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Driving behavior considerably affects the transportation system, especially lane-changing behavior occasionally cause conflicts between drivers and induce shock waves that propagate backward. A freeway merge section is one of locations observed a freeway bottleneck, generating freeway traffic congestion. The emerging technologies, such as autonomous vehicles (AVs) and vehicle connectivity, are expected to bring about improvement in mobility, safety, and environment. Hence the objective of this study is to enhance freeway merge section operations based on the advanced technologies. To achieve the objective, this study modeled the non-cooperative merging behavior, and then proposed the cooperative applications in consideration of a connected and automated vehicles (CAVs) environment. As a tactical process, decision-making for lane-changing behaviors is complicated as the closest following vehicle in the target lane also behaves concerning to the lane change (reaction to the lane-changing intention), i.e., there is apparent interaction between drivers. To model this decision-making properly, this study used the game theoretical approach which is the study of the ways in which interacting choices of players. The game models were developed to enhance the microscopic simulation model representing human driver's realistic lane-changing maneuvers. The stage game structure was designed and payoff functions corresponding to the action strategy sets were formulated using driver's critical decision variables. Furthermore, the repeated game concept which takes previous game results into account was introduced with the assumption that drivers want to maintain initial decision in competition if there is no significant change of situations. The validation results using empirical data provided that the developed stage game has a prediction accuracy of approximately 86%, and the superior performance of the repeated game was verified by an agent-based simulation model, especially in a competitive scenario. Specifically, it helps a simulation model to not fluctuate in decision-making. Based on the validated non-cooperative game model, in addition, this study proposed the cooperative maneuver planning avoiding the non-cooperative maneuvers with prediction of the other vehicle's desired action. If a competitive action is anticipated, in other words, a CAV changes its action to be cooperative without selfish driving. Simulation results showed that the proposed cooperative maneuver planning can improve traffic flow at a freeway merge section. Lastly, the optimal lane selection (OLS) algorithm was also proposed to assist lane selection in consideration of real-time downstream traffic data transferred via a long-range wireless communication. Simulation case study on I-66 highway proved that the proposed OLS can improve the system-wide freeway traffic flow and lane allocation. Overall, the present work addressed developing the game model for merging maneuvers in a traditional transportation system and suggesting use of efficient algorithms in a CAV environment. These findings will contribute to enhance performance of the microscopic simulator and prepare the new era of future transportation system. / Doctor of Philosophy / Driving behaviors considerably affect the traffic flow; especially a lane change occasionally forces rear vehicles in a target lane to decrease speed or stop, hence it is considered as one of primary sources causing traffic congestion. U.S. Department of Transportation (DOT) announced that freeway bottleneck including merge section contributes to freeway traffic congestion more than 40 percent while traffic incidents count for only 25 percent of freeway congestion. This study, therefore, selected a freeway merge section, where mandatory lane changes are required, as a target area for the study. The emerging technologies, such as autonomous vehicles (AVs) and vehicle connectivity, are expected to bring about improvement in mobility, safety, and environment. Based upon these backgrounds, the objective of this study was determined to enhance freeway merge section operations based on the advanced technologies. To achieve the objective, first this study focused on understanding driving behaviors of human drivers. Decision-making for lane-changing behaviors is complicated as the closest following vehicle in the target lane also behaves concerning to the lane change (reaction to the lane-changing intention), i.e., there is apparent interaction between drivers. For example, the vehicle sometimes interferes the merging vehicle's lane-changing by decreasing a gap. To model the decision-making properly, this study modeled the non-cooperative merging behaviors using a game theoretical approach which mathematically explains the interaction (e.g., cooperation or conflict) between intelligent decision-makers. It was modeled for two vehicles, i.e., the merging vehicle in acceleration lane and a following vehicle in freeway rightmost lane, with possible actions of each vehicle. This model includes how each vehicle chooses an action in consideration of rewards. The developed model showed prediction accuracy of approximately 86% against empirical data collected at a merge section on US 101 highway. This study additionally evaluated the proposed model's rational decision-making performance in various merging situations using an agent-based simulation model. These evaluation results indicate that the developed model can depict merging maneuvers based on practical decision-making. Since most existing lane-changing models were developed from the standpoint of the lane-changing vehicle only, this study anticipates that a lane-changing model including practical decision-making process can be used to precisely analyze traffic flow in microscopic traffic simulation. Additionally, an AV should behave as a human-driven vehicle in order to coexist in traditional transportation system, and can predict surrounding vehicle's movement. The developed model in this study can be a part of AV's driving strategy based on perception of human behaviors. In a future transportation environment, vehicle connectivity enables to identify the surrounding vehicles and transfer the data between vehicles. Also, autonomous driving behaviors can be programmed to reduce competition by predicting behaviors of surrounding human-driven vehicles. This study proposed the cooperative maneuver planning which future connected and automated vehicles (CAVs) avoid choosing the non-cooperative actions based on the game model. If a competitive action is anticipated, in other words, a CAV changes its action to be cooperative without selfish driving. Simulation results showed that the proposed cooperative maneuver planning can improve traffic flow at a freeway merge section. Lastly, the optimal lane selection (OLS) algorithm was also proposed to provide a driver the more efficient lane information in consideration of real-time downstream traffic data transferred via a long-range wireless communication. Simulation case study on I-66 highway proved that the proposed OLS can improve the system-wide freeway traffic flow and lane allocation. Overall, the present work addressed developing the game model for merging maneuvers in a traditional transportation system and suggesting use of efficient algorithms in a CAV environment. These findings will contribute to enhance performance of the microscopic simulator and prepare the new era of future transportation system.

