京都大学 / 新制・課程博士 / 博士(地域研究) / 甲第24022号 / 地博第301号 / 新制||地||117(附属図書館) / 京都大学大学院アジア・アフリカ地域研究研究科アフリカ地域研究専攻 / (主査)教授 重田 眞義, 教授 平野(野元) 美佐, 准教授 金子 守恵, 教授 高橋 基樹 / 学位規則第4条第1項該当 / Doctor of Area Studies / Kyoto University / DGAM

京都大学 / 0048 / 新制・課程博士 / 博士(農学) / 甲第22897号 / 農博第2440号 / 新制||農||1083(附属図書館) / 学位論文||R3||N5317(農学部図書室) / 京都大学大学院農学研究科地域環境科学専攻 / (主査)教授 舟川 晋也, 教授 樋口 浩和, 准教授 真常 仁志 / 学位規則第4条第1項該当 / Doctor of Agricultural Science / Kyoto University / DFAM

<p>The aim of this study is to analyze the choice of living in a peri-urban area as part of a livelihood strategy.</p><p>The method used for collection of primary data for the study was in-depth interviews and questionnaires, undertaken with residents of Mbezi Luisi, a peri-urban area in Dar es Salaam. In order to analyze this material, a theoretical framework consisting of both livelihood frameworks and migration theories was used. In addition, previous research made on migration patterns and livelihoods of the people living in peri-urban areas in Sub-Saharan Africa was reviewed. The result of the study shows that people make active decisions in order to obtain a better life. From a livelihood perspective it was found that the peri-urban areas present unique livelihoods opportunities in comparison to urban and rural areas. I also found that a livelihood perspective may help urban and regional planners in their work.</p>

The aim of this study is to analyze the choice of living in a peri-urban area as part of a livelihood strategy. The method used for collection of primary data for the study was in-depth interviews and questionnaires, undertaken with residents of Mbezi Luisi, a peri-urban area in Dar es Salaam. In order to analyze this material, a theoretical framework consisting of both livelihood frameworks and migration theories was used. In addition, previous research made on migration patterns and livelihoods of the people living in peri-urban areas in Sub-Saharan Africa was reviewed. The result of the study shows that people make active decisions in order to obtain a better life. From a livelihood perspective it was found that the peri-urban areas present unique livelihoods opportunities in comparison to urban and rural areas. I also found that a livelihood perspective may help urban and regional planners in their work.

Philosophiae Doctor - PhD / Due to high levels of unemployment many people in South Africa have sought work in the informal sector of the country's economy. The activities of landfill waste pickers therefore came about because of this. Landfill waste pickers recover recyclables on mountains of waste and sell to different Buy Back Centers (BBCs) in their areas. Despite the hardships, working on unbearable working conditions and poor income, landfill waste pickers have managed to sustain their livelihoods. The aim of the study was to conduct an analysis of the livelihoods of landfill waste pickers in South Africa using the sustainable livelihood framework. The study adopted both qualitative and quantitative research approach using multiple case study strategy of inquiry. The population of the study was the landfill waste pickers at the selected landfill sites and material recovery facility. Convenient sampling was used to select the research sample. Data was gathered through observations, semi-structured one-on-one interviews, focus groups, questionnaires, and document analysis to involve multiple sources of data. The research study took place in the following provinces of South Africa namely Western Cape, North West, and Eastern Cape. Out of these provinces the following municipalities were selected for the study Stellenbosch and Oudtshoorn (Western Cape), Potchefstroom and Vryburg (North West) and Graaff Reinet (Eastern Cape). Themes were identified using the elements of sustainable livelihood framework (SLF) and thematic analysis. SLF was used to analyse and present findings under the following elements of SLF vulnerability context, livelihood assets, transforming structures and processes, livelihood strategies and livelihood outcomes. After using a robust approach in analyzing the livelihoods of waste pickers the main outcome was that waste pickers are trying to make a living and they are entrepreneurs. The study also showed that it is important that waste pickers need to be integrated into the waste management system but not to formalize or regulate them. But ultimately give them support so that they continue to do their work better in better conditions.

This thesis is a result of a research conducted during three months in four State Protected Conservation Units in the State of Amazonas in Brazil. The world‟s largest PES-program - Programa Bolsa Floresta, will serve as case study. The aim of the study is to identify the socio-environmental conditions under which the program is implemented and, to study if the program architecture is in coherence with the livelihood needs of the target group-, and the needs to protect the rain forest. The target group of the program are the river dwellers, “ribeirinhos”, living in extremely isolated areas being excluded from the public safety net of the Brazilian Government.A basic understanding of the livelihood situation was achieved through the use of systematic collection of empirical data. A combination of qualitative semi-structured interviews, quantitative literature reviews and triangulation of data compose the methodological base of the study. The holistic and human centered theoretical framework of Carney‟s Sustainable Livelihood Approach (SLA) laid the theoretical base of the study.Based upon the baseline study made over the local conditions and the context description this study recognizes that the programs architecture is coherent with the most basic needs of the ribeirinhos as well as the need to protect the forest. Due to the programs few years in execution it is hard to determine long-term impacts of the program at this stage. However, even being in an early stage, the program seems to be a potential key mechanism to build the foundation for future sustainable development in the region. The object of the program is to put value on the Environmental Services (ES) provided by the locals and by doing so, compensate them for their loss of capital. The program is designed holistically, i.e. its components include all five capital assets of the SLA framework. The payments given as compensations aim to advocate participatory, social organizational, educative, and self-reliance promoting methods, such as incentives to an alternative income, construction of schools, improved infrastructure, investments in water filters, means for communication, health programs in schools and ambulance boats.

