Orientador: Eduardo Miranda / Tese (doutorado) - Universidade Estadual de Campinas, Instituto de Física Gleb Wataghin / Made available in DSpace on 2018-08-23T18:51:04Z (GMT). No. of bitstreams: 1 SuarezVillagran_MarthaYolima_D.pdf: 7321255 bytes, checksum: d76479a0e0c1143207cb4ee380a8034d (MD5) Previous issue date: 2013 / Resumo: Estudamos nesta tese alguns aspectos da transição metal-isolante de Mott no caso desordenado. O modelo no qual baseamos nosso estudo é o modelo de Hubbard desordenado, que é o modelo mais simples a apresentar a transição metal-isolante de Mott. Analisamos esse modelo através da Teoria Dinâmica de Campo Médio Estatística (StatDMFT). Essa teoria é uma extensão natural da Teoria Dinâmica de Campo Médio (DMFT), que foi usada com relativo sucesso nos últimos anos para analisar a transição de Mott no caso limpo. Como no caso dessa última, a StatDMFT incorpora os efeitos de correlação eletrônica apenas nos seus aspetos locais. A desordem é tratada de maneira a incorporar todos os efeitos de localização de Anderson. Com essa técnica, analisamos a transição de Mott desordenada no caso bi-dimensional, usando o Monte Carlo quântico para resolver os problemas de impureza única de Anderson requeridos pela StatDMFT. Encontramos as linhas espinodais nas quais o metal e o isolante deixam de ser meta-estáveis. Também estudamos os padrões espaciais das flutuações de quantidades locais, como a auto-energia e a função de Green local, e mostramos como há o aparecimento de regiões metálicas dentro do isolante e viceversa. Analisamos efeitos de tamanho finito e mostramos que, em consonância com os teoremas de Imry e Ma, a transição de primeira ordem desaparece no limite termodinâmico. Analisamos as propriedades de transporte desse sistema através de um mapeamento a um sistema de resistores aleatórios clássicos e calculamos a corrente média e sua distribuição através da transição metal-isolante. Finalmente, estudamos o comportamento da parede de domínio que se forma entre o isolante e o metal no caso limpo. Isso foi feito através de um modelo de uma cadeia unidimensional conectada a reservatórios, um metálico e um isolante, cada um em uma de suas extremidades. Nesse caso, utilizamos o método da Teoria de Perturbação Iterada para a solução dos modelos de impureza única. Encontramos o comportamento da parede como função da temperatura e das interações / Abstract: In this thesis, we studied some aspects of the Mott metal-insulator transition in the disordered case. The model on which we based our analysis is the disordered Hubbard model, which is the simplest model capable of capturing the Mott metal-insulator transition. We investigated this model through the Statistical Dynamical Mean-Field Theory (statDMFT). This theory is a natural extension of the Dynamical Mean-Field Theory (DMFT), which has been used with relative success in the last several years with the purpose of describing the Mott transition in the clean case. As is the case for the latter theory, the statDMFT incorporates the electronic correlation effects only incorporate Anderson localization effects.. With this technique, we analyzed the disordered two-dimensional Mott transition, using Quantum Monte Carlo to solve the associated single-impurity problems. We found the spinodal lines at which metal and insulator cease to be meta-stable. We also studied the spatial fluctuations of local quantities, such as the self-energy and the local Green¿s function, and showed the appearance of metallic regions within the insulator and vice-versa. We carried out an analysis of finite-size effects and showed that, in agreement with the theorems of Imry and Ma, the first-order transition is smeared in the thermodynamic limit. We analyzed transport properties by means of a mapping to a random classical resistor network and calculated both the average current and its distribution across the metalinsulator transition. Finally, we studied the behavior of the domain wall which forms between the metal and the insulator in the clean case. This was done by means of a model of a one-dimensional chain connected to two reservoirs, one metallic and the other insulating, each attached to one of the chain¿s ends. In this case, we used the Iterated Perturbation Theory technique in order to solve the associated singleimpurity problems. We then established the behavior of the domain wall width as a function of temperature and interactions / Doutorado / Física / Doutora em Ciências

