This thesis examines community energy planning in Sweden and Canada with the aim of revealing strategies that move communities towards energy sustainability. Unsustainable energy activities are identified as major threats on both local and global levels. The challenges for energy systems are discussed and a possible scenario of a future community with sustainable energy production and consumption is presented. The literature review examines community energy planning guidebooks and key theoretical and methodological concepts including ingenuity, soft energy paths and backcasting from socio-ecological principles of sustainability. Following an analysis of energy supply and demand in a broad systems context, and a review of policies and programs supporting or hindering community energy planning, energy plans from eleven Swedish and eleven Canadian communities are evaluated. Characteristics of progressive energy planning as uncovered in the literature review form a framework for evaluating the visions, strategies and actions described in the plans. Sweden is recognized as an early player in community energy planning. Although Swedish energy plans do not contain all of the identified progressive strategies, national leadership and funding have played a role in Sweden’s successes. More recent Canadian plans are found to be highly progressive, suggesting that Canadian communities who follow their plans can too be successful in transforming their energy systems towards sustainability. / <p>Kerly Acosta, email: kerly_a@yahoo.com Arash Sangari, email: arash@stechpartner.com Jessica Webster, email: jess_violet@hotmail.com</p>

Orientadores: Sergio Valdir Bajay / Dissertação (mestrado) - Universidade Estadual de Campinas, Faculdade de Engenharia Mecanica / Made available in DSpace on 2018-08-04T01:53:14Z (GMT). No. of bitstreams: 1 Frota_WillamyMoreira_M.pdf: 6463096 bytes, checksum: c8b0618242d389b680a4e4457e6d2e76 (MD5) Previous issue date: 2004 / Resumo: o vetor energia elétrica assume importância significativa no processo de integração da Amazônia ao desenvolvimento nacional. O atendimento as necessidades de energia elétrica a esta região adquire, portanto, prioridade dentre os objetivos constitucionais de redução das desigualdades regionais. Na Amazônia Ocidental, pode-se dizer que a falta de energia elétrica é um fator de inibição do desenvolvimento regional e, em muitas das localidades, menores e mais isoladas, um fator de margjna1ização econômica, social e cuhural. A região se distingue das demais regiões do País pela existência de diversos sistemas isolados, a maior parte deles de pequeno porte com baixa confiabilidade e qualidade de serviços, e com custos elevadíssimos, tendo em vista a necessidade de geração térmica a diesel e a óleo combustível, cujo montante representa cerca de 92% de todo o combustível previsto para ser utilizado no Brasil na geração de energia termoelétrica, sina1izando um custo com combustível para o ano de 2004 superior a R$ 3 bilhões (US$ 1 bilhão), que é suportado, em grande parte, pelas transferências de recursos obtidos através de subsídios da Conta de Consumo de Combustíveis Fósseis - CCC. Neste cenário, o presente trabalho visa apresentar uma abordagem dos principais problemas estruturais, bem como algumas propostas de alternativas de soluções para os sistemas isolados de energia elétrica da região Amazônica, que possam contribuir para a melhoria das diretrizes de uma política energética compatível com as características específicas desses sistemas, no contexto do novo modelo institucional para o setor elétrico brasileiro / Abstract: Electricity has a significant importance in the integration process of the Amazon Region to the national development. Therefore meeting the electricity needs of this region is a priority among the constitutional o bjectives concerning the reduction of regional inequalities in the country. In Westem Amazon, the shortage of electricity inhibits the regional development and in many small and isolated pIaces it is a factor of economic, social and cultural marginalization. The region is distinguished from the other ones in this country by the existence of severa! isolated systems, most of them with smallloads" supply services with low reliability and qua1ity and very high costs, given the local thermal generation with diesel and fuel oil, which represents about 92% of the fuel used in Brazil for thermal power generation, which COS4 in 2004, over R$ 3 billion (US$ 1 billion), paid for, mostly, by subsidies from the Fossil Fuels Consumption Fund CCC. Within this contexto this work discusses the main structura1 problems, as well as some possible ,solutions for the electrically isoIated systems in the Amazon region, which can collaborate to formulate energy policies compatible with the specified characteristics of these systems, in line with the new institutional model for the Brazilian electric power sector / Mestrado / Planejamento de Sistemas Energeticos / Mestre em Planejamento de Sistemas Energéticos