Ziele: In Entwicklungsländern wie Bangladesch ist das Privateinkommen für Landfrauen essentieller Bestandteil eines verbesserten Haushaltseinkommens. Hauptzweck der vorliegenden Arbeit ist die Verbesserung der Existenzgrundlage von Frauen in ländlichen Gebieten durch diverse einkommensgenerierende Aktivitäten (IGAs). Es wurde der Versuch unternommen, ihre derzeitige Situation kennen zu lernen, ihre derzeitigen Einkommensstrategien zu beurteilen, insbesondere die Wirkung von Aktivitäten der Nichtregierungsorganisationen abzuschätzen, das Haushaltseinkommen der Frauen und Einflussfaktoren darauf zu untersuchen ebenso wie Faktoren, die eine Beteiligung der Frauen an den IGA’s einschränken. Methodischer Ansatz: In der vorliegenden Studie wurden strukturierte und semi-strukturierte persönliche Interviews sowie ausgewählte Methoden des Participatory Pural Appraisal für die Datensammlung verwendet. Ergebnisse: Die Mehrheit der befragten Landfrauen gehört in die Klasse eines geringen bis mittleren Livelihood Status. Neben den ausgewählten unabhängigen Variablen, wurden weitere sieben Variablen mit signifikantem positiven Einfluss auf das Haushaltseinkommen identifiziert. Die Ergebnisse bezüglich der Einkommensstrategien der befragten Frauen zeigt, dass diese zwar in verschiedenen Einkommensaktivitäten involviert sind, jedoch ihr persönliches jährliches Einkommen der verschiedenen IGAs unerheblich ist. Die Wirkungsanalyse von IGAs auf das Einkommen der Frauen zeigt, dass 36% der Frauen ein höheres Einkommen von IGAs während der letzten drei Jahre zu verzeichnen haben (2006-2008). Der Zugang zu Mikrokrediten, Betriebsmittelversorgung, Markteinrichtungen, bessere Ziegenrassen und verbesserte Behandlung von Tieren führen zu einer Verbesserung des Einkommens. Die Constraint Analyse zeigt, dass insgesamt 74% der Landfrauen mittlere Behinderungen zur Teilnahme an IGAs angeben. Die Frauen haben dabei 17 Hinderungsgründe identifiziert. / Objective: In developing countries like Bangladesh, personal income of rural women is an essential precondition to enhancing household income, which improves the entitlement on basic necessities. The main purpose of this research project is to improve livelihood of rural women through involving them in different IGAs. An attempt has been made to know the present livelihood situation of rural women, to assess their income strategies, to examine the impact of NGO activity on women characteristics, to investigate household income of rural women and factors influencing it and to find out the existing constraints on participation in IGAs. Methodological approach: In this study, structured and semi-structured interview schedules as well as several tools of the participatory rural appraisal were used to obtain necessary information. Results and conclusion: The majority of the studied rural women have a low to middle level of livelihood status. Among the selected independent variables, seven variables have a significant positive influence on household income. The findings from income strategies of studied women indicated that they are involved in various income activities for earning but their personal annual income from various IGAs is not handsome. The impact analysis of IGAs on personal income of women shows that overall 36% women have increased income from IGAs during the last three years (2006-2008). Access to micro-credit, inputs, market facilities, supply of improve breeds of goat, and improved treatment facilities of livestock all lead to increased income. The constraints index (CI) analysis shows that overall 74% of the rural women faced medium constraints to participate in IGAs. Rural women identified a total of seventeen root causes hindering their participate in IGAs.

