The one-dimensional (1-D) potential heave (or swell strain) of expansive soil is conventionally estimated using the swelling pressure and swelling index values which are determined from different types of oedometer test results. The swelling pressure of expansive soils is typically measured at saturated condition from oedometer tests. The experimental procedures of oedometer tests are cumbersome as well as time-consuming for use in conventional geotechnical engineering practice and are not capable for estimating heave under different stages of unsaturated conditions. To alleviate these limitations, semi-empirical models are proposed in this thesis to predict the variation of swelling pressure of both compacted and natural expansive soils with respect to soil suction using the soil-water characteristic curve (SWCC) as a tool. An empirical relationship is also suggested for estimating the swelling index from plasticity index values, alleviating the need for conducting oedometer tests. The predicted swelling pressure and estimated swelling index are then used to estimate the variation of 1-D heave with respect to suction for expansive soils by modifying Fredlund (1983) equation. The proposed approach is validated on six different compacted expansive soils from US, and on eight field sites from six countries; namely, Saudi Arabia, Australia, Canada, China, US, and the UK. The proposed simple techniques presented in this thesis are friendly for the practitioners for using when estimating the heave in unsaturated expansive soils.

In many situations, the upper layers of soil above the ground water table are in a state of unsaturated condition. Although unsaturated soils are found throughout the world, they are predominant in arid or semi-arid regions. In these areas, the soil water characteristic curve (SWCC) which relates the water content to the matric suction could be used as key tool to implement the mechanics of unsaturated soils into the designs of geotechnical structures such as dams, embankments, pavements, canals, and foundations. Several experimental techniques are available for determining the SWCC in a laboratory environment. However, these experimental techniques are expensive, time consuming typically requiring days or weeks, depending on the soil type, and demanding intricate testing equipment. Due to these reasons, there has been a growing interest to find other means for estimating SWCC and encourage the adoption of unsaturated soils mechanics in geotechnical engineering practice. Several methods exist to indirectly estimate the SWCC from basic soil properties. Some may include statistical estimation of the water content at selected matric suction values, correlation of soil properties with the fitting parameters of an analytical equation that represents the SWCC, estimation of the SWCC using a physics-based conceptual model, and artificial intelligence methods such as neural networks or genetic programming. However, many studies have shown that environmental effects such as temperature, soil structure, initial water content, void ratio, stress history, compaction method, etc. can also affect the SWCC. This means that the estimation SWCC from set of conditions may not reliably predict the SWCC in other conditions. Due to this reason, it is crucial for engineers involved with unsaturated soils to take into account all the factors that influence the SWCC. The two key objectives of the present thesis are the development of a method based on first principles, using the capillary rise theory, to predict the variation of the SWCC as a function of temperature, as well as developing a technique for the prediction of the fixed parameters of a well-known function representing the SWCC based on basic soil properties together with the moisture profile of a soil column subjected to a known temperature gradient. A rational approach using capillary rise theory and the effect of temperature on surface tension and liquid density is developed to study the relation between temperature and the parameters of the Fredlund and Xing (1994) equation. Several tests, using a Tempe cell submerged in a controlled temperature bath, were performed to determine the SWCC of two coarse-grained soils at different temperatures. A good comparison between the predicted SWCC at different temperatures using the proposed model and the measured values from the Tempe cell test results is achieved. Within the scope of this thesis, a separate testing program was undertaken to indirectly estimate the SWCC of the same two coarse-grained soils from the measurement of their steady state soil-moisture profile while subjected to a fixed temperature differences. The water potential equation in the liquid and vapor phases is used to analyses the steady state flow conditions in the unsaturated soil. A good comparison is obtained for the SWCC estimated using this technique with the SWCC measured used a Tempe cell submerged in a controlled temperature bath. The results of this study indicate that knowledge of the moisture content of a soil specimen under a constant thermal gradient and basic soil properties can be used to estimate the SWCC of the soil at the desired temperature.

