A área das Ciências Farmacêuticas busca constantemente por tratamentos mais eficientes, direcionados para alvos específicos, com diminuição da dose necessária e com a minimização dos efeitos adversos. Neste contexto, a área de Nanotecnologia Farmacêutica apresenta grande potencial de aplicabilidade, com resultados bastante promissores para o tratamento de diversas doenças. Os sistemas nanoestruturados têm sido avaliados para a incorporação de fármacos já utilizados em tratamentos administrados formas farmacêuticas convencionais que apresentam problemas farmacocinéticos ou farmacodinâmicos quando administrados. E, também, para a incorporação de novas moléculas com potencial para o tratamento de determinada doença. Neste trabalho de tese, nanocápsulas de núcleo lipídico versáteis contendo metotrexato na forma ácida e éster, bromelina, etanercept e infliximab foram desenvolvidas buscando contornar as limitações e aumentar a eficácia terapêutica desses fármacos. Inicialmente, as propriedades anti-inflamatórias de nanocápsulas de núcleo lipídico revestidas por micelas de polissorbato 80 contendo metotrexato encapsulado foram avaliadas em experimentos in vitro e in vivo, em células mononucleares obtidas a partir do líquido sinovial de pacientes com artrite reumatoide e em ratos Lewis com artrite induzida por adjuvante completo de Freund, respectivamente. As nanocápsulas de núcleo lipídico demonstraram serem altamente eficazes no controle da inflamação, sendo que os efeitos anti-inflamatórios in vivo foram alcançados em doses 75% menores que o metotrexato em solução. Na sequência, o tratamento in vitro da linhagem de células de carcinoma de mama humano, MCF-7, com nanocápsulas de núcleo lipídico multiparede funcionalizadas com bromelina demonstrou uma redução de 160 vezes na concentração necessária para obter o mesmo efeito quando comparada a uma solução de bromelina. A influência das pseudofases aniônicas e catiônicas no mecanismo de distribuição da indometacina, tacrolimus, aciclovir, metotrexato e éster etílico de metotrexato, foram avaliadas aplicando um algoritmo desenvolvido para nanocápsulas de núcleo lipídico. Verificou-se que somente a indometacina sofreu influência da presença de cargas, aumentando a afinidade pela fase dispersa das formulações. Formulações de nanocápsulas de núcleo lipídico multiparede contendo metotrexato na forma ácida e éster encapsulados e/ou funcionalizando a superfície das nanocápsulas foram desenvolvidas e testadas in vitro em linhagens de células tumorais (MCF-7) e em linhagens de células sadias (HaCaT). Essas formulações demonstraram atividade antiproliferativa maior para as MCF-7 (com redução em mais de 50% na viabilidade celular) em comparação com as soluções de metotrexato e éster etílico de metotrexato e esta atividade foi maior para as formulações em que as moléculas foram funcionalizadas na superfície das nanopartículas. A captação das nanopartículas pelas células também foi maior para as formulações funcionalizadas com metotrexato ou éster etílico de metotrexato em comparação com a formulação em que o éster de metotrexato está encapsulado. As três formulações contendo metotrexato na forma ácida ou éster não demonstraram ação antiproliferativa em linhagens de células sadias (HaCaT). Devido à baixa expressão de receptores de folato nessas células, não houve aumento da captação celular em comparação à formulação sem fármaco. Por último, foram desenvolvidas satisfatoriamente formulações de nanocápsulas de núcleo lipídico multiparede funcionalizadas com os anticorpos monoclonais infliximab e etanercept, e contendo éster etílico de metotrexato encapsulado, demonstrando que são adequadas para futuros estudos visando o tratamento da artrite reumatoide. Esse conjunto de resultados demonstra que as nanocápsulas de núcleo lipídico com funcionalização de superfície versátil, sejam revestidas com polissorbato 80 ou multiparede funcionalizadas são um sistema bastante promissor para a administração de fármacos de modo a aumentar sua especificidade e eficácia. / The Pharmaceutical Sciences field is constantly searching for more effective treatments, aiming specific targets, with dose reduction and minimization of side effects. In this context, the Pharmaceutical Nanotechnology field presents great applicability potential, with highly promising results for the treatment of several diseases. Nanostructured systems have been evaluated for the encapsulation of drugs approved for use in conventional pharmaceutical dosage forms that, however, exhibit pharmacokinetic or pharmacodynamics problems when administered, and for the encapsulation of novel molecules with potential to treat a determined disease. In the present thesis, versatile lipid-core nanocapsules containing methotrexate in the acid and ester forms, bromelain, etanercept and infliximab were developed, seeking to circumvent the limitations and increase the therapeutic efficacy of these drugs. Initially, the anti-inflammatory properties of methotrexate-loaded lipid-core nanocapsules coated with polysorbate 80 micelles were evaluated in in vitro and in vivo experiments, using mononuclear cells obtained from the synovial fluid of rheumatoid arthritis patients and Lewis rats with Freund complete adjuvant-induced arthritis. Lipid-core nanocapsules demonstrated to be highly effective in the control of inflammation, and the in vivo anti-inflammatory effects were reached in a dose 75% lower than the methotrexate in solution. In the sequence, the in vitro treatment of a human breast cancer cell line, MCF-7, with bromelina-functionalized multiple-wall lipid-core nanocapsules demonstrated a 160-fold reduction of the concentration required to obtain the same effect when compared with a bromelain solution. The influence of the anionic and cationic pseudo-phases in the distribution mechanism of indomethacin, tacrolimus, acyclovir, methotrexate and