PhDRDV / Institute for Rural Development / As has been the case in Eastern and Southern Africa, Zimbabwe continues to regard smallholder dairy farming as a viable strategy for reducing poverty and malnutrition, especially in rural areas. Although the country has since the early 1980s been promoting smallholder dairy development, available literature does not provide a clear picture of the extent to which the specific livelihoods of rural communities in terms of human, social, physical and financial capitals, have improved. Nor is there knowledge on its negative contribution to the farmers’ livelihoods. Thus, this study was undertaken to critically analyse the contribution of smallholder dairy farming towards the livelihoods of rural households using the Nharira dairy scheme as a focal area. The DfiD sustainable livelihood framework was used to build this understanding. Apart from characterizing the farmers, the contribution of smallholder dairy farming towards social, physical, human, natural and financial capitals was investigated. A sequentially integrated mixed methods approach was used. This was divided into two phases, which were quantitative and qualitative in nature. Results from the first phase were used to inform and design the second study. A census of the 21 active smallholder dairy farmers in Nharira, and management committee of the Nharira dairy processing plant was conducted. A household-focused questionnaire, key informant interviews, participatory mapping, record review, Global Positioning System (GPS) locating and focus group discussions were used to collect data. A tape recorder, GPS locator and camera were used as assistive devices during data collection. Thematic content analysis was used to analyse qualitative data and interpret participatory maps. Livelihood capital indices were derived per household and used to complement descriptive statistics as part of quantitative data analysis. A social capital index was computed for each household using collective action, empowerment, groups and networks, and trust and solidarity as its components. Resource stocks and access were the building blocks of the natural capital index. Income, savings and investments, and access to funding were used to derive the household financial capital index. Contribution of dairy farming to productive equipment (such as cattle herd size) and basic infrastructure (such as quality of housing) were used to calculate the physical capital index. The index for human capital was obtained taking into account education, workforce and employment, enabling environment, and health and wellness. Equal weights were applied to the components when deriving the household livelihood indices because each one of them was considered to be substantially important for sustainable livelihoods. The quantitative data were stored and analysed using the International Business Machines (IBM) Statistical iii Package for Social Sciences (SPSS) version 24. Pearson correlation coefficients, means and standard deviations were calculated. Most of the farmers (65 %) were female. Approximately, 95 % of the women farmers were literate. Only 1 % of the farmers were youth (< 35 years old), a situation that threatened the sustainability of smallholder dairy farming. A daily smallholder dairy farming routine was derived using the focus group and participatory mapping results. This showcased the various daily activities and linked them with the household members actively involved. Smallholder dairy farming was found to be labour intensive. This might deter the farmers from diversifying into other livelihood strategies. Smallholder dairy farming was observed to have strengthened financial, human, natural, physical and social capitals in the local households. However, the respective indices of 0.59 and 0.52 for social and natural capitals, suggested that smallholder dairy farming impacted on these more than any other. Even though social capital was strong, further reinforcement through improved smallholder dairy farming activities was still vital because of its power of enhancing access to other forms of livelihood capitals. Human and physical capitals had the least index scores of 0.48 and 0.47, respectively. On average, the overall household livelihood capital index as a result of smallholder dairy farming was 0.51. One of the study respondents supported the positive contribution in the following way, ‘’Zvakanakira dairy hatingazipedzi. Tinotoda zuva rese” (There are many positive things that we attribute to our involvement in smallholder dairy farming. Narrating these demands considerable time). It was concluded that smallholder dairy farming significantly strengthened livelihood capitals of households involved in it. The results of the current study suggest that smallholder dairy farming is a viable option for improving household livelihood capitals. Thus, establishment of dairy farming schemes in rural areas should be promoted. However, the participation of youth in smallholder dairy farming as enterprise owners deserves attention because it threatens sustainability of the sector. An integrated multiple angle view encompassing technical, social, institutional, economic and organizational ideas of the impact of dairy farming as a livelihood strategy on household capital portfolio was provided. Moreover, application of the sustainable development framework to understanding the smallholder dairy farming context at household level was a novel way of understanding the local realities. Lastly, a set of variables that can be utilised to measure livelihood capitals of households involved in smallholder dairy farming-related activities was distilled.

This study aimed at evaluating the effectiveness of the 2011 to 2012 famine response in Somalia in saving lives and livelihoods, offering livelihood opportunities, supporting quick recovery and complying with accountability standards in the delivery of humanitarian assistance. Understanding the performance and effectiveness of the humanitarian response to emergencies such as the 2011 to 2012 famine in Somalia is important for managing similar large-scale disasters which tend to be more frequent than ever before. It is also vital for addressing the chronic food insecurity in sub-Saharan Africa. The study was conducted in the Dolow district, Gedo region, Somalia. The study was largely rooted in the qualitative paradigm even though quantitative methodologies were employed to explain certain aspects in order to adequately answer some of the research questions. The case study approach was employed to conduct this study and achieve the research objectives. Despite the need for more evidence-based and local community-driven response to droughts, the 2011 to 2012 famine response was largely relevant to meet the priority needs of affected populations. The response was too late to prevent the death of hundreds of thousands and the suffering of millions of people and the response had to struggle for quite some time to stabilise and reverse a devastating situation. Although the response was not adequate to cover the needs of all affected populations, it had a commendable impact by saving the lives of malnourished children and mothers; minimising suffering from lack of food, water and shelter; restoring livelihoods for host communities; and creating livelihood opportunities for internally displaced families. Compliance with the NGO Code of Conduct and the application of Sphere standards were fair. Strong accountability mechanisms are required to ensure effective beneficiary targeting and curb aid diversion. The beneficiaries of the response stated that they are equally vulnerable to droughts despite an increase in income and agricultural production as a result of the response. Long-term livelihood projects that address structural vulnerabilities and create multipleincome sources are essential for strengthening resilience to droughts. / Development Studies / M.A. (Development Studies)

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