Through our whole work we study the XY model with all its entirety, a particular spin model where spins are confined in a plane. We try to bring out a good understanding of this model with all different types of phases and phase transition, it undergoes in critical situations. We conceive of these external conditions from very different physical models like High Tc Superconductor, Ultracold atoms in optical lattice which are in focus of recent research. Firstly we model high Tc Superconductors with very simple 2D XY model to get an idea about the diamagnetic response exhibited by these materials when kept in a external magnetic field. This modeling is reasonable because most of the physics of cuprate High Tc Superconductors are governed by their 2D copper oxide planes which insists us to consider 2D models. Later we shifted to a more realistic 3D anisotropic XY model , as the coupling between cuprates plane may have a considerable role in devising physics of those materials. We particularly focus on the 2D to 3D crossover effect on magnetisation showed by these models, with keeping an eye on how all these can be relate to the experimentally acquired magnetisation profile of High Tc Supercondutors. On the second project we investigate on the phase diagram of a fully frustrated 2-leg ladder Bose Hubbard model. After mapping it properly to a classical model, a bi-layer Fully Frustrated XY model on square lattice, we found that the frustration leads to the emergence of a new phase "Chiral Mott insulator(CMI)" sandwiched between "Chiral Superfluid(CSF)" and "regular Mott insulator(MI)" phase. We divide the whole report into four parts. The first chapter is basically contain-ing introductory part comprising the motivation. In the second chapter we discuss various types of phases and phase transitions of the 2D & 3D XY models. We try to address their critical behaviors. In the third chapter and onwards we consider our model in external magnetic field and observe magnetisation in these systems. Here we specially focus on 2D to 3D crossover effect on magtisation measurement. Lastly in the fourth chapter we bring out a correspondence of XY model with the 2 leg ladder fully frustrated Bose Hubbard Model. There we report the emergence of a new phase, Chiral Mott Insulator(CMI) due to frustration in system.

Orientador: Marcos César de Oliveira / Tese (doutorado) - Universidade Estadual de Campinas, Instituto de Física Gleb Wataghin / Made available in DSpace on 2018-08-18T12:10:11Z (GMT). No. of bitstreams: 1 Farias_ReginaldodeJesusCosta_D.pdf: 4228413 bytes, checksum: 9e7ff892eed5441839ee091ddb080501 (MD5) Previous issue date: 2011 / Resumo: Partindo de uma derivação matemática do modelo de Bose-Hubbard, desenvolvemos os cálculo para o emaranhamento bi e multipartido, através da transição Isolante de Mott-superuida, entre os modos de uma rede óptica para as situações mais simples de dois, três e quatro átomos (N) depositados nestas com igual número de sítios M, ocasionando um fator de preenchimento ? = N=M unitário. Apresentamos uma investigação sobre o controle da dinâmica de um condensado de Bose-Einstein aprisionado em um poço duplo através da ação de um potencial externo dependente do tempo. Apresentamos também uma investigação preliminar de codificação e operações quânticas embasadas em colisões controladas entre átomos em múltiplos poços / Abstract: Starting from a mathematical derivation of the Bose-Hubbard Model (BHM) we analyze the developing of bipartite and multipartite entanglement through the Mott insulator-superuid quantum phase transition, among the modes of an optical lattice to the simplest situations of two, three and four atoms (N) deposited in such optical lattice with equal number of sites (M), where a filling factor ? = N=M = 1 per lattice site is considered. We present an investigation about the controlled dynamic of a Bose-Einstein condensate in a double well driven by an external time dependent potential. Beyond we present some preliminar notes on codi cations and quantum operations in cold controlled collisions among atoms in multiples wells / Doutorado / Física da Matéria Condensada / Doutor em Ciências

