L’étain est une alternative privilégiée en remplacement du carbone graphite comme matériau d’électrode négative dans les batteries Li-ion en raison de son importante capacité théorique spécifique massique de 993 mAh.g-1. Toutefois son expansion volumique lors sa lithiation conduit à sa dégradation au cours du cyclage, diminuant la durée de vie du matériau. Pour pallier à sa pulvérisation, l’utilisation de l’espace inter-granulaire via la nanostructuration du matériau est complétée par l’adjonction d’une matrice carbonée ou d’un autre élément inactif vis-à-vis de la lithiation (utilisation d’alliages intermétalliques). L’objectif de ce travail porte sur l’élaboration de nouveaux procédés de synthèse de nanoparticules d’étain et d’alliage étain-cuivre en milieu liquide ionique. Des nanoparticules de Sn de taille variant de 7 à 45 nm, selon la combinaison cation-anion du liquide ionique et à partir de différents sels métalliques, ont été synthétisées, ainsi qu’un nano-alliage, le composé Cu6Sn5. La taille des nanoparticules est liée à la nature de l’anion bien que le cation présente une interaction privilégiée avec la surface métallique des nanoparticules. Isolées du liquide ionique, les nanoparticules de Sn et Cu6Sn5 montrent une architecture de type cœur-coquille avec un cœur cristallin métallique ou intermétallique et une coquille amorphe d’oxydes d’étain. Les nanoparticules de type Sn@SnOx présentent une capacité spécifique élevée supérieure à 950 mAh.g-1, mettant en lumière un mécanisme de conversion réversible du SnOx surfacique, et celle du nano-alliage Sn-Cu@SnOx est proche de la capacité attendue pour un mécanisme d’alliage, à plus de 530 mAh.g-1. / Tin is a promising alternative to replace graphite carbon as a negative electrode material in Li-ion batteries due to its high specific theoretical mass capacity of 993 mAh.g-1. However, change in volume during lithiation leads to its mechanical degradation during the cycling, and consequently very short life of the material. To overcome this issue, the use of the intergranular space via the nanostructuration of the material combined by the addition of a carbon matrix or other inactive element vs. lithium (intermetallic alloys), which buffers drastically the volume expansion during the lithium alloying process, is employed. The aim of this work is to develop new processes for the synthesis of tin nanoparticles and tin-copper alloys in ionic liquid medium. Sn nanoparticles varying in size from 7 to 45 nm were synthesized, according to the cation-anion combination of the ionic liquid and from different metallic salts, as well as a nano-alloy compound, Cu6Sn5. The size of the nanoparticles is directly related to the nature of the anion although the cation has a privileged interaction with the metal surface of the nanoparticles. Once isolated from the ionic liquid, Sn and Cu6Sn5 nanoparticles have a core-shell architecture with a metallic or intermetallic crystalline core and an amorphous shell of tin oxides. A reversible conversion mechanism of the SnOx from the shell is highlighted for Sn@SnOx nanoparticles, with a high specific capacity of approximately 950 mAh.g-1. Sn-Cu@SnOx nano-alloys have a capacity close to the theoretical for an alloy mechanism at more than 530 mAh.g-1.

O trabalho em questão mostra a possibilidade de produção de guias de onda por meio de filme finos de GeO2-PbO codopados com Tm3+/Yb3+, com e sem nanopartículas (NPs) de ouro, a partir da técnica de RF Magnetron Sputtering. Foram usados nos processos de fabricação dos guias de onda do tipo RIB e PEDESTAL, as mesmas técnicas empregadas na fabricação de dispositivos de microeletrônica, tais como, litografia e corrosão por plasma. A influência dos parâmetros dos processos de produção é reportada e a caracterização dos guias foi realizada por diversas técnicas. Dentre elas, destacamos a microscopia eletrônica de varredura (MEV) para a observação do perfil dos guias, as rugosidades de superfície e as espessuras das camadas utilizadas para a confecção dos mesmos. Medidas de transmitância óptica realizadas nos filmes permitiram a determinação do coeficiente de absorção óptica e do índice de refração, de aproximadamente 2,0, além da confirmação das espessuras dos filmes obtidos por Sputtering. Guias do tipo RIB foram descartados por dificuldades enfrentadas durante o processo de fabricação. Medidas ópticas de perdas por propagação, realizadas em guias do tipo PEDESTAL, mostraram que os melhores guias produzidos apresentaram perdas em torno de 5 dB/cm em 633 e 1050 nm, e medidas de perfil de campo próximo, além da simulação dos modos propagados, o comportamento de guiamento multímodo. Ganho óptico em torno de 13,5 dB/cm (em 805 nm) foi obtido em guia com largura de 30 ?m e potência de bombeio estimada de ~75 mW. Guias contendo NPs de ouro foram produzidos por meio de metodologia adequada que permitiu a nucleação das NPs (tamanho médio de 20 nm) e um ganho 22 dB/cm em 805 nm, portanto, duas vezes superior ao mesmo guia sem NPs (30 ?m de largura). Os resultados apresentados demonstram que guias de onda GeO2-PbO codopados com Tm3+/Yb3+, com ou sem NPs metálicas, são