Within condensed matter physics, systems with strong electronic correlations give rise to fascinating phenomena which characteristically require a physical description beyond a one-electron theory, such as high temperature superconductivity, or Mott metal-insulator transitions. In this thesis, a class of strongly correlated electron systems is considered. These systems exhibit fractionally charged excitations with charge +e/2 or -e/2 in two dimensions (2D) and three dimensions (3D), a consequence of both strong correlations and the geometrical frustration of the interactions on the underlying lattices. Such geometrically frustrated systems are typically characterized by a high density of low-lying excitations, leading to various interesting physical effects. This thesis constitutes a study of a model of spinless fermions on the geometrically frustrated kagome lattice. Focus is given in particular to the regime in which nearest-neighbour repulsions V are large in comparison with hopping t between neighbouring sites, the regime in which excitations with fractional charge occur. In the classical limit t = 0, the geometric frustration results in a macroscopically large ground-state degeneracy. This degeneracy is lifted by quantum fluctuations. A low-energy effective Hamiltonian is derived for the spinless fermion model for the case of 1/3 filling in the regime where |t| << V . In this limit, the effective Hamiltonian is given by ring-exchange of order ~ t^3/V^2, lifting the degeneracy. The effective model is shown to be equivalent to a corresponding hard-core bosonic model due to a gauge invariance which removes the fermionic sign problem. The model is furthermore mapped directly to a Quantum Dimer model on the hexagonal lattice. Through the mapping it is determined that the kagome lattice model exhibits plaquette order in the ground state and also that fractional charges within the model are linearly confined. Subsequently a doped version of the effective model is studied, for the case where exactly one spinless fermion is added or subtracted from the system at 1/3 filling. The sign of the newly introduced hopping term is shown to be removable due to a gauge invariance for the case of hole doping. This gauge invariance is a direct result of the bipartite nature of the hole hopping and is confirmed numerically in spectral density calculations. For further understanding of the low-energy physics, a derivation of the model gauge field theory is presented and discussed in relation to the confining quantum electrodynamic in two dimensions. Exact diagonalization calculations illustrate the nature of the fractional charge confinement in terms of the string tension between a bound pair of defects. The calculations employ topological symmetries that exist for the manifold of ground-state configurations. Dynamical calculations of the spectral densities are considered for the full spinless fermion Hamiltonian and compared in the strongly correlated regime with the doped effective Hamiltonian. Calculations for the effective Hamiltonian are then presented for the strongly correlated regime where |t| << V . In the limit g << |t|, the fractional charges are shown to be effectively free in the context of the finite clusters studied. Prominent features of the spectral densities at the Gamma point for the hole and particle contributions are attributed to approximate eigenfunctions of the spinless fermion Hamiltonian in this limit. This is confirmed through an analytical derivation. The case of g ~ t is then considered, as in this case the confinement of the fractional charges is observable in the spectral densities calculated for finite clusters. The bound states for the effectively confined defect pair are qualitatively estimated through the solution of the time-independent Schroedinger equation for a potential which scales linearly with g. The double-peaked feature of spectral density calculations over a range of g values can thus be interpreted as a signature of the confinement of the fractionally charged defect pair. Furthermore, the metal-insulator transition for the effective Hamiltonian is studied for both t > 0 and t < 0. Exact diagonalization calculations are found to be consistent with the predictions of the effective model. Further calculations confirm that the sign of t is rendered inconsequential due to the gauge invariance for g in the regime |t| << V . The charge-order melting metal-insulator transition is studied through density-matrix renormalization group calculations. The opening of the energy gap is found to differ for the two signs of t, reflecting the difference in the band structure at the Fermi level in each case. The qualitative nature of transition in each case is discussed. As a step towards a realization of the model in experiment, density-density correlation functions are introduced and such a calculation is shown for the plaquette phase for the effective model Hamiltonian at 1/3 filling in the absence of defects. Finally, the open problem of statistics of the fractional charges is discussed.