Neste trabalho utilizamos sistemas modelos no desenvolvimento, implementação e análise de funcionais orbitais da densidade, focando, em particular, nas correções de autointeração de Perdew-Zunger (PZSIC) e Lundin-Eriksson (LESIC). Aplicamos as correções de auto-interação ao funcional local (LDA) do modelo de Hubbard e de poços quânticos semicondutores, ambos unidimensionais, no caso estático e dependente do tempo, respectivamente. Para o modelo de Hubbard unidimensional, comparamos a LDA, LDA+PZSIC e LDA+LESIC, identificando o desempenho para energias e densidades do estado fundamental, com e sem impurezas locais, além do gap fundamental de energia. Em adição, averiguamos o desempenho diante de cargas fracionárias, estabelecendo conexões com o erro de delocalização da LDA. Mostramos a possibilidade da correta descrição das freqüências das oscilações de Friedel no modelo de Hubbard, além de investigar como a falha da LDA em reproduzir esse aspecto pode estar relacionada com os erros de auto-interação e delocalização. Investigamos ainda as diferentes possibilidades de implementação autoconsistente de qualquer funcional orbital da densidade, analisando a relação entre funcionais aproximados e suas implementações aproximadas. Nos poços quânticos, sob o enfoque dependente do tempo, analisamos a descontinuidade do potencial de troca e correlação ao variarmos o número de partículas, em dois processos distintos: a ionização eletrônica em um poço simples e dissociação de um poço duplo assimétrico. No último caso, avaliamos os efeitos da descontinuidade no número total de partículas em cada poço, revelando os mecanismos que resgatam a neutralidade elétrica durante processos de dissociação, com a correta carga final inteira. / In this work we use model systems to develop, implement and analyse orbital-dependent density functionals, focusing, specifically, on the self-interaction corrections (SICs) of Perdew and Zunger (PZSIC) and of Lundin and Eriksson (LESIC). These self-interaction corrections are applied to the local-density approximation (LDA) for the one-dimensional Hubbard model and for semiconductor quantum wells, in one-dimensional static and time-dependent situations. For the one-dimensional Hubbard model we compare LDA, LDA+PZSIC and LDA+LESIC, and investigate the performance of these approaches for ground-state energies, densities and energy gaps, with and without impurities in the system. We also consider the case of fractional charges, where a connection to the delocalization error of the LDA can be made. We show that in principle a correct description of the frequences of Friedel oscillations in the Hubbard model can be obtained from DFT, and investigate how the failure of the LDA in reproducing this is related to the selfinteraction and delocalization errors. Moreover, we investigate different procedures for the selfconsistent implementation of any orbital-dependent functional, and analyse the question of the interplay between an approximate functional and its approximate implementation. For quantum wells sytems we analyse, in a time-dependent framework, the discontinuity of the exchange-correlation potential under variation of the particle number in two different processes: the ionization of a simple quantum well and the dissociation of an asymmetric double well. In the latter case, we also consider the effect of changes in the particle number in each subwell, thus revealing the mechanism that restores electric neutrality during dissociation, with correct final charge.

The physics of cuprates is strongly influenced by the dimension of the cooper-oxygen network in the considered crystals. Due to the rich manifoldness of different network geometries realized by nature, cuprates are ideal model systems for experimental and theoretical studies of low-dimensional, strongly correlated systems. The dimensionality of the considered model compounds varies between zero and three with a focus on one- and two-dimensional compounds. Starting from LDA band structure calculations, the relevant orbitals for the low-energy physics have been characterized together with a discussion of the chemical bonding in the investigated compounds. By means of a systematic approach for various compounds, the influence of particular structural components on the electronic structure could be concluded. For the undoped cuprate compounds, paramagnetic LDA band structure calculations yield a metallic groundstate instead of the experimentally observed insulating behavoir. The strong correlations were taken into account using Hubbard- or Heisenberg-like models for the investigation of the magnetic couplings in cuprates. The necessary parameters were obtained from tight-binding parameterizations of LDA band structures. Finallly, several ARPES as well as XAS measurements were interpreted. The present work shows, that the combination of experiment, LDA, and model calculations is a powerful tool for the investigation of the electronic structure of strongly correlated systems.