methotrexate ethyl ester was evaluated through an algorithm developed for lipid-core nanocapsules. It was verified that only indomethacin underwent influence in the presence of charge, increasing the affinity by the disperse phase of the formulations. Multiple-wall lipid-core nanocapsules formulations containing methotrexate in the acid and ester forms encapsulated and/or functionalizing the surface of the nanoparticles were developed and tested in vitro in tumour MCF-7 cells and in a healthy cell line (HaCaT). These formulations demonstrated higher anti-proliferative activity for the MCF-7 cells (reduction of over 50 % in cellular viability) in comparison with the methotrexate and methotrexate ethyl ester solutions and this activity was higher for the formulations in which the molecules were functionalized in the surface of the nanoparticles. A higher cellular uptake was observed for the formulations functionalized with methotrexate or methotrexate ethyl ester in comparison with the formulations in which the methotrexate ester is encapsulated. The three formulations containing methotrexate in the acid or ester form did not demonstrate anti-proliferative activity in non-tumour cell lines (HaCaT). Since these cells have a small expression of folate receptors, the uptake was not increased in comparison with the formulation without drug. Lastly, formulations of methotrexate ethyl ester-loaded multiwall lipid core nanocapsules functionalized with monoclonal antibodies infliximab and etanercept were successfully developed demonstrating suitability for future studies aiming the treatment of rheumatoid arthritis. These groups of results demonstrate that versatile lipid core nanocapsules, either coated with polysorbate 80 or multiwalled functionalized are a very promising system for the administration of drugs aiming their specificity and efficacy.

Le projet concerne des molécules hétérocycliques, de faible poids moléculaire, présentant des activités cytotoxiques comparables à celles des meilleurs anticancéreux actuellement sur le marché. Ces molécules sont originales, protégées par un brevet international et un brevet de sélection déposé en décembre 2014. La synthèse des premières molécules leaders est maîtrisée et l’exemplification de la diversité moléculaire est en cours. Les études menées pour définir leur profil d’activité permettent d’identifier des caractéristiques tout à fait originales. Le projet, en phase de développement préclinique académique, a permis l’identification de composés leaders présentant des potentiels de développement en tant qu’anticancéreux. Le mécanisme exact des molécules développées est encore en cours d’étude et permettra de définir s’il s’agit d’un mode d’action unique ou multiple. Plusieurs têtes de séries ont pu être identifiées avec visiblement des modes d’actions différents. En effet, les composés EAPB0203 et EAPB0503 montrent un effet dose à partir de 1 µM sur la polymérisation de la tubuline mais la molécule EAPB02303, la plus active sur la lignée A375 (CI50 = 10 nM, de dix fois à cent fois plus active que les deux précédentes), ne montre aucune fixation à la tubuline à la dose de 1µM suggérant un mécanisme d’action différent et original. Le sujet de recherche présenté concerne le développement des études précliniques de ces molécules à visée anticancéreuse. Le premier axe de travail a été de mettre au point une formulation galénique de l'EAPB0503 sous forme de nanocapsules lipidiques. Afin d’optimiser la biodisponibilité des composés, sans perdre leur activité intrinsèque, nous avons ensuite réalisé une modulation chimique sur la structure la plus active des Imiqualines : l’EAPB02303. Afin d’améliorer la balance globale hydrophilie/lipophilie (HLB) des composés dérivés de l’EAPB02303, nous avons greffé un résidu acide aminé en position 4. Enfin, la mise au point d’une méthode de dosage de l’EAPB02303 et l’EAPB02302 en milieu plasmatique en vue d’une étude pharmacocinétique a été le dernier axe du travail de thèse. / The project relates to heterocyclic molecules, low molecular weight, having cytotoxic activities similar to those presented by the best anticancer agents currently on the market. These molecules are originals, protected by an international patent and a selection patent filed in December 2014. The synthesis of the first molecules leader is under control and the exemplification of molecular diversity is underway. Studies to define their activity profile allow to identify quite original features. The project, in its academic preclinical development phase, enabled the identification of leader’s compounds with potential for development as anticancer. The exact mechanism of the molecules developed is still under study and will determine whether there is a single or multiple mode of action. Several series leads were identified with apparently different modes of action. Indeed, compounds EAPB0203 and EAPB0503 show a dose effect from 1 µM on tubulin polymerization but compound EAPB02303, the more active on A375 cell line (IC50 = 10 nM, ten times to hundred times more active than the preceding two), shows no binding to tubulin at a dose of 1 µM suggesting a different and original mechanism of action. The research topic presented concerns the preclinical development of these anticancer molecules. The first line of work was to develop a galenic formulation of EAPB0503 in the form of lipid nanocapsules. To optimize the bioavailability of the compounds, without losing their intrinsic activity, we achieved chemical modulation on the most active structure Imiqualines: EAPB02303. To improve the overall balance hydrophilic / lipophilic (HLB) of compounds derived from EAPB02303, we considered grafting amino acids on position 4. Finally, the development of a method for assaying EAPB02303 and EAPB02302 in plasma for a pharmacokinetic study has been the final focus of the thesis work.

