Silicon (Si) has been considered as a promising negative electrode material for lithium ion batteries (LIBs) because of its high theoretical capacity, low discharge voltage, and low cost. However, the utilization of Si electrode has been hampered by problems such as slow ionic transport, large stress/strain generation, and unstable solid electrolyte interphase (SEI). These problems severely influence the performance and cycle life of Si electrodes. In general, ionic conduction determines the rate performance of the electrode, while electron leakage through the SEI causes electrolyte decomposition and, thus, causes capacity loss. The goal of this thesis research is to design Si electrodes with high current efficiency and durability through a fundamental understanding of the ionic and electronic conduction in Si and its SEI. Multi-scale physical and chemical processes occur in the electrode during charging and discharging. This thesis, thus, focuses on multi-scale modeling, including developing new methods, to help understand these coupled physical and chemical processes. For example, we developed a new method based on ab initio molecular dynamics to study the effects of stress/strain on Li ion transport in amorphous lithiated Si electrodes. This method not only quantitatively shows the effect of stress on ionic transport in amorphous materials, but also uncovers the underlying atomistic mechanisms. However, the origin of ionic conduction in the inorganic components in SEI is different from that in the amorphous Si electrode. To tackle this problem, we developed a model by separating the problem into two scales: 1) atomistic scale: defect physics and transport in individual SEI components with consideration of the environment, e.g., LiF in equilibrium with Si electrode; 2) mesoscopic scale: defect distribution near the heterogeneous interface based on a space charge model. In addition, to help design better artificial SEI, we further demonstrated a theoretical design of multicomponent SEIs by utilizing the synergetic effect found in the natural SEI. We show that the electrical conduction can be optimized by varying the grain size and volume fraction of two phases in the artificial multicomponent SEI.

This dissertation is focus on the study of solid-electrolyte interphases (SEIs) on advanced lithium ion battery (LIB) anodes. The purposes of this dissertation are to a) develop a methodology to study the properties of SEIs; and b) provide guidelines for designing engineered SEIs. The general knowledge gained through this research will be beneficial for the entire battery research community.

There is an intense, worldwide effort to develop durable lithium ion batteries with high energy and power densities for a wide range of applications, including electric and hybrid electric vehicles. For improvement of battery technology understanding the capacity fading mechanism in batteries is of utmost importance. Novel electrode material and improved electrode designs are needed for high energy- high power batteries with less capacity fading. Furthermore, for applications such as automotive applications, precise cycle-life prediction of batteries is necessary. One of the critical challenges in advancing lithium ion battery technologies is fracture and decrepitation of the electrodes as a result of lithium diffusion during charging and discharging operations. When lithium is inserted in either the positive or negative electrode, there is a volume change associated with insertion or de-insertion. Diffusion-induced stresses (DISs) can therefore cause the nucleation and growth of cracks, leading to mechanical degradation of the batteries. With different mathematical models we studied the behavior of diffusion induces stresses and effects of electrode shape, size, concentration dependent material properties, pre-existing cracks, phase transformations, operating conditions etc. on the diffusion induced stresses. Thus we develop tools to guide the design of the electrode material with better mechanical stability for durable batteries. Along with mechanical degradation, chemical degradation of batteries also plays an important role in deciding battery cycle life. The instability of commonly employed electrolytes results in solid electrolyte interphase (SEI) formation. Although SEI formation contributes to irreversible capacity loss, the SEI layer is necessary, as it passivates the electrode-electrolyte interface from further solvent decomposition. SEI layer and diffusion induced stresses are inter-dependent and affect each-other. We study coupled chemical-mechanical degradation of electrode materials to understand the capacity fading of the battery with cycling. With the understanding of chemical and mechanical degradation, we develop a simple phenomenological model to predict battery life. On the experimental part we come up with a novel concept of using liquid metal alloy as a self-healing battery electrode. We develop a method to prepare thin film liquid gallium electrode on a conductive substrate. This enabled us to perform a series of electrochemical and characterization experiments which certify that liquid electrode undergo liquid-solid-liquid transition and thus self-heals the cracks formed during de-insertion. Thus the mechanical degradation can be avoided. We also perform ab-initio calculations to understand the equilibrium potential of various lithium-gallium phases.