promissores para aplicações em dispositivos fotônicos, com a criação de dispositivos amplificadores integrados para operação na 1° janela de telecomunicações. / The work in question shows the possibility of producing waveguides by means of Tm3+/Yb3+ codoped GeO2-PbO thin films, with or without gold nanoparticles (NPs), by using the RF Magnetron Sputtering technique. For the production of RIB and PEDESTAL type waveguides, the techniques employed in the manufacture of microelectronics devices, such as plasma etching and lithography, were employed. The influences of the production process parameters are reported and the waveguides characterization was performed by several techniques. Among them, we highlight the scanning electron microscopy (SEM), which was used to observe the profile of the waveguides, the surface roughness and thickness of the layers used for their production. Measurements of thin films optical transmittance allowed the determination of the optical absorption coefficient and refractive index of approximately 2.0, and also the confirmation of the thin films thicknesses obtained by Sputtering. RIB type waveguides were discarded due to the difficulties during the manufacturing process. Optical measurements of propagation losses, held in the PEDESTAL type guides, showed losses around 5 dB/cm at 633 and 1050 nm, for the best waveguides produced, and near-field profile measurements in addition to the simulation of the propagating modes, showed multimode coupling behavior. Optical internal gain around 13.5 dB/cm (at 805 nm) was obtained in waveguide with 30 µm width at ~75 mW estimated power pumping. Waveguide containing gold NPs were produced using adequate methodology that allowed the NPs nucleation (average size of 20 nm) and 22 dB/cm gain at 805 nm, therefore, twice higher than the value obtained for the same waveguide without NPs (30 ?m width). These results show that Tm3+/Yb3+ codoped GeO2-PbO waveguides, with or without metallic NPs, are promising for applications in photonic devices, with the creation of integrated amplifiers devices for operation in the first telecommunications window.

Neste trabalho são apresentadas a preparação, a metodologia adotada para a nucleação de nanopartículas (NPs) de prata e a investigação das propriedades luminescentes do sistema vítreo GeO2-PbO dopado com íons de túlio e codopado com íons de túlio e itérbio, na presença de NPs de prata, visando aplicação em dispositivos fotônicos. Este sistema vítreo apresenta uma larga janela de transmissão (400 4500 nm) quando comparado aos silicatos, boratos e fosfatos, alto índice de refração (2,0), baixas energia de fônon (700 cm-1), alta resistência mecânica e durabilidade química. Com a finalidade de se obter maior controle sobre o processo de nucleação das NPs, realizaram-se tratamentos térmicos de várias formas, variando-se principalmente as grandezas tempo e temperatura. A partir da Microscopia Eletrônica de Transmissão (MET), a presença das NPs no material vítreo pôde ser confirmada, e pelas análises de Espectroscopia de Energia Dispersiva (EDS Energy Dispersive Spectroscopy), determinamos que as NPs possuem em sua composição prata, podendo elas serem puramente metálicas, e em alguns casos, compostas de prata e elementos da matriz. As medidas de absorção evidenciaram a incorporação dos íons Tm3+ e Yb3+ na forma trivalente, e a presença das bandas de absorção associadas à Ressonância dos Plasmons Superficiais (RPS) da prata, localizadas no intervalo de 420 a 550 nm. Foram medidas as bandas associadas à conversão ascendente (CA) do Tm3+ em 480, 650 e 800 nm, devidas às transições 1G4 3H6, 1G4 3F4, 3H4 3H6, respectivamente. Nas amostras contendo NPs de prata, tratadas a 420 °C, não foi observada a banda de RPS da prata. Entretanto, um aumento na luminescência foi verificado, assim como a presença das NPs por MET. No caso das amostras tratadas por intervalos de tempo contínuos e não-contínuos, observamos a tendência de formação de NPs menores, maiores e agregados, e maior tendência de aumento da luminescência para o segundo caso; no caso da variação da temperatura, observamos a formação da banda de RPS da prata para tratamentos superiores a 500 °C realizados em curto intervalo de tempo, e um aumento considerável da luminescência. As variações no processo de nucleação das NPs foram relacionadas às formas de tratamento adotadas. O estudo da variação da intensidade de luminescência em função da potência do laser de excitação mostrou que as NPs não interferem nos processos de CA dos íons Tm3+. Desta forma, o aumento da luminescência foi atribuído ao aumento do campo local nas proximidades dos íons de terras-raras (TRs). Portanto, o desenvolvimento de um método adequado de tratamento térmico desempenha um papel fundamental no processo de nucleação das NPs, e pode permitir um aumento considerável da luminescência proveniente dos íons de TRs, e conferir novas propriedades aos materiais e aplicações em dispositivos fotônicos. / This work presents the preparation and the methodology used for the nucleation of silver nanoparticles (NPs), and the investigation of the luminescent properties of PbO-GeO2 