Des nanocapsules (NCs) biodégradables contenant une substance active et destinées à des applications environnementales ont été élaborées par un procédé d’émulsion-évaporation de solvant couplé à une réaction de chimie « click » interfaciale. Deux types de réactions « click » ont été testés: (i) cycloaddition azide-alcyne catalysée par le Cu(I) et (ii) thiol-ène. Ces NCs sont constituées d’une écorce en polymère hydrophobe (polylactide) entourant un cœur liquide (Miglyol®810) et recouverte d’une couronne hydrophile polysaccharide (dextrane). Des nanosphères (sans cœur liquide) ont aussi été produites. Ces nano-objets ont été caractérisés en termes de distribution de tailles, morphologie, taux et épaisseur de recouvrement en dextrane ainsi qu’efficacité de couplage « click ». La stabilité colloïdale en milieu salin et la stabilité du recouvrement en présence d’un tensioactif compétitif ont été étudiées. Enfin, une substance active a été encapsulée et libérée à partir des nano-objets / Biodegradable nanocapsules allowing encapsulation of active substances for environmental applications were produced by emulsion-evaporation method combined with a “click” reaction occurring at the liquid/liquid interface of emulsion droplets. Two types of “click” reaction were tested: (i) copper-catalyzed azide-alkyne cycloaddition (CuAAC) and (ii) thiol-ene reaction. The NCs are composed of a hydrophobic polymer shell (polylactide), a liquid core (Miglyol®810) and a hydrophilic polysaccharide coating (dextran). For comparison, nanospheres (without oily core) were also prepared. These nano-objects were characterized in terms of size distribution, dextran coverage density and thickness, “click” coupling efficiency and morphology. Colloidal stability in NaCl solutions as well as dextran coverage stability against an anionic competitive surfactant were also studied. Finally, an active substance was encapsulated and released from these nano-objects

A área das Ciências Farmacêuticas busca constantemente por tratamentos mais eficientes, direcionados para alvos específicos, com diminuição da dose necessária e com a minimização dos efeitos adversos. Neste contexto, a área de Nanotecnologia Farmacêutica apresenta grande potencial de aplicabilidade, com resultados bastante promissores para o tratamento de diversas doenças. Os sistemas nanoestruturados têm sido avaliados para a incorporação de fármacos já utilizados em tratamentos administrados formas farmacêuticas convencionais que apresentam problemas farmacocinéticos ou farmacodinâmicos quando administrados. E, também, para a incorporação de novas moléculas com potencial para o tratamento de determinada doença. Neste trabalho de tese, nanocápsulas de núcleo lipídico versáteis contendo metotrexato na forma ácida e éster, bromelina, etanercept e infliximab foram desenvolvidas buscando contornar as limitações e aumentar a eficácia terapêutica desses fármacos. Inicialmente, as propriedades anti-inflamatórias de nanocápsulas de núcleo lipídico revestidas por micelas de polissorbato 80 contendo metotrexato encapsulado foram avaliadas em experimentos in vitro e in vivo, em células mononucleares obtidas a partir do líquido sinovial de pacientes com artrite reumatoide e em ratos Lewis com artrite induzida por adjuvante completo de Freund, respectivamente. As nanocápsulas de núcleo lipídico demonstraram serem altamente eficazes no controle da inflamação, sendo que os efeitos anti-inflamatórios in vivo foram alcançados em doses 75% menores que o metotrexato em solução. Na sequência, o tratamento in vitro da linhagem de células de carcinoma de mama humano, MCF-7, com nanocápsulas de núcleo lipídico multiparede funcionalizadas com bromelina demonstrou uma redução de 160 vezes na concentração necessária para obter o mesmo efeito quando comparada a uma solução de bromelina. A influência das pseudofases aniônicas e catiônicas no mecanismo de distribuição da indometacina, tacrolimus, aciclovir, metotrexato e éster etílico de metotrexato, foram avaliadas aplicando um algoritmo desenvolvido para nanocápsulas de núcleo lipídico. Verificou-se que somente a indometacina sofreu influência da presença de cargas, aumentando a afinidade pela fase dispersa das formulações. Formulações de nanocápsulas de núcleo lipídico multiparede contendo metotrexato na forma ácida e éster encapsulados e/ou funcionalizando a superfície das nanocápsulas foram desenvolvidas e testadas in vitro em linhagens de células tumorais (MCF-7) e em linhagens de células sadias (HaCaT). Essas formulações demonstraram atividade antiproliferativa maior para as MCF-7 (com redução em mais de 50% na viabilidade celular) em comparação com as soluções de metotrexato e éster etílico de metotrexato e esta atividade foi maior para as formulações em que as moléculas foram funcionalizadas na superfície das nanopartículas. A captação