Ce travail porte sur la synthèse et la caractérisation de nouveaux matériaux d'électrodes positives pour batteries au lithium. Nos recherches se sont principalement orientées vers les matériaux de type phosphates de métaux de transition, et notamment vers la famille des tavorites de composition (Li,H)FePO4(OH), qui présente une structure tridimensionnelle comportant plusieurs types de tunnels propices à l'insertion d'ions lithium. La structure du matériau LiFePO4(OH) a ainsi été parfaitement résolue, de même que celle du matériau FePO4.H2O, qui est un nouveau phosphate de fer (III) découvert au cours de ces travaux. Ces deux matériaux, ainsi que ceux obtenus par traitement thermique de la phase FePO4.H2O, ont été caractérisés à l'aide de différentes techniques d'analyse physico-chimiques. Leur comportement électrochimique vis-à-vis de l'intercalation / désintercalation du lithium a été étudié, ainsi que les mécanismes redox et structuraux associés mis en jeu.

Deux approches ont été considérées pour l'optimisation de matériaux lamellaires d'électrode positive pour batteries lithium-ion de type Li1+x(Ni1/2-yMn1/2-yCo2y)1-xO2 : la modification de surface (coating) et la substitution partielle. Dans un premier temps, nous avons montré que la substitution anionique du fluor à l'oxygène n'était pas effective contrairement aux hypothèses proposées dans la littérature par certains auteurs, mais qu'en réalité une couche de LiF était formée à la surface de ces matériaux, quelle que soit la voie de synthèse utilisée. Ces matériaux "coatés" présentent néanmoins une cyclabilité améliorée en batterie au lithium. Leurs propriétés structurales et physico-chimiques ont été caractérisées en combinant notamment la diffraction des rayons X, la spectroscopie RMN MAS du 7Li et du 19F et la spectroscopie d'électrons Auger. Dans un second temps, nous avons étudié l'effet de la substitution de l'aluminium (électrochimiquement inerte) au cobalt au sein de ces matériaux lamellaires riches en nickel et en manganèse. Les conditions de synthèse ont été optimisées et un matériau intéressant a ainsi été proposé. La structure, et plus particulièrement la distribution cationique, ont été déterminées par des analyses chimiques, par diffraction des rayons X et par des mesures magnétiques : la substitution de l'aluminium au cobalt entraîne une surlithiation moindre, un taux d'échange Li+ / Ni2+ plus important et par conséquent une diminution du caractère bidimensionnel de la structure. Ces matériaux présentent une bonne cyclabilité même à des régimes élevés et une stabilité thermique améliorée à l'état désintercalé.

In this thesis, the discharge products formed at the cathode and the performance and cell chemistry of sodium-oxygen batteries have been studied. This was carried out using different NaOTf salt concentrations. The influence of different salt concentrations on sodium-oxygen batteries was investigated since it has been shown that increasing the salt concentration beyond conventional concentrations could result in advantages such as increased stability of the electrolytes towards decomposition, higher thermal stability and lower volatility. An increase in salt concentration has also been shown to influence the electrochemical potential window. The solubility of NaOTf was investigated in two different solvents, DME and diglyme. NaOTf was found to be more soluble in DME compared to diglyme but due to the volatile nature of DME, three different concentrations of NaOTf were prepared with diglyme as solvent. Experimentation involved discharging the batteries to either maximum or limited capacity. The discharge products were examined and characterized using XRD and SEM. The main discharge product was identified as sodium superoxide although sodium peroxide dihydrate was also identified in one battery. A trend of higher capacity and voltage plateaus with higher salt concentration was also found. The influence of trace amounts of water was suggested as one explanation as it works as a catalyst, promoting sodium superoxide cube growth due to improved transportation of superoxide. Another or contributing explanation could be a possible change in donor number with increased salt concentration, resulting in higher solubility and longer lifetime of superoxide, promoting the growth of sodium superoxide cubes.