glass system doped with thulium ions and codoped with thulium and ytterbium ions, in the presence of NPs silver, for application in photonic devices. This glass system presents a large transmission window (400 4500 nm) when compared to silicates, borates and phosphates, high refractive index (2.0), low phonon energy (700 cm-1), high mechanical strength and chemical durability. In order to obtain greater control over the process of nucleation of NPs, different processes were used for the heat-treatment, varying mainly the time and the temperature. From the transmission electron microscopy (TEM), the presence of NPs in the glassy material could be confirmed, and from Energy Dispersive Spectroscopy (EDS) analysis, it was determined that the NPs have silver in their composition. The NPs may be purely metallic and, in some cases, composed by silver and elements of the matrix glass. Optical Absorption measurements showed the incorporation of Tm3+ and Yb3+ ions in the trivalent form, and the presence of absorption bands related to the Surface Plasmon Resonance (SPR) of silver, located in the range of 420 to 550 nm. Bands associated to Tm3+ upconversion (UPC) frequency centered around 480, 650 and 800 nm were observed due to transitions 1G4 3H6, 1G4 3F4, 3H4 3H6, respectively. The SPR of silver NPs were not observed for the samples heat-treated at 420 °C, which contained silver NPs in their composition. However, an increase in the luminescence was observed and the presence of NPs was confirmed by TEM analyses. For the samples heat-treated by continuous and non-continuous time intervals, we observed the tendency of the formation of smaller, larger and aggregated NPs, and a higher tendency of enhancement of the luminescence for the second case. For the samples heat-treated at different temperatures in short time interval, we observed the formation of the SPR band for temperatures higher than 500 °C, and a considerable increase in the luminescence. Variations in the process of NPs nucleation were related to the different heat-treatments adopted. The study of the luminescence intensity variation as function of the laser power excitation showed that the NPs do not interfere in the Tm3+ UPC luminescence processes. Thus, the enhancement in the luminescence was attributed to local field enhancement in the proximities of rare-earth ions (REIs). Therefore, the development of an appropriate method of heat-treatment plays an important role in the process of NPs nucleation, and enables a considerable increase in the luminescence from the REIs, and gives new properties to materials which are of great interest for applications in photonic devices.

La thèse de doctorat “Modes de basse fréquence de petites nanoparticules (nanocristaux métalliques) et de grosses nanosphères (virus) : une étude par diffusion inélastique de la lumière” est dédiée à l’investigation des propriétés acoustiques de différents nano-objets: nanoparticules métalliques (D<30 nm) d’une part et colloïdes/particules virales (D~200 nm) d’autre part. La diffusion inélastique de la lumière (Raman/Brillouin) est utilisée comme instrument de recherche principal pour étudier les vibrations de nanoparticules et pour déterminer leurs paramètres élastiques et mécaniques. Dans le premier chapitre de ce travail, la théorie d’élasticité continue est utilisée afin de présenter une analyse qualitative et de nomenclature des vibrations de sphères solides ; plusieurs modèles théoriques, permettant de décrire le comportement vibrationnel de nanoparticules dans un milieu environnant, et comment celui-ci dépend de l’anisotropie inhérente à une structure cristalline interne, sont discutés. Le deuxième chapitre est consacré à la description physique de la diffusion inélastique de la lumière provenant des fluctuations de polarisabilité induite par les vibrations. Deux types de diffusion inélastique de la lumière sont décrits : la diffusion Brillouin, associée au couplage de la lumière incidente (photon) avec les ondes acoustiques (phonon) dans un matériau massif, et la diffusion de Raman provenant de l’interaction entre un photon incident et des vibrations localisées, comme les vibrations de « petites » [...] nanoparticules. La description détaillée et les principes d’opération des instruments spectroscopiques (tandem Fabry-Pérot) utilisés pour réaliser ces recherches (diffusion inélastique aux basses fréquences, entre 3 et 300 GHz) sont donnés. Le troisième chapitre se focalise sur l’étude des modes basse fréquence de petites nanoparticules métalliques. Trois systèmes sont étudiés : des nanoparticules d’alliage AuAg et de Cu insérées dans une matrice vitreuse et des nanocristaux d’Au déposés sur une surface. Le système AuAg permet d’étudier un spectre Raman remarquablement riche présentant des contributions des modes fondamentaux et des harmoniques d’ordre élevé. Les données expérimentales s’accordent relativement bien avec les calculs théoriques, étayant ainsi la compréhension des ingrédients essentiels de la diffusion Raman par les modes de nanoparticules. L’étude des nanocristaux d’Au déposés a permis de caractériser l’effet de la qualité nanocristalline