das nanopartículas pelas células também foi maior para as formulações funcionalizadas com metotrexato ou éster etílico de metotrexato em comparação com a formulação em que o éster de metotrexato está encapsulado. As três formulações contendo metotrexato na forma ácida ou éster não demonstraram ação antiproliferativa em linhagens de células sadias (HaCaT). Devido à baixa expressão de receptores de folato nessas células, não houve aumento da captação celular em comparação à formulação sem fármaco. Por último, foram desenvolvidas satisfatoriamente formulações de nanocápsulas de núcleo lipídico multiparede funcionalizadas com os anticorpos monoclonais infliximab e etanercept, e contendo éster etílico de metotrexato encapsulado, demonstrando que são adequadas para futuros estudos visando o tratamento da artrite reumatoide. Esse conjunto de resultados demonstra que as nanocápsulas de núcleo lipídico com funcionalização de superfície versátil, sejam revestidas com polissorbato 80 ou multiparede funcionalizadas são um sistema bastante promissor para a administração de fármacos de modo a aumentar sua especificidade e eficácia. / The Pharmaceutical Sciences field is constantly searching for more effective treatments, aiming specific targets, with dose reduction and minimization of side effects. In this context, the Pharmaceutical Nanotechnology field presents great applicability potential, with highly promising results for the treatment of several diseases. Nanostructured systems have been evaluated for the encapsulation of drugs approved for use in conventional pharmaceutical dosage forms that, however, exhibit pharmacokinetic or pharmacodynamics problems when administered, and for the encapsulation of novel molecules with potential to treat a determined disease. In the present thesis, versatile lipid-core nanocapsules containing methotrexate in the acid and ester forms, bromelain, etanercept and infliximab were developed, seeking to circumvent the limitations and increase the therapeutic efficacy of these drugs. Initially, the anti-inflammatory properties of methotrexate-loaded lipid-core nanocapsules coated with polysorbate 80 micelles were evaluated in in vitro and in vivo experiments, using mononuclear cells obtained from the synovial fluid of rheumatoid arthritis patients and Lewis rats with Freund complete adjuvant-induced arthritis. Lipid-core nanocapsules demonstrated to be highly effective in the control of inflammation, and the in vivo anti-inflammatory effects were reached in a dose 75% lower than the methotrexate in solution. In the sequence, the in vitro treatment of a human breast cancer cell line, MCF-7, with bromelina-functionalized multiple-wall lipid-core nanocapsules demonstrated a 160-fold reduction of the concentration required to obtain the same effect when compared with a bromelain solution. The influence of the anionic and cationic pseudo-phases in the distribution mechanism of indomethacin, tacrolimus, acyclovir, methotrexate and methotrexate ethyl ester was evaluated through an algorithm developed for lipid-core nanocapsules. It was verified that only indomethacin underwent influence in the presence of charge, increasing the affinity by the disperse phase of the formulations. Multiple-wall lipid-core nanocapsules formulations containing methotrexate in the acid and ester forms encapsulated and/or functionalizing the surface of the nanoparticles were developed and tested in vitro in tumour MCF-7 cells and in a healthy cell line (HaCaT). These formulations demonstrated higher anti-proliferative activity for the MCF-7 cells (reduction of over 50 % in cellular viability) in comparison with the methotrexate and methotrexate ethyl ester solutions and this activity was higher for the formulations in which the molecules were functionalized in the surface of the nanoparticles. A higher cellular uptake was observed for the formulations functionalized with methotrexate or methotrexate ethyl ester in comparison with the formulations in which the methotrexate ester is encapsulated. The three formulations containing methotrexate in the acid or ester form did not demonstrate anti-proliferative activity in non-tumour cell lines (HaCaT). Since these cells have a small expression of folate receptors, the uptake was not increased in comparison with the formulation without drug. Lastly, formulations of methotrexate ethyl ester-loaded multiwall lipid core nanocapsules functionalized with monoclonal antibodies infliximab and etanercept were successfully developed demonstrating suitability for future studies aiming the treatment of rheumatoid arthritis. These groups of results demonstrate that versatile lipid core nanocapsules, either coated with polysorbate 80 or multiwalled functionalized are a very promising system for the administration of drugs aiming their specificity and efficacy.