High-quality platelet single crystals of Tl₂Ba₂CuO₆±δ (Tl-2201) have been grown using a novel time-varying encapsulation scheme, minimizing the thallium oxide loss that has plagued other attempts and reducing cation substitution. This encapsulation scheme allows the melt to be decanted from the crystals, a step previously impossible, and the remaining cation substitution is homogenized via a high-temperature anneal. Oxygen annealing schemes were developed to produce sharp superconducting transitions from 5 to 85 K without damaging the crystals. The crystals' high homogeneity and high degree of crystalline perfection are further evidenced by narrow rocking curves; the crystals are comparable to YSZ-grown YBa₂Cu₃O₆₊δ by both metrics. Electron probe microanalysis (EPMA) ascertained the crystals' composition to be Tl₁.₉₂₀₍₂₎Ba₁.₉₆₍₂₎Cu₁.₀₈₀₍₂₎O₆₊δ; X-ray diffraction found the composition of a Tc = 75 K crystal to be Tl₁.₉₁₄₍₁₄₎Ba₂Cu₁.₀₈₆₍₁₄₎O₆.₀₇₍₅₎, in excellent agreement. X-ray refinement of the crystal structure found the crystals orthorhombic at most dopings, and their structure to be in general agreement with previous powder data. Cation-substituted Tl-2201 can be orthorhombic, orthorhombic crystals can be prepared, and these superconduct, all new results. X-ray diffraction also found evidence of an as yet unidentified commensurate superlattice modulation. The Tl-2201 crystals' electronic structure were studied by X-ray absorption and emission spectroscopies (XAS/XES). The Zhang-Rice singlet band gains less intensity on overdoping than expected, suggesting a breakdown of the Zhang-Rice singlet approximation, and one thallium oxide band does not disperse as expected. The spectra correspond very closely with LDA band structure calculations, and do not exhibit the upper Hubbard bands arising from strong correlations seen in other cuprates. The spectra are noteworthy for their unprecedented (in the high-Tc cuprates) simplicity. The startling degree to which the electronic structure can be explained bodes well for future research in the cuprates. The overdoped cuprates, and Tl-2201 in particular, may offer a unique opportunity for understanding in an otherwise highly confusing family of materials.

High-quality platelet single crystals of Tl₂Ba₂CuO₆±δ (Tl-2201) have been grown using a novel time-varying encapsulation scheme, minimizing the thallium oxide loss that has plagued other attempts and reducing cation substitution. This encapsulation scheme allows the melt to be decanted from the crystals, a step previously impossible, and the remaining cation substitution is homogenized via a high-temperature anneal. Oxygen annealing schemes were developed to produce sharp superconducting transitions from 5 to 85 K without damaging the crystals. The crystals' high homogeneity and high degree of crystalline perfection are further evidenced by narrow rocking curves; the crystals are comparable to YSZ-grown YBa₂Cu₃O₆₊δ by both metrics. Electron probe microanalysis (EPMA) ascertained the crystals' composition to be Tl₁.₉₂₀₍₂₎Ba₁.₉₆₍₂₎Cu₁.₀₈₀₍₂₎O₆₊δ; X-ray diffraction found the composition of a Tc = 75 K crystal to be Tl₁.₉₁₄₍₁₄₎Ba₂Cu₁.₀₈₆₍₁₄₎O₆.₀₇₍₅₎, in excellent agreement. X-ray refinement of the crystal structure found the crystals orthorhombic at most dopings, and their structure to be in general agreement with previous powder data. Cation-substituted Tl-2201 can be orthorhombic, orthorhombic crystals can be prepared, and these superconduct, all new results. X-ray diffraction also found evidence of an as yet unidentified commensurate superlattice modulation. The Tl-2201 crystals' electronic structure were studied by X-ray absorption and emission spectroscopies (XAS/XES). The Zhang-Rice singlet band gains less intensity on overdoping than expected, suggesting a breakdown of the Zhang-Rice singlet approximation, and one thallium oxide band does not disperse as expected. The spectra correspond very closely with LDA band structure calculations, and do not exhibit the upper Hubbard bands arising from strong correlations seen in other cuprates. The spectra are noteworthy for their unprecedented (in the high-Tc cuprates) simplicity. The startling degree to which the electronic structure can be explained bodes well for future research in the cuprates. The overdoped cuprates, and Tl-2201 in particular, may offer a unique opportunity for understanding in an otherwise highly confusing family of materials. / Science, Faculty of / Physics and Astronomy, Department of / Graduate