à travers la levée de dégénérescence partielle des modes de nanoparticules du fait de l’anisotropie élastique. L’étude de la dépendance des spectres Raman en longueur d’onde permet de différencier mono-nanocristaux et nanoparticules polycristallines. Les effets de matrice et de nanocristallinité sont intégrés dans l’étude des nanoparticules de Cu formées dans une matrice vitreuse, où l’influence des conditions de recuit sur les nanoparticules produites a été étudiée. Différentes températures de recuit […] conduisent à des profils Raman basses fréquences très différents. […] Le quatrième chapitre rapporte l’exploration d’une éventuelle exploitation de la diffusion inélastique de la lumière pour la caractérisation de gros virus, comme illustré dans le troisième chapitre pour le cas des petites nanoparticules. Afin de mieux appréhender la relaxation des règles de sélection, puisque la longueur d’onde de la lumière devient comparable à la taille des nanoparticules, le comportement des virus a été comparé à celui de polymères colloïdaux. La Diffusion de Rayons X aux Très Petits Angles (USAXS) et la Microscopie à Force Atomique (AFM) sont utilisées pour garantir la bonne comparaison morphologique entre les virus et des colloïdes de polystyrène. La comparaison des spectres Raman/Brillouin de culots concentrés de virus et de colloïdes de polymère […] permet de discuter l’existence des modes de basse fréquence dans les nanoparticules virales. / The doctoral thesis “Low frequency modes from small nanoparticles (metal nanocrystals) to large nanospheres (viruses): an inelastic light scattering study“ is dedicated to investigations of the acoustic properties of different nano-objects : small metal nanoparticles and nanocrystals (D < 30 nm) and large colloid/viral particles (D _ 200 nm). Inelastic light Raman/Brillouin scattering is used as the main research tool to probe the nanoparticle vibrations and to determine their elastic and mechanical parameters. In the first chapter, the well developed theory of elasticity is used to perform a qualitative and nomenclatural analysis of solid sphere vibrations ; several theoretical models allowing to describe the nanoparticle vibrational behavior within a surrounding medium and how the eigenvibrations are modified due to inner crystalline elastic anisotropy are discussed. The second chapter is dedicated to the description of the physics of inelastic light scattering which derives from the fluctuations of the polarizability induced by vibrations. Two types of inelastic light scattering are described : Brillouin scattering which results from the coupling of incident light (photon) with acoustic propagative waves (phonon) in a bulk substance and Raman scattering which is a result of the interaction between an incident photon and localized vibrations, hence nanoparticle vibrations in the present study. As essential in our study, the detailed description and principles of operation of the spectroscopic tools (tandem Fabry-Perot) used to perform these very low frequency inelastic light scattering spectroscopies (between 3 and 300 GHz typically) are given. The third chapter focuses on the study of low frequency modes from small metallic nanoparticles. Three systems are investigated : AuAg and Cu nanoparticles embedded in a vitreous matrix and Au nanocrystals deposited on a surface. The AuAg system allowed to study a notably rich Raman spectrum featuring contributions from fundamental modes and high order harmonics. The experimental data were found to compare rather well with theoretical predictions, thereby providing more insight into the essential ingredients of Raman scattering from nanoparticle modes. The study of deposited Au nanocrystals allowed characterizing the effect of nanocrystalline quality which results in a partial lifting of degeneracy of the nanoparticle modes due to elastic anisotropy. Investigating the wavelength dependence of the Raman spectrum allows a differentiation between single nanocrystals and multiply twinned nanoparticles. Both embedment effects and nanocrystallinity effects are integrated in the study of Cu nanoparticles grown in a glass matrix, where the influence of annealing conditions on the produced nanoparticles was investigated. It was shown that different annealing temperatures [...] result in very different low frequency Raman profiles. [...] The forth chapter reports on the exploration of the possible use of the low frequency inelastic light scattering probe in the characterization of large viruses, as illustrated in the third chapter for small nanoparticles. In order to address the change of the light selection rules as the wavelength of the exciting light becomes comparable to the size of the nanoparticles, the behaviors of the viruses are compared to those of polymer colloids. Ultra Small Angle X-ray Scattering and Atomic Force Microscopy are used to first ensure the comparableness of viruses and polystyrene colloids in terms morphologies. On the basis of the inelastic light scattering data obtained for PS colloids [...], we discuss the difficult interpretation in termsof eigenmodes of the virus counterparts.