This thesis analyzes charge properties of (undoped) cuprate compounds from a theoretical point of view. The central question considered here is: How does the dimensionality of the CU-O sub-structure influence its charge degrees of freedom? The model used to describe the Cu-O sub-structure is the three- (or multi-) band Hubbard model. Analytical approaches are employed (ground-state formalism for strongly correlated systems, Mori-Zwanzig projection technique) as well as numerical simulations (Projector Quantum Monte Carlo, exact diagonalization). Several results are compared to experimental data. The following materials have been chosen as candidates to represent different Cu-O sub-structures: Bi2CuO4 (isolated CuO4 plaquettes), Li2CuO2 (chains of edge-sharing plaquettes), Sr2CuO3 (chains of corner-sharing plaquettes), and Sr2CuO2Cl2 (planes of plaquettes). Several results presented in this thesis are valid for other cuprates as well. Two different aspects of charge properties are analyzed: 1) Charge properties of the ground state 2) Charge excitations. (gekürzte Fassung)

Für die theoretische Beschreibung verschiedener Substanzen, so z.B. für diverse Kuprate die Anwendungen als Hochtemperatur-Supraleiter finden, spielt das t-J-Modell eine wichtige Rolle. In vielen Fällen kann man Abweichungen der Verbindungen vom idealen translationsinvarianten Festkörper vernachlässigen, für bestimmte Eigenschaften ist jedoch der Einfluß von Störstellen,z.B. Dotieratomen, bedeutsam. Um solche Verunreinigungen einzubeziehen, behandelt die vorliegende Arbeit das t-J-Modell mit einer zusätzlichen on-site-Energie mit über die Gitterpläte zufallsverteilten Werten. Um für dieses Modell die Einteilchen-Greensfunktion zu bestimmen, wird ein Verfahren entwickelt, welches auf der Projektionstechnik basiert und die Einbeziehung des Unordnungsterms ermöglicht. Die notwendige Mittelung über die möglichen Unordnungskonfigurationen erfolgt näherungsweise durch Faktorisierung und ist verwandt mit der sogenannten average T-matrix approximation, wird hier jedoch auf ein stark korreliertes System erweitert. Zur Illustration wird der Grundzustand von La2−xSrxCuO4 und Nd2−xCexCuO4 bei einem zusätzlichen Ladungsträger über Halbfüllung untersucht. Wie Bandstrukturrechnungen zeigen, ruft die Dotierung der elektronendotierten Substanz gerade einen solchen Zufallsterm hervor. Dies wurde in der bisherigen Literatur meist vernachlässigt. Bei der Übertragung der Bandstrukturergebnisse in die Modellparameter des t-t′-t′′-J-Modells zeigt sich, daß der Einfluß der Dotieratome bei La2−xSrxCuO4 um etwa eine Größenordnung geringer ist als in Nd2−xCexCuO4 . Als wichtige Ursache hierfür wird der Einfluß der Apex-Sauerstoffatome angesehen, die im Fall von La2−xSrxCuO4 die Seltenerd- Dotieratome gegenüber der Kupferoxidebene abschirmen. Für das mit diesen Parametern belegte Modell wird anschließend die Einteilchen- Greensfunktion berechnet, die Ausgangspunkt der Berechnung verschiedener Observablen ist. Die für die elektronendotierte Substanz auftretende lokale Mode gibt zu dem Vorschlag Anlaß, daß die unterschiedliche Stabilität der antiferromagnetischen Phase für die beiden betrachteten Substanzen nicht nur auf die Art der Ladungsträger zurückzuführen ist, sondern auch auf die Struktur der Elementarzelle. / The t-J-Modell can be applied to several classes of materials, e.g. high-Tc cuprate superconductors. Often translational invariance can be assumed, but sometimes it is necessary to take into account the effects of the doping atoms at randomly distributed sites. Therefore a t-J-Modell with an additional randomly distributed on-site energy is investigated. To calculate the one-particle Green’s function considering this term of disorder, a method is developed which bases on projection technique. The average over the possible configurations of the dopand atoms is approximated by factorization and is similar to the so-called average T-matrix approximation. Here it is extended to a model with strong correlations. In order to illustrate the