A área das Ciências Farmacêuticas busca constantemente por tratamentos mais eficientes, direcionados para alvos específicos, com diminuição da dose necessária e com a minimização dos efeitos adversos. Neste contexto, a área de Nanotecnologia Farmacêutica apresenta grande potencial de aplicabilidade, com resultados bastante promissores para o tratamento de diversas doenças. Os sistemas nanoestruturados têm sido avaliados para a incorporação de fármacos já utilizados em tratamentos administrados formas farmacêuticas convencionais que apresentam problemas farmacocinéticos ou farmacodinâmicos quando administrados. E, também, para a incorporação de novas moléculas com potencial para o tratamento de determinada doença. Neste trabalho de tese, nanocápsulas de núcleo lipídico versáteis contendo metotrexato na forma ácida e éster, bromelina, etanercept e infliximab foram desenvolvidas buscando contornar as limitações e aumentar a eficácia terapêutica desses fármacos. Inicialmente, as propriedades anti-inflamatórias de nanocápsulas de núcleo lipídico revestidas por micelas de polissorbato 80 contendo metotrexato encapsulado foram avaliadas em experimentos in vitro e in vivo, em células mononucleares obtidas a partir do líquido sinovial de pacientes com artrite reumatoide e em ratos Lewis com artrite induzida por adjuvante completo de Freund, respectivamente. As nanocápsulas de núcleo lipídico demonstraram serem altamente eficazes no controle da inflamação, sendo que os efeitos anti-inflamatórios in vivo foram alcançados em doses 75% menores que o metotrexato em solução. Na sequência, o tratamento in vitro da linhagem de células de carcinoma de mama humano, MCF-7, com nanocápsulas de núcleo lipídico multiparede funcionalizadas com bromelina demonstrou uma redução de 160 vezes na concentração necessária para obter o mesmo efeito quando comparada a uma solução de bromelina. A influência das pseudofases aniônicas e catiônicas no mecanismo de distribuição da indometacina, tacrolimus, aciclovir, metotrexato e éster etílico de metotrexato, foram avaliadas aplicando um algoritmo desenvolvido para nanocápsulas de núcleo lipídico. Verificou-se que somente a indometacina sofreu influência da presença de cargas, aumentando a afinidade pela fase dispersa das formulações. Formulações de nanocápsulas de núcleo lipídico multiparede contendo metotrexato na forma ácida e éster encapsulados e/ou funcionalizando a superfície das nanocápsulas foram desenvolvidas e testadas in vitro em linhagens de células tumorais (MCF-7) e em linhagens de células sadias (HaCaT). Essas formulações demonstraram atividade antiproliferativa maior para as MCF-7 (com redução em mais de 50% na viabilidade celular) em comparação com as soluções de metotrexato e éster etílico de metotrexato e esta atividade foi maior para as formulações em que as moléculas foram funcionalizadas na superfície das nanopartículas. A captação das nanopartículas pelas células também foi maior para as formulações funcionalizadas com metotrexato ou éster etílico de metotrexato em comparação com a formulação em que o éster de metotrexato está encapsulado. As três formulações contendo metotrexato na forma ácida ou éster não demonstraram ação antiproliferativa em linhagens de células sadias (HaCaT). Devido à baixa expressão de receptores de folato nessas células, não houve aumento da captação celular em comparação à formulação sem fármaco. Por último, foram desenvolvidas satisfatoriamente formulações de nanocápsulas de núcleo lipídico multiparede funcionalizadas com os anticorpos monoclonais infliximab e etanercept, e contendo éster etílico de metotrexato encapsulado, demonstrando que são adequadas para futuros estudos visando o tratamento da artrite reumatoide. Esse conjunto de resultados demonstra que as nanocápsulas de núcleo lipídico com funcionalização de superfície versátil, sejam revestidas com polissorbato 80 ou multiparede funcionalizadas são um sistema bastante promissor para a administração de fármacos de modo a aumentar sua especificidade e eficácia. / The Pharmaceutical Sciences field is constantly searching for more effective treatments, aiming specific targets, with dose reduction and minimization of side effects. In this context, the Pharmaceutical Nanotechnology field presents great applicability potential, with highly promising results for the treatment of several diseases. Nanostructured systems have been evaluated for the encapsulation of drugs approved for use in conventional pharmaceutical dosage forms that, however, exhibit pharmacokinetic or pharmacodynamics problems when administered, and for the encapsulation of novel molecules with potential to treat a determined disease. In the present thesis, versatile lipid-core nanocapsules containing methotrexate in the acid and ester forms, bromelain, etanercept and infliximab were developed, seeking to circumvent the limitations and increase the therapeutic efficacy of these drugs. Initially, the anti-inflammatory properties of methotrexate-loaded lipid-core nanocapsules coated with polysorbate 80 micelles were evaluated in in vitro and in vivo experiments, using mononuclear cells obtained from the synovial fluid of rheumatoid arthritis patients and Lewis rats with Freund complete adjuvant-induced arthritis. Lipid-core nanocapsules demonstrated to be highly effective in the control of inflammation, and the in vivo anti-inflammatory effects were reached in a dose 75% lower than the methotrexate in solution. In the sequence, the in vitro treatment of a human breast cancer cell line, MCF-7, with bromelina-functionalized multiple-wall lipid-core nanocapsules demonstrated a 160-fold reduction of the concentration required to obtain the same effect when compared with a bromelain solution. The influence of the anionic and cationic pseudo-phases in the distribution mechanism of indomethacin, tacrolimus, acyclovir, methotrexate and methotrexate ethyl ester was evaluated through an algorithm developed for lipid-core nanocapsules. It was verified that only indomethacin underwent influence in the presence of charge, increasing the affinity by the disperse phase of the formulations. Multiple-wall lipid-core nanocapsules formulations containing methotrexate in the acid and ester forms encapsulated and/or functionalizing the surface of the nanoparticles were developed and tested in vitro in tumour MCF-7 cells and in a healthy cell line (HaCaT). These formulations demonstrated higher anti-proliferative activity for the MCF-7 cells (reduction of over 50 % in cellular viability) in comparison with the methotrexate and methotrexate ethyl ester solutions and this activity was higher for the formulations in which the molecules were functionalized in the surface of the nanoparticles. A higher cellular uptake was observed for the formulations functionalized with methotrexate or methotrexate ethyl ester in comparison with the formulations in which the methotrexate ester is encapsulated. The three formulations containing methotrexate in the acid or ester form did not demonstrate anti-proliferative activity in non-tumour cell lines (HaCaT). Since these cells have a small expression of folate receptors, the uptake was not increased in comparison with the formulation without drug. Lastly, formulations of methotrexate ethyl ester-loaded multiwall lipid core nanocapsules functionalized with monoclonal antibodies infliximab and etanercept were successfully developed demonstrating suitability for future studies aiming the treatment of rheumatoid arthritis. These groups of results demonstrate that versatile lipid core nanocapsules, either coated with polysorbate 80 or multiwalled functionalized are a very promising system for the administration of drugs aiming their specificity and efficacy.