Nous présentons une nouvelle technique de microscopie stochastique basée sur un montage d'Holographie Digitale pour l'imagerie des distributions d'intensité optique. Nous montrons comment cette technique de champ lointain peut être adaptée afin d'obtenir des images de superrésolution ainsi que de champ proche. En pratique, nous imageons des nanoparticules métalliques en mouvement Brownien dans un liquide, que nous localisons ensuite dans le but de contourner la limite de diffraction. Le mouvement aléatoire des particules nous permet une exploration complète de l'échantillon. Au-delà de la simple localisation, ces marqueurs métalliques agissent comme des sondes locales du champ électromagnétique, pouvant notamment diffuser la lumière confinée vers le champ lointain. Les possibilités de cette nouvelle technique sont illustrées à travers l'imagerie de l'intensité optique d'une onde évanescente et d'une onde propagative. Grâce à des méthodes de calcul très performantes, nous sommes capables de localiser des centaines de particules par minute, avec une précision de l'ordre de 3×3×10 nm3 pour des particules immobiles. En plus de l'imagerie des distributions de champ optique, nous présentons une application combinant nos mesures superrésolues et des mesures d'électrochimie pour l'étude des processus d'oxydation de nanoparticules d'argent à proximité d'une électrode. Nos résultats ouvrent la voie à une nouvelle technique d'imagerie superrésolue, particulièrement bien adaptée à la caractérisation optique dans des milieux liquides (comme des systèmes microfluidiques), qui étaient jusqu'à présent inaccessibles par microscopie électronique ou par des microscopies à sonde locale. / In this thesis work, we present a novel stochastic microscopy technique based on Digital Holography for the 3D mapping of optical intensity distributions. We show that this far-field, wide-field, 3D microscopy can be turned into both a superresolution and a near-field imaging technique. To do so, we use metallic nanoparticles undergoing Brownian motion as stochastic local field probes that we localize in three-dimensions in order to overcome the diffraction limit. The random motion of the particles allows for a complete exploration of the sample. Beyond simple localization, the gold markers can actually be envisaged as extremely local electromagnetic field probes, able to scatter light into the far-field. The technique we propose here is therefore a combination of the concepts of superlocalization and NSOM microscopies. The possibilities of the technique are illustrated through the 3D optical mapping of an evanescent and a propagative wave. Fast computation methods allow us to localize hundreds of particles per minute with accuracies as good as 3×3×10 nm3 for immobilized particles. In addition to optical intensity mapping, we show a particular application in electrochemistry, by coupling our high resolution images with electrochemical oxidation measurements on silver nanoparticles in solution at the vicinity of an electrode. Our results pave the way for a new subwavelength imaging technique, well adapted to optical characterization in water-based systems (such as in emerging microfluidics studies), which are mostly inaccessible to electron microscopy or local probe microscopies.

[pt] Desenvolver um sistema que combine direcionamento ativo para células específicas, elevada incorporação celular, capacidade de transdução fototérmica e biocompatibilidade é um desafio para tornar nanopartículas aplicáveis na área da biomedicina. Neste estudo, realizamos a funcionalização de nanopartículas de ouro (AuNP) em algumas etapas, utilizando macromoléculas estrategicamente para conferir- lhes características-chave de agentes teranósticos. O polietileno glicol (PEG), sendo hidrofílico, melhora a estabilidade e a duração em circulação das nanopartículas. Já o poli(ácido lático) (PLA), que é um polímero hidrofóbico e biodegradável, desempenha um papel importante na interação e incorporação dessas nanopartículas através das membranas celulares. Além disso, a funcionalização com folato pode oferecer um direcionamento ativo, uma vez que as células tumorais geralmente superexpressam proteínas receptoras de folato. Através da funcionalização única, dupla, Janus e tripla de AuNP esféricas ou cilíndricas com estes ligantes, conseguimos obter diferentes propriedades relacionadas a agregação, estabilidade e ressonância de plásmons de superfície localizada (LSPR). A funcionalização tripla garante simultaneamente uma estabilidade das nanopartículas em meios aquosos e um aumento significativo na incorporação celular. Além disso, a exposição com radiação infravermelha mostra que os nanobastões conseguem elevar a temperatura mais eficientemente do que as nanoesferas devido à sua banda de ressonância plasmônica superficial longitudinal. Os resultados sugerem que essa estratégia de funcionalização pode ser utilizada para ajustar as propriedades desejadas, possibilitando aplicações práticas e eficazes das nanopartículas de ouro em imagiologia e terapia fototérmica em pesquisas na área biomédica. / [en] Developing a system that combines active targeting to specific cells, enhanced cellular uptake, photothermal transduction capacity, and biocompatibility is a challenge to make nanoparticles applicable in the field of biomedicine. In this study, we carried out the functionalization of gold nanoparticles (AuNP) in several steps strategically using macromolecules to provide key characteristics of theragnostic agents. Polyethylene glycol (PEG), being hydrophilic, enhances nanoparticle stability and circulation lifetime. Polylactic acid (PLA), which is a biodegradable hydrophobic polymer, plays an important role in the interaction and uptake of these nanoparticles through cellular membranes. Furthermore, functionalization with folate can offer active targeting, as tumor cells typically overexpress folate receptor proteins. By single, double, and triple functionalization of spherical and rod-shaped AuNP with these ligands, we obtained varying properties related to aggregation, stability, and localized surface plasmon resonance (LSPR). Triple functionalization ensured simultaneous stability of the nanoparticles in aqueous media and a significant increase in cellular uptake. Additionally, the incidence of infrared radiation reveals that nanorods can increase the temperature more effectively gold nanospheres due to their longitudinal surface plasmon resonance band. The results suggest that this functionalization strategy can be employed to fine-tune desired properties, enabling practical and effective applications of gold nanoparticles in imaging and photothermal therapy within biomedical research.