Les systèmes à électrons fortement corrélés sont d’intérêt particulier pour le calcul ab initio, cherchant à modéliser ces systèmes à partir des premiers principes. La théorie de la fonctionnelle de la densité associée à une prise en compte des corrélations locales en DFT+U ou en DFT+DMFT, permet de reproduire qualitativement la physique de ces systèmes. Cependant, ces méthodes font intervenir les paramètres d’interaction effective de Hubbard U et de Hund J. Ces derniers peuvent eux-mêmes être calculés de manière ab initio, notamment avec l’approximation de phase aléatoire contrainte (cRPA), ouvrant la voie au développement de schémas de calcul les plus prédictifs possible. Nous utilisons un schéma DFT+U/cRPA, dont le principe consiste à calculer les paramètres U et J en cRPA et la structure électronique en DFT+U de manière auto-cohérente. Nous appliquons ce schéma aux lanthanides allant du cérium au lutétium (en détaillant le cas du cérium dans ses phases gamma et alpha), et aux dioxydes des actinides allant de l'uranium au curium. Nous effectuons d'abord une étude de l'état fondamental en DFT+U en fonction de U, en détaillant l'influence des états métastables. Nous étudions le rôle de la localisation des orbitales corrélées sur l'interaction effective dans un cas particulier. Nous détaillons ensuite les valeurs de U obtenues en cRPA en fonction de celles utilisées pour le calcul DFT+U. Nous nous intéressons plus particulièrement aux effets des processus d’écrantage sur les valeurs de U obtenues. Nous montrons que les limitations du schéma observées (multiplicité des valeurs auto-cohérentes de U obtenues et/ou incompatibilité de ces valeurs avec les spectres de photoémission expérimentaux) sont causées par certains processus d’écrantage spécifiques. Cela suggère d'améliorer la description de ces processus d'écrantage en modifiant le modèle. / Strongly correlated electron systems are particularly interesting for ab initio calculus, which aims to model these systems from first principles. Density functional theory, improved by taking into account local correlations within DFT+U or DFT+DMFT, enables to reproduce qualitatively the physics of these systems. Nonetheless, these methods require the Hubbard and Hund effective interaction parameters U and J. These can be computed from first principles as well, within the constrained random phase approximation (cRPA), paving the way for numerical schemes as predictive as possible. Here, we use a DFT+U/cRPA scheme, which aims to compute self-consistently the U and J parameters with cRPA and the DFT+U electronic structure. We apply this scheme to lanthanides from cerium to lutetium (insisting on cerium and its gamma and alpha phases), and dioxides of actinides from uranium to curium. We study the DFT+U ground state in function of U, giving more details about the influence of metastable states. We study as well the influence of the localization of correlated orbitals on the effective interaction in a particular case. We then detail the values of U obtained with cRPA, in function of those used for the DFT+U calculation. We study more particularly the effects of screening processes on the obtained values of U. We show that the limitations of the scheme (multiplicity of self-consistent values of U and/or their incompatibility with experimental photoemission spectra) are caused by specific screening processes. This suggests to improve the description of these screening processes by modifying the model.

京都大学 / 新制・課程博士 / 博士(理学) / 甲第22989号 / 理博第4666号 / 新制||理||1669(附属図書館) / 京都大学大学院理学研究科物理学・宇宙物理学専攻 / (主査)教授 石田 憲二, 教授 柳瀬 陽一, 教授 前野 悦輝 / 学位規則第4条第1項該当 / Doctor of Science / Kyoto University / DGAM