The importance of applying unsaturated soil mechanics concepts to geotechnical engineering design has been widely recognized. Soil water characteristic curve (SWCC) and hydraulic conductivity function (HCF) are vital soil properties that govern engineering behavior of unsaturated soils. In this study, a transient water release and imbibitions method (TRIM) is used to measure the SWCC and HCF under drying and wetting states, which accommodates integrated experimental and modeling techniques. The results of saturated hydraulic conductivity tests through flexible wall method are then used as input parameters for simulating experimental data. In general, the model provides a satisfactory fit to experimental data. Soil water characteristic curves (SWCCs) and hydraulic conductivity functions (HCFs) are presented for a variety of soils that were prepared at different molding water contents and compactive efforts. The influences of dry density, molding water content, and hysteresis have been investigated. Dry density affects soil-water characteristic in terms of its air-entry value (AEV), rate of drying, and size of the hysteresis loop. The test results indicate that the SWCC and HCF obtained in terms of volumetric water content is more sensitive to the changes in dry density than molding water content. Based on cohesive soil results, some statistical relations are proposed to estimate wetting-path SWCC and HCF parameters from more easily measured drying curves. Changes in the van Genuchten's fitting parameters and residual volumetric water content are investigated for both drying and wetting conditions, with changes in the kaolin clay content. / Master of Science

Esta tese apresenta um estudo sobre a resistência ao cisalhamento e a condutividade hidráulica de dois solos coluvionares não saturados situados na divisa dos estados do Rio Grande do Sul e Santa Catarina, em um dos trechos do Gasoduto Bolívia-Brasil. Esses solos são constituídos por sedimentos oriundos da Formação Serra Geral (basalto – Solo RO) e da Formação Botucatu (arenito – Solo AV). O trabalho de pesquisa realizado com esses solos tem seu enfoque dividido em duas partes principais: (1) obtenção direta da resistência ao cisalhamento e da função condutividade hidráulica em diferentes níveis de sucção, e (2) previsão indireta dessas propriedades a partir da determinação da curva característica do solo e de parâmetros geotécnicos saturados. As curvas características dos solos AV e RO, nas condições indeformada e remoldada (sem e com secagem prévia do solo), foram obtidas pelo uso combinado do método do papel filtro e da placa de sucção. Para as condições indeformada e remoldada sem secagem prévia, essas curvas exibiram um formato bimodal. A dessaturação é controlada pelos macroporos, para baixas sucções, e pelos microporos, para altas sucções. Para valores de sucção intermediários, praticamente não ocorre remoção de água do solo, devido, provavelmente, à ausência de poros com tamanho intermediário. Já as curvas características das amostras remoldadas com secagem prévia do solo tendem a apresentar um formato mais próximo do unimodal. A influência do índice de vazios inicial e da história de umedecimento e secagem no formato da curva é também discutida. A resistência ao cisalhamento dos solos estudados foi determinada em laboratório através de ensaios de cisalhamento direto convencionais e com sucção controlada. Os resultados, obtidos para amostras indeformadas e remoldadas sem secagem prévia, permitiram a determinação dos parâmetros de resistência ao cisalhamento c’, f’ e fb. Para determinação direta da função condutividade hidráulica do Solo AV foi construído um permeâmetro triaxial com controle de sucção, baseado no modelo apresentado por Huang et al. (1998). Esse equipamento foi utilizado para determinação da função condutividade hidráulica do Solo AV não saturado, em diferentes trajetórias de umedecimento e secagem. Os resultados evidenciaram que as amostras do Solo AV nas três condições de moldagem - indeformada, remoldada sem e com secagem - tendem a reproduzir o comportamento de dessaturação exibido nas curvas características. A função condutividade hidráulica apresenta inicialmente um decréscimo para sucções até 50 kPa, seguido por um valor praticamente constante, para sucções até 90 kPa. / This thesis presents a study about the shear strength and hydraulic conductivity of two unsaturated colluvium soils situated at the border between the states of Rio Grande do Sul and Santa Catarina, along one of the Bolivia-Brazil Gas Pipeline stretches. These soils are constituted by sediments originated from Serra Geral (basalt – sample RO) and Botucatu formations (sandstone - sample AV). The research performed with these soils had its focus divided in two main parts: (1) direct measurements of shear strength and hydraulic conductivity function at different suction levels and (2) indirect prediction of these properties from the soil-water characteristic curves and saturated geotechnical parameters. The soilwater characteristic curves of AV and RO Samples, in undisturbed and remolded conditions (without and with previous drying), were determined with both the filter-paper technique and the suction-plate technique. The undisturbed and remolded samples without previous drying showed a bimodal shape. The desaturation is controlled by the macropores for low suction values and by the micropores, for higher values. For intermediary suctions values, practically no removal of water from the sample occurs, possibly due to the lack of intermediate pore sizes. The remolded samples with previous drying tend to present a shape close to unimodal. The influences of void ratio and the drying and wetting history in the shape of the soil-water characteristic curve are also discussed. The shear strength of the studied soils was determined with conventional and suction-controlled direct shear tests. The results obtained for undisturbed and remolded samples without previous drying allowed the determination of shear strength parameters c’, f’ e fb. For the direct measurement of hydraulic conductivity function, a flexible-wall permeameter was built, based on the model presented by Huang et al. (1998). This equipment was used for determining the unsaturated hydraulic conductivity function of Sample AV in different drying and wetting paths. The results showed that Samples AV in the three molding conditions - undisturbed and remolded without and with previous drying – reproduced the desaturation behavior showed by the soil-water characteristic curves. The hydraulic conductivity function presents initially a decrease for suctions up to 50 kPa, followed by a practically constant value, for suctions up to 90 kPa.