Ce travail de thèse porte sur la modélisation des propriétés optiques de diélectriques nanostructurés par des particules métalliques. Nous nous sommes intéressés à deux aspects du problème : la détermination de l’indice effectif et la distribution du champ du plasmon de nanoparticules métalliques dispersées dans de tels milieux. Nous avons développé deux approches numériques. La première étude a été consacrée à la modélisation des parties réelle et imaginaire de l’indice effectif d’un milieu hétérogène. Pour comparer nos résultats de simulations d’indice à l’expérience, nous avons proposé une méthode expérimentale pour la mesure de l'indice de réfraction effectif de solutions colloïdales comportant des nanosphères métalliques ou semiconductrices. La seconde étude traite de la méthode d’extraction de la distribution du champ du plasmon sur la surface d’une nanosphère métallique excitée par une onde électromagnétique plane. Pour l’ensemble de ce travail nous avons tenu compte des paramètres caractéristiques de la matrice hôte et des nanoparticules sur l’indice effectif et le champ du plasmon calculés / This thesis is devoted to modeling of the optical properties of nanostructured dielectrics by metal particles. We interested in two aspects of the problem: the determination of effective index and field distribution of plasmon nanoparticles dispersed in such media. We have developed two numerical approaches. The first is devoted to the simulation of real and imaginary parts of the effective index of heterogeneous medium. In order to compare experience and theory, we have proposed an experimental approach to measure the effective refractive index of colloidal solutions containing metal or semiconductor nanospheres. The second aspect deals with the method of extraction of the field plasmon on the surface of metal nanosphere when it is excited by electromagnetic plane wave. The calculated effective index and field plasmon are done in function of characteristic parameters of nanoparticles and host matrix

Ce travail de thèse porte sur l’élaboration et la caractérisation optique et structurale de films de silice ou de titane mésostructurés porteurs de nanoparticules d’argent. Il s’intéresse également aux propriétés photochromiques des films à base de titane. Pour ce travail, des films mésoporeux de SiO2, et de TiO2, amorphe ou anatase, ont été synthétisés par voie sol-gel et caractérisés. Après leur imprégnation par des ions métalliques, trois protocoles de réduction ont été utilisés. La croissance thermique favorise la coalescence des nanoparticules; des bâtonnets d’argent sont obtenus dans les films de silice hexagonaux 2D alors que des agglomérats se forment en surface et dans l’épaisseur des films de TiO2 présentant des pores sphériques. La réduction chimique permet une croissance rapide des nanoparticules d’argent dans les pores; des bâtonnets et sphères de taille et forme contrôlées sont obtenus dans les films de SiO2 et de TiO2, respectivement. La croissance optique des nanoparticules d’argent par photoréduction est aussi un procédé rapide; des nanoparticules avec une plus large distribution de taille que leurs similaires chimiques sont obtenues dans les films de TiO2, mais seulement quelques nanoparticules dans la matrice SiO2 en raison de sa faible réponse à l’UV. L’étude du comportement photochromique des nanoparticules d’argent déposées dans des films de TiO2 a démontré l’influence de la répartition initiale des nanoparticules et de l’intensité incidente sur la couleur du film. Un blanchiment du film optique ou chimique est observé après insolation avec une lumière monochromatique puissante, et un comportement multiphotochromique pour de faibles intensités lumineuses / This study is focused on the elaboration, and the optical and structural characterization of mesostructured silica and titania films incorporating silver nanoparticles. It also deals with the photochromic properties of titania films. For that purpose, mesoporous thin films of silica and amorphous or anatase titania were produced using sol-gel method and characterized. After soaking in a metal salt solution, three kinds of reduction processes were explored. The thermal route promotes coalescence of nanoparticles; silver nanorods are obtained in 2D hexagonal silica films, whereas aggregates are formed on the surface and in the thickness of titania films having spherical pores. Chemical reduction leads to a rapid growth of silver nanoparticles in the pores: silver