The objective of this thesis is the definition and development of a comprehensive methodology of energy planning for areas isolated from the mains, considering not only the energy context of the country and its development towards a sustainable scenario, but also studying the potential of renewable generation in the remote area under study, the ability for demand management and the socio-economic aspects involved in the final decision on what renewable energy solution would be the most appropriate in accordance with the characteristics of the location. The research work is organized into three major phases. The first one defines the algorithm of analysis of the context energy of the country and its evolution towards a future energy scenario based on renewable energies. A second phase which analyzes the best configurations of hybrid renewable systems capable of responding to energy needs in the area, sorting them based on their net present value. And a third one introducing the method of multi-criteria analysis which allows to select, from among all possible configurations identified in the previous stage, the most appropriate to the needs and characteristics of the area to study, taking into account not only economic or technical aspects, but also sociological, political, and environmental criteria. Finally, the developed methodology is applied to a case concrete as example of its potential. An isolated community in the Democratic Republic of the Congo has been selected since 90% of the population living in areas isolated from the mains, and being one of the African countries with the greatest potential for renewable energy generation. / El objetivo de esta tesis es la definición y desarrollo de una metodología integral de planificación energética para zonas aisladas de la red eléctrica que considere no solo el contexto energético del país y su desarrollo hacia un escenario sostenible, sino también el estudio del potencial de generación renovable en la zona remota a estudiar, la capacidad de gestión de la demanda y los aspectos socio-económicos que intervienen en la decisión final sobre qué solución energética renovable sería la más apropiada de acuerdo con las características de la ubicación. El trabajo de investigación se organiza en tres grandes etapas. La primera donde se define el algoritmo de análisis del contexto energético del país y su evolución hacia un escenario energético futuro basado en energías renovables. Una segunda fase donde se analizan las mejores configuraciones de sistemas renovables híbridos capaces de responder a las necesidades energéticas de la zona, clasificándolas en base a su valor neto actual. Y una tercera donde se describe el método de análisis multi-criterio que permite seleccionar, de entre todas las posibles configuraciones identificadas en la etapa anterior, la más adecuada para las necesidades y características de la zona a estudiar, teniendo en cuenta no solo aspectos económicos o técnicos, sino también criterios sociológicos, políticos y medioambientales. Finalmente, se aplica la metodología a un caso concreto en la República Democrática del Congo como ejemplo de su aplicación. Para el análisis del caso de estudio, se ha seleccionado una comunidad aislada en la República Democrática del Congo ya que el 90% de la población vive en zonas aisladas de la red eléctrica, y es uno de los países de África con mayor potencial de generación con energías renovables. / L'objectiu d'aquesta tesi és la definició i desenvolupament d'una metodologia integral de planificació energètica per a zones aïllades de la xarxa elèctrica que considere no solament el context energètic del país i el seu desenvolupament cap a un escenari sostenible, sinó també l'estudi del potencial de generació renovable en la zona remota a estudiar, la capacitat de gestió de la demanda i els aspectes soci-econòmics que intervenen en la decisió final sobre quina solució energètica renovable seria la més apropiada d'acord amb les característiques de la ubicació. El treball de recerca s'organitza en tres grans etapes. La primera on es defineix l'algorisme d'anàlisi del context energètic del país i la seua evolució cap a un escenari energètic futur basat en energies renovables. Una segona fase on s'analitzen les millors configuracions de sistemes renovables híbrids capaços de respondre a les necessitats energètiques de la zona, classificant-les sobre la base del seu valor net actual. I una tercera on es descriu el mètode d'anàlisi multi-criteri que permet seleccionar, d'entre totes les possibles configuracions identificades