Esta tese apresenta um estudo sobre a resistência ao cisalhamento e a condutividade hidráulica de dois solos coluvionares não saturados situados na divisa dos estados do Rio Grande do Sul e Santa Catarina, em um dos trechos do Gasoduto Bolívia-Brasil. Esses solos são constituídos por sedimentos oriundos da Formação Serra Geral (basalto – Solo RO) e da Formação Botucatu (arenito – Solo AV). O trabalho de pesquisa realizado com esses solos tem seu enfoque dividido em duas partes principais: (1) obtenção direta da resistência ao cisalhamento e da função condutividade hidráulica em diferentes níveis de sucção, e (2) previsão indireta dessas propriedades a partir da determinação da curva característica do solo e de parâmetros geotécnicos saturados. As curvas características dos solos AV e RO, nas condições indeformada e remoldada (sem e com secagem prévia do solo), foram obtidas pelo uso combinado do método do papel filtro e da placa de sucção. Para as condições indeformada e remoldada sem secagem prévia, essas curvas exibiram um formato bimodal. A dessaturação é controlada pelos macroporos, para baixas sucções, e pelos microporos, para altas sucções. Para valores de sucção intermediários, praticamente não ocorre remoção de água do solo, devido, provavelmente, à ausência de poros com tamanho intermediário. Já as curvas características das amostras remoldadas com secagem prévia do solo tendem a apresentar um formato mais próximo do unimodal. A influência do índice de vazios inicial e da história de umedecimento e secagem no formato da curva é também discutida. A resistência ao cisalhamento dos solos estudados foi determinada em laboratório através de ensaios de cisalhamento direto convencionais e com sucção controlada. Os resultados, obtidos para amostras indeformadas e remoldadas sem secagem prévia, permitiram a determinação dos parâmetros de resistência ao cisalhamento c’, f’ e fb. Para determinação direta da função condutividade hidráulica do Solo AV foi construído um permeâmetro triaxial com controle de sucção, baseado no modelo apresentado por Huang et al. (1998). Esse equipamento foi utilizado para determinação da função condutividade hidráulica do Solo AV não saturado, em diferentes trajetórias de umedecimento e secagem. Os resultados evidenciaram que as amostras do Solo AV nas três condições de moldagem - indeformada, remoldada sem e com secagem - tendem a reproduzir o comportamento de dessaturação exibido nas curvas características. A função condutividade hidráulica apresenta inicialmente um decréscimo para sucções até 50 kPa, seguido por um valor praticamente constante, para sucções até 90 kPa. / This thesis presents a study about the shear strength and hydraulic conductivity of two unsaturated colluvium soils situated at the border between the states of Rio Grande do Sul and Santa Catarina, along one of the Bolivia-Brazil Gas Pipeline stretches. These soils are constituted by sediments originated from Serra Geral (basalt – sample RO) and Botucatu formations (sandstone - sample AV). The research performed with these soils had its focus divided in two main parts: (1) direct measurements of shear strength and hydraulic conductivity function at different suction levels and (2) indirect prediction of these properties from the soil-water characteristic curves and saturated geotechnical parameters. The soilwater characteristic curves of AV and RO Samples, in undisturbed and remolded conditions (without and with previous drying), were determined with both the filter-paper technique and the suction-plate technique. The undisturbed and remolded samples without previous drying showed a bimodal shape. The desaturation is controlled by the macropores for low suction values and by the micropores, for higher values. For intermediary suctions values, practically no removal of water from the sample occurs, possibly due to the lack of intermediate pore sizes. The remolded samples with previous drying tend to present a shape close to unimodal. The influences of void ratio and the drying and wetting history in the shape of the soil-water characteristic curve are also discussed. The shear strength of the studied soils was determined with conventional and suction-controlled direct shear tests. The results obtained for undisturbed and remolded samples without previous drying allowed the determination of shear strength parameters c’, f’ e fb. For the direct measurement of hydraulic conductivity function, a flexible-wall permeameter was built, based on the model presented by Huang et al. (1998). This equipment was used for determining the unsaturated hydraulic conductivity function of Sample AV in different drying and wetting paths. The results showed that Samples AV in the three molding conditions - undisturbed and remolded without and with previous drying – reproduced the desaturation behavior showed by the soil-water characteristic curves. The hydraulic conductivity function presents initially a decrease for suctions up to 50 kPa, followed by a practically constant value, for suctions up to 90 kPa.