nanorods and spheres with a controlled size and shape are obtained in the silica and the titania films, respectively. Optical growth of silver nanoparticles by photoreduction is also a fast process: nanoparticles with a larger size distribution than the chemically reduced films are obtained in the titania matrix, but few nanoparticles are obtained in the silica matrix due to their low response to the UV light. The photochromic behavior study of silver nanoparticles deposited in amorphous or anatase titania films shows the influence of the initial nanoparticle distribution inside the film and the irradiance intensities on the photo-induced color changes. A bleaching of the optically and chemically reduced film can be observed after irradiation with monochromatic visible light at high intensities and multiphotochromic behavior at low irradiance values

Les liquides ioniques (LIs) à base d’imidazolium présentent une très grande organisation en réseaux 3D et sont constitués de microdomaines polaires et apolaires, dû à la présence des canaux ioniques et au regroupement des chaînes alkyles lipophiles. L’objectif de ce travail est d’utiliser leurs propriétés de solvatation, liées à cette organisation, pour générer et stabiliser in situ des nanoparticules métalliques (NPs) d’une taille contrôlée et prévisible. Cette approche a trouvé de nombreuses applications dans des domaines tels que la catalyse et la microélectronique. Le phénomène de croissance cristalline des NPs (ruthénium, nickel et tantale) générées in situ lors de la décomposition sous H2 des complexes organométalliques, est contrôlé i) par la taille des poches apolaires, dans lesquelles le complexe se dissout, ii) par les conditions expérimentales (température, agitation) et iii) par la nature du métal et du complexe précurseur. Le mécanisme de stabilisation des NPs, jusqu'alors mal compris, dépend du mécanisme de formation des NPs, qui pourrait entraîner la présence de ligands hydrures ou carbènes N-hétérocycliques (NHC) à leur surface. Cette présence a été démontrée par marquage isotopique et analysée en RMN ainsi qu’en spectrométrie de masse. Les LIs sont également des milieux intéressants en catalyse. Des études sur l’influence du LI sur l’activité des catalyseurs homogènes ont souligné l’importance cruciale des paramètres physico-chimiques des LIs, et particulièrement de la viscosité, qui intervient ainsi dans la loi cinétique. Enfin, une étude approfondie de l’effet de la taille des NPs sur l’activité catalytique et la sélectivité pour l’hydrogénation, réalisée en milieu LI, a confirmé l’importance du contrôle de la taille des NPs pour les applications catalytiques / Imidazolium based ionic liquids (ILs) consist of a continuous 3-D network of ionic channels, coexisting with non polar domains created by the grouping of lipophilic alkyl chains, forming dispersed or continuous microphases. The aim of this work is to use the specific solvation properties of ILs, related to this 3-D organisation, to generate and stabilise in situ metal nanoparticles (NPs) of a controlled and predictable size. This approach has found application in fields such as catalysis and microelectronics. The phenomenon of crystal growth of NPs (ruthenium, nickel, tantalum) generated in situ in ILs from the decomposition of organometallic complexes under molecular hydrogen, is found not only to be controlled by i) the size of non-polar domains, in which the complexes dissolve, but also by ii) the experimental conditions (temperature, stirring) and iii) the nature of the metal and its precursor complex. The previously unexplained stabilisation mechanism of NPs in ILs is found to depend on the mechanism of formation of NPs, which may lead to the presence of either hydrides or N-heterocyclic carbenes (NHC) at their surface. These have both been evidenced through isotopic labelling experiments analysed by NMR and mass spectrometry. Another advantage of ILs is that they provide an interesting medium for catalytic reactions. Studies on the influence of the IL on the catalytic performance in homogeneous catalysis have highlighted the crucial importance of the physical-chemical parameters of ILs, in particular the viscosity, for which a term must be included in the kinetic rate law. Using these findings, a thorough investigation of the effect of the NP size on catalytic activity and selectivity in hydrogenation in ILs was undertaken, confirming the importance of controlling NP size for catalytic applications.