en l'etapa anterior, la més adequada per a les necessitats i característiques de la zona a estudiar, tenint en compte no sol aspectes econòmics o tècnics, sinó també criteris sociològics, polítics i mediambientals. Finalment, s'aplica la metodologia a un cas concret en la República Democràtica del Congo com a exemple de la seua aplicació. Per a l'anàlisi del cas d'estudi, s'ha seleccionat una comunitat aïllada en la República Democràtica del Congo ja que el 90% de la població viu en zones aïllades de la xarxa elèctrica, i és un dels països d'Àfrica amb major potencial de generació amb energies renovable. / Peñalvo López, E. (2017). Metodología de Evaluación y Optimización de Sistemas Renovables Híbridos para Electrificación de Zonas Aisladas de la Red [Tesis doctoral no publicada]. Universitat Politècnica de València. https://doi.org/10.4995/Thesis/10251/82308 / TESIS

The Swedish Act on Municipal Energy Planning was written in 1977 in a time of energy crisis and requires each municipality to have a plan for rational supply and distribution of energy. With regards to the on-going climate change however, there is a need for energy planning to emphasise on shifting towards an efficient energy system with high share of renewables, and low impacts on the climate and the environment. The legislation is therefore argued to be outdated and is currently under review. This study shows that most municipalities are working with the energy issue, as 71% have adopted a policy document with focus on energy and climate. However, 41% has not adopted an energy plan as referred to in the Act on municipal energy planning. The results show that the energy strategies have a wider focus than what is stated in the legislation, which strengthens the view that the legislation can be regarded as outdated. Energy Strategies however still have an important function at the municipal level, as they can help to integrate energy aspects into spatial planning, as well as function as support for the daily energy and climate work in the choice of strategies and measures. The study further shows that the use of Strategic Environmental Assessment has potential to increase the consideration of environmental quality objectives, especially those that might be impacted from the energy plans, but the use of it has been fairly limited and only conducted in 6% of the energy plans. It is therefore recommended that the Act on Municipal Energy Planning is revised to instead include requirements for municipal energy and climate strategies, and that they are made subject to Strategic Environmental Assessment, thus promoting a transition to a sustainable energy system, where environmental objectives are taken into account and possible conflicts can be addressed early in the planning process. / Med beaktande av klimatförändringarna finns ett stort behov av att energiplaneringen har ett holistiskt och strategiskt förhållningssätt med hänsyn till klimat- och miljöpåverkan. Kommunerna har en viktig roll i utformandet av den hållbara staden på grund av sitt planmonopol, och ska även enligt lag ha en aktuell energiplan. Lagen om kommunal energiplanering skrevs dock vid en tid av energikris och fokuserar mer på tillgång och distribution av energi än ett hållbart energisystem. Kommunala energiplaner omfattas även av det så kallade SMB-direktivet och som huvudregel ska en strategisk miljöbedömning göras för samtliga energiplaner. Det övergripande syftet med denna studie är att undersöka nuvarande praxis för kommunal energiplanering, genom att kartlägga kommunernas energistrategier antagna under åren 2004-2015. Vidare studeras ifall strategisk miljöbedömning ökar hänsyn till nationella miljökvalitetsmål relaterade till energi och om kommunal energiplanering har influerat översiktsplaner genom mål och strategier. Kartläggningen visar att de flesta kommunerna arbetar med energifrågan, då 71 % har antagit någon form av policy-dokument med fokus på energi och klimat inom tidsintervallet. En tämligen stor andel (41 %) har dock inte antagit en energiplan såsom lagen åsyftar. Intervjustudien stärker även bilden att kommunerna har ett vidare fokus än vad som anges i lagen om kommunal energiplanering, och att lagen därmed är utdaterad. Energistrategierna fyller dock viktiga funktioner på den kommunala nivån, dels för att de kan bidra till att integrera energiaspekter i fysisk planering, men även som stöd i det dagliga energi- och klimatarbetet vid val av strategier och åtgärder. Strategisk miljöbedömning har gjorts i ganska begränsad omfattning, för cirka 6 % av energiplanerna. Resultat från intervjuer pekar på att de inte har ökat hänsyn av miljökvalitetsmålen i någon större utsträckning, men däremot fungerat som en försäkran för att de beaktades. De kvantitativa resultaten pekar dock på att för miljökvalitetsmål som inte har en så tydlig koppling till energi och klimat, men där negativa miljökonsekvenser likväl kan uppstå, så ökar strategisk miljöbedömning att dessa tas i beaktande. Det är därför rekommenderat att lagen om kommunal energiplanering revideras till att istället omfatta krav på kommunala energi- och klimatstrategier, och att strategisk miljöbedömning görs för dessa. På så vis främjas en omställning till ett hållbart energisystem, där miljökvalitetsmålen beaktas och eventuella målkonflikter kan behandlas tidigt i planeringsprocessen.