Esta tese apresenta um estudo sobre a resistência ao cisalhamento e a condutividade hidráulica de dois solos coluvionares não saturados situados na divisa dos estados do Rio Grande do Sul e Santa Catarina, em um dos trechos do Gasoduto Bolívia-Brasil. Esses solos são constituídos por sedimentos oriundos da Formação Serra Geral (basalto – Solo RO) e da Formação Botucatu (arenito – Solo AV). O trabalho de pesquisa realizado com esses solos tem seu enfoque dividido em duas partes principais: (1) obtenção direta da resistência ao cisalhamento e da função condutividade hidráulica em diferentes níveis de sucção, e (2) previsão indireta dessas propriedades a partir da determinação da curva característica do solo e de parâmetros geotécnicos saturados. As curvas características dos solos AV e RO, nas condições indeformada e remoldada (sem e com secagem prévia do solo), foram obtidas pelo uso combinado do método do papel filtro e da placa de sucção. Para as condições indeformada e remoldada sem secagem prévia, essas curvas exibiram um formato bimodal. A dessaturação é controlada pelos macroporos, para baixas sucções, e pelos microporos, para altas sucções. Para valores de sucção intermediários, praticamente não ocorre remoção de água do solo, devido, provavelmente, à ausência de poros com tamanho intermediário. Já as curvas características das amostras remoldadas com secagem prévia do solo tendem a apresentar um formato mais próximo do unimodal. A influência do índice de vazios inicial e da história de umedecimento e secagem no formato da curva é também discutida. A resistência ao cisalhamento dos solos estudados foi determinada em laboratório através de ensaios de cisalhamento direto convencionais e com sucção controlada. Os resultados, obtidos para amostras indeformadas e remoldadas sem secagem prévia, permitiram a determinação dos parâmetros de resistência ao cisalhamento c’, f’ e fb. Para determinação direta da função condutividade hidráulica do Solo AV foi construído um permeâmetro triaxial com controle de sucção, baseado no modelo apresentado por Huang et al. (1998). Esse equipamento foi utilizado para determinação da função condutividade hidráulica do Solo AV não saturado, em diferentes trajetórias de umedecimento e secagem. Os resultados evidenciaram que as amostras do Solo AV nas três condições de moldagem - indeformada, remoldada sem e com secagem - tendem a reproduzir o comportamento de dessaturação exibido nas curvas características. A função condutividade hidráulica apresenta inicialmente um decréscimo para sucções até 50 kPa, seguido por um valor praticamente constante, para sucções até 90 kPa. / This thesis presents a study about the shear strength and hydraulic conductivity of two unsaturated colluvium soils situated at the border between the states of Rio Grande do Sul and Santa Catarina, along one of the Bolivia-Brazil Gas Pipeline stretches. These soils are constituted by sediments originated from Serra Geral (basalt – sample RO) and Botucatu formations (sandstone - sample AV). The research performed with these soils had its focus divided in two main parts: (1) direct measurements of shear strength and hydraulic conductivity function at different suction levels and (2) indirect prediction of these properties from the soil-water characteristic curves and saturated geotechnical parameters. The soilwater characteristic curves of AV and RO Samples, in undisturbed and remolded conditions (without and with previous drying), were determined with both the filter-paper technique and the suction-plate technique. The undisturbed and remolded samples without previous drying showed a bimodal shape. The desaturation is controlled by the macropores for low suction values and by the micropores, for higher values. For intermediary suctions values, practically no removal of water from the sample occurs, possibly