methode the single-particle ground state of La2−xSrxCuO4 and Nd2−xCexCuO4 is analyzed. Band-structure calculations exhibit that for the electron-doped case the doping atoms (in first approximation) induce indeed a term of disordered on-site energies. The transformation of the values of this energies at the copper sites into the parameters in the t − t′ − t′′ − J-model shows that the influence of doping in La2−xSrxCuO4 is by about an order of magnitude smaller than in Nd2−xCexCuO4 . The existence of apex oxygen atoms between the rare-earth plane and the copper-oxygen plane in La2−xSrxCuO4 is one important reason for that effect. The single-particle Greens function for the t-t′-t′′-J-model with these parameters is calculated. A local mode appears in the electron-doped case, which suggests that the differences of the stability of the antiferromagnetic phases in both compounds are not only due to the type of charge carriers but also due to the structure of the unit cell.

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Random matrix theory (RMT) is a mathematical framework that has found profound applications in physics, particularly in the study of many-body systems. Its success lies in its ability to predict universal statistical properties of complex systems, independent of the specific details. This thesis explores the application of RMT to two classes of many-body systems: quantum and stochastic many-body systems. Within the quantum framework, this work focuses on the Bose-Hubbard system, which is paradigmatic for modeling ultracold atoms in optical traps. According to RMT and the Eigenstate Thermalization Hypothesis (ETH), eigenstate-to-eigenstate fluctuations of expectation values of local observables decay rapidly with the system size in the thermodynamic limit at sufficiently large temperatures. Here, we study these fluctuations in the classical limit of fixed lattice size and increasing boson number. We find that the fluctuations follow the RMT prediction for large system sizes but deviate substantially for small lattices. Partly motivated by these results, the Bose-Hubbard model on three sites is studied in more detail. On few sites, the Bose-Hubbard model is known to be a mixed system, being neither fully chaotic nor integrable. We compare energy-resolved classical and quantum measures of chaos, which show a strong agreement. Deviations from RMT predictions are attributed to the mixed nature of the few-site model. In the context of stochastic systems, generators of Markov processes are studied. The focus is on the spectrum. We present results from two investigations of Markov spectra. First, we investigate the effect of sparsity on the spectrum of random generators. Dense random matrices previously used as a model for generic generators led to very large spectral gaps and therefore to unphysically short relaxation times. In this work, a model of random generators with adjustable sparsity — number of zero matrix elements — is presented, extending the dense framework. It is shown that sparsity leads to longer, more physically realistic relaxation times. Second, the generator spectrum of the Asymmetric Simple Exclusion Process (ASEP), a quintessential model in non-equilibrium statistical mechanics, is analyzed. We investigate the spectral boundary, which is characterized by pronounced spikes. The emergence of these spikes is analyzed from several points of view, including RMT. The results presented in this thesis contribute to the understanding of the applicability of RMT to many-body systems. This thesis highlights successes such as the explanation of “ETH fluctuations” in Bose-Hubbard models, the improvement of random matrix descriptions by introducing sparsity, and the emergence of spikes in the spectral boundary of the ASEP. The latter is a notable case where RMT provides insights even though the ASEP is a Bethe-integrable system. Furthermore, this thesis shows examples of the limits of RMT, exemplified by the results presented for the Bose-Hubbard model with a few sites.