Le glioblastome est la forme la plus commune et la plus mortelle de tumeur cérébrale chez l’adulte. La prise en charge thérapeutique conventionnelle de ce cancer consiste en une exérèse chirurgicale de la tumeur suivie d’une radiothérapie et d’une chimiothérapie par témozolomide (Temodal®). En dépit de ces traitements pourtant agressifs, la plupart des patients rechutent et leur survie n’excède généralement pas 15 mois. Plusieurs études ont été menées afin de comprendre les mécanismes qui conduisent à une résistance de la tumeur vis-à-vis de ces traitements et récemment, un contingent cellulaire appelé cellule souche de gliome(CSG) a été mis en évidence. L’objectif de cette thèse a été de développer un nanovecteur capable de cibler ces CSGs afin de concentrer l’efficacité de la radiothérapie au niveau des cellules radiorésistantes et notamment des cellules CXCR4-positives impliquées dans la prolifération, la migration cellulaire et la résistance à l’apoptose. Pour cela, nous avons développé des nanocapsules lipidiques (LNC) contenant du rhénium-188 (188Re), un émetteur bêta -, et fonctionnalisées au moyen d’un anticorps bloquant(12G5) dirigé contre le récepteur à chimiokine CXCR4. L’efficacité de cet objet a été testée dans un modèle orthotopique de glioblastome humain chez la souris et nous avons montré que les souris traitées avec cesLNC-188Re couplées au 12G5 présentent les meilleures médianes de survie. En parallèle de ce travail, nous avons conçu un autre nanovecteur contenant de la rapamycine, un inhibiteur de la voie PI3K/Akt/mTOR impliquée dans la radiorésistance et seulement soluble dans des solvants organiques. L’efficacité de ce vecteur à rendre la rapamycine biodisponible au niveau cellulaire et à bloquer la voie mTOR a été validée in vitro. Son activité antitumorale propre et son rôle en tant que radiosensibilisant ont de plus été caractérisés en amont d’investigations précliniques. En conclusion, cette thèse a permis de développer un outil de radiothérapie interne dans le cadre d’une thérapie ciblée dans le glioblastome. Nous avons pour la première fois montré que des LNC188Re couplées à un anticorps présentent un intérêt dans le traitement du glioblastome. / Glioblastoma is the most common and deadly primarily brain tumor in adult. Conventional therapy consists on a surgical resection of the tumor followed by radiotherapy and radiotherapy. Despite this treatments, most patients rescue. These recurrences have recently been assign to radio-chemotherapeutic resistant cell contingents called glioblastoma stem-cells (GSCs). The aim of this thesis was to develop nanovector targeting these GSCsCXCR4 positives cells implicated in proliferation, cell migration and apoptose resistance. Then, we have developed lipid nanocapsules(LNC) loaded with rhenium-188 (188Re), a beta-emitter, and functionalized with a blocking antibody (12G5) directed to CXCR4. Nanovector efficiency was evaluated in an orthotopic human glioblastoma mice model and we showed that 12G5-LNC188Re treated mice had the best median survival. Concurrently of this study, we have developed another nanovector loaded with rapamycin, an inhibitor of PI3K/Akt/mTOR signaling pathway implicated in radioresistance and only soluble in organics solvants. Efficiency of this new nanovector to improve rapamycine bioavaibility and to block mTOR phosphorylation was assessed in vitro. Its own antitumor activity and its role as radiosensitizer have been evaluated in up-stream of preclinical studies.To conclude, this thesis allowed the development of a new tool forvectorized internal radiotherapy in glioblastoma. We have shown for the first time that LNC-188Re functionalized with a blockin antibody present an interest in glioblastoma therapy.

