppings to second-nearest-neighbors have been included in the model with the purpose of reproduces adequately the asymetries (mainly those related with the Fermi surface, band structure and phase diagram) between the hole- and electron-doped systems. Particularly, it is shown that the crossover from hole-like to electronlike Fermi surface is deeply affected by the d − p hybridization in the hole doping case. It has been verified that the effect of the hybridization is most pronounced around the saddle-points, where the superconducting gap is maximum in the particular case of dx2−y2 -wave symmetry. As a consequence, the critical temperature Tc is directly affected by the hibridization. Moreover, the obtained results suggest that in the hole doped regime, the hybridization may act on the transport properties of the system due to the sign changes of the Hall coefficient when the crossover of the Fermi surface occurs. In the electron doped case, the crossover in the Fermi surface is not verified. Nevertheless, as the hybridization suppresses the density of states near the Fermi level, the superconductivity is affected. The topology of the Fermi surface in the hole and electron doping regime agree with recent experimental ARPES results for La2−xSrxCuO4 (hole doping) and Nd2−xCexCuO4 (electron doping). / Neste trabalho, foi usada a aproximação de dois-pólos proposta por L. Roth (Phys. Rev. 184, 451 (1969)), para investigar os efeitos da hibridização no estado normal e no estado supercondutor de um modelo de Hubbard d − p. Para tratar supercondutividade com simetria dx2−y2 , usou-se o procedimento de fatorização proposto por Beenen e Edwards (Phys. Rev. B 52, 13636 (1995)). Na primeira parte do trabalho, os efeitos da hibridização sobre a upercondutividade, foram investigados considerando-se duas aproximações diferentes para calcular o deslocamento de banda. O deslocamento de banda surge quando tratamos as equações de movimento das funções de Green através do método de L. Roth. Na primeira aproximação o deslocamento foi calculado para U →¥ (U ´e a interação coulombiana), temperatura igual a zero, e sem incluir os efeitos da supercondutividade. É importante destacar que essas considerações foram feitas apenas no deslocamento, as outras partes do problema foram tratadas considerando finitas, as quantidades citadas acima. Na segunda aproximação, o deslocamento de banda foi estudado incluíndo-se os efeitos de U, da temperatura e da supercondutividade. Nos dois casos observou-se que a hibridização atua no sentido de suprimir a supercondutividade. Verificou-se também que na primeira aproximação considerada no cálculo do deslocamento de banda, os efeitos da hibridização sobre a supercondutividade, são superestimados. Isso ocorre porque certas funções correlação presentes no deslocamento de banda desaparecem no limite U →¥. Na segunda parte deste trabalho, incluiu-se no modelo, um termo de salto ( hopping ) para os segundos vizinhos de um sítio i. Esse termo foi ncluído com o objetivo de reproduzir adequadamente as assimetrias entre o regime de dopagem por buracos e o regime de dopagem por elétrons. No caso particular de dopagem por buracos, observou-se que a mudança na natureza da superfície de Fermi de buraco para elétron, profundamente afetada pela hibridização. Além disso, verificou-se que o efeito da hibridização ´e mais intenso nas regiões dos pontos de sela, nas quais o gap supercondutor ´e máximo devido à simetria dx2−y2 . Com isso, a temperatura crítica de transiçãoo (Tc) do estado normal para o estado supercondutor, também é afetada pela hibridização. Os resultados sugerem também, que no caso de dopagem por buracos, a hibridização interfere no valor de dopagem em que ocorre a mudança no sinal do coeficiente Hall, portanto deve afetar também as propriedades de transportes do sistema. No caso de dopagem por elétrons, não foi verificado nenhuma mudança na natureza da superf´ıcie de Fermi. No entanto, como a hibridização aumenta a largura das bandas e dimimui a densidade de estados no nível de Fermi, neste caso a supercondutividade também é afetada. A topologia da superfície de Fermi nos regimes de dopagen por buracos e por elétrons concorda bem com resultados experimentais de ARPES obtidos recentemente para o composto La2−xSrxCuO4 (dopado por buracos) e para o composto Nd2−xCexCuO4 (dopado por elétrons).

Thermal conductivity and thermopower measurements in strongly correlated electron systems at low temperatures