due to the lack of intermediate pore sizes. The remolded samples with previous drying tend to present a shape close to unimodal. The influences of void ratio and the drying and wetting history in the shape of the soil-water characteristic curve are also discussed. The shear strength of the studied soils was determined with conventional and suction-controlled direct shear tests. The results obtained for undisturbed and remolded samples without previous drying allowed the determination of shear strength parameters c’, f’ e fb. For the direct measurement of hydraulic conductivity function, a flexible-wall permeameter was built, based on the model presented by Huang et al. (1998). This equipment was used for determining the unsaturated hydraulic conductivity function of Sample AV in different drying and wetting paths. The results showed that Samples AV in the three molding conditions - undisturbed and remolded without and with previous drying – reproduced the desaturation behavior showed by the soil-water characteristic curves. The hydraulic conductivity function presents initially a decrease for suctions up to 50 kPa, followed by a practically constant value, for suctions up to 90 kPa.

Orientador: Miriam Gonçalves Miguel / Dissertação (mestrado) - Universidade Estadual de Campinas, Faculdade de Engenharia Civil, Arquitetura e Urbanismo / Made available in DSpace on 2018-08-11T22:58:54Z (GMT). No. of bitstreams: 1 Bonder_BrunnoHenrique_M.pdf: 2047878 bytes, checksum: f980b746a4148ebf1cf393fb9e4a010a (MD5) Previous issue date: 2008 / Resumo: Como ponto de partida, concentra-se esta pesquisa em determinar as relações de teor de umidade (ou grau de saturação) versus o valor da sucção matricial, conhecidas por curvas características de sucção ou curvas de retenção, para o solo da camada superficial do Campo Experimental de Mecânica dos Solos e Fundações da UNICAMP. Esta camada é constituída de uma argila siltoarenosa, porosa, em condição não saturada, laterítica, colapsível e coluvionar de espessura em torno de 6,5m; resultante do alto grau de intemperismo. Na determinação das curvas utilizou-se a técnica do papel filtro, complementando a técnica de translação de eixos, já utilizada para o solo, através do Aparelho de Richards. Os procedimentos foram de secagem e de umedecimento das amostras, permitindo o estudo do fenômeno de histerese, à luz da estrutura e da composição químico-mineralógica do solo. Também foi realizado um monitoramento em campo da variação da sucção matricial ao longo de um ano, para confirmar o fenômeno da histerese que ocorre in situo As curvas de retenção de água forneceram valores de pressão de entrada de ar que variam de 1 à 5 kPa, dependendo da técnica utilizada, lembrando o comportamento de areias, e mostraram que o fenômeno da histerese ocorre de maneira mais acentuada, em solos com poros maiores. Confrontaram-se os resultados obtidos com as diferentes técnicas de realização dos ensaios e analisaram-se as diferenças entre elas. / Abstract: This research focuses in to determine the relationship of moisture content (or degree of saturation) versus the value of the suction matrix, known as soil water characteristic curve (SWCC), to the soil surface layer of the Field Experimental of Soil Mechanics and Foundation of UNICAMP. This profile consists of colluvial, lateritic, porous, on condition unsaturated and collapsible silty clay, with thickness around 6,5m and present on a clayed silt soil, residual of diabase; resulting from the high degree of weathering. To determine the curves, the techniques of filter paper and axis-translation were used, with a Richards equipment, this already used to the soil. The procedures were wetting and drying of the samples, allowing the study of the phenomenon of hysteresis, in the light of the structure and chemical and mineralogical composition of the soil. It was carried out in the field of "tracking a variation of suction matrix over a year, to confirm the phenomenon of hysteresis that occurs in situo The SWCCs supplied values of enter air ranging from 1 to 5 kPa, depending on the technique used, reminding the behaviour of sand, and showed that the phenomenon of hysteresis occurs in a manner more pronounced in soils with pores greater.' Compared the achievements of ,lhe different techniques for conducting the tests and analyzed the differences between them. / Mestrado / Geotecnia / Mestre em Engenharia Civil

No description available.