Solid state lithium ion electrolytes are important to the development of next generation safer and high power density lithium ion batteries. Perovskite-structured LLT is a promising solid electrolyte with high lithium ion conductivity. LLT also serves as a good model system to understand lithium ion diffusion behaviors in solids. In this thesis, molecular dynamics and related atomistic computer simulations were used to study the diffusion behavior and diffusion mechanism in bulk crystal and grain boundary in lithium lanthanum titanate (LLT) solid state electrolytes. The effects of defect concentration on the structure and lithium ion diffusion behaviors in LLT were systematically studied and the lithium ion self-diffusion and diffusion energy barrier were investigated by both dynamic simulations and static calculations using the nudged elastic band (NEB) method. The simulation results show that there exist an optimal vacancy concentration at around x=0.067 at which lithium ions have the highest diffusion coefficient and the lowest diffusion energy barrier. The lowest energy barrier from dynamics simulations was found to be around 0.22 eV, which compared favorably with 0.19 eV from static NEB calculations. It was also found that lithium ions diffuse through bottleneck structures made of oxygen ions, which expand in dimension by 8-10% when lithium ions pass through. By designing perovskite structures with large bottleneck sizes can lead to materials with higher lithium ion conductivities. The structure and diffusion behavior of lithium silicate glasses and their interfaces, due to their importance as a grain boundary phase, with LLT crystals were also investigated by using molecular dynamics simulations. The short and medium range structures of the lithium silicate glasses were characterized and the ceramic/glass interface models were obtained using MD simulations. Lithium ion diffusion behaviors in the glass and across the glass/ceramic interfaces were investigated. It was found that there existed a minor segregation of lithium ions at the glass/crystal interface. Lithium ion diffusion energy barrier at the interface was found to be dominated by the glass phase.

Ce mémoire est consacré à l'étude de nouveaux matériaux composites de type Si/Sn-Ni/Al/C pour former des électrodes négatives de batteries lithium ion. La microstructure de ces matériaux se présente sous la forme de nanoparticules de Si enrobées dans une matrice conductrice constituée de carbone et d'un composé intermétallique Ni3,4Sn4. La nanostructure et la composition du matériau composite lui confèrent de très bonnes performances en termes de capacité réversible, de stabilité électrochimique, et de cinétique de réaction. La mécanosynthèse a été choisie comme méthode d'élaboration. Les propriétés structurales et chimiques du composite ont été déterminées par analyses DRX, par microscopies électroniques MET et MEB, par analyses EDX et EFTEM et par spectroscopie Mössbauer de 119Sn. La caractérisation électrochimique a été réalisée par cyclage galvanostatique et par voltamétrie cyclique. La réactivité de ces matériaux envers le lithium a été étudiée par analyses DRX et spectroscopie Mössbauer de 119Sn in-situ. Ce mémoire détaille les résultats structuraux et électrochimiques obtenus pour différents matériaux composites basés sur Ni3,4Sn4 en ajoutant les éléments C, Al et Si. Une étude des mécanismes réactionnels lors du broyage mécanique ainsi que pendant le cyclage électrochimique a été effectuée et le rôle des différents éléments a été mis en évidence. Enfin, une discussion sur l'influence de la microstructure sur les performances électrochimiques des matériaux composites est donnée. Les meilleures performances électrochimiques sont obtenues pour le composite de composition nominale Ni0,14Sn0,17Si0,32Al0,04C0,35. Il présente une capacité réversible de 920 mAh/g avec une très bonne stabilité sur 280 cycles. Le matériau possède une excellente cinétique de délithiation : 90% de la capacité peut être délivrée en moins de 5 minutes. La capacité irréversible (20%) reste toutefois élevée et doit être encore améliorée en stabilisant l'interface solide/électrolyte (SEI) / This study is devoted to a new Si/Sn-Ni/Al/C composite material usable as negative electrode for lithium-ion batteries. The composite microstructure is made from Si nanoparticles embedded in a matrix, consisting of conductive carbon and Ni3.4Sn4 intermetallic compound. The nanostructure and composition of the composite material give excellent properties regarding reversible capacity, electrochemical stability, and reaction kinetics. Mechanical alloying has been chosen as synthesis method. The material structural and chemical properties have been determined by XRD analysis, by electron microscopy TEM and SEM, by EDX and EFTEM analysis and 119Sn Mössbauer spectroscopy. The electrochemical characterization was carried out by galvanostatic cycling and cyclic voltammetry. Lithium reactivity of these materials was studied by in-situ XRD analysis and 119Sn Mössbauer spectroscopy. This manuscript details the structural and electrochemical results obtained from various composite materials based on Ni3.4Sn4 by adding C, Al and Si elements. Reaction mechanisms during mechanical alloying and during electrochemical cycling have been investigated and the role of the different elements has been demonstrated. Finally, a discussion of the microstructure influence on the electrochemical performance of the composite materials is given. The best electrochemical properties are obtained for the composite material with nominal composition Ni0.14Sn0.17Si0.32Al0.04C0.35, which has a reversible capacity of 920 mAh/g with a very good stability of 280 cycles. Excellent kinetics during délithiation are obtained : 90% of capacity can be delivered in less than 5 minutes. However, the irreversible capacity (20 %) remains high and should be improved by stabilizing the solid/electrolyte interface (SEI)