In recent years, significant progress has been made in autonomous robotics and the electrification of transportation, highlighting the growing importance of automation in daily life. Ensuring the safety and sustainability of automated systems necessitates the integration of intelligent algorithms capable of making astute decisions in uncertain circumstances. Autonomous robots possess considerable potential for efficiently performing intricate tasks, but this potential can only be unlocked through intelligent algorithms. Moreover, enhancing the energy efficiency of transportation systems yields extensive benefits for the environment, economy, and society at large. Addressing the urgent challenges of climate change and resource depletion necessitates prioritizing energy efficiency in transportation to construct a more resilient and equitable future. This research delves into the development of bio-inspired neural dynamics, nature-inspired swarm intelligence, fuzzy logic, heuristic algorithms, and optimization techniques for optimal control and navigation of electrified and unmanned ground vehicles. Drawing inspiration from biological systems, this research aims to enhance the performance of robots in dynamic and unstructured environments. The approach encompasses a hybrid bio-inspired method, leveraging the mathematical model of a biological neural system's membrane to facilitate smooth trajectory tracking and bounded velocities for a differential drive robot. Additionally, integration of a Leader-Slime Mold Algorithm (L-SMA) for global path optimization and a modified velocity obstacle (MVO) for local motion planning is pursued. A heuristic algorithm is also devised to enhance decision-making in uncertain and dynamic environments by coordinating actions among the L-SMA path planner, the MVO local motion planner, and the enhanced bio-inspired tracking controller. Furthermore, a real-time optimal predictive controller is proposed to address the energy management challenges of electrified vehicles while improving driveability and comfort. This predictive controller employs a linear parameter-varying model of an electrified vehicle, a custom-designed adaptive cost function, and fuzzy logic to adapt a subset of cost function weights. The integration of fuzzy logic and the adaptive predictive controller yields a convex optimization problem solved in real-time using an active-set solver. To further enhance the energy efficiency of the electrified vehicle, a particle swarm optimization enhanced model predictive controller is suggested as an adaptive cruise controller with superior energy efficiency and safety in vehicle-following scenarios. Through these integrated approaches, the aim is to advance the capabilities of autonomous robotics and electrified transportation systems, thereby contributing to safer, more efficient, and sustainable mobility solutions.

Asset managers continue to prepare physical infrastructure investments needed to accommodate the emerging technologies, namely vehicle connectivity, electrification, and automation. The provision of new infrastructure and modification of existing infrastructure is expected to incur a significant amount of capital investment. Secondly, with increasing EV and CAV operations, the revenues typically earned from vehicle registrations and fuel tax are expected to change due to changing demand for vehicle ownership and amount of travel, respectively. This research estimated (i) the changes in highway expenditures in an era of ECAV operations, (ii) the net change in highway revenues that can be expected to arise from ECAV operations, and (iii) the changes in user equity across the highway user groups (vehicle classes). In assessing the changes in highway expenditures, the research developed a model to predict the cost of highway infrastructure stewardship based on current and/ or future system usage. <div><br></div><div>The results of the research reveal that CAVs are expected to significantly change the travel patterns, leading to increased system usage which in turn results in increased wear and tear on highway infrastructure. This, with the need for new infrastructure to support and accommodate the new technologies is expected to result in increased highway expenditure. At the same time, CAVs are expected to have significantly improved fuel economy as compared to their human driven counterparts, leading to a decrease in fuel consumption per vehicle, resulting in reduced fuel revenues. Furthermore, the prominence of EVs is expected to exacerbate this problem. This thesis proposed a revision to the current user fee structure to address these impacts. This revision contains two major parts designed to address the system efficiency and equity in the near and long term. For the near term, this thesis recommended a variable tax scheme under which each vehicle class pays a different fuel tax rate. This ensures that both equity and system efficiency are improved during the transition to ECAV. In the long term, this thesis recommended supplementing the fuel tax with a distance based VMT tax, applicable to electric vehicles.<br></div>