Reservoir release patterns are determined by a number of purposes, the most fundamental of which is to manage water resources for human use. Managing our water resources means not only controlling the water in reservoirs but also determining the optimum release rate taking into account factors such as reservoir stability, power generation, water supply for domestic, industrial, and agricultural uses, and the river ecosystem. However, riverbank stability has generally not been considered as a factor, even though release rates may have a significant effect on downstream riverbank stability. Riverbank retreat not only impacts land properties but also damages structures along the river such as roads, bridges and even buildings. Thus, reservoir releases need to also take into account the downstream riverbank stability and erosion issues. The study presented here investigates the riverbank stability and erosion at five study sites representing straight as well as inside and outside channel meander bends located on the lower Roanoke River near Scotland Neck, North Carolina. Extensive laboratory and field experiments were performed to define the hydraulic and geotechnical properties of the riverbank soils at each site. Specifically, soil water characteristic curves were determined using six different techniques and the results compared to existing mathematical models. Hydraulic conductivity was estimated using both laboratory and in situ tests. Due to the wide range of experimentally obtained values, the values determined by each of the methods was used for transient seepage modeling and the modeling results compared to the actual ground water table measured in the field. The results indicate that although the hydraulic conductivities determined by in situ tests were much larger than those typically reported for the soils by lab tests, numerical predictions of the ground water table using the in situ values provided a good fit for the measured ground water table elevation. Shear strengths of unsaturated soils were determined using multistage suction controlled direct shear tests. The test method was validated, and saturated and unsaturated shear strength parameters determined. These parameters, which were determined on the basis of results from both laboratory and field measurements, and the associated boundary conditions, which took into account representative flow rates and patterns including peaking, drawdown and step-down scenarios, were then utilized for transient seepage analyses and slope stability analyses performed using SLIDE, a software package developed by Rocscience. The analyses confirmed that the riverbanks are stable for all flow conditions, although the presence of lower permeability soils in some areas may create excess pore water pressures, especially during drawdown and step-down events, that result in the slope becoming unstable in those locations. These findings indicate that overall, the current reservoir release patterns do not cause adverse impacts on the downstream riverbanks, although a gradual drawdown after a prolonged high flow event during the wet season would reduce unfavorable conditions that threaten riverbank stability. / Ph. D.

A particulate model is developed to analyze the effects of steady state and transient seepage of water through a randomly-packed coarse-grained soil as an improvement to conventional seepage analysis based on continuum models. In the new model the soil skeleton and pore water are volumetrically coupled. In the first phase of the study, the concept of relative density has been used to define different compaction levels of the soil layers of a completely saturated pavement filter system and observe the seepage response to compaction. First, Monte-Carlo simulation is used to randomly pack discrete spherical particles from a specified Particle Size Distribution (PSD) to achieve a desired relative density based on the theoretical minimum and maximum void ratios. Then, a water pressure gradient is applied across one two-layer filter unit to trigger water seepage. The pore water motion is idealized using Navier Stokes (NS) equations which also incorporate drag forces acting between the water and soil particles. The NS equations are discretized using finite differences and applied to discrete elements in a staggered, structured grid. The model predicted hydraulic conductivities are validated using widely used equations. The critical water velocities, hydraulic gradients and flow within the xi saturated soil layers are identified under both steady state and transient conditions. Significantly critical transient conditions seem to develop. In the second phase of the study the model is extended to analyze the confined flow through a partly saturated pavement layer and unconfined flow from a retention pond into the surrounding saturated granular soil medium. In partly saturated soil, the water porosity changes resulting from water flow is updated using the Soil Water Characteristics Curve (SWCC) of the soil. The results show how complete saturation develops due to water flow following the water porosity Vs pressure trend defined by the SWCC. Finally, the model is used to predict the gradual reduction in the water level of a retention pond and the location of the free-surface. The free-surface is determined by differentiating the wet and dry zones based on the Heaviside step function modified NS equations.