Nous avons synthétisé des polymères possédant des terminaisons fluorées afin de formuler des nanocapsules comme agents de contraste ultrasonores (ACUs) pour l’imagerie des tumeurs. Ces nanocapsules sont composées d’un cœur de bromure de perfluorooctyle (PFOB), un liquide perfluoré biocompatible et échogène, et d’une coque polymère possédant trois blocs d’affinités différentes. Le bloc hydrophile de polyéthylène glycol (PEG) présent en surface des nanocapsules permet de prolonger leur temps de circulation dans le compartiment sanguin et de favoriser leur accumulation dans les tumeurs par l’effet de perméabilité et de rétention accrue. Le bloc hydrophobe de polylactide (PLA) permet de générer une coque dégradable plus stable que les membranes de lipides ou de tensioactifs qui composent les ACUs utilisés en clinique. Finalement, la terminaison fluorée permet de favoriser l’ancrage du polymère autour de la goutte de liquide perfluoré et d’augmenter l’échogénicité des nanocapsules. Deux stratégies différentes ont été développées pour introduire ce bloc fluoré. La première consistait à synthétiser un PLA terminé par un chaînon fluoré linéaire court (C3F7 à C13F27) et à le mélanger à un polymère dibloc PLA-PEG pour formuler les nanocapsules. Nous avons montré que l’efficacité d’encapsulation du PFOB augmente avec la longueur de chaîne fluorée jusqu’à C8F17. La deuxième stratégie consistait à synthétiser directement un polymère tribloc composé des trois parties PEG, PLA et fluorée sur la même chaîne, la partie fluorée étant constituée de 4 à 15 chaînons C8F17 pendants (structure en peigne). Des mesures de tension interfaciale ont montré que ces polymères triblocs s’adsorbent à l’interface PFOB/solvant organique et encapsulent le PFOB plus efficacement que le PLA-PEG non fluoré. La morphologie des capsules est fortement influencée par le nombre de chaînons fluorés présents dans le polymère et par la quantité de polymère utilisée lors de la formulation. Une masse élevée du polymère contenant 15 chaînons fluorés favorisera ainsi la formation de nanocapsules possédant plusieurs cœurs de PFOB. La diminution de la quantité de polymère fluoré a finalement permis de produire des capsules avec un seul cœur, une coque fine, et de forme légèrement ellipsoïdale. Ces capsules diffusent les ultrasons plus efficacement que les capsules de PLA-PEG non fluoré. Alors que la présence de chaînes de PEG atténue considérablement la réponse acoustique des capsules, l’addition des chaînons fluorés permet de contrebalancer cet effet. Cette amélioration provient de plusieurs paramètres : l’augmentation de la quantité de PFOB encapsulé, l’augmentation de la densité de la capsule, et la diminution de l’épaisseur de la coque des capsules. Par ailleurs, les polymères fluorés et leurs produits de dégradation n’induisent pas de cytotoxicité in vitro comparé à leurs analogues non fluorés. Ces nanocapsules apparaissent donc comme des agents de contraste prometteurs pour permettre de mieux visualiser les tumeurs par échographie. / We have synthesized polymers with fluorinated end chains to formulate nanocapsules as ultrasound contrast agents (UCAs) for tumor imaging. These nanocapsules are composed of a core of perfluorooctyl bromide (PFOB), a biocompatible and echogenic perfluorinated liquid, and a polymeric shell made of three blocks of different affinities. The hydrophilic block of poly(ethylene glycol) (PEG) at the surface of the nanocapsules allows increasing their circulation time in the blood and promoting their accumulation into tumors by the enhanced permeation and retention effect. The hydrophobic block of polylactide (PLA) allows generating a degradable shell with higher stability as compared to the surfactant- and lipid-based membranes of commercialized UCAs. Finally, the fluorinated block favors the wetting of the polymer around the perfluorinated liquid and improves the nanocapsules echogenicity. Two different strategies have been developed to introduce this fluorinated part. The first one consisted in synthesizing a PLA terminated by a short linear fluorinated chain (from C3F7 to C13F27) and mixing it with a PLA-PEG diblock polymer to formulate the nanocapsules. The encapsulation efficiency of PFOB was found to increase with the fluorinated chain length up to C8F17. The second strategy consisted in synthesizing directly a triblock polymer composed of the three parts (PEG, PLA and fluorinated) on the same chain, the fluorinated part consisting of 4 to 15 pendant C8F17 chains (with a comb-like structure). Interfacial tension measurements showed that these triblock polymers adsorb at the PFOB/organic solvent interface and encapsulate PFOB more efficiently than non-fluorinated PLA-PEG. The capsules morphology was strongly influenced by the number of fluorinated chains and the amount of polymer used for formulation. Formulation with a high quantity of the polymer containing 15 fluorinated pendants thus favored the formation of nanocapsules with several PFOB cores. Decreasing the fluorinated polymer quantity then allowed producing capsules with a single core, a thin shell, and a slightly ellipsoidal shape. These capsules were more efficient ultrasound scatterers than non-fluorinated PLA-PEG capsules. While the presence of PEG chains considerably attenuates the capsules acoustic response, addition of fluorinated chains seems to counterbalance this effect. Such improvement arises from several contributions: a higher encapsulated PFOB content, a higher density due to the presence of fluorinated chains, and a lower shell thickness. Furthermore, the fluorinated polymers and their degradation products did not induce any in vitro cytotoxicity as compared to their non-fluorinated analogues. These nanocapsules therefore appear as promising UCAs for tumor imaging.