[pt] A presente dissertação tem por objetivo geral validar em condições reais de operação, a técnica (desenvolvida em ambiente laboratorial) de monitoramento remoto de baterias estacionárias e como objetivos específicos identificar as limitações das tecnologias convencionais de monitoramento de baterias estacionárias, avaliar a confiabilidade do método de monitoramento remoto proposto e justificar a alternativa tecnológica proposta à luz do impacto econômico que dela decorrem. O desenvolvimento deste tema de dissertação de mestrado foi motivado pelas contribuições que poderá produzir para a Light e demais empresas dos setores elétricos, óleo e gás, bancário, de telecomunicações, entre outros setores que utilizam baterias estacionárias. A Light e o CPqD realizaram o projeto de PeD Light-Aneel 033/2008. Este projeto teve como objetivo o aumento da confiabilidade dos serviços auxiliares das subestações e redução dos custos de manutenção. Para tal efeito, foi desenvolvido um sistema automatizado de monitoramento e gestão individual e remota de todos os elementos que compõe o banco de baterias. A pesquisa de mestrado avaliou, quantitativamente, a confiabilidade da medição remota realizada na subestação Baependi da Light, na cidade do Rio de Janeiro. A metodologia aplicada na presente dissertação consiste em estudos estatísticos (Testes de hipóteses paramétricos e não paramétricos) para comparação de resultados de tensão elétrica e impedância obtidos em condições reais de operação (Medições SIMBA-GEBAT) em relação ao equipamento portátil de medição. A pesquisa validou aos níveis de significância de 90 por cento, 95 por cento e 99 por cento, a metodologia empregada para avaliação remota de baterias para os ensaios de impedância e tensão elétrica e identificou a repetitividade da metodologia da avaliação remota. O resultado da pesquisa foi fundamental para provar a credibilidade do sistema de monitoramento remoto de baterias. A utilização desse sistema ora validado contribuirá para o aumento da confiabilidade dos equipamentos que utilizam sistema de backup, além de redução dos custos de manutenção preventiva. / [en] The present work has the general objective of validating, under real operation conditions, the technique (developed in a laboratorial environment) of remote monitoring of stationery batteries. The development of this MsC dissertation theme was motivated by the contributions that it is expected to give to the Light S.E.S.A. and other companies of the Electric Sector, Oil and Gas, Bank, IT and many others which use stationary batteries in their DC energy supply. Light and CPqD developed together a Research and Development Project named ReD Light-ANEEL 033/2008. This project had as its main objective to increase the reliability of the ancillary services of substations and to reduce their maintenance costs. To reach this target, was developed an automated monitoring system and a remote individual management of all elements that form the batteries bank. The MSc research evaluated, quantitatively, the reliability of the remote metering, performed to the Light’s Baependi substation, which is located in the south zone of Rio de Janeiro City. The methodology applied in this dissertation consists of statistical studies (Hypothesis testing parametric and nonparametric), for comparison of voltage and impedance results obtained in actual operating conditions (Measurements SIMBA-GEBAT) compared to portable measurement. The research has validated, to the significance levels of 90 per cent, 95 per cent and 99 per cent, the methodology used to the remote evaluation of batteries relatively to the impedance and voltage essays, and has also identified the repetitivity of the remote evaluation methodology. The research results were fundamental to prove the credibility of the remote monitoring system of batteries. The use of this system will contribute to increase the reliability of the equipments which use backup systems, besides promoting a cost reduction of the predictive maintenance.