A reação de redução de oxigênio (RRO) foi estudada em eletrocatalisadores formados por nanopartículas de óxidos puros e mistos de metais de transição de Mn, Co e Ni, além de estrutura tipo espinel, e por nanopartículas de Ag, Au e Ag3M (M= Au, Pt, Pd e Cu) suportadas em carbono Vulcan, em eletrólito alcalino. Os óxidos de metais de transição foram sintetizados por decomposição térmica de seus respectivos nitratos e as nanopartículas a base de prata e ouro foram sintetizadas por redução química com borohidreto. Os eletrocatalisadores foram caracterizados por Difratometria e Espectroscopia de Absorção de Raios X (somente para os óxidos de transição). Os materiais a base de óxidos de manganês, mostraram-se com alta atividade para a RRO, para os quais os resultados espectroscópicos in situ evidenciaram a ocorrência da redução do Mn(IV) para Mn(III), na região de início da RRO. Assim, as atividades eletrocatalíticas foram associadas à ocorrência da transferência de elétrons do Mn(III) para o O2. Entretanto, apresentaram forte desativação após ciclagem potenciodinâmica, o que foi associado à formação da fase Mn3O4, conforme indicado por difratometria de Raios X, após os experimentos eletroquímicos, que é eletroquimicamente inativa. Já o material formado pela estrutura do tipo espinel de MnCo2O4 apresentou alta atividade e estabilidade frente à ciclagem e à RRO. A alta atividade eletrocatalítica foi relacionada a ocorrência do par redox CoII/CoIII em maiores valores de potencial em relação ao CoOx e MnOx, devido a interações entre os átomos de Co e Mn no reticulo espinélico. Contrariamente ao observado nos óxidos com maior quantidade de manganês, o espinel mostrou-se altamente estável, o que foi associada à não alteração de sua estrutura no intervalo de potenciais que a RRO ocorre. Para os materiais bimetálicos a base de prata e ouro, os experimentos eletroquímicos indicaram maior atividade eletrocatalítica para o material de Ag3Au/C. Neste caso, a alta atividade foi associada a dois efeitos principais: (i) a um efeito sinergético, no qual os átomos de ouro atuam na região de ativação, favorecendo a adição de hidrogênio e os átomos vizinhos de prata proporcionam a quebra da ligação O-O, conduzindo a RRO pelo caminho de quatro elétrons por molécula de O2; (ii) ao aumento força da ligação Ag-O, devido à interação da Ag com o Au, resultando em maior atividade para a quebra da ligação O-O, aumentando a atividade da Ag para a RRO, em relação à atividade da Ag pura. Assim, a RRO apresentou menor sobrepotencial e maior número de elétrons em Ag3Au/C, quando comparado com as demais nanopartículas bimetálicas. / The oxygen reduction reaction (ORR) was studied on electrocatalysts composed by pure and mixed transition metal oxides of Mn, Co, and Ni, including spinel-like structures, and by Ag, Au, and Ag3M/C (M= Au, Pt, Pd e Cu) bimetallic nanoparticles, in alkaline electrolyte. The transition metal oxides were synthesized by thermal decomposition of their nitrates, and the silver and gold-based nanoparticles by chemical reduction using borohydride. The electrocatalysts were characterized by X-Ray Diffraction and X-Ray Absorption Spectroscopy (in the case of the metal oxides). The manganese-based oxide materials showed high activity for the ORR, in which the in situ spectroscopic results evidenced the Mn(IV) to Mn(III) reduction, in the range of the ORR onset. In this case, the electrocatalytic activities were correlated to the transfer of electron from Mn(III) to O2. However, they presented strong deactivation after several potentiodynamic cycles, which was ascribed to the formation of the electrochemically inactive phase of Mn3O4, as indicated by the XRD results, after the electrochemical experiments. On the other hand, the MnCo2O4 spinel-like material showed high activity and stability for the ORR. Its high electocatalytic activity was attributed to the CoII/CoIII redox pair, taking place at higher potentials, in relation to that of the CoOx e MnOx pure phases, due to the Co and Mn interactions in the spinel lattice. Contrarily to the behavior observed for the manganese-based materials, the spinel oxide presented high stability, which was ascribed to the non alteration of its crystallographic structure in the range of potentials tha the ORR takes place. For the Au and Ag-based materials, the electrochemical experiments indicated higher electrocatalytic activities for Ag3Au/C. In this case, its higher activity as associated to two main aspects: (i) to a synergetic effect, in which the gold atoms act in the activation region, facilitating the hydrogen addition, and the neighboring Ag atoms promoting the O-O bond breaking, leading the ORR to the 4-electrons pathway; (ii) to the increased Ag-O bond strength, due to the electronic interaction between Ag and the Au atoms, resulting in a faster O-O bond breaking, enhancing the electrocatalytic activity of the Ag atoms in the Ag3Au/C nanoparticle, in relation to that on the pure Ag. Therefore, the ORR presented lower overpotential and higher number of electrons in the Ag3Au/C electrocatalyst, when compared to the other investigated bimetallic nanoparticles.