This study performs an overview of the current electricity production for the Island of Lesvos, Greece. With the current trends and transitions towards Renewable Energy Sources, there has been an increase in interest in this topic in the region. This study creates four different scenarios for the generation of electricity with each scenario having an increased amount of RES. The aim of this study is to determine which scenario would be most viable to best implement on the interests of different stakeholders. With the current potential in wind farms due to the wind resource availability, there are large amounts of electricity generated from wind farms in the scenarios.The first scenario is the current scenario of the island. The second scenario has half the total capacity from fossil fuel powerplants with more RES. The third scenario has only RES supplying the island, with the fourth scenario being primarily wind energy with an interconnection with neighboring islands and the mainland. The fourth scenario is the most expensive and hardest scenario to implement. The study applies an MCDA method with the PROMETHEE II tool to rank the different scenarios based on the interests of the stakeholders. This resulted in the fourth scenario being the highest rank for three out of the four stakeholders.

Adequate energy supply has become one of the vital components of human development and economic growth of nations. In fact, major components of the global economy such as transportation services, communications, industrial processes, and construction activities are dependent on adequate energy resources. Even mining and extraction of energy resources, including harnessing the forces of nature to produce energy, are dependent on accessibility of sufficient energy in the appropriate form at the desired location. Therefore, energy resource planning and management to provide appropriate energy in terms of both quantity and quality has become a priority at the global level. The increasing demand for energy due to growing population, higher living standards, and economic development magnifies the importance of reliable energy plans. In addition, the uneven distribution of traditional fossil fuel energy sources on the Earth and the resulting political and economic interactions are other sources of complexity within energy planning. The competition over fossil fuels that exists due to gradual depletion of such sources and the tremendous thirst of current global economic operations for these sources, as well as the sensitivity of fossil fuel supplies and prices to global conditions, all add to the complexity of effective energy planning. In addition to diversification of fossil fuel supply sources as a means of increasing national energy security, many governments are investing in non-fossil fuels, especially renewable energy sources, to combat the risks associated with adequate energy supply. Moreover, increasing the number of energy sources also adds further complication to energy planning. Global warming, resulting from concentration of greenhouse gas emissions in the atmosphere, influences energy infrastructure investments and operations management as a result of international treaty iv obligations and other regulations requiring that emissions be cut to sustainable levels. Burning fossil fuel, as one of the substantial driving factors of global warming and energy insecurity, is mostly impacted by such policies, pushing forward the implementation of renewable energy polices. Thus, modern energy portfolios comprise a mix of renewable energy sources and fossil fuels, with an increasing share of renewables over time. Many governments have been setting renewable energy targets that mandate increasing energy production from such sources over time. Reliance on renewable energy sources certainly helps with reduction of greenhouse gas emissions while improving national energy security. However, the growing implementation of renewable energy has some limitations. Such energy technologies are not always as cheap as fossil fuel sources, mostly due to immaturity of these energy sources in most locations as well as high prices of the materials and equipment to harness the forces of nature and transform