A reação de redução de oxigênio (RRO) foi estudada em eletrocatalisadores formados por nanopartículas de óxidos puros e mistos de metais de transição de Mn, Co e Ni, além de estrutura tipo espinel, e por nanopartículas de Ag, Au e Ag3M (M= Au, Pt, Pd e Cu) suportadas em carbono Vulcan, em eletrólito alcalino. Os óxidos de metais de transição foram sintetizados por decomposição térmica de seus respectivos nitratos e as nanopartículas a base de prata e ouro foram sintetizadas por redução química com borohidreto. Os eletrocatalisadores foram caracterizados por Difratometria e Espectroscopia de Absorção de Raios X (somente para os óxidos de transição). Os materiais a base de óxidos de manganês, mostraram-se com alta atividade para a RRO, para os quais os resultados espectroscópicos in situ evidenciaram a ocorrência da redução do Mn(IV) para Mn(III), na região de início da RRO. Assim, as atividades eletrocatalíticas foram associadas à ocorrência da transferência de elétrons do Mn(III) para o O2. Entretanto, apresentaram forte desativação após ciclagem potenciodinâmica, o que foi associado à formação da fase Mn3O4, conforme indicado por difratometria de Raios X, após os experimentos eletroquímicos, que é eletroquimicamente inativa. Já o material formado pela estrutura do tipo espinel de MnCo2O4 apresentou alta atividade e estabilidade frente à ciclagem e à RRO. A alta atividade eletrocatalítica foi relacionada a ocorrência do par redox CoII/CoIII em maiores valores de potencial em relação ao CoOx e MnOx, devido a interações entre os átomos de Co e Mn no reticulo espinélico. Contrariamente ao observado nos óxidos com maior quantidade de manganês, o espinel mostrou-se altamente estável, o que foi associada à não alteração de sua estrutura no intervalo de potenciais que a RRO ocorre. Para os materiais bimetálicos a base de prata e ouro, os experimentos eletroquímicos indicaram maior atividade eletrocatalítica para o material de Ag3Au/C. Neste caso, a alta atividade foi associada a dois efeitos principais: (i) a um efeito sinergético, no qual os átomos de ouro atuam na região de ativação, favorecendo a adição de hidrogênio e os átomos vizinhos de prata proporcionam a quebra da ligação O-O, conduzindo a RRO pelo caminho de quatro elétrons por molécula de O2; (ii) ao aumento força da ligação Ag-O, devido à interação da Ag com o Au, resultando em maior atividade para a quebra da ligação O-O, aumentando a atividade da Ag para a RRO, em relação à atividade da Ag pura. Assim, a RRO apresentou menor sobrepotencial e maior número de elétrons em Ag3Au/C, quando comparado com as demais nanopartículas bimetálicas. / The oxygen reduction reaction (ORR) was studied on electrocatalysts composed by pure and mixed transition metal oxides of Mn, Co, and Ni, including spinel-like structures, and by Ag, Au, and Ag3M/C (M= Au, Pt, Pd e Cu) bimetallic nanoparticles, in alkaline electrolyte. The transition metal oxides were synthesized by thermal decomposition of their nitrates, and the silver and gold-based nanoparticles by chemical reduction using borohydride. The electrocatalysts were characterized by X-Ray Diffraction and X-Ray Absorption Spectroscopy (in the case of the metal oxides). The manganese-based oxide materials showed high activity for the ORR, in which the in situ spectroscopic results evidenced the Mn(IV) to Mn(III) reduction, in the range of the ORR onset. In this case, the electrocatalytic activities were correlated to the transfer of electron from Mn(III) to O2. However, they presented strong deactivation after several potentiodynamic cycles, which was ascribed to the formation of the electrochemically inactive phase of Mn3O4, as indicated by the XRD results, after the electrochemical experiments. On the other hand, the MnCo2O4 spinel-like material showed high activity and stability for the ORR. Its high electocatalytic activity was attributed to the CoII/CoIII redox pair, taking place at higher potentials, in relation to that of the CoOx e MnOx pure phases, due to the Co and Mn interactions in the spinel lattice. Contrarily to the behavior observed for the manganese-based materials, the spinel oxide presented high stability, which was ascribed to the non alteration of its crystallographic structure in the range of potentials tha the ORR takes place. For the Au and Ag-based materials, the electrochemical experiments indicated higher electrocatalytic activities for Ag3Au/C. In this case, its higher activity as associated to two main aspects: (i) to a synergetic effect, in which the gold atoms act in the activation region, facilitating the hydrogen addition, and the neighboring Ag atoms promoting the O-O bond breaking, leading the ORR to the 4-electrons pathway; (ii) to the increased Ag-O bond strength, due to the electronic interaction between Ag and the Au atoms, resulting in a faster O-O bond breaking, enhancing the electrocatalytic activity of the Ag atoms in the Ag3Au/C nanoparticle, in relation to that on the pure Ag. Therefore, the ORR presented lower overpotential and higher number of electrons in the Ag3Au/C electrocatalyst, when compared to the other investigated bimetallic nanoparticles.