The following treatise is a collection of three experimental reports, detailing measurements made over the last several years on the magnetic properties of specific correlated electron systems. Each of these systems is an unconventional superconductor at low temperatures, but in each the metallic state from which the superconductivity condenses is poorly understood. The experiments presented will focus on temperatures greater than the superconducting transition temperature, and in particular on magnetic properties of the normal state, which are thought to be important. Original work is contained in Chapters 3, 4 and 5. Chapter 3 describes our search for the presence of time-reversal symmetry breaking in the pseudo-gap state of La2-xSrxCuO4 with zero-field μSR, and is largely based on previously published data. Additional data on the related systems La(1.875)Ba(0.125)CuO(4) and HgBa(2)CuO(4+δ) are also presented. Based on this data, we put strict upper limits on any time-reversal symmetry breaking field which can be associated with the pseudo-gap, and show that the current interpretation of recent neutron scattering results in the literature cannot be correct. Chapter 4 summarizes our explorations of overdoped La(2)-(x)Sr(x)CuO(4) in applied magnetic field with transverse-field μSR. We see an unconventional broadening of the local magnetic field distribution in response to applied field, and discuss possible interpretations. This chapter has also been prepared for publication. Chapter 5 describes measurements of the non-linear magnetic susceptibility of URu(2)Si(2) as a function of temperature and hydrostatic pressure. By examining the temperature dependence, we draw conclusions about the existence of the anti-ferromagnetism and 'hidden order' at each pressure, and construct a preliminary pressure-temperature phase diagram. / Thesis / Doctor of Philosophy (PhD)

Two dimensional (2D) systems with low carrier density is an outstanding platform for studying a wide spectrum of physics. These include both classical and quantum effects, arising from disorder, Coulomb interactions and even non-trivial topological properties of band-structure. In this thesis, we have explored the physics at low carrier number density in GaAs/AlGaAs heterostructure and bilayer graphene, by investigating in a larger phase space using a variety of electrical measurement tools. A two-dimensional electron system (2DES) formed in a GaAs/AlGaAs heterostructure offers an avenue to build a variety of mesoscopic devices, primarily because its surface gates can very effectively control its carrier density profile. In the first half of the thesis, we study the relevance of disorder in two kinds of devices made in a 2DES. A very strong negative gate voltage not only reduces the carrier density of the 2DES, but also drives it to a disordered state. In this state, we explore a new direction in parameter space by increasing in-plane electric field and investigating its magneto-resistance (MR). At sufficiently strong gate voltage and source-drain bias, we discover a remarkably linear MR. Its enormous magnitude and weak temperature dependence indicate that this is a classical effect of disorder. In another study, we examine a specially designed dual-gated device that can induce low number density in a periodic pattern. By applying appropriate gate voltages, we demonstrate the formation of an electrostatically tunable quantum dot lattice and study the impact of disorder on it. This work is important in paving way for solid state based platform for experimental simulations of artificial solids. The most striking property of bilayer graphene is the ability to open its band gap by a perpendicular electric field, giving the prospects of enabling a large set of de-vice applications. However, despite a band gap, a number of transport mechanisms are still active at very low densities that range from hopping transport through bulk to topologically protected 1D transport at the edges or along 1D crystal dislocations. In the second half of the thesis, we have used higher order statistical moment of resistance/conductance fluctuations, namely the variance of the fluctuations, to complement averaged resistance/conductance, and study and infer the dominant transport mechanism at low densities in a gapped bilayer graphene. Our results show possible evidence of percolative transport and topologically protected edge transport at different ranges of low number densities. We also explore the same phase space by studying its mesoscopic conductance fluctuations at very low temperatures. This is the first of its kind systematic experiment in a dual-gated bilayer graphene device. Its conductance fluctuations have several anomalous features suggesting non-universal behaviour which is at odds with conventional disordered systems.