The manufacturing of connected and automated vehicles (CAVs) is happening and they are aiming at providing an efficient, safe, and seamless driving experience. This is done by offering automated driving together with wireless communication to and from various objects in the surrounding environment. How automated the vehicle is can be classified from level 0 (no automation at all) to level 5 (fully automated). There is many potential attack vectors of CAVs for attackers to take advantage of and these attack vectors may change depending on what level of automation the vehicle have. There are some known vulnerabilities of CAVs where the security has been breached, but what is seemed to be lacking in the academia in the field of CAVs is a place where the majority of information regarding known attack vectors and cyber-attacks on those is collected. In addition to this the attack vectors may be analyzed for each level of automation the vehicles may have. This research is a systematic literature review (SLR) with three stages (planning, conducting, and report) based on literature review methodology presented by Kitchenham (2004). These stages aim at planning the review, finding articles, extracting information from the found articles, and finally analyzing the result of them. The literature review resulted in information regarding identified cyberattacks and attack vectors the attackers may use as a path to exploit vulnerabilities of a CAV. In total 24 types of attack vectors were identified. Some attack vectors like vehicle communication types, vehicle applications, CAN bus protocol, and broadcasted messages were highlighted the most by the authors. When the attack vectors were analyzed together with the standard of ‘Levels of Driving Automation’ it became clear that there are more vulnerabilities to consider the higher level of automation the vehicle have. The contributions of this research are hence (1) a broad summary of attack vectors of CAVs and (2) a summary of these attack vectors for every level of driving automation. This had not been done before and was found to be lacking in the academia.

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Public transport prioritization is used at signalized intersections to reduce travel times and increase the attractiveness of public transport. In the future, analog communication technologies for public transport prioritization are soon to be replaced by the promising vehicle-to-everything (V2X) technology. This abstract presents a holistic approach using V2X communication in public transport prioritization for an automated vehicle. In order to take full advantage of the V2X technology, this means to V2X-enable the traffic infrastructure and change the way of communication as well as the traffic light control. The approach was implemented and tested under real-life conditions at the research intersection Tostmannplatz in Braunschweig.

<p>  </p> <p>Advancements in technology have propelled the availability of enriched and more frequent information about traffic conditions as well as the external factors that impact traffic such as weather, emergency response etc. Most newer vehicles are equipped with sensors that transmit their data back to the original equipment manufacturer (OEM) at near real-time fidelity. A growing number of such connected vehicles (CV) and the advent of third-party data collectors from various OEMs have made big data for traffic commercially available for use. Agencies maintaining and managing surface transportation are presented with opportunities to leverage such big data for efficiency gains. The focus of this dissertation is enhancing the use of CV data and applications derived from fusing it with other datasets to extract meaningful information that will aid agencies in data driven efficient decision making to improve network wide mobility and safety performance.   </p> <p>One of the primary concerns of CV data for agencies is data sampling, particularly during low-volume overnight hours. An evaluation of over 3 billion CV records in May 2022 in Indiana has shown an overall CV penetration rate of 6.3% on interstates and 5.3% on non-interstate roadways. Fusion of CV traffic speeds with precipitation intensity from NOAA’s High-Resolution Rapid-Refresh (HRRR) data over 42 unique rainy days has shown reduction in the average traffic speed by approximately 8.4% during conditions classified as very heavy rain compared to no rain. </p> <p>Both aggregate analysis and disaggregate analysis performed during this study enables agencies and automobile manufacturers to effectively answer the often-asked question of what rain intensity it takes to begin impacting traffic speeds. Proactive measures such as providing advance warnings that improve the situational awareness of motorists and enhance roadway safety should be considered during very heavy rain periods, wind events, and low daylight conditions.</p> <p>Scalable methodologies that can be used to systematically analyze hard braking and speed data were also developed. This study demonstrated both quantitatively and qualitatively how CV data provides an opportunity for near real-time assessment of work zone operations using metrics such as congestion, location-based speed profiles and hard braking. The availability of data across different states and ease of scalability makes the methodology implementable on a state or national basis for tracking any highway work zone with little to no infrastructure investment. These techniques can provide a nationwide opportunity in assessing the current guidelines and giving feedback in updating the design procedures to improve the consistency and safety of construction work zones on a national level.  </p> <p>CV data was also used to evaluate the impact of queue warning trucks sending digital alerts. Hard-braking events were found to decrease by approximately 80% when queue warning trucks were used to alert motorists of impending queues analyzed from 370 hours of queueing with queue trucks present and 58 hours of queueing without the queue trucks present, thus improving work zone safety. </p> <p>Emerging opportunities to identify and measure traffic shock waves and their forming or recovery speed anywhere across a roadway network are provided due to the ubiquity of the CV data providers. A methodology for identifying different shock waves was presented, and among the various case studies found typical backward forming shock wave speeds ranged from 1.75 to 11.76 mph whereas the backward recovery shock wave speeds were between 5.78 to 16.54 mph. The significance of this is illustrated with a case study of  a secondary crash that suggested  accelerating the clearance by 9 minutes could have prevented the secondary crash incident occurring at the back of the queue. Such capability of identifying and measuring shock wave speeds can be utilized by various stakeholders for traffic management decision-making that provide a holistic perspective on the importance of both on scene risk as well as the risk at the back of the queue. Near real-time estimation of shock waves using CV data can recommend travel time prediction models and serve as input variables to navigation systems to identify alternate route choice opportunities ahead of a driver’s time of arrival.   </p> <p>The overall contribution of this thesis is developing scalable methodologies and evaluation techniques to extract valuable information from CV data that aids agencies in operational decision making.</p>