The past few years have witnessed significant work being directed towards drug delivery systems with layer-by layer (LbL) technique prominently featured as one of the most sought after approach. However, majority of the studies were focused on the fabrication of microcapsules which produced numerous drawbacks resulting in reduced applicability. This has spurred research into nanocapsules which has proved to overcome most of the drawbacks that plagued microcapsules by being able to evade the reticulo-endothelial system, exhibit enhanced permeability and retention in tumours etc. The capsules fabricated by the LbL technique requires a suitable combination of cationic and anionic polyelectrolytes which ensures that it is able to effectively protect the cargo it encapsulates as well as enhance its bio-applications. With numerous advantages such as biocompatibility and biodegradability to name a few, chitosan has proved to be an ideal cationic polyelectrolyte. Thus, this thesis focuses on the various therapeutic applications of LbL fabricated chitosan based nanocapsules. The first work focuses on the targeted delivery of the somatostatin analogue, Octreotide conjugated nanocapsules to over expressed somatostatin receptors. These LbL fabricated nanocapsules composed of chitosan and dextran sulfate (CD) encapsulate the anti cancer drug, doxorubicin and are found to attain site specificity as well as enhanced anti-proliferative activity. The results indicated that the nanocapsules were biocompatible and when conjugated with octreotide was found to have an enhanced internalization into SSTR expressing cells, thereby making it a viable strategy for the treatment of tumors that has an over expression of somatostatin receptors such as pancreatic carcinoma, breast carcinoma etc. The objective of the second work was to develop an efficient drug delivery system such as CD nanocapsules for encapsulation of Ciprofloxacin in order to combat infection by Salmonella, an intracellular and intra-phagosomal pathogen. In vitro and in vivo experiments showed that this delivery system can be used effectively to clear Salmonella infection. The increased retention of ciprofloxacin in tissues delivered by CD nanocapsules as compared to the conventional delivery proved that the same therapeutic effect was obtained with reduced dosage and frequency of Ciprofloxacin administration. The third work deals with the probiotic, Saccharomyces boulardii which is found to be effective against several gastrointestinal diseases but had limited clinical application due to its sensitivity to acidic environment. However, encapsulation of S. boulardii with chitosan and dextran sulfate ensured enhanced viability and selective permeability on exposure to acidic and alkaline conditions experienced during gastro intestinal transit. The final work involves the fabrication of novel pH responsive nanocapsules composed of chitosan-heparin which facilitate the intracellular delivery of a model anti-cancer drug, doxorubicin.

Une des difficultés rencontrées lors de l'administration d'agents thérapeutiques au sein du parenchyme cérébral peut être résolue par l'utilisation de nouvelles formes galéniques implantables. Nous montrons dans ce travail la biocompatibilité dans le cerveau de rat des microsphères synthétisées par Biocompatibles facilement injectées par stéréotaxie et chargées en doxorubicine (1mg/ml) (CM-BC1) ou en irinotécan (100mg/ml) (CM-BC2). Nous avons ensuite rapporté l'efficacité des CM-BC2 sur le gliome 9L du rat avec une amélioration significative de la survie par rapport aux groupes non traité ou traité par microsphères blanches. La combinaison des traitements n'améliore pas significativement la survie par rapport à la radiothérapie seule. La récente expansion des nanotechnologies associée aux progrès des méthodes mini-invasives d'administration intracérébrale de médicaments offre l'opportunité d'améliorer ces résultats. Nous avons étudié, toujours sur lemodèle 9L, l'effet radiosensibilisant du paclitaxel, injecté en intratumoral par Convection-Enhanced Delivery (CED) et vectorisé par des nanocapsules lipidiques (LNC) développées par le laboratoire. Une tendance à l'augmentation se profile en faveur des LNC de paclitaxel qui permettent l'obtention de la meilleure médiane de survie (+10 jours par rapport au groupe irradié seul). Bien que les résultats soient non significatifs, l'association d'une chimiothérapie locale à la radiothérapie est intéressante. Il reste maintenant à optimiser les connaissances sur ce vecteur avec notamment possibilité d'adressage subcellulaire et amélioration de la cinétique de libération du principe actif.

Bacterial infections are a serious problem for patients with burns and other wounds. Such burn wound infection accounts for the pathogenic bacteria by colonising onto burned areas. Therefore, the need for detection and inhibition of such bacterial colonisation requires a methodology for sensing/killing pathogenic bacteria. This research project aims to design a ‗smart‘ wound dressing system which can respond to the microbiological environment of the wound via a simple colour change and will release antimicrobials only when required. Two strains of pathogenic bacteria Staphylococcus aureus (MSSA 476) and Pseudomonas aeruginosa (PAO1) were used in the study. The non-pathogenic bacterium E.coli (DH5α) was used as a control organism as it does not secrete virulence factors and therefore does not lyse membranes of vesicles. The key contributions of this thesis are outlined below. Firstly, an initial responsive nanocapsule system was studied. The fundamental work with giant unilamellar vesicles proved such a responsive system can provide antimicrobial properties when antimicrobial agents were encapsulated within the vesicles. Secondly, partially polymerised vesicles—polydiacetylene/phospholipid vesicles were then developed to improve vesicle stability. The vesicle system was optimised by varying molar concentration of diacetylene monomers (TCDA) in order to obtain relatively stable vesicles as well as sensitivity to the toxins secreted by the pathogenic strains. Measurements proved that the polydiacetylene/phospholipid vesicles can respond to pathogenic bacteria when fluorescent dye/antimcirobials were encapsulated in the vesicles. Finally, a simple prototype dressing was constructed. Plasma polymerised maleic anhydride (pp-MA) deposited onto non-woven polypropylene was shown to be a good method to stabilise vesicles via covalent bonding. Vesicle adhered to pp-MA non-woven polypropylene showed the ability to inhibit/kill the pathogenic strains, quantified by the Japanese Industry Standard assay and also gave a fluorimetric colour response in the presence of pathogenic bacteria when a fluorescent dye is encapsulated within vesicles. Other simple prototypes were also attempted by using hydrogels (gelatine and collagen) to maintain vesicle stability as well as promote tissue healing.