them to usable energy. In addition, despite the fact that renewable energy sources are traditionally considered to be environmentally friendly, compared to fossil fuels, they sometimes require more natural resources such as water and land to operate and produce energy. Hence, the massive production of energy from these sources may lead to water shortage, land use change, increasing food prices, and insecurity of water supplies. In other words, the energy production from renewables might be a solution to reduce greenhouse gas emissions, but it might become a source of other problems such as scarcity of natural resources. The fact that future energy mix will rely more on renewable sources is undeniable, mostly due to depletion of fossil fuel sources over time. However, the aforementioned limitations pose a challenge to general policies that encourage immediate substitution of fossil fuels with renewables to battle climate change. In fact, such limitations should be taken into account in v developing reliable energy policies that seek adequate energy supply with minimal secondary effects. Traditional energy policies have been suggesting the expansion of least cost energy options, which were mostly fossil fuels. Such sources used to be considered riskless energy options with low volatility in the absence of competitive energy markets in which various energy technologies are competing over larger market shares. Evolution of renewable energy technologies, however, complicated energy planning due to emerging risks that emanated mostly from high price volatility. Hence, energy planning began to be seen as investment problems in which the costs of energy portfolio were minimized while attempting to manage associated price risks. So, energy policies continued to rely on risky fossil fuel options and small shares of renewables with the primary goal to reduce generation costs. With emerging symptoms of climate change and the resulting consequences, the new policies accounted for the costs of carbon emissions control in addition to other costs. Such policies also encouraged the increased use of renewable energy sources. Emissions control cost is not an appropriate measure of damages because these costs are substantially less than the economic damages resulting from emissions. In addition, the effects of such policies on natural resources such as water and land is not directly taken into account. However, sustainable energy policies should be able to capture such complexities, risks, and tradeoffs within energy planning. Therefore, there is a need for adequate supply of energy while addressing issues such as global warming, energy security, economy, and environmental impacts of energy production processes. The effort in this study is to develop an energy portfolio assessment model to address the aforementioned concerns. vi This research utilized energy performance data, gathered from extensive review of articles and governmental institution reports. The energy performance values, namely carbon footprint, water footprint, land footprint, and cost of energy production were carefully selected in order to have the same basis for comparison purposes. If needed, adjustment factors were applied. In addition, the Energy Information Administration (EIA) energy projection scenarios were selected as the basis for estimating the share of the energy sources over the years until 2035. Furthermore, the resource availability in different states within the U.S. was obtained from publicly available governmental institutions that provide such statistics. Specifically, the carbon emissions magnitudes (metric tons per capita) for different states were extracted from EIA databases, states’ freshwater withdrawals (cubic meters per capita) were found from USGS databases, states’ land availability values (square kilometers) were obtained from the U.S. Census Bureau, and economic resource availability (GDP per capita) for different states were acquired from the Bureau of Economic Analysis. In this study, first, the impacts of energy production processes on global freshwater resources are investigated based on different energy projection scenarios. Considering the need for investing on energy sources with minimum environmental impacts while securing maximum efficiency, a systems approach is adopted to quantify the resource use efficiency of energy sources under sustainability indicators. The sensitivity and robustness of the resource use efficiency scores are then investigated versus existing energy performance uncertainties and varying resource availability conditions. The resource use efficiency of the energy sources is then regionalized for different resource limitation conditions in states within the U.S. Finally, a sustainable energy planning framework is developed based