In this thesis, non-collinear magnetism has been studied by using density functional theory and the augmented plane wave method with local orbitals (APW+lo). Two conditions for non-collinear instabilities have been identified in this thesis. First, the Fermi energy should cut through both spin up and down states. Secondly, strong nesting between the spin up and spin down Fermi surfaces is needed. The two criteria described here can be fulfilled by tuning the exchange-splitting and/or by modifying the volume. Calculations on several elements; bcc V, bcc and fcc Mn, bcc Fe, bcc and fcc Co, and bcc and fcc Ni show that a non-collinear state can be stabilized provided that the criteria discussed above are met. More complex materials have also been analyzed in terms of these two criteria. The substitutional alloys TlCo2Se2-xSx are found in experiments to possess spin spiral structures for x = {0-1.5} and at a concentration x = 1.75 the alloys become ferromagnetic. As S takes the place of Se in the crystal structure the distance between the Co layers is reduced and the turn angle of the spin spiral becomes smaller until it totally vanishes at x = 1.75. This thesis show that the evolution of the magnetic structure in these alloys is the consequence of a modification of the distance between Co layers, which induces a change in the interlayer exchange coupling. Fermi surfaces have been analyzed in TbNi5 in order to determine nesting features which would be responsible for the magnetic spin spiral observed in this material. The electronic structure of CeRhIn5 is also reported in this thesis. Furthermore, the 3-k magnetic structure of UO2 was investigated and the crystal field levels were calculated. Transition metal systems such as Fe in the superconducting high-pressure hcp phase and in the fcc crystal structure were also studied. The results obtained for fcc Fe are in accordance with previous reports. However the paramagnetic state in hcp Fe is found to be more stable than the antiferromagnetic configurations discussed earlier in the literature as being favored in the volume range where the hcp phase is stable and superconductivity appears (~ 15 GPa). The complex non-collinear magnetic structure in Mn3IrSi was calculated and the results are found to be in good agreement with experiments.

This thesis consists of two parts. The first part considers the effect of microwave radiation on magnetotransport in high quality GaAs/AlGaAs heterostructure two dimensional electron systems. The effect of microwave (MW) radiation on electron temperature was studied by investigating the amplitude of the Shubnikov de Haas (SdH) oscillations in a regime where the cyclotron frequency $\omega_{c}$ and the MW angular frequency $\omega$ satisfy $2\omega \leq \omega_{c} \leq 3.5\omega$. The results indicate negligible electron heating under modest MW photoexcitation, in agreement with theoretical predictions. Next, the effect of the polarization direction of the linearly polarized MWs on the MW induced magnetoresistance oscillation amplitude was investigated. The results demonstrate the first indications of polarization dependence of MW induced magnetoresistance oscillations. In the second part, experiments on the magnetotransport of three dimensional highly oriented pyrolytic graphite (HOPG) reveal a non-zero Berry phase for HOPG. Furthermore, a novel phase relation between oscillatory magneto- and Hall- resistances was discovered from the studies of the HOPG specimen.

Although band theory is about a century old, it remains relevant today as a tool for the treatment of electrons in solids. The confluence of mathematical ideas like geometry and topology with band theory has proven to be a ripe avenue for research in the past few decades. The importance of Fermi surface geometry, especially in conjunction with electronic correlation, has been well recognized. One particular thread in this direction is probing the occurrence of non-trivial Fermi surface geometry, and its influence on macroscopic properties of materials. A notable example of exotic Fermi surface geometry arises from singular points of the dispersion, and these have been known since 1953. The investigation into these was reignited recently, culminating in the work presented in this thesis. In this dissertation, I investigate two broad categories of singular points in bands. At a singular point, either the dispersion or the Fermi surface fail to be smooth. This may cause distinct signatures in transport and spectroscopic properties when the singular point occurs close to the Fermi level. In the two dimensional setting, I classify using catastrophe theory, the point singularities arising from higher order saddles of the dispersion. These are the more exclusive cousins of the regular van Hove saddle that cause, among other things, a power law divergence in the density of states. The role of lattice symmetries in aiding or preventing the occurrence of these singularities is also carefully explored. In the case of three dimensional bands, I investigate the spectroscopic properties of the nodal point singularity, arising from a linear band crossing. In particular, I determine the distinct signature of nodal points in the analytic, momentum resolved, joint density of states (JDOS) and the numerically calculated resonant inelastic x-ray scattering (RIXS) spectrum, within the fast collision approximation that ignores core hole effects. The results presented here will be the stepping stone towards a careful future calculation, incorporating the potential edge singularity effects through core hole potential. Such a calculation may be directly comparable with ongoing experiments.