Achieving sustainable development to meet the needs of current and future generations is currently on top of the global agenda, both in scientific research as well as global politics. However, achieving sustainable development is still a grand challenge, not least because it is embedded in the context of global change that affects most resource use systems worldwide in multiple ways. Even though many approaches to sustainable management do consider the connection between human activity and environmental dynamics, the role of human behavior as a main driver of system dynamics in coupled human and natural systems is often only poorly addressed. In this thesis, we aim to contribute to an improved understanding under which conditions human resource use decisions lead to sustainable outcomes, with regard to global change. For this, we will take the perspective of human decision-making and its social, ecological and economic consequences in two different resource use contexts, namely a) pastoralism in drylands and b) disaster risk management with respect to floods. We explicitly consider individual human decision-making as driver of social-ecological system dynamics, investigate the feedbacks between system components, as well as the impact of global change on resource use. To analyze such complex system dynamics, simulation models have proven to be helpful analysis tools. Particularly agent-based modeling represents a flexible and powerful analysis tool, as it allows us to model the decisions and interactions of individual agents at the micro level, while at the same time observing the outcome of their behavior on a system level. Within three case studies, we develop agent-based simulation models that capture the dynamics and feedbacks of the social-ecological system under consideration in a spatially explicit way. The first study analyzes the performance of disaster management organizations under change. In the second study, we aim to detect the drivers for polarization in a pastoral system in Morocco. The last study investigates behavioral change of pastoralist households and its impact on social, ecological and economic outcome measures. By analyzing a range of scenarios in each study, we determine both the long-term impact of different decision regimes on the state of the social-ecological system as well as the dimensions of change that have the most profound impact on the system dynamics and the sustainability of resource use. Main results that could be obtained from the modeling experiments include the identification of key resources that have a high influence on the long-term system dynamics. We are also able to show that under the influence of global change, access to certain resources gains in importance, as resources can act as buffer mechanisms to mitigate the adverse effects of global change. Through the operationalization of behavioral theories in model rules and the explicit representation of heterogeneous agent decision making, we could determine under which conditions a more refined representation of human decision making matters, and when a change in behavioral strategies leads to different social-ecological outcomes. Furthermore, all three modeling studies demonstrate the usefulness of stylized agent-based models to gain insights into complex systems. Overall, this thesis contributes to social-ecological systems research by developing appropriate simulation models to address the problem of sustainable resource use under global change.

According to game theory, dominant strategy of Prisoner’s Dilemma game is defecting. Since online trading between two strangers falls in the realm of a Prisoner’s Dilemma, failure should be the only logical conclusion of such electronic commerce situation. Traders are less likely to cooperate since they are not required to deal with the same buyer again given the enormous population of online traders. Thus one could argue that markets like eBay should never exist. Then what is the reason behind resounding success of such electronic markets? The answer lies in the reputation system that they established. Google page rankings and reader reviews on various sites like Amazon.com and Epinions.com are some other examples of the reputation system pointing towards the enormous influence that they wield in our everyday life. This research thus attempts to analyze importance of reputation system in an online trading using Agent Based Simulation. The effect of reputation system on the sustainability of mutual cooperation between online traders is analyzed by taking into account key factors like level of gullibility of online traders and the weight of influence given to their past behavior. Results indicate that reputation system is certainly capable of sustaining cooperation among online traders. However, weightage given to the past behavior of agents should be decided only after taking into account the level of gullibility of agents. Use of agent based modeling for studying dynamics of online trading is a relatively new concept. Sustaining cooperation among online traders is often perceived to be difficult task. The reputation system proposed in this research is expected to make contribution towards this goal.

Drawing upon the theories of complexity and complex adaptive systems and the Singerian Inquiring System from C. West Churchman's seminal work The Design of Inquiring Systems the dissertation herein develops a systems design theory for continuous auditing systems. The dissertation consists of discussion of the two foundational theories, development of the Theory of Complex Adaptive Inquiring Organizations (CAIO) and associated design principles for a continuous auditing system supporting a CAIO, and instantiation of the CAIO theory. The instantiation consists of an agent-based model depicting the marketplace for Frontier Airlines that generates an anticipated market share used as an integral component in a mock auditor going concern opinion for the airline. As a whole, the dissertation addresses the lack of an underlying system design theory and comprehensive view needed to build upon and advance the continuous assurance movement and addresses the question of how continuous auditing systems should be designed to produce knowledge--knowledge that benefits auditors, clients, and society as a whole.

京都大学 / 新制・課程博士 / 博士(地球環境学) / 甲第24954号 / 地環博第245号 / 新制||地環||49(附属図書館) / 京都大学大学院地球環境学舎環境マネジメント専攻 / (主査)教授 星野 敏, 准教授 鬼塚 健一郎, 教授 伊藤 孝行 / 学位規則第4条第1項該当 / Doctor of Global Environmental Studies / Kyoto University / DFAM

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