on Modern Portfolio Theory (MPT) vii and Post-Modern Portfolio Theory (PMPT) with consideration of the resource use efficiency measures and associated efficiency risks. In the energy-water nexus investigation, the energy sources are categorized into 10 major groups with distinct water footprint magnitudes and associated uncertainties. The global water footprint of energy production processes are then estimated for different EIA energy mix scenarios over the 2012-2035 period. The outcomes indicate that the water footprint of energy production increases by almost 50% depending on the scenario. In fact, growing energy production is not the only reason for increasing the energy related water footprint. Increasing the share of water intensive energy sources in the future energy mix is another driver of increasing global water footprint of energy in the future. The results of the energies’ water footprint analysis demonstrate the need for a policy to reduce the water use of energy generation. Furthermore, the outcomes highlight the importance of considering the secondary impacts of energy production processes besides their carbon footprint and costs. The results also have policy implications for future energy investments in order to increase the water use efficiency of energy sources per unit of energy production, especially those with significant water footprint such as hydropower and biofuels. In the next step, substantial efforts have been dedicated to evaluating the efficiency of different energy sources from resource use perspective. For this purpose, a system of systems approach is adopted to measure the resource use efficiency of energy sources in the presence of trade-offs between independent yet interacting systems (climate, water, land, economy). Hence, a stochastic multi-criteria decision making (MCDM) framework is developed to compute the resource use efficiency scores for four sustainability assessment criteria, namely carbon viii footprint, water footprint, land footprint, and cost of energy production considering existing performance uncertainties. The energy sources’ performances under aforementioned sustainability criteria are represented in ranges due to uncertainties that exist because of technological and regional variations. Such uncertainties are captured by the model based on Monte-Carlo selection of random values and are translated into stochastic resource use efficiency scores. As the notion of optimality is not unique, five MCDM methods are exploited in the model to counterbalance the bias toward definition of optimality. This analysis is performed under “no resource limitation” conditions to highlight the quality of different energy sources from a resource use perspective. The resource use efficiency is defined as a dimensionless number in scale of 0-100, with greater numbers representing a higher efficiency. The outcomes of this analysis indicate that despite increasing popularity, not all renewable energy sources are more resource use efficient than non-renewable sources. This is especially true for biofuels and different types of ethanol that demonstrate lower resource use efficiency scores compared to natural gas and nuclear energy. It is found that geothermal energy and biomass energy from miscanthus are the most and least resource use efficient energy alternatives based on the performance data available in the literature. The analysis also shows that none of the energy sources are strictly dominant or strictly dominated by other energy sources. Following the resource use efficiency analysis, sensitivity and robustness analyses are performed to determine the impacts of resource limitations and existing performance uncertainties on resource use efficiency, respectively. Sensitivity analysis indicates that geothermal energy and ethanol from sugarcane have the lowest and highest resource use efficiency sensitivity, respectively. Also, it is found that from a resource use perspective, ix concentrated solar power (CSP) and hydropower are respectively the most and least robust energy options with respect to the existing performance uncertainties in the literature. In addition to resource use efficiency analysis, sensitivity analysis and robustness analysis, of energy sources, this study also investigates the scheme of the energy production mix within a specific region with certain characteristics, resource limitations, and availabilities. In fact, different energy sources, especially renewables, vary in demand for natural resources (such as water and land), environmental impacts, geographic requirements, and type of infrastructure required for energy production. In fact, the efficiency of energy sources from a resource use perspective is dependent upon regional specifications, so the energy portfolio varies for different regions due to varying resource availability conditions. Hence, the resource use efficiency scores of different energy technologies are calculated based on the aforementioned sustainability criteria and regional resource availability and limitation conditions (emissions, water resources, land, and GDP) within different U.S. states, regardless of the feasibility of energy alternatives in each state. Sustainability measures are given varying weights based on the emissions cap, available economic resources, land, and water resources in each state, upon which the resource use efficiency of energy sources is calculated by utilizing the system of systems framework developed in the previous step. Efficiency scores are graphically illustrated on GIS-based maps for different states and different energy sources. The results indicate that for some states, fossil fuels such as coal and natural gas are as efficient as renewables like wind and solar energy technologies from resource use perspective. In other words, energy sources’ resource use efficiency is significantly sensitive to available resources and limitations in a certain location. x Moreover, energy portfolio development models have been created in order to determine the share of different energy sources of total energy production, in order to meet energy demand, maintain energy security, and address climate change with the least possible adverse impacts on the environment. In fact, the traditional “least cost” energy portfolios are outdated and should be replaced with “most efficient” ones that are not only cost-effective, but also environmentally friendly. Hence, the calculated resource use efficiency scores and associated statistical analysis outcomes for a range of renewable and nonrenewable energy sources are fed into a portfolio selection framework to choose the appropriate energy mixes associated with the risk attitudes of decision makers. For this purpose, Modern Portfolio Theory (MPT) and Post-Modern Portfolio Theory (PMPT) are both employed to illustrate how different interpretations of “risk of return” yield different energy portfolios. The results indicate that 2012 energy mix and projected world’s 2035 energy portfolio are not sustainable in terms of resource use efficiency and could be substituted with more reliable, more effective portfolios that address energy security and global warming with minimal environmental and economic impacts.

No description available.

<p>Projekti malih hidroelektrana, kao čistih izvora energije, treba da<br />doprinesu ekonomskom razvoju i razvoju društva u cjelini kroz održiv<br />razvoj, tako da je procesu planiranja projekata malih hidroelektrana<br />potrebno pristupiti s posebnom pažnjom. Rezultati ovog istraživanja<br />su pokazali da efektivno i efikasno upravljanje procesom planiranja<br />malih hidroelektrana doprinosi ostvarenju strateških ciljeva<br />upravljanja energetskim sistemom.</p> / <p>The projects concerned with small hydropower plants, which are considered<br />as a clean energy source, are expected to contribute to the economic aspect<br />of sustainable development of society as a whole. Therefore, the planning<br />process of these projects calls for particular attention. The results of the<br />research reveal that effective and efficient management of the planning<br />process of small hydropower plants contributes to the realization of strategic<br />goals set within energy system management.</p>

RESUMO CARDOSO, Marco Tsuyama. Regulação em Aproveitamento Energético de Resíduos: proposições para o Brasil com base no estudo de caso Sueco, 2019, 219p. Tese de Doutorado, Programa de Pós-Graduação de Energia da Universidade de São Paulo, São Paulo, Brasil. A Suécia alcançou níveis de excelência tanto na reciclagem quanto na recuperação energética de resíduos. De cada 100% de resíduos sólidos gerados no país, apenas 1% não são aproveitados, tendo como destino final o aterramento. Os demais 99% são utilizados tanto na reciclagem quanto na geração de energia. Esse desempenho reflete-se também na descarbonização bem-sucedida da sua economia que, de 1990 a 2016, cresceu 75%, enquanto suas emissões caíram 26% no mesmo período. Essas foram as razões pelas quais a Suécia foi tomada como paradigma de excelência para a presente tese, cujo objetivo consistiu em identificar fatores de sucesso que pudessem inspirar a evolução da regulação e das políticas públicas voltadas ao aproveitamento dos resíduos sólidos urbanos no Brasil. As visitas técnicas a nove plantas de recuperação energética por incineração e seis plantas de digestão anaeróbica suecas e as entrevistas com especialistas do país forneceram clara dimensão do estágio dessas tecnologias e das diferenças culturais, econômicas e regulatórias com relação ao Brasil. A partir das informações empíricas obtidas in situ e do respaldo da análise da literatura pertinente ao tema, foram identificados 15 fatores de sucesso destacados neste trabalho. Tais fatores foram usados para verificar sua potencial replicabilidade no Brasil. Dentre eles, os que mais se destacaram foram: (i) a abordagem integrada das políticas voltadas ao aproveitamento dos resíduos; (ii) o potencial de associação entre a atividade de reciclagem e de recuperação energética, muitas vezes vistas como atividades não-integráveis; e (iii) a utilização de instrumentos econômicos, como impostos e taxas, para desincentivar ações que causem prejuízo à sociedade. As lições aqui identificadas a partir do exemplo sueco representam uma inovação para o Brasil. Ademais, elas podem ser úteis a tomadores de decisão na formulação de uma estratégia de abordagem no sentido de melhorar o desempenho brasileiro, tanto na destinação adequada dos resíduos sólidos urbanos, como na sua utilização para gerar energia num contexto de descarbonização da economia. Palavras-chave: Resíduos Sólidos Urbanos. Planejamento Energético. Regulação. Energia Renovável. Biomassa. Brasil. Suécia. / Sweden has reached prominent figures both in recycling and energy recovering from residues. Less than 1 percent of its municipal solid waste is landfilled, and the other 99 percent is harnessed by either recycling or producing energy. This performance has been also reflected in its economy decarbonization rate: as noticed, the countrys GDP raised 75% while its emission decreased 26% during the period 1990-2016. This is why the Sweden was chosen as benchmark in this thesis, which main objective was to identify key success factors that could inspire better practices in regulation and public policies regarding the energy and material recovering from municipal solid waste in Brazil. To achieve this objective, 9 incineration plants and 6 anaerobic digestion facilities were visited. Additionally, several Sweden experts were interviewed. Those visits and interviews delivered a clear outlook of the stage of excellence of Sweden regarding not only the technologies applied to energy recovery from waste, but also outlined the cultural, economic and regulatory differences between Sweden and Brazil. Nonetheless, supported by the pertinent literature along with the in situ empirical observations, 15 success factors were outlined. Additionally, those success factors were analyzed to check their potential applicability to Brazil. Among them, three were highlighted: (i) the integrated policy approach; (ii) the recycling and energy recovery from waste integration; and (iii) the use of economic instruments (such as taxes and tariffs) in order to discourage practices that negatively impact the whole society. The lessons learned from the Swedish example are novelty to Brazil. These lessons can also be useful to decision and opinion makers to advocate actions and formulate strategies that can contribute to improve the Brazilian performance regarding proper waste destination in the economy decarbonization.

Este trabalho teve como objetivo pesquisar, à luz do pensamento de Celso Furtado e de especialistas, como Bautista Vidal, as políticas substitutivas energéticas, em especial as relativas à produção de álcool. Nesse contexto, enfoca um estudo de caso na Região Noroeste do Rio Grande do Sul, sobre pequenas propriedades rurais que atuam de modo cooperado para produzir em sistemas integrados, alimentos, energias renováveis e serviços ambientais. Pretende-se mostrar a importância desse modelo, não só para os municípios onde atuam as cooperativas estudadas, como também sua aplicabilidade em outros municípios, de acordo com as suas especificidades regionais, para atender a crescente demanda por um combustível limpo e renovável, dentre eles o álcool, bem como para diminuir as desigualdades regionais, ampliar a produção de alimentos e ainda, para criar mecanismos que possibilitem ao pequeno produtor rural deixar de ser apenas fornecedor de matéria prima. / This work intends to research - according the views of Celso Furtado and Bauptista Vidal the alternative policies of energy particularly to alcohol output. Emphasis is put on the Northwest Region of Rio Grande do Sul where cooperative small-sized proprietors produce integrated activities with food, crops, renewable energies and environment services. It is an attempt to show the importance of this model to countries and cooperative activities. It respects their local particularities in order to satisfy a growing demand for clean and renewable combustible, specially alcohol, contributing to reduce regional inequalities. It allows to expand food output and engendering mechanisms to promote small rural producer beyond the condition of raw materials supplier.